HOPE

SEC source: 0001209191-20-039416 · doc4.xml · nonDerivative · entry 1

Kim Kevin Sung · CIK 0001445181 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-038216 · doc4.xml · derivative · entry 2

Zuehls Dale S. · CIK 0001680724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Common Stock · 6,666 shares

Expires not disclosed

F1 · derivative.exercise_price: Total 6,666 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 6,666 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F1 · derivative.exercise_date: Total 6,666 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 6,666 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F1 · derivative.expiration_date: Total 6,666 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 6,666 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

SEC source: 0001209191-20-038211 · doc4.xml · derivative · entry 4

Whang Scott Yoon-suk · CIK 0001417498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,803

Underlying: Common Stock · 9,803 shares

Expires not disclosed

F1 · derivative.exercise_price: Total 9,803 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 9,803 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F1 · derivative.exercise_date: Total 9,803 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 9,803 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F1 · derivative.expiration_date: Total 9,803 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 9,803 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

SEC source: 0001209191-20-038157 · doc4.xml · derivative · entry 3

TAYLOR JOHN · CIK 0001544933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Common Stock · 6,666 shares

Expires not disclosed

F1 · derivative.exercise_price: Total 6,666 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 6,666 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F1 · derivative.exercise_date: Total 6,666 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 6,666 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F1 · derivative.expiration_date: Total 6,666 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 6,666 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

SEC source: 0001209191-20-038132 · doc4.xml · derivative · entry 2

LEWIS WILLIAM J · CIK 0001241248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Common Stock · 6,666 shares

Expires not disclosed

F1 · derivative.exercise_price: Total 6,666 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 6,666 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F1 · derivative.exercise_date: Total 6,666 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 6,666 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F1 · derivative.expiration_date: Total 6,666 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 6,666 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

SEC source: 0001209191-20-038128 · doc4.xml · derivative · entry 2

LEE CHUNG HYUN · CIK 0001250287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,882

Underlying: Common Stock · 5,882 shares

Expires not disclosed

F1 · derivative.exercise_price: Total 5,882 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 5,882 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F1 · derivative.exercise_date: Total 5,882 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 5,882 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F1 · derivative.expiration_date: Total 5,882 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 5,882 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

SEC source: 0001209191-20-038126 · doc4.xml · derivative · entry 2

Koh Steven · CIK 0001301733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,019

Underlying: Common Stock · 9,019 shares

Expires not disclosed

F1 · derivative.exercise_price: Total 9,019 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 9,019 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F1 · derivative.exercise_date: Total 9,019 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 9,019 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F1 · derivative.expiration_date: Total 9,019 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 9,019 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

SEC source: 0001209191-20-038120 · doc4.xml · derivative · entry 3

JHUNG JIN CHUL · CIK 0001250289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,882

Underlying: Common stock · 5,882 shares

Expires not disclosed

F2 · derivative.exercise_price: Total 5,882 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 5,882 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F2 · derivative.exercise_date: Total 5,882 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 5,882 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F2 · derivative.expiration_date: Total 5,882 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 5,882 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

SEC source: 0001209191-20-038122 · doc4.xml · derivative · entry 1

Kim Joon Kyung · CIK 0001789837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Common Stock · 6,666 shares

Expires not disclosed

F1 · derivative.exercise_price: Total 6,666 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 6,666 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F1 · derivative.exercise_date: Total 6,666 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 6,666 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F1 · derivative.expiration_date: Total 6,666 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 6,666 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

SEC source: 0001209191-20-038117 · doc4.xml · derivative · entry 2

HA DAISY Y · CIK 0001595570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,882

Underlying: Common stock · 5,882 shares

Expires not disclosed

F1 · derivative.exercise_price: Total 5,882 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 5,882 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F1 · derivative.exercise_date: Total 5,882 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 5,882 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F1 · derivative.expiration_date: Total 5,882 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 5,882 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

SEC source: 0001209191-20-038118 · doc4.xml · derivative · entry 1

Hwang James · CIK 0001770520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Common Stock · 6,666 shares

Expires not disclosed

F1 · derivative.exercise_price: Total 6,666 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 6,666 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F1 · derivative.exercise_date: Total 6,666 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 6,666 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F1 · derivative.expiration_date: Total 6,666 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 6,666 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

SEC source: 0001209191-20-038116 · doc4.xml · derivative · entry 2

Doo Jinho · CIK 0001681464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,882

Underlying: Common stock · 5,882 shares

Expires not disclosed

F1 · derivative.exercise_price: Total 5,882 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 5,882 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F1 · derivative.exercise_date: Total 5,882 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 5,882 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F1 · derivative.expiration_date: Total 5,882 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 5,882 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

SEC source: 0001209191-20-038115 · doc4.xml · derivative · entry 3

Byun Donald · CIK 0001301728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Common stock · 6,666 shares

Expires not disclosed

F1 · derivative.exercise_price: Total 6,666 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 6,666 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F1 · derivative.exercise_date: Total 6,666 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 6,666 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

F1 · derivative.expiration_date: Total 6,666 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 6,666 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

SEC source: 0001209191-20-037022 · doc4.xml · nonDerivative · entry 1

Koh Steven · CIK 0001301733 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Various Trusts

Disclosed balance after: 3,304,710

SEC source: 0001209191-20-035554 · doc4.xml · nonDerivative · entry 1

Koh Steven · CIK 0001301733 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Various Trusts

Disclosed balance after: 3,360,149

SEC source: 0001209191-20-034783 · doc4.xml · nonDerivative · entry 2

Koh Steven · CIK 0001301733 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Various Trusts

Disclosed balance after: 3,470,830

SEC source: 0001209191-20-034783 · doc4.xml · nonDerivative · entry 1

Koh Steven · CIK 0001301733 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Various Trusts

Disclosed balance after: 3,606,001

SEC source: 0001209191-20-034172 · doc4.xml · nonDerivative · entry 3

Koh Steven · CIK 0001301733 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Various Trusts

Disclosed balance after: 3,696,001

SEC source: 0001209191-20-034172 · doc4.xml · nonDerivative · entry 2

Koh Steven · CIK 0001301733 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Various Trusts

Disclosed balance after: 3,726,914

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.46 to $9.47, inclusive. The reporting person undertakes to provide to HOPE Bancorp, Inc., any security holder of HOPE Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001209191-20-034172 · doc4.xml · nonDerivative · entry 1

Koh Steven · CIK 0001301733 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Various Trusts

Disclosed balance after: 3,745,789

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.610 to $9.615, inclusive. The reporting person undertakes to provide to HOPE Bancorp, Inc., any security holder of HOPE Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001209191-20-033066 · doc4.xml · nonDerivative · entry 2

Koh Steven · CIK 0001301733 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Various Trusts

Disclosed balance after: 3,751,549

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.12, inclusive. The reporting person undertakes to provide to HOPE Bancorp, Inc., any security holder of HOPE Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001209191-20-033066 · doc4.xml · nonDerivative · entry 1

Koh Steven · CIK 0001301733 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Various Trusts

Disclosed balance after: 3,792,630

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.34 to $10.37, inclusive. The reporting person undertakes to provide to HOPE Bancorp, Inc., any security holder of HOPE Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001209191-20-032055 · doc4.xml · derivative · entry 8

KIM JASON K · CIK 0001452653 · EVP & Chief Comm Banking Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,626

Underlying: Common Stock · 3,626 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Total 5,439 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,813 shares each will vest annually on May 23, 2020, 2021, and 2022.

F5 · derivative.exercise_date: Total 5,439 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,813 shares each will vest annually on May 23, 2020, 2021, and 2022.

F5 · derivative.expiration_date: Total 5,439 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,813 shares each will vest annually on May 23, 2020, 2021, and 2022.

SEC source: 0001209191-20-032055 · doc4.xml · nonDerivative · entry 2

KIM JASON K · CIK 0001452653 · EVP & Chief Comm Banking Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,316

SEC source: 0001209191-20-032055 · doc4.xml · nonDerivative · entry 1

KIM JASON K · CIK 0001452653 · EVP & Chief Comm Banking Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-032047 · doc4.xml · derivative · entry 7

KIM KYU S. · CIK 0001402559 · SEVP, Eastern Region President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,626

Underlying: Common Stock · 3,626 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Total 5,439 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installment of 1,813 shares each will vest annually on May 23, 2020, 2021, and 2022.

F5 · derivative.exercise_date: Total 5,439 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installment of 1,813 shares each will vest annually on May 23, 2020, 2021, and 2022.

F5 · derivative.expiration_date: Total 5,439 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installment of 1,813 shares each will vest annually on May 23, 2020, 2021, and 2022.

SEC source: 0001209191-20-032047 · doc4.xml · nonDerivative · entry 2

KIM KYU S. · CIK 0001402559 · SEVP, Eastern Region President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,624

SEC source: 0001209191-20-032047 · doc4.xml · nonDerivative · entry 1

KIM KYU S. · CIK 0001402559 · SEVP, Eastern Region President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-032051 · doc4.xml · derivative · entry 6

Kim Kevin Sung · CIK 0001445181 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,278

Underlying: Common Stock · 29,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Total 43,917 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 14,639 shares each will vest annually on May 23, 2020, 2021, and 2022.

F4 · derivative.exercise_date: Total 43,917 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 14,639 shares each will vest annually on May 23, 2020, 2021, and 2022.

F4 · derivative.expiration_date: Total 43,917 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 14,639 shares each will vest annually on May 23, 2020, 2021, and 2022.

SEC source: 0001209191-20-032051 · doc4.xml · nonDerivative · entry 2

Kim Kevin Sung · CIK 0001445181 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,910

SEC source: 0001209191-20-032051 · doc4.xml · nonDerivative · entry 1

Kim Kevin Sung · CIK 0001445181 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-032038 · doc4.xml · derivative · entry 7

Ko Alex · CIK 0001442518 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,110

Underlying: Common Stock · 4,110 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Total 6,164 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installment of 2,054 shares will vest on May 23, 2020, and 2,055 shares each will vest annually on May 23, 2021, and 2022.

F5 · derivative.exercise_date: Total 6,164 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installment of 2,054 shares will vest on May 23, 2020, and 2,055 shares each will vest annually on May 23, 2021, and 2022.

F5 · derivative.expiration_date: Total 6,164 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installment of 2,054 shares will vest on May 23, 2020, and 2,055 shares each will vest annually on May 23, 2021, and 2022.

SEC source: 0001209191-20-032038 · doc4.xml · nonDerivative · entry 2

Ko Alex · CIK 0001442518 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,905

SEC source: 0001209191-20-032038 · doc4.xml · nonDerivative · entry 1

Ko Alex · CIK 0001442518 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-032024 · doc4.xml · derivative · entry 7

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,384

Underlying: Common Stock · 3,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Total 5,076 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,692 shares each will vest annually on May 23, 2020, 2021, and 2022.

F5 · derivative.exercise_date: Total 5,076 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,692 shares each will vest annually on May 23, 2020, 2021, and 2022.

F5 · derivative.expiration_date: Total 5,076 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,692 shares each will vest annually on May 23, 2020, 2021, and 2022.

SEC source: 0001209191-20-032024 · doc4.xml · nonDerivative · entry 2

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,039

SEC source: 0001209191-20-032024 · doc4.xml · nonDerivative · entry 1

Koh Peter · CIK 0001521137 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-032016 · doc4.xml · derivative · entry 7

Malone David P · CIK 0001680721 · Director · SEVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,566

Underlying: Common Stock · 8,566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Total 12,849 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installment of 4,283 shares each will vest annually on May 23, 2020, 2021, and 2022.

F5 · derivative.exercise_date: Total 12,849 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installment of 4,283 shares each will vest annually on May 23, 2020, 2021, and 2022.

F5 · derivative.expiration_date: Total 12,849 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installment of 4,283 shares each will vest annually on May 23, 2020, 2021, and 2022.

SEC source: 0001209191-20-032016 · doc4.xml · nonDerivative · entry 2

Malone David P · CIK 0001680721 · Director · SEVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,489

SEC source: 0001209191-20-032016 · doc4.xml · nonDerivative · entry 1

Malone David P · CIK 0001680721 · Director · SEVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-032008 · doc4.xml · derivative · entry 7

Stenger Thomas · CIK 0001777703 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,466

Underlying: Common Stock · 2,466 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Total 3,698 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,232 shares each will vest annually on May 23, 2020, 2021, and 2022.

F5 · derivative.exercise_date: Total 3,698 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,232 shares each will vest annually on May 23, 2020, 2021, and 2022.

F5 · derivative.expiration_date: Total 3,698 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,232 shares each will vest annually on May 23, 2020, 2021, and 2022.

SEC source: 0001209191-20-032008 · doc4.xml · nonDerivative · entry 2

Stenger Thomas · CIK 0001777703 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,566

SEC source: 0001209191-20-032008 · doc4.xml · nonDerivative · entry 1

Stenger Thomas · CIK 0001777703 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-031992 · doc4.xml · derivative · entry 9

Van Hung Quoc · CIK 0001777549 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,903

Underlying: Common Stock · 4,903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Total 7,355 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,451 shares will vest on May 23, 2020, and 2,452 shares each will vest annually on May 2021, and 2022.

F5 · derivative.exercise_date: Total 7,355 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,451 shares will vest on May 23, 2020, and 2,452 shares each will vest annually on May 2021, and 2022.

F5 · derivative.expiration_date: Total 7,355 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,451 shares will vest on May 23, 2020, and 2,452 shares each will vest annually on May 2021, and 2022.

SEC source: 0001209191-20-031992 · doc4.xml · nonDerivative · entry 4

Van Hung Quoc · CIK 0001777549 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,008

SEC source: 0001209191-20-031992 · doc4.xml · nonDerivative · entry 3

Van Hung Quoc · CIK 0001777549 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-031992 · doc4.xml · derivative · entry 12

Van Hung Quoc · CIK 0001777549 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,100

Underlying: Common Stock · 8,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Total 13,500 RSU were granted on May 2, 2018 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan ("2016 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,700 shares each will vest annually over five years beginning May 24, 2019.

F8 · derivative.exercise_date: Total 13,500 RSU were granted on May 2, 2018 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan ("2016 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,700 shares each will vest annually over five years beginning May 24, 2019.

F8 · derivative.expiration_date: Total 13,500 RSU were granted on May 2, 2018 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan ("2016 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,700 shares each will vest annually over five years beginning May 24, 2019.

SEC source: 0001209191-20-031992 · doc4.xml · nonDerivative · entry 2

Van Hung Quoc · CIK 0001777549 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,399

SEC source: 0001209191-20-031992 · doc4.xml · nonDerivative · entry 1

Van Hung Quoc · CIK 0001777549 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-027774 · doc4.xml · nonDerivative · entry 1

LEWIS WILLIAM J · CIK 0001241248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000