Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hilltop Holdings Inc.HTH · Entity 4450 | PlainsCapital Bank CEO | April 02, 2024 | April 03, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hilltop Holdings Inc.
Report date April 02, 2024 · Filed April 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 142,043 |
Reported balance
After 2024-04-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-04-02 · Gift · Disposed 2,773 · Balance 142,043 F1: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. |
| Common StockSEC Table I · non-derivative | IndirectBy Wife | 1,459 |
Reported balance
Holding disclosure · report date 2024-04-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,459 F2: The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.
F2: The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 02, 2024 Filed Apr 3, 2024 19:08 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GiftCommon Stock | 2,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-003283 · primarydocument.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,043 F1 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 18:29 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | Tax withholdingCommon Stock | 2,181 | $30.82 | $67,218.42 |
DisclosureSEC source: 0001562180-24-001823 · primarydocument.xml · nonDerivative · entry 3 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,816 F4 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 23, 2021. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 18:29 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 14,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-001823 · primarydocument.xml · nonDerivative · entry 2 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,997 F3 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 23, 2021 in connection with the achievement of certain performance criteria. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 18:29 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | Tax withholdingCommon Stock | 4,375 | $30.82 | $134,837.50 |
DisclosureSEC source: 0001562180-24-001823 · primarydocument.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,388 F1 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 23, 2021. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 17:47 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | SaleCommon Stock | 40,000 | $33.33 | $1,333,356.00 |
DisclosureSEC source: 0001562180-23-001990 · primarydocument.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,763 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.2932 to $33.4044, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 20, 2023 Filed Feb 22, 2023 20:58 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | Tax withholdingCommon Stock | 4,159 | $34.83 | $144,857.97 |
DisclosureSEC source: 0001562180-23-001718 · primarydocument.xml · nonDerivative · entry 3 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,763 F4 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 20, 2020. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 20, 2023 Filed Feb 22, 2023 20:58 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | Tax withholdingCommon Stock | 2,364 | $34.83 | $82,338.12 |
DisclosureSEC source: 0001562180-23-001718 · primarydocument.xml · nonDerivative · entry 2 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,922 F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 20, 2020. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 20, 2023 Filed Feb 22, 2023 20:58 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 16,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001718 · primarydocument.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,286 F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 20, 2020 in connection with the achievement of certain performance criteria. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 18:24 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 7,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001285 · primarydocument.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,386 F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 8, 2026, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 8, 2027, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| November 21, 2022 Filed Nov 23, 2022 17:11 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | Tax withholdingCommon Stock | 1,299 | $29.17 | $37,891.83 |
DisclosureSEC source: 0001562180-22-007891 · primarydocument.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,078 F1 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on November 21, 2019. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 27, 2022 Filed Mar 1, 2022 18:27 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 18,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002059 · primarydocument.xml · nonDerivative · entry 3 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,377 F4 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 27, 2019 in connection with the achievement of certain performance criteria. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 27, 2022 Filed Mar 1, 2022 18:27 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | Tax withholdingCommon Stock | 3,930 | $31.08 | $122,144.40 |
DisclosureSEC source: 0001562180-22-002059 · primarydocument.xml · nonDerivative · entry 2 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,792 F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 27, 2019. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 27, 2022 Filed Mar 1, 2022 18:27 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | Tax withholdingCommon Stock | 7,073 | $31.08 | $219,828.84 |
DisclosureSEC source: 0001562180-22-002059 · primarydocument.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,722 F1 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 27, 2019. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 18:16 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 9,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-001343 · primarydocument.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,795 F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 8, 2025, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 8, 2026, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 18:00 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | SaleCommon Stock | 30,000 | $33.03 | $990,978.00 |
DisclosureSEC source: 0001562180-21-005434 · primarydocument.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,532 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.00 to $33.15, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 19:04 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | Tax withholdingCommon Stock | 2,913 | $34.97 | $101,867.61 |
DisclosureSEC source: 0001562180-21-002112 · primarydocument.xml · nonDerivative · entry 3 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,532 F4 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on March 5, 2018. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 19:04 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | Tax withholdingCommon Stock | 1,622 | $34.97 | $56,721.34 |
DisclosureSEC source: 0001562180-21-002112 · primarydocument.xml · nonDerivative · entry 2 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,445 F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on March 5, 2018. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 19:04 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 11,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002112 · primarydocument.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,067 F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on March 5, 2018 in connection with the achievement of certain performance criteria. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 20:32 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 7,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001607 · primarydocument.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,106 F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 23, 2024, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 23, 2025, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 23, 2020 Filed Feb 25, 2020 18:43 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | Tax withholdingCommon Stock | 1,199 | $22.20 | $26,617.80 |
DisclosureSEC source: 0001562180-20-001701 · primarydocument.xml · nonDerivative · entry 3 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,822 F4 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 23, 2017. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 23, 2020 Filed Feb 25, 2020 18:43 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | Tax withholdingCommon Stock | 1,506 | $22.20 | $33,433.20 |
DisclosureSEC source: 0001562180-20-001701 · primarydocument.xml · nonDerivative · entry 2 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,021 F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 23, 2017. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 23, 2020 Filed Feb 25, 2020 18:43 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 5,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001701 · primarydocument.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,527 F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 23, 2017 in connection with the achievement of certain performance criteria. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 20:45 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 9,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001635 · primarydocument.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,620 F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 20, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 20, 2024, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 17:23 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 3,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005708 · primarydocument.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,017 F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, November 21, 2022, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, November 21, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 18:10 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 10,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001533 · primarydocument.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,717 F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 27, 2022, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 27, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 23, 2019 Filed Feb 26, 2019 18:52 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | Tax withholdingCommon Stock | 2,141 | $19.93 | $42,670.13 |
DisclosureSEC source: 0001562180-19-001449 · primarydocument.xml · nonDerivative · entry 3 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,392 F4 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 23, 2016. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 23, 2019 Filed Feb 26, 2019 18:52 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | Tax withholdingCommon Stock | 2,398 | $19.93 | $47,792.14 |
DisclosureSEC source: 0001562180-19-001449 · primarydocument.xml · nonDerivative · entry 2 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,533 F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 23, 2016. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 23, 2019 Filed Feb 26, 2019 18:52 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 9,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001449 · primarydocument.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,931 F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 23, 2016 in connection with the achievement of certain performance criteria. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 17:31 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 6,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-015594 · a4.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,413 F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, March 5, 2021, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, March 5, 2022, or an earlier "change in control" of Hilltop Holdings Inc. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 21:08 UTC Amendment | Hilltop Holdings Inc. HTH · Entity 4450 | Tax withholdingCommon Stock | 1,809 | $24.99 | $45,206.91 |
DisclosureSEC source: 0001104659-18-012975 · a4a.xml · nonDerivative · entry 2 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,768 F4 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 24, 2015. F2 · price: This Amendment is being filed to correct the price per share at which such shares were surrendered. F3 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 21:08 UTC Amendment | Hilltop Holdings Inc. HTH · Entity 4450 | Tax withholdingCommon Stock | 1,316 | $24.99 | $32,886.84 |
DisclosureSEC source: 0001104659-18-012975 · a4a.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,577 F1 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 24, 2015. F2 · price: This Amendment is being filed to correct the price per share at which such shares were surrendered. F3 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 17:53 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | Tax withholdingCommon Stock | 1,809 | $19.28 | $34,877.52 |
DisclosureSEC source: 0001104659-18-012901 · a4.xml · nonDerivative · entry 3 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,768 F4 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 24, 2015. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 17:53 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | Tax withholdingCommon Stock | 1,316 | $19.28 | $25,372.48 |
DisclosureSEC source: 0001104659-18-012901 · a4.xml · nonDerivative · entry 2 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,577 F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 24, 2015. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 17:53 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 5,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-012901 · a4.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,893 F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 24, 2015 in connection with the achievement of certain performance criteria. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 17:54 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | SaleCommon Stock | 7,500 | $25.14 | $188,529.75 |
DisclosureSEC source: 0001104659-17-037289 · a4.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,491 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 3, 2016. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.79 to $25.44, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. F3 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 18:30 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | SaleCommon Stock | 7,500 | $29.35 | $220,132.50 |
DisclosureSEC source: 0001104659-17-014139 · a4.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,991 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 3, 2016. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.07 to $29.53, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. F3 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 18:56 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | Tax withholdingCommon Stock | 1,664 | $28.06 | $46,691.84 |
DisclosureSEC source: 0001104659-17-012689 · a4.xml · nonDerivative · entry 3 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,491 F4 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 24, 2014. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 18:56 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | Tax withholdingCommon Stock | 1,216 | $28.06 | $34,120.96 |
DisclosureSEC source: 0001104659-17-012689 · a4.xml · nonDerivative · entry 2 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,155 F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 24, 2014. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 18:56 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 4,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-012689 · a4.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,371 F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 24, 2014 in connection with the achievement of certain performance criteria. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 20:50 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 4,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-012136 · a4.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,928 F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 23, 2020, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 23, 2021, or an earlier "change in control" of Hilltop Holdings Inc. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 18:31 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | SaleCommon Stock | 7,500 | $28.35 | $212,655.00 |
DisclosureSEC source: 0001104659-16-160456 · a4.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,005 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 3, 2016. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.10 to $25.585, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. F3 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 17:03 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | SaleCommon Stock | 2,500 | $25.00 | $62,509.00 |
DisclosureSEC source: 0001104659-16-153776 · a4.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,505 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 3, 2016. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.00 to $25.05, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. F3 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 17:04 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | SaleCommon Stock | 5,000 | $22.36 | $111,778.00 |
DisclosureSEC source: 0001104659-16-143518 · a4.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,005 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 3, 2016. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.19 to $22.64, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. F3 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.