Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| H2O AMERICASJW · Entity 4308 | Director | December 31, 2017 | February 12, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
H2O AMERICA
Report date December 31, 2017 · Filed February 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy John Kimberly Moss Trust | 0 |
Reported balance
After 2017-09-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-09-08 · Other · Disposed 811,059 · Balance 0 F1: The reporting person resigned as the trustee of the John Kimberly Moss Trust (the "Trust") and no longer has any pecuniary interest in the shares held by the Trust. |
| Common StockSEC Table I · non-derivative | Direct | 1,085,135 |
Reported balance
Holding disclosure · report date 2017-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,085,135 F2: Represents 1,083,980 shares of the issuer's common stock held by the George Edward Moss Trust, a living trust of which the reporting person is the sole trustee and sole beneficiary, and 1,155 shares of the issuer's common stock subject to restricted stock units. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse's revocable trust | 6,645 |
Reported balance
Holding disclosure · report date 2017-12-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,645 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse's IRA | 800 |
Reported balance
Holding disclosure · report date 2017-12-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 800 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse's Roth IRA | 1,303 |
Reported balance
Holding disclosure · report date 2017-12-31 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,303 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person resigned as the trustee of the John Kimberly Moss Trust (the "Trust") and no longer has any pecuniary interest in the shares held by the Trust.
F2: Represents 1,083,980 shares of the issuer's common stock held by the George Edward Moss Trust, a living trust of which the reporting person is the sole trustee and sole beneficiary, and 1,155 shares of the issuer's common stock subject to restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 08, 2017 Filed Feb 12, 2018 18:56 UTC | H2O AMERICA SJW · Entity 4308 | OtherCommon Stock | 811,059 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-18-000052 · wf-form5_151846176222451.xml · nonDerivative · entry 1 MOSS GEORGE E · CIK 0001245328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By John Kimberly Moss Trust Disclosed balance after: 0 F1 · kind: The reporting person resigned as the trustee of the John Kimberly Moss Trust (the "Trust") and no longer has any pecuniary interest in the shares held by the Trust. F1 · shares: The reporting person resigned as the trustee of the John Kimberly Moss Trust (the "Trust") and no longer has any pecuniary interest in the shares held by the Trust. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 23:42 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-17-000076 · wf-form4_149333653279509.xml · nonDerivative · entry 1 MOSS GEORGE E · CIK 0001245328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,085,135 F1 · shares: Represents 1,155 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2018 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents 1,083,980 shares of common stock held by the George Edward Moss Trust, a living trust of which the reporting person is the sole trustee and 1,155 shares of the issuer's common stock underlying restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.