Bornemann Keith E.

SEC source: 0001420756-26-000007 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,034.02

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of July 1, 2026 through September 30, 2026.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on September 30, 2026.

SEC source: 0001420756-26-000006 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,972.02

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of April 1, 2026 through June 30, 2026.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on June 30, 2026.

SEC source: 0001420756-26-000005 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,912.02

SEC source: 0001420756-26-000004 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,912.02

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026 through March 31, 2026.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on March 31, 2026.

SEC source: 0001420756-26-000003 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,856.02

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 11, 2029, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 11, 2030, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.

SEC source: 0001420756-26-000002 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,194.02

F1 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of 1,875 time-based restricted stock units awarded on February 8, 2023.

SEC source: 0001420756-26-000001 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,750.02

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of October 1, 2025 through December 31, 2025.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on December 31, 2025.

SEC source: 0001420756-25-000004 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,692.02

SEC source: 0001420756-25-000003 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,892.02

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of July 1, 2025 through September 30, 2025.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on September 30, 2025.

SEC source: 0001562180-25-005328 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,822.02

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of April 1, 2025 through June 30, 2025.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on June 30, 2025.

SEC source: 0001562180-25-002928 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,745.02

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2025 through March 31, 2025.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on March 31, 2025.

SEC source: 0001562180-25-001136 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,679.02

F1 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of 1,780 time-based restricted stock units awarded on February 8, 2022.

SEC source: 0001562180-25-001031 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,207.02

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 5, 2028, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 5, 2029, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.

SEC source: 0001562180-25-000124 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,192.02

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of October 1, 2024 through December 31, 2024.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on December 31, 2024.

SEC source: 0001562180-24-007989 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,124.02

SEC source: 0001562180-24-007192 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,624.02

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of July 1, 2024 through September 30, 2024.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on September 30, 2024.

SEC source: 0001562180-24-005622 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,572.02

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of April 1, 2024 through June 30, 2024.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on June 28, 2024.

SEC source: 0001562180-24-003285 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,510.02

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2024 through March 31, 2024.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on March 28, 2024.

SEC source: 0001562180-24-001826 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,457.02

F1 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of 1,680 time-based restricted stock units awarded on February 23, 2021.

SEC source: 0001562180-24-001266 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,867.02

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 8, 2027, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 8, 2028, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.

SEC source: 0001562180-24-000270 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,777.02

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of October 1, 2023 through December 29, 2023.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on December 29, 2023.

SEC source: 0001562180-23-007909 · primarydocument.xml · nonDerivative · entry 2

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,722.02

SEC source: 0001562180-23-007909 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,452.02

SEC source: 0001562180-23-007177 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,222.02

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of July 1, 2023 through September 29, 2023.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on September 29, 2023.

SEC source: 0001562180-23-006317 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,163.02

F1 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on August 10, 2020.

SEC source: 0001562180-23-005804 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,316.02

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of April 1, 2023 through June 30, 2023.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on June 30, 2023.

SEC source: 0001562180-23-003464 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,254.02

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2023 through March 31, 2023.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on March 31, 2023.

SEC source: 0001562180-23-001713 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,198.02

F1 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of 2,500 time-based restricted stock units awarded on February 20, 2020.

SEC source: 0001562180-23-001291 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,940.02

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 8, 2026, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 8, 2027, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.

SEC source: 0001562180-23-000174 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,065.02

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of October 1, 2022 through December 31, 2022.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on December 30, 2022.

SEC source: 0001562180-22-007889 · primarydocument.xml · nonDerivative · entry 2

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,013.02

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.20 to $29.23, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

SEC source: 0001562180-22-007889 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,013.02

F1 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of 1,250 time-based restricted stock units awarded on November 21, 2019.

SEC source: 0001562180-22-007088 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,318.02

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of July 1, 2022 through September 30, 2022.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on September 30, 2022.

SEC source: 0001562180-22-005581 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,265.02

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of April 1, 2022 through June 30, 2022.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on June 30, 2022.

SEC source: 0001562180-22-003160 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,206.02

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2022 through March 31, 2022.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on March 31, 2022.

SEC source: 0001562180-22-002056 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,161.02

F1 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of 2,750 time-based restricted stock units awarded on February 27, 2019.

SEC source: 0001562180-22-001347 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,831.02

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 8, 2025, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 8, 2026, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.

SEC source: 0001562180-21-006857 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,051.02

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.937 to $36.965, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

SEC source: 0001562180-21-004804 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,051.02

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of April 1, 2021 through June 30, 2021.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on June 30, 2021.

SEC source: 0001562180-21-003006 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,020.02

F1 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of 2,450 time-based restricted stock units awarded on April 26, 2018.

SEC source: 0001562180-21-002674 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,617.02

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2021 through March 31, 2021.

F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on March 31, 2021.

SEC source: 0001562180-21-002181 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,918.02

F1 · shares: Shares acquired pursuant to the reinvestment of dividends.

SEC source: 0001562180-21-001611 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,902

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 23, 2024, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 23, 2025, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.

SEC source: 0001562180-20-005402 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,222

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, August 10, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, August 10, 2024, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.

SEC source: 0001562180-20-003033 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,597

F1 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of 2,314 time-based restricted stock units awarded on April 14, 2017.

SEC source: 0001562180-20-001630 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,161

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 20, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.

SEC source: 0001562180-19-005705 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,661

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, November 21, 2022, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.

SEC source: 0001562180-19-002203 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,411

F1 · shares: Represents shares of common stock withheld by Hilltop Holdings Inc. to satisfy tax withholding obligations in connection with the vesting of 2,500 restricted stock units granted to the reporting person on April 1, 2016.

SEC source: 0001562180-19-001542 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,020

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 27, 2022, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.

SEC source: 0001562180-18-003806 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,270

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.67 to $20.69, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.