Last 12 months
Inside the activity.
0 purchase rows · 19 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 8 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2020 Filed Jul 2, 2020 23:35 UTC |
Anderson Charlotte JonesDirector
|
GrantCommon Stock | 400 | $18.09 | $7,237.60 |
DisclosureSEC source: 0001562180-20-004908 · primarydocument.xml · nonDerivative · entry 1 Anderson Charlotte Jones · CIK 0001472588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,093 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2020. F2 · price: Price per share calculated using the average closing price per share for the period from June 17, 2020 to June 30, 2020. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 23:34 UTC |
Littlefair Andrew JDirector
|
GrantCommon Stock | 366 | $18.09 | $6,622.40 |
DisclosureSEC source: 0001562180-20-004907 · primarydocument.xml · nonDerivative · entry 1 Littlefair Andrew J · CIK 0001400209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,136 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2020. F2 · price: Price per share calculated using the average closing price per share for the period from June 17, 2020 to June 30, 2020. Read SEC document |
| June 30, 2020 Filed Sep 28, 2020 23:04 UTC |
SOBEL JONATHAN SDirector · Hilltop Securities Chairman
|
GrantCommon Stock | 331 | $18.09 | $5,989.11 |
DisclosureSEC source: 0001562180-20-006113 · primarydocument.xml · nonDerivative · entry 1 SOBEL JONATHAN S · CIK 0001086618 · Director · Hilltop Securities Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,153 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2020. F2 · price: Price per share calculated using the average closing price per share for the period from June 17, 2020 to June 30, 2020. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 19:15 UTC |
Feinberg Hill ADirector
|
SaleCommon Stock | 12,500 | $20.66 | $258,260.00 |
DisclosureSEC source: 0001562180-20-004442 · primarydocument.xml · nonDerivative · entry 1 Feinberg Hill A · CIK 0001325149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722,037 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.59 to $20.78, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| May 12, 2020 Filed May 14, 2020 21:28 UTC |
Nichols W Robert IIIDirector
|
PurchaseCommon Stock | 5,000 | $15.10 | $75,500.00 |
DisclosureSEC source: 0001562180-20-003636 · primarydocument.xml · nonDerivative · entry 1 Nichols W Robert III · CIK 0001434638 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Wife Disclosed balance after: 5,000 Read SEC document |
| April 14, 2020 Filed Apr 16, 2020 21:51 UTC |
Bornemann Keith E.Principal Accounting Officer
|
Tax withholdingCommon Stock | 564 | $16.44 | $9,272.16 |
DisclosureSEC source: 0001562180-20-003033 · primarydocument.xml · nonDerivative · entry 1 Bornemann Keith E. · CIK 0001420756 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,597 F1 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of 2,314 time-based restricted stock units awarded on April 14, 2017. Read SEC document |
| April 14, 2020 Filed Sep 26, 2025 21:13 UTC |
Thompson Steve BPrimeLending President and CEO
|
Tax withholdingCommon Stock | 1,139 | $16.44 | $18,725.16 |
DisclosureSEC source: 0002087850-25-000004 · primarydocument.xml · nonDerivative · entry 1 Thompson Steve B · CIK 0002087850 · PrimeLending President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,002 F1 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of 2,893 time-based restricted stock units awarded on April 14, 2017. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 00:03 UTC |
Nichols W Robert IIIDirector
|
SaleCommon Stock | 20,000 | $14.59 | $291,800.00 |
DisclosureSEC source: 0001562180-20-002935 · primarydocument.xml · nonDerivative · entry 1 Nichols W Robert III · CIK 0001434638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:40 UTC |
FORD GERALD JDirector · 10% owner
Diamond HTH Stock Company, LP10% owner
Diamond HTH Stock Co GP, LLC10% owner
Turtle Creek Revocable Trust10% owner
|
GiftCommon Stock | 3,771 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002863 · primarydocument.xml · nonDerivative · entry 3 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 60,915 F3 · ownership.nature: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F4 · ownership.nature: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F5 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F8 · ownership.nature: Represents Shares directly beneficially owned by the Trust. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:40 UTC |
FORD GERALD JDirector · 10% owner
Diamond HTH Stock Company, LP10% owner
Diamond HTH Stock Co GP, LLC10% owner
Turtle Creek Revocable Trust10% owner
|
GiftCommon Stock | 3,771 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002863 · primarydocument.xml · nonDerivative · entry 2 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,866 F7 · shares: In connection with Mr. Ford's receipt of Shares under the 2012 EIP as compensation for services rendered as a director of the Issuer in the first quarter of 2020, Mr. Ford subsequently gifted these Shares to the Trust, which is a revocable trust of Mr. Ford established for the benefit of the members of his family. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F4 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:40 UTC |
FORD GERALD JDirector · 10% owner
Diamond HTH Stock Company, LP10% owner
Diamond HTH Stock Co GP, LLC10% owner
Turtle Creek Revocable Trust10% owner
|
GrantCommon Stock | 3,771 | $14.25 | $53,744.29 |
DisclosureSEC source: 0001562180-20-002863 · primarydocument.xml · nonDerivative · entry 1 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,637 F1 · shares: Represents shares of common stock of Hilltop Holdings Inc. (the "Issuer"), par value $0.01 per share ("Shares"), granted to Gerald J. Ford under the Hilltop Holdings Inc. 2012 Equity Incentive Plan (the "2012 EIP"), as compensation for services rendered as a director of the Issuer in the first calendar quarter of 2020. F2 · price: Price per share calculated using the average closing price per share for the period from March 18, 2020 to March 31, 2020. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F4 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:40 UTC |
Taylor Robert JRDirector
|
GrantCommon Stock | 508 | $14.25 | $7,240.02 |
DisclosureSEC source: 0001562180-20-002861 · primarydocument.xml · nonDerivative · entry 1 Taylor Robert JR · CIK 0001461403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,158 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2020. F2 · price: Price per share calculated using the average closing price per share for the period from March 18, 2020 to March 31, 2020. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 17:39 UTC |
Hill William T JrDirector
|
GrantCommon Stock | 552 | $14.25 | $7,867.10 |
DisclosureSEC source: 0001562180-20-002858 · primarydocument.xml · nonDerivative · entry 1 Hill William T Jr · CIK 0001434682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,074 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2020. F2 · price: Price per share calculated using the average closing price per share for the period from March 18, 2020 to March 31, 2020. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:40 UTC |
SHERMAN A HAAGDirector
|
GrantCommon Stock | 1,192 | $14.25 | $16,988.38 |
DisclosureSEC source: 0001562180-20-002860 · primarydocument.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,598 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2020. F2 · price: Price per share calculated using the average closing price per share for the period from March 18, 2020 to March 31, 2020. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:40 UTC |
WEBB CARL BDirector
|
GrantCommon Stock | 929 | $14.25 | $13,240.11 |
DisclosureSEC source: 0001562180-20-002862 · primarydocument.xml · nonDerivative · entry 1 WEBB CARL B · CIK 0001267958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,794 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2020. F2 · price: Price per share calculated using the average closing price per share for the period from March 18 2020 to March 31, 2020. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:39 UTC |
Bolt Tracy AllanDirector
|
GrantCommon Stock | 1,947 | $14.25 | $27,748.64 |
DisclosureSEC source: 0001562180-20-002857 · primarydocument.xml · nonDerivative · entry 1 Bolt Tracy Allan · CIK 0001472587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,744 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2020. F2 · price: Price per share calculated using the average closing price per share for the period from March 18, 2020 to March 31, 2020. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:39 UTC |
Littlefair Andrew JDirector
|
GrantCommon Stock | 464 | $14.25 | $6,612.93 |
DisclosureSEC source: 0001562180-20-002859 · primarydocument.xml · nonDerivative · entry 1 Littlefair Andrew J · CIK 0001400209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,770 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2020. F2 · price: Price per share calculated using the average closing price per share for the period from March 18, 2020 to March 31, 2020. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:39 UTC |
Anderson Charlotte JonesDirector
|
GrantCommon Stock | 508 | $14.25 | $7,240.02 |
DisclosureSEC source: 0001562180-20-002856 · primarydocument.xml · nonDerivative · entry 1 Anderson Charlotte Jones · CIK 0001472588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,693 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2020. F2 · price: Price per share calculated using the average closing price per share for the period from March 18, 2020 to March 31, 2020. Read SEC document |
| March 31, 2020 Filed Sep 28, 2020 23:03 UTC |
SOBEL JONATHAN SDirector · Hilltop Securities Chairman
|
GrantCommon Stock | 420 | $14.25 | $5,985.84 |
DisclosureSEC source: 0001562180-20-006112 · primarydocument.xml · nonDerivative · entry 1 SOBEL JONATHAN S · CIK 0001086618 · Director · Hilltop Securities Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 822 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2020. F2 · price: Price per share calculated using the average closing price per share for the period from March 18, 2020 to March 31, 2020. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 17:30 UTC |
Feinberg Hill ADirector · Hilltop Securities Chairman
|
SaleCommon Stock | 30,000 | $20.03 | $600,987.00 |
DisclosureSEC source: 0001562180-20-002436 · primarydocument.xml · nonDerivative · entry 1 Feinberg Hill A · CIK 0001325149 · Director · Hilltop Securities Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 734,537 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.00 to $20.09, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 20:01 UTC |
Feinberg Hill ADirector · Hilltop Securities Chairman
|
GiftCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002261 · primarydocument.xml · nonDerivative · entry 1 Feinberg Hill A · CIK 0001325149 · Director · Hilltop Securities Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 764,537 Read SEC document |
| February 23, 2020 Filed Feb 25, 2020 23:44 UTC |
Furr William BChief Financial Officer
|
Tax withholdingCommon Stock | 1,499 | $22.20 | $33,277.80 |
DisclosureSEC source: 0001562180-20-001706 · primarydocument.xml · nonDerivative · entry 3 Furr William B · CIK 0001683821 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,231 F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 23, 2017. Read SEC document |
| February 23, 2020 Filed Feb 25, 2020 23:44 UTC |
Furr William BChief Financial Officer
|
Tax withholdingCommon Stock | 1,777 | $22.20 | $39,449.40 |
DisclosureSEC source: 0001562180-20-001706 · primarydocument.xml · nonDerivative · entry 2 Furr William B · CIK 0001683821 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,730 F2 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 23, 2017. Read SEC document |
| February 23, 2020 Filed Feb 25, 2020 23:44 UTC |
Furr William BChief Financial Officer
|
GrantCommon Stock | 7,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001706 · primarydocument.xml · nonDerivative · entry 1 Furr William B · CIK 0001683821 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,507 F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 23, 2017 in connection with the achievement of certain performance criteria. Read SEC document |
| February 23, 2020 Filed Feb 25, 2020 18:43 UTC |
Schaffner JerryPlainsCapital Bank Pres & CEO
|
Tax withholdingCommon Stock | 1,199 | $22.20 | $26,617.80 |
DisclosureSEC source: 0001562180-20-001701 · primarydocument.xml · nonDerivative · entry 3 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,822 F4 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 23, 2017. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 23, 2020 Filed Feb 25, 2020 18:43 UTC |
Schaffner JerryPlainsCapital Bank Pres & CEO
|
Tax withholdingCommon Stock | 1,506 | $22.20 | $33,433.20 |
DisclosureSEC source: 0001562180-20-001701 · primarydocument.xml · nonDerivative · entry 2 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,021 F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 23, 2017. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 23, 2020 Filed Feb 25, 2020 18:43 UTC |
Schaffner JerryPlainsCapital Bank Pres & CEO
|
GrantCommon Stock | 5,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001701 · primarydocument.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,527 F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 23, 2017 in connection with the achievement of certain performance criteria. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 23, 2020 Filed Feb 25, 2020 23:44 UTC |
PARMENTER DARREN EChief Administrative Officer
|
Tax withholdingCommon Stock | 790 | $22.20 | $17,538.00 |
DisclosureSEC source: 0001562180-20-001704 · primarydocument.xml · nonDerivative · entry 3 PARMENTER DARREN E · CIK 0001431919 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,461 F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 23, 2017. Read SEC document |
| February 23, 2020 Filed Feb 25, 2020 23:44 UTC |
PARMENTER DARREN EChief Administrative Officer
|
Tax withholdingCommon Stock | 1,178 | $22.20 | $26,151.60 |
DisclosureSEC source: 0001562180-20-001704 · primarydocument.xml · nonDerivative · entry 2 PARMENTER DARREN E · CIK 0001431919 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,251 F2 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 23, 2017. Read SEC document |
| February 23, 2020 Filed Feb 25, 2020 23:44 UTC |
PARMENTER DARREN EChief Administrative Officer
|
GrantCommon Stock | 4,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001704 · primarydocument.xml · nonDerivative · entry 1 PARMENTER DARREN E · CIK 0001431919 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,429 F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 23, 2017 in connection with the achievement of certain performance criteria. Read SEC document |
| February 23, 2020 Filed Feb 25, 2020 18:43 UTC |
Feinberg Hill ADirector · Hilltop Securities Chairman
|
GrantCommon Stock | 7,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001700 · primarydocument.xml · nonDerivative · entry 1 Feinberg Hill A · CIK 0001325149 · Director · Hilltop Securities Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 776,537 F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 23, 2017 in connection with the achievement of certain performance criteria. Read SEC document |
| February 23, 2020 Filed Feb 25, 2020 23:44 UTC |
FORD JEREMY BDirector · President & CEO
|
GrantCommon Stock | 33,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001705 · primarydocument.xml · nonDerivative · entry 1 FORD JEREMY B · CIK 0001258665 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922,665 F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 23, 2017 in connection with the achievement of certain performance criteria. Read SEC document |
| February 23, 2020 Filed Feb 25, 2020 23:43 UTC |
PRESTIDGE COREYEVP, General Counsel & Sec.
|
Tax withholdingCommon Stock | 1,017 | $22.20 | $22,577.40 |
DisclosureSEC source: 0001562180-20-001703 · primarydocument.xml · nonDerivative · entry 3 PRESTIDGE COREY · CIK 0001397829 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,560 F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 23, 2017. Read SEC document |
| February 23, 2020 Filed Feb 25, 2020 23:43 UTC |
PRESTIDGE COREYEVP, General Counsel & Sec.
|
Tax withholdingCommon Stock | 1,406 | $22.20 | $31,213.20 |
DisclosureSEC source: 0001562180-20-001703 · primarydocument.xml · nonDerivative · entry 2 PRESTIDGE COREY · CIK 0001397829 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,577 F2 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 23, 2017. Read SEC document |
| February 23, 2020 Filed Feb 25, 2020 23:43 UTC |
PRESTIDGE COREYEVP, General Counsel & Sec.
|
GrantCommon Stock | 5,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001703 · primarydocument.xml · nonDerivative · entry 1 PRESTIDGE COREY · CIK 0001397829 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,983 F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 23, 2017 in connection with the achievement of certain performance criteria. Read SEC document |
| February 23, 2020 Filed Feb 25, 2020 23:43 UTC |
Salmans ToddPrimeLending Chairman
|
Tax withholdingCommon Stock | 2,422 | $22.20 | $53,768.40 |
DisclosureSEC source: 0001562180-20-001702 · primarydocument.xml · nonDerivative · entry 3 Salmans Todd · CIK 0001509380 · PrimeLending Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,922 F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 23, 2017. Read SEC document |
| February 23, 2020 Filed Feb 25, 2020 23:43 UTC |
Salmans ToddPrimeLending Chairman
|
Tax withholdingCommon Stock | 2,906 | $22.20 | $64,513.20 |
DisclosureSEC source: 0001562180-20-001702 · primarydocument.xml · nonDerivative · entry 2 Salmans Todd · CIK 0001509380 · PrimeLending Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,344 F2 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 23, 2017. Read SEC document |
| February 23, 2020 Filed Feb 25, 2020 23:43 UTC |
Salmans ToddPrimeLending Chairman
|
GrantCommon Stock | 7,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001702 · primarydocument.xml · nonDerivative · entry 1 Salmans Todd · CIK 0001509380 · PrimeLending Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,250 F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 23, 2017 in connection with the achievement of certain performance criteria. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 02:26 UTC |
FORD GERALD JDirector · 10% owner
Diamond HTH Stock Company, LP10% owner
Turtle Creek Revocable Trust10% owner
Diamond HTH Stock Co GP, LLC10% owner
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001639 · primarydocument.xml · nonDerivative · entry 1 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,866 F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 20, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F3 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 01:14 UTC |
Furr William BChief Financial Officer
|
GrantCommon Stock | 11,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001631 · primarydocument.xml · nonDerivative · entry 1 Furr William B · CIK 0001683821 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,123 F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 20, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 20, 2024, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. F2 · balance_after: Also includes 6,154 restricted stock units that will vest, and an equal number of shares of common stock that will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 23, 2020, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of the Issuer. The shares of common stock deliverable upon conversion of the 6,154 restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 23, 2021, or an earlier "change in control" of the Issuer. F3 · balance_after: Also includes 7,753 restricted stock units that will vest, and an equal number of shares of common stock that will be deliverable to the reporting person, upon the third anniversary of the date of grant, March 5, 2021, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of the Issuer. The shares of common stock deliverable upon conversion of the 7,753 restricted stock units will be subject to restrictions on transfer until the first anniversary of the applicable vesting date of the restricted stock units, March 5, 2022, or an earlier "change in control" of the Issuer. F4 · balance_after: Also includes 11,358 restricted stock units that will vest, and an equal number of shares of common stock that will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 27, 2022, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of the 11,358 restricted stock units will be subject to restrictions on transfer until the first anniversary of the applicable vesting date of the restricted stock units, February 27, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement F5 · balance_after: Also includes 13,600 restricted stock units that will vest, and an equal number of shares of common stock that will be deliverable to the reporting person, upon the third anniversary of the date of grant, September 5, 2022, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of the 13,600 restricted stock units will be subject to restrictions on transfer until the first anniversary of the applicable vesting date of the restricted stock units, September 5, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 20:45 UTC |
Schaffner JerryPlainsCapital Bank Pres & CEO
|
GrantCommon Stock | 9,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001635 · primarydocument.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,620 F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 20, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 20, 2024, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 01:53 UTC |
Winges Martin BradleyHilltop Securities CEO
|
GrantCommon Stock | 13,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001636 · primarydocument.xml · nonDerivative · entry 1 Winges Martin Bradley · CIK 0001453018 · Hilltop Securities CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,920 F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 20, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 20, 2024, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 01:19 UTC |
PARMENTER DARREN EChief Administrative Officer
|
GrantCommon Stock | 5,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001632 · primarydocument.xml · nonDerivative · entry 1 PARMENTER DARREN E · CIK 0001431919 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,421 F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 20, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 20, 2024, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 01:01 UTC |
Bornemann Keith E.Principal Accounting Officer
|
GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001630 · primarydocument.xml · nonDerivative · entry 1 Bornemann Keith E. · CIK 0001420756 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,161 F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 20, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 01:35 UTC |
FORD JEREMY BDirector · President & CEO
|
GrantCommon Stock | 67,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001633 · primarydocument.xml · nonDerivative · entry 1 FORD JEREMY B · CIK 0001258665 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,384 F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 20, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 20, 2024, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 01:39 UTC |
PRESTIDGE COREYEVP, General Counsel & Sec.
|
GrantCommon Stock | 7,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001634 · primarydocument.xml · nonDerivative · entry 1 PRESTIDGE COREY · CIK 0001397829 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,920 F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 20, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 20, 2024, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. Read SEC document |
| February 20, 2020 Filed Sep 26, 2025 21:11 UTC |
Thompson Steve BPrimeLending President and CEO
|
GrantCommon Stock | 6,779 | $0.00 | $0.00 |
DisclosureSEC source: 0002087850-25-000003 · primarydocument.xml · nonDerivative · entry 1 Thompson Steve B · CIK 0002087850 · PrimeLending President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,141 F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 20, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 20, 2024, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 23:54 UTC |
Furr William BChief Financial Officer
|
Tax withholdingCommon Stock | 983 | $22.24 | $21,861.92 |
DisclosureSEC source: 0001562180-20-001376 · primarydocument.xml · nonDerivative · entry 1 Furr William B · CIK 0001683821 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,826 F1 · shares: Represents shares of common stock of Hilltop Holdings Inc. (the "Issuer") withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 3,315 restricted stock units granted to the reporting person on September 6, 2016. F2 · balance_after: Also includes 6,154 restricted stock units that will vest, and an equal number of shares of common stock that will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 23, 2020, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of the Issuer. The shares of common stock deliverable upon conversion of the 6,154 restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 23, 2021, or an earlier "change in control" of the Issuer. F3 · balance_after: Also includes 7,753 restricted stock units that will vest, and an equal number of shares of common stock that will be deliverable to the reporting person, upon the third anniversary of the date of grant, March 5, 2021, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of the Issuer. The shares of common stock deliverable upon conversion of the 7,753 restricted stock units will be subject to restrictions on transfer until the first anniversary of the applicable vesting date of the restricted stock units, March 5, 2022, or an earlier "change in control" of the Issuer. F4 · balance_after: Also includes 11,358 restricted stock units that will vest, and an equal number of shares of common stock that will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 27, 2022, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of the 11,358 restricted stock units will be subject to restrictions on transfer until the first anniversary of the applicable vesting date of the restricted stock units, February 27, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement F5 · balance_after: Also includes 13,600 restricted stock units that will vest, and an equal number of shares of common stock that will be deliverable to the reporting person, upon the third anniversary of the date of grant, September 5, 2022, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of the 13,600 restricted stock units will be subject to restrictions on transfer until the first anniversary of the applicable vesting date of the restricted stock units, September 5, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. Read SEC document |
| December 31, 2019 Filed Jan 4, 2020 00:22 UTC |
FORD GERALD JDirector · 10% owner
Diamond HTH Stock Company, LP10% owner
Diamond HTH Stock Co GP, LLC10% owner
Turtle Creek Revocable Trust10% owner
|
GiftCommon Stock | 2,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000155 · primarydocument.xml · nonDerivative · entry 3 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 57,144 F3 · ownership.nature: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F4 · ownership.nature: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F5 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F8 · ownership.nature: Represents Shares directly beneficially owned by the Trust. Read SEC document |
| December 31, 2019 Filed Jan 4, 2020 00:22 UTC |
FORD GERALD JDirector · 10% owner
Diamond HTH Stock Company, LP10% owner
Diamond HTH Stock Co GP, LLC10% owner
Turtle Creek Revocable Trust10% owner
|
GiftCommon Stock | 2,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000155 · primarydocument.xml · nonDerivative · entry 2 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,866 F7 · shares: In connection with Mr. Ford's receipt of Shares under the 2012 EIP as compensation for services rendered as a director of the Issuer in the fourth quarter of 2019, Mr. Ford subsequently gifted these Shares to the Trust, which is a revocable trust of Mr. Ford established for the benefit of the members of his family. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F4 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.