Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CBIZ, Inc.CBZ · Entity 4243 | Director | August 04, 2026 | August 05, 2026 |
| Hilltop Holdings Inc.HTH · Entity 4450 | Director | July 24, 2025 | July 28, 2025 |
| Tectonic Financial, Inc.TECTP · Entity 65610 | Director · Chief Executive Officer · 10% owner | February 17, 2026 | February 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CBIZ, Inc.
Report date August 04, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,771 |
Ending reported balance
After 2026-08-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-04 · Exercise / conversion · Acquired 50,000 · Balance 70,125 Row 2 · 2026-08-04 · Tax withholding · Disposed 22,354 · Balance 47,771 F1: Represents shares withheld to satisfy the exercise price upon net exercise of stock options effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $24.62 · Expires 2026-08-06 | Direct | 0 |
Reported balance
After 2026-08-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-04 · Exercise / conversion · Disposed 50,000 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to satisfy the exercise price upon net exercise of stock options effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
Hilltop Holdings Inc.
Report date July 24, 2025 · Filed July 28, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,111 |
Reported balance
After 2025-07-24 transaction · row 1
1 source rowRow 1 · 2025-07-24 · Grant · Acquired 957 · Balance 30,111 F1: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director for the prior year. F2: Price per share calculated using the closing price per share on July 23, 2025, the day prior to the Company's annual stockholders' meeting. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director for the prior year.
F2: Price per share calculated using the closing price per share on July 23, 2025, the day prior to the Company's annual stockholders' meeting.
Tectonic Financial, Inc.
Report date February 17, 2026 · Filed February 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Non-Cumulative Perpetual Preferred StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-02-17 transaction · row 1
1 source rowRow 1 · 2026-02-17 · Other · Disposed 5,000 · Balance 0 F1: The reported securities were called for redemption by the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities were called for redemption by the issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 04, 2026 Filed Aug 5, 2026 20:50 UTC | CBIZ, Inc. CBZ · Entity 4243 | Exercise / conversionStock Option · Derivative | 50,000 | $0.00 Strike: $24.62 | $0.00 |
DisclosureSEC source: 0000944148-26-000099 · form4.xml · derivative · entry 3 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2026-08-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2026 Filed Aug 5, 2026 20:50 UTC | CBIZ, Inc. CBZ · Entity 4243 | Tax withholdingCommon Stock | 22,354 | $55.07 | $1,231,034.78 |
DisclosureSEC source: 0000944148-26-000099 · form4.xml · nonDerivative · entry 2 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 47,771 F1 · kind: Represents shares withheld to satisfy the exercise price upon net exercise of stock options effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Read SEC document |
| August 04, 2026 Filed Aug 5, 2026 20:50 UTC | CBIZ, Inc. CBZ · Entity 4243 | Exercise / conversionCommon Stock | 50,000 | $24.62 | $1,231,000.00 |
DisclosureSEC source: 0000944148-26-000099 · form4.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 70,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2026 Filed May 19, 2026 20:40 UTC | CBIZ, Inc. CBZ · Entity 4243 | GrantCommon Stock | 6,051 | $0.00 | $0.00 |
DisclosureSEC source: 0000944148-26-000080 · form4.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,125 F1 · security: Restricted Stock vesting 50% in each of the two years following date of award. Annual non-employee director compensation grant awarded. Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 22:39 UTC | Tectonic Financial, Inc. TECTP · Entity 65610 | OtherSeries B Non-Cumulative Perpetual Preferred Stock | 5,000 | $10.00 | $50,000.00 |
DisclosureSEC source: 0001283832-26-000002 · primary_doc.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported securities were called for redemption by the issuer. Read SEC document |
| January 05, 2026 Filed Jan 8, 2026 02:01 UTC | Tectonic Financial, Inc. TECTP · Entity 65610 | SaleCommon Stock | 20,000 | $5.70 | $114,000.00 |
DisclosureSEC source: 0001283832-26-000001 · primary_doc.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,719,000 F1 · price: On or about May 15, 2017, Mr. Sherman granted options to certain individuals to purchase from Mr. Sherman or one of his affiliates up to 25,000 shares of common stock of the Issuer at an exercise price of $5.70. The sale price of the common stock reflects the exercise price of such options. F2 · ownership.nature: Shares held by The Sherman 2018 Irrevocable Trust for which the Reporting Person serves as trustee. Read SEC document |
| July 24, 2025 Filed Jul 28, 2025 23:33 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 957 | $31.36 | $30,011.52 |
DisclosureSEC source: 0001562180-25-005545 · primarydocument.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,111 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director for the prior year. F2 · price: Price per share calculated using the closing price per share on July 23, 2025, the day prior to the Company's annual stockholders' meeting. Read SEC document |
| May 16, 2025 Filed May 20, 2025 22:19 UTC | CBIZ, Inc. CBZ · Entity 4243 | GrantCommon Stock | 2,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-015082 · form4.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,074 F1 · security: Restricted Stock vesting 50% in each of the two years following date of award. Annual non-employee Director compensation grant awarded. Read SEC document |
| May 10, 2024 Filed May 14, 2024 20:58 UTC | CBIZ, Inc. CBZ · Entity 4243 | GrantCommon Stock | 1,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-015280 · form4.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,713 F1 · security: Restricted Stock vesting 50% in each of the two years following date of award. Annual non-employee director compensation grant awarded. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 22:25 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 735 | $30.92 | $22,724.73 |
DisclosureSEC source: 0001562180-23-005735 · primarydocument.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,154 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2023. F2 · price: Price per share calculated using the average closing price per share for the period from June 16, 2023 to June 30, 2023. Read SEC document |
| May 10, 2023 Filed May 12, 2023 19:36 UTC | CBIZ, Inc. CBZ · Entity 4243 | GrantCommon Stock | 3,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-015390 · form4.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,764 F1 · security: Restricted Stock vesting 50% in each of the two years following date of award. Annual non-employee Director compensation grant awarded. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 23:18 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 772 | $29.44 | $22,725.36 |
DisclosureSEC source: 0001562180-23-003415 · primarydocument.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,419 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2023. F2 · price: Price per share calculated using the average closing price per share for the period from March 20, 2023 to March 31, 2023. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 23:54 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 728 | $29.51 | $21,484.01 |
DisclosureSEC source: 0001562180-23-000167 · primarydocument.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,647 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2022. F2 · price: Price per share calculated using the average closing price per share for the period from December 16, 2022 to December 31, 2022. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 22:44 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 746 | $25.44 | $18,977.49 |
DisclosureSEC source: 0001562180-22-007017 · primarydocument.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,919 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2022. F2 · price: Price per share calculated using the average closing price per share for the period from September 19, 2022 to September 30, 2022. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 20:47 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 634 | $26.78 | $16,980.42 |
DisclosureSEC source: 0001562180-22-005506 · primarydocument.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,173 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2022. F2 · price: Price per share calculated using the average closing price per share for the period from June 16, 2022 to June 30, 2022. Read SEC document |
| May 09, 2022 Filed May 11, 2022 14:08 UTC | CBIZ, Inc. CBZ · Entity 4243 | GrantCommon Stock | 3,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-014062 · form4.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,742 F1 · security: Restricted Stock vesting 50% in each of the two years following date of award. Annual non-employee Director compensation grant. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 22:46 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 565 | $30.07 | $16,987.29 |
DisclosureSEC source: 0001562180-22-003154 · primarydocument.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,539 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2022. F2 · price: Price per share calculated using the average closing price per share for the period from March 18, 2022 to March 31, 2022. Read SEC document |
| December 31, 2021 Filed Jan 5, 2022 02:28 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 488 | $34.83 | $16,995.09 |
DisclosureSEC source: 0001562180-22-000178 · primarydocument.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,974 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from December 17, 2021 to December 31, 2021. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 23:45 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 521 | $32.59 | $16,977.83 |
DisclosureSEC source: 0001562180-21-006280 · primarydocument.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,486 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from September 17, 2021 to September 30, 2021. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 20:03 UTC | Tectonic Financial, Inc. TECTP · Entity 65610 | SaleCommon Stock | 7,500 | $10.00 | $75,000.00 |
DisclosureSEC source: 0001766526-21-000002 · primary_doc.xml · nonDerivative · entry 3 SHERMAN A HAAG · CIK 0001283832 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,000 F3 · ownership.nature: These shares are held by individual retirement account. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 20:03 UTC | Tectonic Financial, Inc. TECTP · Entity 65610 | SaleCommon Stock | 10,500 | $10.00 | $105,000.00 |
DisclosureSEC source: 0001766526-21-000002 · primary_doc.xml · nonDerivative · entry 2 SHERMAN A HAAG · CIK 0001283832 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 370,000 F2 · ownership.nature: These shares are held by Sherman Tectonic FLP LP for which the Reporting Person serves as the Chief Executive Officer of the general partner. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 20:03 UTC | Tectonic Financial, Inc. TECTP · Entity 65610 | SaleCommon Stock | 12,000 | $10.00 | $120,000.00 |
DisclosureSEC source: 0001766526-21-000002 · primary_doc.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,739,000 F1 · ownership.nature: These shares are held by The Sherman 2018 Irrevocable Trust for which the Reporting Person serves as trustee. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:12 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 463 | $36.68 | $16,980.53 |
DisclosureSEC source: 0001562180-21-004725 · primarydocument.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,965 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from June 17, 2021 to June 30, 2021. Read SEC document |
| May 12, 2021 Filed May 14, 2021 21:06 UTC | CBIZ, Inc. CBZ · Entity 4243 | GrantCommon Stock | 3,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-016878 · form4.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,738 F1 · security: Restricted Stock vesting 50% in each of the two years following date of award. Annual non-employee Director compensation grant. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 21:17 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 482 | $35.21 | $16,969.77 |
DisclosureSEC source: 0001562180-21-002568 · primarydocument.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,502 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from March 18, 2021 to March 31, 2021. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 00:12 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 623 | $27.25 | $16,977.37 |
DisclosureSEC source: 0001562180-21-000120 · primarydocument.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,020 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2020. F2 · price: Price per share calculated using the average closing price per share for the period from December 17, 2020 to December 31, 2020. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:27 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 860 | $19.77 | $16,997.90 |
DisclosureSEC source: 0001562180-20-006243 · primarydocument.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,397 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2020. F2 · price: Price per share calculated using the average closing price per share for the period from September 17, 2020 to September 30, 2020. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 20:08 UTC | CBIZ, Inc. CBZ · Entity 4243 | GrantStock Option · Derivative | 50,000 | $26.42 Strike: $24.62 | $1,321,000.00 |
DisclosureSEC source: 0001127602-20-023239 · form4.xml · derivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2020-08-06 F1 · security: Consists of new director option grant dated 08/06/2020, vesting 100% immediately, and expiring on 08/06/2026. Read SEC document |
| August 06, 2020 Filed Aug 11, 2020 12:42 UTC Amendment | CBIZ, Inc. CBZ · Entity 4243 | GrantStock Option · Derivative | 50,000 | $26.42 Strike: $24.62 | $1,321,000.00 |
DisclosureSEC source: 0001127602-20-023314 · form4a.xml · derivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2026-08-06 F1 · security: Consists of new director option grant dated 08/06/2020, vesting 100% immediately, and expiring on 08/06/2026. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 23:34 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 939 | $18.09 | $16,990.27 |
DisclosureSEC source: 0001562180-20-004906 · primarydocument.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,537 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2020. F2 · price: Price per share calculated using the average closing price per share for the period from June 17, 2020 to June 30, 2020. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:40 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 1,192 | $14.25 | $16,988.38 |
DisclosureSEC source: 0001562180-20-002860 · primarydocument.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,598 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2020. F2 · price: Price per share calculated using the average closing price per share for the period from March 18, 2020 to March 31, 2020. Read SEC document |
| December 31, 2019 Filed Jan 4, 2020 00:00 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 678 | $25.05 | $16,984.58 |
DisclosureSEC source: 0001562180-20-000152 · primarydocument.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,406 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2019. F2 · price: Price per share calculated using the average closing price per share for the period from December 17, 2019 to December 31, 2019. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 22:32 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 694 | $24.47 | $16,980.79 |
DisclosureSEC source: 0001562180-19-005085 · primarydocument.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,728 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2019. F2 · price: Price per share calculated using the average closing price per share for the period from September 17, 2019 to September 30, 2019. Read SEC document |
| June 30, 2019 Filed Jul 3, 2019 00:04 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 838 | $20.28 | $16,997.15 |
DisclosureSEC source: 0001562180-19-003821 · primarydocument.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,034 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2019. F2 · price: Price per share calculated using the average closing price per share for the period from June 17, 2019 to June 28, 2019. Read SEC document |
| May 14, 2019 Filed May 16, 2019 00:06 UTC | Tectonic Financial, Inc. TECTP · Entity 65610 | PurchaseSeries B Preferred Stock | 5,000 | $10.00 | $50,000.00 |
DisclosureSEC source: 0001766526-19-000020 · primary_doc.xml · nonDerivative · entry 4 SHERMAN A HAAG · CIK 0001283832 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F7 · shares: Represents shares purchased through a directed share program in connection with the initial public offering of the Issuer's 9.00% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock (the "Series B preferred stock"), which closed on May 14, 2019. These shares of Series B preferred stock were purchased at the public offering price of $10.00 per share. Read SEC document |
| May 13, 2019 Filed May 16, 2019 00:06 UTC | Tectonic Financial, Inc. TECTP · Entity 65610 | GrantCommon Stock | 9,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001766526-19-000020 · primary_doc.xml · nonDerivative · entry 3 SHERMAN A HAAG · CIK 0001283832 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By individual retirement account Disclosed balance after: 19,500 F2 · shares: Immediately following, and in connection with, the Merger, the Issuer effected a 1-for-2 reverse stock split of the outstanding shares of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. F6 · shares: Received in exchange for 19,500 common units of Tectonic Holdings in connection with the Merger. F6 · price: Received in exchange for 19,500 common units of Tectonic Holdings in connection with the Merger. F2 · balance_after: Immediately following, and in connection with, the Merger, the Issuer effected a 1-for-2 reverse stock split of the outstanding shares of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| May 13, 2019 Filed May 16, 2019 00:06 UTC | Tectonic Financial, Inc. TECTP · Entity 65610 | GrantCommon Stock | 190,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001766526-19-000020 · primary_doc.xml · nonDerivative · entry 2 SHERMAN A HAAG · CIK 0001283832 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 380,500 F2 · shares: Immediately following, and in connection with, the Merger, the Issuer effected a 1-for-2 reverse stock split of the outstanding shares of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. F4 · shares: Received in exchange for 380,500 common units of Tectonic Holdings in connection with the Merger. F4 · price: Received in exchange for 380,500 common units of Tectonic Holdings in connection with the Merger. F2 · balance_after: Immediately following, and in connection with, the Merger, the Issuer effected a 1-for-2 reverse stock split of the outstanding shares of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. F5 · ownership.nature: These shares are held by Sherman Tectonic FLP LP for which the Reporting Person serves as the Chief Executive Officer of the general partner. Read SEC document |
| May 13, 2019 Filed May 16, 2019 00:06 UTC | Tectonic Financial, Inc. TECTP · Entity 65610 | GrantCommon Stock | 875,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001766526-19-000020 · primary_doc.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,751,000 F1 · shares: Received in exchange for 1,751,000 common units of Tectonic Holdings, LLC ("Tectonic Holdings") in connection with the merger of Tectonic Holdings with and into the Issuer, with the Issuer continuing as the surviving company (the "Merger"). At the effective time of the Merger, each common unit of Tectonic Holdings was converted into the right to receive one share of the Issuer's common stock. F2 · shares: Immediately following, and in connection with, the Merger, the Issuer effected a 1-for-2 reverse stock split of the outstanding shares of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. F1 · price: Received in exchange for 1,751,000 common units of Tectonic Holdings, LLC ("Tectonic Holdings") in connection with the merger of Tectonic Holdings with and into the Issuer, with the Issuer continuing as the surviving company (the "Merger"). At the effective time of the Merger, each common unit of Tectonic Holdings was converted into the right to receive one share of the Issuer's common stock. F2 · balance_after: Immediately following, and in connection with, the Merger, the Issuer effected a 1-for-2 reverse stock split of the outstanding shares of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. F3 · ownership.nature: These shares are held by The Sherman 2018 Irrevocable Trust for which the Reporting Person serves as trustee. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 22:56 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 961 | $17.68 | $16,986.64 |
DisclosureSEC source: 0001562180-19-002158 · primarydocument.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,196 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2019. F2 · price: Price per share calculated using the average closing price per share for the period from March 18, 2019 to March 29, 2019. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 00:58 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 982 | $17.30 | $16,989.58 |
DisclosureSEC source: 0001562180-19-000101 · primarydocument.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,235 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2018. F2 · price: Price per share calculated using the average closing price per share for the period from December 17, 2018 to December 31, 2018. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 22:18 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 831 | $20.45 | $16,996.44 |
DisclosureSEC source: 0001562180-18-004127 · primarydocument.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,253 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2018. F2 · price: Price per share calculated using the average closing price per share for the period from September 17, 2018 to September 28, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.