Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| H2O AMERICASJW · Entity 4308 | Director | March 10, 2020 | March 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
H2O AMERICA
Report date March 10, 2020 · Filed March 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Douglas R. King and Melinda J. King, Trustees of the King Family Trust dated June 06, 2005 | 5,155 |
Reported balance
After 2020-03-10 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-03-10 · Sale · Disposed 5,348 · Balance 5,155 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.00 to $64.70, inclusive. The Reporting Person undertakes to provide to SJW Group or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| Common StockSEC Table I · non-derivative | Direct | 10,596 |
Reported balance
Holding disclosure · report date 2020-03-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10,596 F1: Includes 1,302 shares of the issuer's common stock underlying restricted stock units, and 9,294 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 1,302 shares of the issuer's common stock underlying restricted stock units, and 9,294 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.00 to $64.70, inclusive. The Reporting Person undertakes to provide to SJW Group or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Silicon Graphics International Corp
Report date November 01, 2016 · Filed November 02, 2016
Section 16 reporting ended · disclosed 2016-11-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-11-01 transaction · row 1
1 source rowRow 1 · 2016-11-01 · Disposition to issuer · Disposed 64,344 · Balance 0 F1: Shares were disposed of at the effective time of the merger of a subsidiary of Hewlett Packard Enterprise Company ("HPE") with and into the Issuer (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of August 11, 2016, by and among HPE, Satellite Acquisition Sub, Inc. and the Issuer (the "Merger Agreement") in exchange for $7.75 per share, without interest, and subject to deduction for any applicable withholding taxes (the "Merger Consideration"). |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.02 · Expires 2021-01-03 | Direct | 0 |
Reported balance
After 2016-11-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-11-01 · Disposition to issuer · Disposed 10,000 · Balance 0 F2: Shares consist of unexercised non-qualified stock options that were converted into such number of like shares of HPE determined by multiplying the number of shares by a fraction, of which the numerator is equal to the Merger Consideration and the denominator is equal to the average closing price of a share of HPE common stock on the New York Stock Exchange for the five consecutive trading days immediately preceding (but not including) the closing date (the "Conversion Ratio"), rounded down to the nearest whole share pursuant to the terms and conditions of the Merger Agreement. |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.69 · Expires 2022-01-03 | Direct | 0 |
Reported balance
After 2016-11-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-11-01 · Disposition to issuer · Disposed 15,000 · Balance 0 F2: Shares consist of unexercised non-qualified stock options that were converted into such number of like shares of HPE determined by multiplying the number of shares by a fraction, of which the numerator is equal to the Merger Consideration and the denominator is equal to the average closing price of a share of HPE common stock on the New York Stock Exchange for the five consecutive trading days immediately preceding (but not including) the closing date (the "Conversion Ratio"), rounded down to the nearest whole share pursuant to the terms and conditions of the Merger Agreement. |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.47 · Expires 2023-01-02 | Direct | 0 |
Reported balance
After 2016-11-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-11-01 · Disposition to issuer · Disposed 15,000 · Balance 0 F2: Shares consist of unexercised non-qualified stock options that were converted into such number of like shares of HPE determined by multiplying the number of shares by a fraction, of which the numerator is equal to the Merger Consideration and the denominator is equal to the average closing price of a share of HPE common stock on the New York Stock Exchange for the five consecutive trading days immediately preceding (but not including) the closing date (the "Conversion Ratio"), rounded down to the nearest whole share pursuant to the terms and conditions of the Merger Agreement. |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.99 · Expires 2018-02-06 | Direct | 0 |
Reported balance
After 2016-11-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-11-01 · Disposition to issuer · Disposed 30,000 · Balance 0 F2: Shares consist of unexercised non-qualified stock options that were converted into such number of like shares of HPE determined by multiplying the number of shares by a fraction, of which the numerator is equal to the Merger Consideration and the denominator is equal to the average closing price of a share of HPE common stock on the New York Stock Exchange for the five consecutive trading days immediately preceding (but not including) the closing date (the "Conversion Ratio"), rounded down to the nearest whole share pursuant to the terms and conditions of the Merger Agreement. |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.98 · Expires 2018-03-28 | Direct | 0 |
Reported balance
After 2016-11-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-11-01 · Disposition to issuer · Disposed 10,000 · Balance 0 F2: Shares consist of unexercised non-qualified stock options that were converted into such number of like shares of HPE determined by multiplying the number of shares by a fraction, of which the numerator is equal to the Merger Consideration and the denominator is equal to the average closing price of a share of HPE common stock on the New York Stock Exchange for the five consecutive trading days immediately preceding (but not including) the closing date (the "Conversion Ratio"), rounded down to the nearest whole share pursuant to the terms and conditions of the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were disposed of at the effective time of the merger of a subsidiary of Hewlett Packard Enterprise Company ("HPE") with and into the Issuer (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of August 11, 2016, by and among HPE, Satellite Acquisition Sub, Inc. and the Issuer (the "Merger Agreement") in exchange for $7.75 per share, without interest, and subject to deduction for any applicable withholding taxes (the "Merger Consideration").
F2: Shares consist of unexercised non-qualified stock options that were converted into such number of like shares of HPE determined by multiplying the number of shares by a fraction, of which the numerator is equal to the Merger Consideration and the denominator is equal to the average closing price of a share of HPE common stock on the New York Stock Exchange for the five consecutive trading days immediately preceding (but not including) the closing date (the "Conversion Ratio"), rounded down to the nearest whole share pursuant to the terms and conditions of the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2020 Filed Mar 12, 2020 22:17 UTC | H2O AMERICA SJW · Entity 4308 | SaleCommon Stock | 5,348 | $64.27 | $343,715.96 |
DisclosureSEC source: 0000766829-20-000080 · wf-form4_158405113329359.xml · nonDerivative · entry 2 KING DOUGLAS R · CIK 0001245290 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas R. King and Melinda J. King, Trustees of the King Family Trust dated June 06, 2005 Disclosed balance after: 5,155 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.00 to $64.70, inclusive. The Reporting Person undertakes to provide to SJW Group or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| April 24, 2019 Filed Apr 25, 2019 22:02 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 1,055 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-19-000098 · wf-form4_155622974065648.xml · nonDerivative · entry 3 KING DOUGLAS R · CIK 0001245290 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas R. King and Melinda J. King, Trustees of the King Family Trust dated June 06, 2005 Disclosed balance after: 10,503 F3 · shares: Represents shares of the issuer's common stock issued in the name of Douglas R. King and Melinda J. King as trustees of the King Family Trust dated June 06, 2005 upon settlement of restricted stock units as previously reported by the reporting person in Table I as directly owned. F4 · balance_after: Includes 1,302 shares of the issuer's common stock underlying restricted stock units, and 9,294 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service. Read SEC document |
| April 24, 2019 Filed Apr 25, 2019 22:02 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 1,055 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-19-000098 · wf-form4_155622974065648.xml · nonDerivative · entry 2 KING DOUGLAS R · CIK 0001245290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,596 F3 · shares: Represents shares of the issuer's common stock issued in the name of Douglas R. King and Melinda J. King as trustees of the King Family Trust dated June 06, 2005 upon settlement of restricted stock units as previously reported by the reporting person in Table I as directly owned. Read SEC document |
| April 24, 2019 Filed Apr 25, 2019 22:02 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,302 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-19-000098 · wf-form4_155622974065648.xml · nonDerivative · entry 1 KING DOUGLAS R · CIK 0001245290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,651 F1 · shares: Represents 1,302 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2020 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Includes 2,357 shares of the issuer's common stock underlying restricted stock units, and 9,294 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 00:07 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-18-000094 · wf-form4_152478762864153.xml · nonDerivative · entry 3 KING DOUGLAS R · CIK 0001245290 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas R. King and Melinda J. King, Trustees of the King Family Trust dated June 06, 2005 Disclosed balance after: 9,448 F3 · shares: Represents shares of the issuer's common stock issued in the name of Douglas R. King and Melinda J. King as trustees of the King Family Trust dated June 06, 2005 upon settlement of restricted stock units as previously reported by the reporting person in Table I as directly owned. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 00:07 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-18-000094 · wf-form4_152478762864153.xml · nonDerivative · entry 2 KING DOUGLAS R · CIK 0001245290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,349 F3 · shares: Represents shares of the issuer's common stock issued in the name of Douglas R. King and Melinda J. King as trustees of the King Family Trust dated June 06, 2005 upon settlement of restricted stock units as previously reported by the reporting person in Table I as directly owned. F4 · balance_after: Includes 1,055 shares of the issuer's common stock underlying restricted stock units, and 9,294 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 00:07 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,055 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-18-000094 · wf-form4_152478762864153.xml · nonDerivative · entry 1 KING DOUGLAS R · CIK 0001245290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,504 F1 · shares: Represents 1,055 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2019 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Includes 2,210 shares of the issuer's common stock underlying restricted stock units, and 9,294 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 22:08 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 166 | $56.97 | $9,457.02 |
DisclosureSEC source: 0000766829-18-000002 · wf-form4_151493092010373.xml · nonDerivative · entry 1 KING DOUGLAS R · CIK 0001245290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,449 F1 · shares: The securities represent deferred shares of the issuer's common stock credited to the reporting person's deferred compensation account pursuant to dividend equivalent rights. Those rights resulted initially in the addition of cash sums to the account equal to the dividends which would have been paid during the 2017 calendar year on the deferred stock credited to such account had that stock actually been issued and outstanding on each dividend payment date, and the accumulated sums were then converted into additional shares of deferred stock on January 2, 2018 based on the average of the closing prices of the issuer's common stock on each of the dates during the 2017 calendar year on which actual dividends on the common stock were paid. The resulting shares will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of service as a member of the issuer's board of directors. F1 · price: The securities represent deferred shares of the issuer's common stock credited to the reporting person's deferred compensation account pursuant to dividend equivalent rights. Those rights resulted initially in the addition of cash sums to the account equal to the dividends which would have been paid during the 2017 calendar year on the deferred stock credited to such account had that stock actually been issued and outstanding on each dividend payment date, and the accumulated sums were then converted into additional shares of deferred stock on January 2, 2018 based on the average of the closing prices of the issuer's common stock on each of the dates during the 2017 calendar year on which actual dividends on the common stock were paid. The resulting shares will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of service as a member of the issuer's board of directors. F2 · balance_after: Includes 1,155 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms and 9,294 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 23:44 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 957 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-17-000078 · wf-form4_149333668519892.xml · nonDerivative · entry 3 KING DOUGLAS R · CIK 0001245290 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas R. King and Melinda J. King, Trustees of the King Family Trust dated June 06, 2005 Disclosed balance after: 8,293 F3 · shares: Represents shares of the issuer's common stock issued in the name of Douglas R. King and Melinda J. King as trustees of the King Family Trust dated June 06, 2005 upon settlement of restricted stock units as previously reported by the reporting person in Table I as directly owned. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 23:44 UTC | H2O AMERICA SJW · Entity 4308 | GiftCommon Stock | 957 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-17-000078 · wf-form4_149333668519892.xml · nonDerivative · entry 2 KING DOUGLAS R · CIK 0001245290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,283 F3 · shares: Represents shares of the issuer's common stock issued in the name of Douglas R. King and Melinda J. King as trustees of the King Family Trust dated June 06, 2005 upon settlement of restricted stock units as previously reported by the reporting person in Table I as directly owned. F4 · balance_after: Includes 1,155 shares of the issuer's common stock underlying restricted stock units, and 9,128 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 23:44 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-17-000078 · wf-form4_149333668519892.xml · nonDerivative · entry 1 KING DOUGLAS R · CIK 0001245290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,240 F1 · shares: Represents 1,155 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2018 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Includes 2,112 shares of the issuer's common stock underlying restricted stock units, and 9,128 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service. Read SEC document |
| January 03, 2017 Filed Jan 3, 2017 23:43 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 172 | $41.94 | $7,213.68 |
DisclosureSEC source: 0000766829-17-000002 · wf-form4_148348699115230.xml · nonDerivative · entry 1 KING DOUGLAS R · CIK 0001245290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,085 F1 · shares: The securities represent deferred shares of the issuer's common stock credited to the reporting person's deferred compensation account pursuant to dividend equivalent rights. Those rights resulted initially in the addition of cash sums to the account equal to the dividends which would have been paid during the 2016 calendar year on the deferred stock credited to such account had that stock actually been issued and outstanding on each dividend payment date, and the accumulated sums were then converted into additional shares of deferred stock on January 3, 2017 based on the average of the closing selling prices of the issuer's common stock on each of the dates during the 2016 calendar year on which actual dividends on the common stock were paid. The resulting shares will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of service as a member of the issuer's board of directors. F2 · balance_after: Includes 957 shares of the issuer's common stock underlying restricted stock units and 9,128 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 17:32 UTC | Silicon Graphics International Corp SGI · Entity 181350 | Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative | 10,000 | Not disclosed Strike: $8.98 | Not disclosed |
DisclosureSEC source: 0001437749-16-040875 · rdgdoc.xml · derivative · entry 6 KING DOUGLAS R · CIK 0001245290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2018-03-28 F2 · price: Shares consist of unexercised non-qualified stock options that were converted into such number of like shares of HPE determined by multiplying the number of shares by a fraction, of which the numerator is equal to the Merger Consideration and the denominator is equal to the average closing price of a share of HPE common stock on the New York Stock Exchange for the five consecutive trading days immediately preceding (but not including) the closing date (the "Conversion Ratio"), rounded down to the nearest whole share pursuant to the terms and conditions of the Merger Agreement. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 17:32 UTC | Silicon Graphics International Corp SGI · Entity 181350 | Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative | 30,000 | Not disclosed Strike: $7.99 | Not disclosed |
DisclosureSEC source: 0001437749-16-040875 · rdgdoc.xml · derivative · entry 5 KING DOUGLAS R · CIK 0001245290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2018-02-06 F2 · price: Shares consist of unexercised non-qualified stock options that were converted into such number of like shares of HPE determined by multiplying the number of shares by a fraction, of which the numerator is equal to the Merger Consideration and the denominator is equal to the average closing price of a share of HPE common stock on the New York Stock Exchange for the five consecutive trading days immediately preceding (but not including) the closing date (the "Conversion Ratio"), rounded down to the nearest whole share pursuant to the terms and conditions of the Merger Agreement. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 17:32 UTC | Silicon Graphics International Corp SGI · Entity 181350 | Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative | 15,000 | Not disclosed Strike: $10.47 | Not disclosed |
DisclosureSEC source: 0001437749-16-040875 · rdgdoc.xml · derivative · entry 4 KING DOUGLAS R · CIK 0001245290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2023-01-02 F2 · price: Shares consist of unexercised non-qualified stock options that were converted into such number of like shares of HPE determined by multiplying the number of shares by a fraction, of which the numerator is equal to the Merger Consideration and the denominator is equal to the average closing price of a share of HPE common stock on the New York Stock Exchange for the five consecutive trading days immediately preceding (but not including) the closing date (the "Conversion Ratio"), rounded down to the nearest whole share pursuant to the terms and conditions of the Merger Agreement. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 17:32 UTC | Silicon Graphics International Corp SGI · Entity 181350 | Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative | 15,000 | Not disclosed Strike: $11.69 | Not disclosed |
DisclosureSEC source: 0001437749-16-040875 · rdgdoc.xml · derivative · entry 3 KING DOUGLAS R · CIK 0001245290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2022-01-03 F2 · price: Shares consist of unexercised non-qualified stock options that were converted into such number of like shares of HPE determined by multiplying the number of shares by a fraction, of which the numerator is equal to the Merger Consideration and the denominator is equal to the average closing price of a share of HPE common stock on the New York Stock Exchange for the five consecutive trading days immediately preceding (but not including) the closing date (the "Conversion Ratio"), rounded down to the nearest whole share pursuant to the terms and conditions of the Merger Agreement. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 17:32 UTC | Silicon Graphics International Corp SGI · Entity 181350 | Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative | 10,000 | Not disclosed Strike: $9.02 | Not disclosed |
DisclosureSEC source: 0001437749-16-040875 · rdgdoc.xml · derivative · entry 2 KING DOUGLAS R · CIK 0001245290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2021-01-03 F2 · price: Shares consist of unexercised non-qualified stock options that were converted into such number of like shares of HPE determined by multiplying the number of shares by a fraction, of which the numerator is equal to the Merger Consideration and the denominator is equal to the average closing price of a share of HPE common stock on the New York Stock Exchange for the five consecutive trading days immediately preceding (but not including) the closing date (the "Conversion Ratio"), rounded down to the nearest whole share pursuant to the terms and conditions of the Merger Agreement. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 17:32 UTC | Silicon Graphics International Corp SGI · Entity 181350 | Disposition to issuerCommon Stock | 64,344 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-16-040875 · rdgdoc.xml · nonDerivative · entry 1 KING DOUGLAS R · CIK 0001245290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Shares were disposed of at the effective time of the merger of a subsidiary of Hewlett Packard Enterprise Company ("HPE") with and into the Issuer (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of August 11, 2016, by and among HPE, Satellite Acquisition Sub, Inc. and the Issuer (the "Merger Agreement") in exchange for $7.75 per share, without interest, and subject to deduction for any applicable withholding taxes (the "Merger Consideration"). Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 14:02 UTC | Silicon Graphics International Corp SGI · Entity 181350 | Exercise / conversionRestricted Stock Units · Derivative | 20,980 | $7.70 | $161,546.00 |
DisclosureSEC source: 0001437749-16-040304 · rdgdoc.xml · derivative · entry 2 KING DOUGLAS R · CIK 0001245290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,980 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: These restricted stock unit shares became fully vested at SGI's Special Meeting of Stockholders on October 11, 2016 and became exercisable upon their release to the Reporting Person on October 24, 2016. F4 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 14:02 UTC | Silicon Graphics International Corp SGI · Entity 181350 | Exercise / conversionCommon Stock | 20,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-16-040304 · rdgdoc.xml · nonDerivative · entry 1 KING DOUGLAS R · CIK 0001245290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Upon vesting, each restricted stock unit was converted into an equivalent number of shares of the Company's common stock. Read SEC document |
| October 21, 2016 Filed Oct 24, 2016 17:37 UTC | Silicon Graphics International Corp SGI · Entity 181350 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $5.34 | $0.00 |
DisclosureSEC source: 0001437749-16-040120 · rdgdoc.xml · derivative · entry 4 KING DOUGLAS R · CIK 0001245290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 10,000 shares Expires 2019-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Such option shares are fully vested and fully exerciseable four years after grant date. Read SEC document |
| October 21, 2016 Filed Oct 24, 2016 17:37 UTC | Silicon Graphics International Corp SGI · Entity 181350 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 2,833 | $0.00 Strike: $5.07 | $0.00 |
DisclosureSEC source: 0001437749-16-040120 · rdgdoc.xml · derivative · entry 3 KING DOUGLAS R · CIK 0001245290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 2,833 shares Expires 2019-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Such option shares are fully vested and fully exerciseable four years after grant date. Read SEC document |
| October 21, 2016 Filed Oct 24, 2016 17:37 UTC | Silicon Graphics International Corp SGI · Entity 181350 | Exercise / conversionCommon Stock | 10,000 | $5.34 | $53,400.00 |
DisclosureSEC source: 0001437749-16-040120 · rdgdoc.xml · nonDerivative · entry 2 KING DOUGLAS R · CIK 0001245290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2016 Filed Oct 24, 2016 17:37 UTC | Silicon Graphics International Corp SGI · Entity 181350 | Exercise / conversionCommon Stock | 2,833 | $5.07 | $14,363.31 |
DisclosureSEC source: 0001437749-16-040120 · rdgdoc.xml · nonDerivative · entry 1 KING DOUGLAS R · CIK 0001245290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.