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person · Reporting owner

Littlefair Andrew J

Disclosed activity across 2 companies

Tapewire entity
38606
SEC CIK
0001400209

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Clean Energy Fuels Corp.CLNE · Entity 5760DirectorJune 10, 2026June 12, 2026
Hilltop Holdings Inc.HTH · Entity 4450DirectorSeptember 29, 2023October 03, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Clean Energy Fuels Corp.

Report date June 10, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,982,832 Reported balance After 2026-06-10 transaction · row 1
1 source row

Row 1 · 2026-06-10 · Grant · Acquired 67,839 · Balance 1,982,832

F1: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

Hilltop Holdings Inc.

Report date September 29, 2023 · Filed October 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect19,098 Reported balance After 2023-09-29 transaction · row 1
1 source row

Row 1 · 2023-09-29 · Grant · Acquired 233 · Balance 19,098

F1: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2023.

F2: Price per share calculated using the average closing price per share for the period from September 18, 2023 to September 29, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2023.

F2: Price per share calculated using the average closing price per share for the period from September 18, 2023 to September 29, 2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2026 Filed Jun 12, 2026 20:30 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantCommon Stock 67,839 $0.00 $0.00
Disclosure

SEC source: 0001400209-26-000016 · form4-06122026_080601.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,982,832

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

Read SEC document
May 18, 2026 Filed May 19, 2026 20:45 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 SaleCommon Stock 165,000 $2.05 $337,639.50
Disclosure

SEC source: 0001400209-26-000014 · form4-05192026_080539.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,914,993

F1 · price: Shares sold in multiple transactions at prices ranging from $2.03 to $2.08, inclusive. The price reported in Column 4 is a weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
April 22, 2026 Filed Apr 24, 2026 20:27 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantCommon Stock 403,255 $0.00 $0.00
Disclosure

SEC source: 0001400209-26-000012 · form4-04242026_080451.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,079,993

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: The RSUs will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

Read SEC document
March 04, 2026 Filed Mar 5, 2026 22:47 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 Tax withholdingCommon Stock 41,976 $2.32 $97,384.32
Disclosure

SEC source: 0001400209-26-000010 · form4-03052026_100319.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,676,738

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 22:10 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001400209-26-000008 · form4-03032026_100321.xml · nonDerivative · entry 2

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,718,714

F2 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F3 · shares: The RSUs will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:10 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 Tax withholdingCommon Stock 25,923 $2.26 $58,585.98
Disclosure

SEC source: 0001400209-26-000008 · form4-03032026_100321.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,468,714

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock.

Read SEC document
August 14, 2025 Filed Aug 15, 2025 20:01 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 SaleCommon Stock 250,000 $2.25 $562,500.00
Disclosure

SEC source: 0001104659-25-079218 · tm2523583-1_4seq1.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,494,637

F1 · price: Shares sold in multiple transactions at prices ranging from $2.20 to $2.28, inclusive. The price reported in Column 4 is a weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 21:46 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 Tax withholdingCommon Stock 30,413 $1.88 $57,176.44
Disclosure

SEC source: 0001415889-25-006973 · form4-03052025_090348.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,744,637

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 23:10 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantPerformance Rights · Derivative 106,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006259 · form4-03032025_110300.xml · derivative · entry 2

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,250

Underlying: Common Stock · 106,250 shares

Expires 2028-02-27

F3 · derivative.exercise_price: Represents a target number of price hurdle performance stock units. These performance stock units will vest in installments upon the Company's common stock achieving specified price per share targets ranging from 1.25 to 2.0 times the Company's price per share on the grant date during a three-year performance period. If the minimum price per share target is not achieved prior to the end of the three-year performance period, none of the performance stock units will vest.

F3 · derivative.exercise_date: Represents a target number of price hurdle performance stock units. These performance stock units will vest in installments upon the Company's common stock achieving specified price per share targets ranging from 1.25 to 2.0 times the Company's price per share on the grant date during a three-year performance period. If the minimum price per share target is not achieved prior to the end of the three-year performance period, none of the performance stock units will vest.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 23:10 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantCommon Stock 212,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006259 · form4-03032025_110300.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,775,050

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: The RSUs will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:50 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantEmployee Stock Option (Right to Acquire) · Derivative 200,000 $0.00 Strike: $2.85 $0.00
Disclosure

SEC source: 0001415889-24-007118 · form4-03062024_110318.xml · derivative · entry 2

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2034-03-04

F3 · kind: The options will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

F3 · derivative.exercise_date: The options will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:50 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007118 · form4-03062024_110318.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,562,550

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: The RSUs will vest as to 34% on the first anniversary of the grant date and as to 33% on each of the second and third anniversaries of the grant date.

Read SEC document
January 21, 2024 Filed Jan 23, 2024 20:47 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 Tax withholdingCommon Stock 16,552 $3.14 $51,973.28
Disclosure

SEC source: 0001415889-24-001669 · form4-01232024_080100.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,312,550

F1 · shares: Shares surrendered on January 21, 2024 to the issuer to satisfy tax withholding obligations applicable to stock-settled restricted stock units that vested on January 21, 2024. The price reported in column 4 is the closing share price on January 19, 2024, the last trading day before the restricted stock units vested.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 22:32 UTC Hilltop Holdings Inc. HTH · Entity 4450 GrantCommon Stock 233 $28.43 $6,624.42
Disclosure

SEC source: 0001562180-23-007172 · primarydocument.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,098

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2023.

F2 · price: Price per share calculated using the average closing price per share for the period from September 18, 2023 to September 29, 2023.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 22:25 UTC Hilltop Holdings Inc. HTH · Entity 4450 GrantCommon Stock 214 $30.92 $6,616.45
Disclosure

SEC source: 0001562180-23-005734 · primarydocument.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,865

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2023.

F2 · price: Price per share calculated using the average closing price per share for the period from June 16, 2023 to June 30, 2023.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 23:18 UTC Hilltop Holdings Inc. HTH · Entity 4450 GrantCommon Stock 225 $29.44 $6,623.33
Disclosure

SEC source: 0001562180-23-003414 · primarydocument.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,651

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2023.

F2 · price: Price per share calculated using the average closing price per share for the period from March 20, 2023 to March 31, 2023.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 22:44 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 Tax withholdingCommon Stock 6,984 $5.61 $39,180.24
Disclosure

SEC source: 0001415889-23-003524 · form4-02282023_100257.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,329,102

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 22:40 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantStock Option (Right to Buy) · Derivative 187,500 $0.00 Strike: $5.69 $0.00
Disclosure

SEC source: 0001415889-23-002932 · form4-02212023_100234.xml · derivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Common Stock · 187,500 shares

Expires 2033-02-17

F1 · derivative.exercise_date: 34% of the total shares subject to the stock option award vest on the first anniversary of the date of the grant, and 33% vest on each anniversary thereafter until the award is fully vested.

Read SEC document
January 21, 2023 Filed Jan 24, 2023 21:33 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 Tax withholdingCommon Stock 15,438 $5.50 $84,909.00
Disclosure

SEC source: 0001415889-23-001374 · form4-01242023_090150.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,336,086

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 23:53 UTC Hilltop Holdings Inc. HTH · Entity 4450 GrantCommon Stock 224 $29.51 $6,610.46
Disclosure

SEC source: 0001562180-23-000166 · primarydocument.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,426

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2022.

F2 · price: Price per share calculated using the average closing price per share for the period from December 16, 2022 to December 31, 2022.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 22:42 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-012901 · form4-12212022_101205.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,351,524

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 100% of the total shares subject to the RSU fully vest on the first anniversary of the date of the grant.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 21:15 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 SaleCommon Stock 200,000 $7.33 $1,465,280.00
Disclosure

SEC source: 0001415889-22-011436 · form4-11162022_041101.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,351,374

F1 · price: Shares were sold in multiple transactions at prices ranging from $7.16 to $7.66, inclusive. The price reported in Column 4 is a weighted average sales price. The Reporting Person undertakes to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 22:43 UTC Hilltop Holdings Inc. HTH · Entity 4450 GrantCommon Stock 260 $25.44 $6,614.14
Disclosure

SEC source: 0001562180-22-007016 · primarydocument.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,202

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2022.

F2 · price: Price per share calculated using the average closing price per share for the period from September 19, 2022 to September 30, 2022.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:47 UTC Hilltop Holdings Inc. HTH · Entity 4450 GrantCommon Stock 247 $26.78 $6,615.40
Disclosure

SEC source: 0001562180-22-005505 · primarydocument.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,942

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2022.

F2 · price: Price per share calculated using the average closing price per share for the period from June 16, 2022 to June 30, 2022.

Read SEC document
May 12, 2022 Filed May 12, 2022 18:56 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 PurchaseCommon Stock 25,000 $4.09 $102,365.00
Disclosure

SEC source: 0001179110-22-002964 · edgar.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551,374

F1 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were purchased in separate transactions at prices ranging from $4.03 to $4.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the price range set forth in this footnote.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:46 UTC Hilltop Holdings Inc. HTH · Entity 4450 GrantCommon Stock 220 $30.07 $6,614.52
Disclosure

SEC source: 0001562180-22-003153 · primarydocument.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,695

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2022.

F2 · price: Price per share calculated using the average closing price per share for the period from March 18, 2022 to March 31, 2022.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:28 UTC Hilltop Holdings Inc. HTH · Entity 4450 GrantCommon Stock 190 $34.83 $6,616.94
Disclosure

SEC source: 0001562180-22-000181 · primarydocument.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,475

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2021.

F2 · price: Price per share calculated using the average closing price per share for the period from December 17, 2021 to December 31, 2021.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 21:34 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantStock Option (Right to Buy) · Derivative 1,000,000 $0.00 Strike: $6.77 $0.00
Disclosure

SEC source: 0001179110-21-010755 · edgar.xml · derivative · entry 3

Littlefair Andrew J · CIK 0001400209 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2031-12-07

F3 · derivative.exercise_date: 100% of the total shares subject to the stock option award vest immediately, if at all, if the closing share price of the Issuer's common stock on the Nasdaq Stock Market LLC equals or exceeds $14.00 for 20 consecutive trading days.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 21:34 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $6.77 $0.00
Disclosure

SEC source: 0001179110-21-010755 · edgar.xml · derivative · entry 2

Littlefair Andrew J · CIK 0001400209 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2031-12-07

F2 · derivative.exercise_date: 34% of the total shares subject to the stock option award vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 21:34 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $6.77 $0.00
Disclosure

SEC source: 0001179110-21-010755 · edgar.xml · derivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2031-12-07

F1 · derivative.exercise_date: 25% of the total shares subject to the stock option award vest upon each achievement of a specific volume hurdle related to securing certain levels of gasoline gallon equivalents.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 23:45 UTC Hilltop Holdings Inc. HTH · Entity 4450 GrantCommon Stock 203 $32.59 $6,615.16
Disclosure

SEC source: 0001562180-21-006279 · primarydocument.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,285

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2021.

F2 · price: Price per share calculated using the average closing price per share for the period from September 17, 2021 to September 30, 2021.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:12 UTC Hilltop Holdings Inc. HTH · Entity 4450 GrantCommon Stock 180 $36.68 $6,601.50
Disclosure

SEC source: 0001562180-21-004724 · primarydocument.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,082

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2021.

F2 · price: Price per share calculated using the average closing price per share for the period from June 17, 2021 to June 30, 2021.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 21:16 UTC Hilltop Holdings Inc. HTH · Entity 4450 GrantCommon Stock 188 $35.21 $6,618.92
Disclosure

SEC source: 0001562180-21-002567 · primarydocument.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,902

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2021.

F2 · price: Price per share calculated using the average closing price per share for the period from March 18, 2021 to March 31, 2021.

Read SEC document
January 21, 2021 Filed Jan 22, 2021 22:02 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantStock Option (Right to Buy) · Derivative 183,600 $0.00 Strike: $10.18 $0.00
Disclosure

SEC source: 0001179110-21-000798 · edgar.xml · derivative · entry 2

Littlefair Andrew J · CIK 0001400209 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,600

Underlying: Common Stock · 183,600 shares

Expires 2031-01-21

F2 · derivative.exercise_date: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested.

Read SEC document
January 21, 2021 Filed Jan 22, 2021 22:02 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantCommon Stock 122,400 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000798 · edgar.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,526,374

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested.

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January 20, 2021 Filed Jan 20, 2021 21:09 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 SaleCommon Stock 55,779 $10.03 $559,558.19
Disclosure

SEC source: 0001179110-21-000732 · edgar.xml · nonDerivative · entry 2

Littlefair Andrew J · CIK 0001400209 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,403,974

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2020.

F3 · price: Shares were sold in multiple transactions at prices ranging from $10.00 to $10.13, inclusive. The price reported in Column 4 is a weighted average sale price. The Reporting Person undertakes to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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January 19, 2021 Filed Jan 20, 2021 21:09 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 SaleCommon Stock 144,221 $10.00 $1,442,383.07
Disclosure

SEC source: 0001179110-21-000732 · edgar.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,459,753

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2020.

F2 · price: Shares were sold in multiple transactions at prices ranging from $10.00 to $10.03, inclusive. The price reported in Column 4 is a weighted average sale price. The Reporting Person undertakes to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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December 31, 2020 Filed Jan 6, 2021 00:12 UTC Hilltop Holdings Inc. HTH · Entity 4450 GrantCommon Stock 243 $27.25 $6,621.99
Disclosure

SEC source: 0001562180-21-000119 · primarydocument.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,714

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2020.

F2 · price: Price per share calculated using the average closing price per share for the period from December 17, 2020 to December 31, 2020.

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September 30, 2020 Filed Oct 2, 2020 22:27 UTC Hilltop Holdings Inc. HTH · Entity 4450 GrantCommon Stock 335 $19.77 $6,621.28
Disclosure

SEC source: 0001562180-20-006242 · primarydocument.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,471

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2020.

F2 · price: Price per share calculated using the average closing price per share for the period from September 17, 2020 to September 30, 2020.

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June 30, 2020 Filed Jul 2, 2020 23:34 UTC Hilltop Holdings Inc. HTH · Entity 4450 GrantCommon Stock 366 $18.09 $6,622.40
Disclosure

SEC source: 0001562180-20-004907 · primarydocument.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,136

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2020.

F2 · price: Price per share calculated using the average closing price per share for the period from June 17, 2020 to June 30, 2020.

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March 31, 2020 Filed Apr 2, 2020 21:39 UTC Hilltop Holdings Inc. HTH · Entity 4450 GrantCommon Stock 464 $14.25 $6,612.93
Disclosure

SEC source: 0001562180-20-002859 · primarydocument.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,770

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2020.

F2 · price: Price per share calculated using the average closing price per share for the period from March 18, 2020 to March 31, 2020.

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March 03, 2020 Filed Mar 3, 2020 21:32 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 SaleCommon Stock 25,375 $2.22 $56,373.10
Disclosure

SEC source: 0001179110-20-002830 · edgar.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,603,974

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019. Shares were sold by the Reporting Person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of restricted stock units granted to the Reporting Person.

F2 · price: Shares were sold in multiple transactions at prices ranging from $2.22 to $2.23, inclusive. The price reported in Column 4 is a weighted average sale price. The Reporting Person undertakes to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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February 25, 2020 Filed Feb 26, 2020 21:50 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantStock Option (Right to Buy) · Derivative 91,800 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001179110-20-002393 · edgar.xml · derivative · entry 2

Littlefair Andrew J · CIK 0001400209 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,800

Underlying: Common Stock · 91,800 shares

Expires 2030-02-24

F2 · derivative.exercise_date: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested.

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February 25, 2020 Filed Feb 26, 2020 21:50 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantCommon Stock 61,200 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002393 · edgar.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,629,349

F1 · kind: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon the vesting and settlement of the RSU.

F2 · shares: 34% of the total shares subject to the RSU or stock option award, as applicable, vest on the first anniversary of the date of grant, and 33% vest on each anniversary thereafter until the award is fully vested.

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January 14, 2020 Filed Jan 14, 2020 23:08 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 SaleCommon Stock 27,900 $2.64 $73,580.67
Disclosure

SEC source: 0001179110-20-000558 · edgar.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,568,149

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019. Shares were sold by the Reporting Person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of restricted stock units granted to the Reporting Person.

F2 · price: Shares were sold in multiple transactions at prices ranging from $2.625 to $2.66, inclusive. The price reported in Column 4 is a weighted average sale price. The Reporting Person undertakes to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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December 31, 2019 Filed Jan 3, 2020 23:56 UTC Hilltop Holdings Inc. HTH · Entity 4450 GrantCommon Stock 264 $25.05 $6,613.46
Disclosure

SEC source: 0001562180-20-000151 · primarydocument.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,306

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2019.

F2 · price: Price per share calculated using the average closing price per share for the period from December 17, 2019 to December 31, 2019.

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September 30, 2019 Filed Oct 2, 2019 22:32 UTC Hilltop Holdings Inc. HTH · Entity 4450 GrantCommon Stock 270 $24.47 $6,606.36
Disclosure

SEC source: 0001562180-19-005084 · primarydocument.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,042

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2019.

F2 · price: Price per share calculated using the average closing price per share for the period from September 17, 2019 to September 30, 2019.

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June 30, 2019 Filed Jul 2, 2019 23:11 UTC Hilltop Holdings Inc. HTH · Entity 4450 GrantCommon Stock 326 $20.28 $6,612.26
Disclosure

SEC source: 0001562180-19-003814 · primarydocument.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,772

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2019.

F2 · price: Price per share calculated using the average closing price per share for the period from June 17, 2019 to June 28, 2019.

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March 31, 2019 Filed Apr 2, 2019 22:57 UTC Hilltop Holdings Inc. HTH · Entity 4450 GrantCommon Stock 374 $17.68 $6,610.82
Disclosure

SEC source: 0001562180-19-002162 · primarydocument.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,446

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2019.

F2 · price: Price per share calculated using the average closing price per share for the period from March 18, 2019 to March 29, 2019.

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February 25, 2019 Filed Feb 26, 2019 21:12 UTC Clean Energy Fuels Corp. CLNE · Entity 5760 GrantStock Option (Right to Buy) · Derivative 72,225 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001179110-19-002581 · edgar.xml · derivative · entry 2

Littlefair Andrew J · CIK 0001400209 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,225

Underlying: Common Stock · 72,225 shares

Expires 2029-02-25

F1 · derivative.exercise_date: 34%, 33% and 33% of the total shares subject to the stock option award vest on the first, second and third anniversary of the date of grant, respectively, if, as of each such date, the applicable Volume Hurdle has been achieved. For this purpose, the "Volume Hurdle" will have been achieved if, as of the applicable vesting date, the volume of gasoline gallon equivalents of natural gas delivered by the Issuer in its most recently completed fiscal year has increased by 10% or more relative to the volume of gasoline gallon equivalents of natural gas delivered by the Issuer in the fiscal year immediately preceding the Issuer's most recently completed fiscal year.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.