Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HOPE BANCORP INCHOPE · Entity 4609 | SEVP, Chief Commercial Bnk Ofr | March 21, 2025 | March 25, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HOPE BANCORP INC
Report date March 21, 2025 · Filed March 25, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 82,863 |
Reported balance
After 2025-03-21 transaction · row 1
1 source rowRow 1 · 2025-03-21 · Tax withholding · Disposed 2,881 · Balance 82,863 F1: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. |
| Comon StockSEC Table I · non-derivative | Direct | 94,107 |
Reported balance
After 2025-03-21 transaction · row 2
1 source rowRow 2 · 2025-03-21 · Grant · Acquired 11,244 · Balance 94,107 F2: Total 11,244 Restricted Stock Units ("RSU") were granted on March 21, 2025 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan ("2024 EIP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 3,748 shares will each vest on March 23, 2026, March 19, 2027 and March 21, 2028. |
| Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.18 · Expires 2026-09-01 | Direct | 30,000 |
Reported balance
Holding disclosure · report date 2025-03-21 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 30,000 F3: Non-qualified stock options granted on September 1, 2016 pursuant to the 2016 ICP. These options were fully vested as of September 1, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.
F2: Total 11,244 Restricted Stock Units ("RSU") were granted on March 21, 2025 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan ("2024 EIP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 3,748 shares will each vest on March 23, 2026, March 19, 2027 and March 21, 2028.
F3: Non-qualified stock options granted on September 1, 2016 pursuant to the 2016 ICP. These options were fully vested as of September 1, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 21, 2025 Filed Mar 25, 2025 22:00 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantComon Stock | 11,244 | $10.45 | $117,499.80 |
DisclosureSEC source: 0000950170-25-044598 · ownership.xml · nonDerivative · entry 2 KIM KYU S. · CIK 0001402559 · SEVP, Chief Commercial Bnk Ofr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,107 F2 · shares: Total 11,244 Restricted Stock Units ("RSU") were granted on March 21, 2025 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan ("2024 EIP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 3,748 shares will each vest on March 23, 2026, March 19, 2027 and March 21, 2028. Read SEC document |
| March 21, 2025 Filed Mar 25, 2025 22:00 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 2,881 | $10.45 | $30,106.45 |
DisclosureSEC source: 0000950170-25-044598 · ownership.xml · nonDerivative · entry 1 KIM KYU S. · CIK 0001402559 · SEVP, Chief Commercial Bnk Ofr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,863 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 16:00 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Disposition to issuerPerformance-based Restricted Stock Units · Derivative | 1,861 | $10.57 | $19,670.77 |
DisclosureSEC source: 0000950170-25-036932 · ownership.xml · derivative · entry 11 KIM KYU S. · CIK 0001402559 · SEVP, Chief Commercial Bnk Ofr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,861 shares Expires not disclosed F10 · derivative.exercise_price: 1,861 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F11 · kind: Represents the forfeiture of PRSU granted to the reporting person on March 23, 2022 that were eligible to vest based on certain financial performance objectives. F10 · derivative.exercise_date: 1,861 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F10 · derivative.expiration_date: 1,861 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 16:00 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 1,861 | $10.57 | $19,670.77 |
DisclosureSEC source: 0000950170-25-036932 · ownership.xml · derivative · entry 10 KIM KYU S. · CIK 0001402559 · SEVP, Chief Commercial Bnk Ofr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,861 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: 1,861 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2022 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F9 · derivative.exercise_date: 1,861 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2022 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F9 · derivative.expiration_date: 1,861 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2022 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 16:00 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 931 | $10.57 | $9,840.67 |
DisclosureSEC source: 0000950170-25-036932 · ownership.xml · derivative · entry 9 KIM KYU S. · CIK 0001402559 · SEVP, Chief Commercial Bnk Ofr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 931 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: 931 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F8 · derivative.exercise_date: 931 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F8 · derivative.expiration_date: 931 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 16:00 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingComon Stock | 1,356 | $10.57 | $14,332.92 |
DisclosureSEC source: 0000950170-25-036932 · ownership.xml · nonDerivative · entry 2 KIM KYU S. · CIK 0001402559 · SEVP, Chief Commercial Bnk Ofr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,744 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 16:00 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionCommon Stock | 3,277 | $10.57 | $34,637.89 |
DisclosureSEC source: 0000950170-25-036932 · ownership.xml · nonDerivative · entry 1 KIM KYU S. · CIK 0001402559 · SEVP, Chief Commercial Bnk Ofr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2024 Filed Jul 24, 2024 00:00 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantPerformance-based Restricted Stock Units · Derivative | 5,093 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-085829 · ownership.xml · derivative · entry 3 KIM KYU S. · CIK 0001402559 · SEVP, Chief Commercial Bnk Ofr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,093 Underlying: Common Stock · 5,093 shares Expires not disclosed F3 · derivative.exercise_price: 5,093 PRSUs were granted on July 19, 2024 pursuant to the 2024 IEP and subject to cliff vesting following a three-year performance period. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over 12 quarter period from January 1, 2024 through December 31, 2026. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F3 · price: 5,093 PRSUs were granted on July 19, 2024 pursuant to the 2024 IEP and subject to cliff vesting following a three-year performance period. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over 12 quarter period from January 1, 2024 through December 31, 2026. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F3 · derivative.exercise_date: 5,093 PRSUs were granted on July 19, 2024 pursuant to the 2024 IEP and subject to cliff vesting following a three-year performance period. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over 12 quarter period from January 1, 2024 through December 31, 2026. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F3 · derivative.expiration_date: 5,093 PRSUs were granted on July 19, 2024 pursuant to the 2024 IEP and subject to cliff vesting following a three-year performance period. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over 12 quarter period from January 1, 2024 through December 31, 2026. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| July 19, 2024 Filed Jul 24, 2024 00:00 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantPerformance-based Restricted Stock Units · Derivative | 5,092 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-085829 · ownership.xml · derivative · entry 2 KIM KYU S. · CIK 0001402559 · SEVP, Chief Commercial Bnk Ofr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,092 Underlying: Common Stock · 5,092 shares Expires not disclosed F2 · derivative.exercise_price: 5,092 performance-based RSUs ("PRSUs") were granted on July 19, 2024 pursuant to the 2024 IEP and subject to cliff vesting following completion of a 3-year performance period. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute return on average tangible common equity. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F2 · price: 5,092 performance-based RSUs ("PRSUs") were granted on July 19, 2024 pursuant to the 2024 IEP and subject to cliff vesting following completion of a 3-year performance period. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute return on average tangible common equity. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F2 · derivative.exercise_date: 5,092 performance-based RSUs ("PRSUs") were granted on July 19, 2024 pursuant to the 2024 IEP and subject to cliff vesting following completion of a 3-year performance period. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute return on average tangible common equity. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F2 · derivative.expiration_date: 5,092 performance-based RSUs ("PRSUs") were granted on July 19, 2024 pursuant to the 2024 IEP and subject to cliff vesting following completion of a 3-year performance period. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute return on average tangible common equity. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| July 19, 2024 Filed Jul 24, 2024 00:00 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantCommon Stock | 10,185 | $12.69 | $129,247.65 |
DisclosureSEC source: 0000950170-24-085829 · ownership.xml · nonDerivative · entry 1 KIM KYU S. · CIK 0001402559 · SEVP, Chief Commercial Bnk Ofr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,823 F1 · shares: Total 10,185 Restricted Stock Units ("RSU") were granted on July 19, 2024 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan ("2024 EIP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 3,395 shares will each vest on July 21, 2025, March 20, 2026 and March 22, 2027. Read SEC document |
| May 19, 2024 Filed May 22, 2024 00:00 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 527 | $10.93 | $5,760.11 |
DisclosureSEC source: 0000950170-24-063228 · ownership.xml · nonDerivative · entry 1 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,638 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 22, 2024 Filed Mar 27, 2024 00:30 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 1,360 | $11.03 | $15,000.80 |
DisclosureSEC source: 0000950170-24-036725 · ownership.xml · nonDerivative · entry 4 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,165 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 22, 2024 Filed Mar 27, 2024 00:30 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 962 | $11.03 | $10,610.86 |
DisclosureSEC source: 0000950170-24-036725 · ownership.xml · nonDerivative · entry 3 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,525 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 22, 2024 Filed Mar 27, 2024 00:30 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 923 | $11.03 | $10,180.69 |
DisclosureSEC source: 0000950170-24-036725 · ownership.xml · nonDerivative · entry 2 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,487 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 22, 2024 Filed Mar 27, 2024 00:30 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 560 | $11.03 | $6,176.80 |
DisclosureSEC source: 0000950170-24-036725 · ownership.xml · nonDerivative · entry 1 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,410 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 15, 2024 Filed Mar 20, 2024 00:30 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Disposition to issuerPerformance-based Restricted Stock Units · Derivative | 1,751 | $10.77 | $18,858.27 |
DisclosureSEC source: 0000950170-24-033872 · ownership.xml · derivative · entry 7 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,751 shares Expires not disclosed F4 · derivative.exercise_price: 1,751 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F5 · kind: Represents the forfeiture of PRSU granted to the reporting person on May 19, 2021 that were eligible to vest based on certain financial performance objectives. F4 · derivative.exercise_date: 1,751 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F4 · derivative.expiration_date: 1,751 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 15, 2024 Filed Mar 20, 2024 00:30 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 1,751 | $10.77 | $18,858.27 |
DisclosureSEC source: 0000950170-24-033872 · ownership.xml · derivative · entry 6 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,751 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1,751 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2021 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F3 · derivative.exercise_date: 1,751 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2021 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F3 · derivative.expiration_date: 1,751 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2021 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 15, 2024 Filed Mar 20, 2024 00:30 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 875 | $10.77 | $9,423.75 |
DisclosureSEC source: 0000950170-24-033872 · ownership.xml · derivative · entry 5 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 875 Performance-based Restricted Stock Units "PRSU" were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F2 · derivative.exercise_date: 875 Performance-based Restricted Stock Units "PRSU" were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F2 · derivative.expiration_date: 875 Performance-based Restricted Stock Units "PRSU" were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 15, 2024 Filed Mar 20, 2024 00:30 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 354 | $10.77 | $3,812.58 |
DisclosureSEC source: 0000950170-24-033872 · ownership.xml · nonDerivative · entry 4 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,970 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 15, 2024 Filed Mar 20, 2024 00:30 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionCommon Stock | 980 | $10.77 | $10,554.60 |
DisclosureSEC source: 0000950170-24-033872 · ownership.xml · nonDerivative · entry 3 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2024 Filed Mar 20, 2024 00:30 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 948 | $10.77 | $10,209.96 |
DisclosureSEC source: 0000950170-24-033872 · ownership.xml · nonDerivative · entry 2 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,344 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 15, 2024 Filed Mar 20, 2024 00:30 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionCommon Stock | 2,627 | $10.77 | $28,292.79 |
DisclosureSEC source: 0000950170-24-033872 · ownership.xml · nonDerivative · entry 1 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2023 Filed Jan 4, 2024 01:17 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantCommon Stock | 497 | $12.08 | $6,003.76 |
DisclosureSEC source: 0000950170-24-001392 · ownership.xml · nonDerivative · entry 1 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 75,665 F1 · shares: Restricted Stock Unit of 497 shares was awarded with an immediate vesting date as the reporting person's 25-year service award Read SEC document |
| May 19, 2023 Filed May 23, 2023 22:58 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 526 | $8.13 | $4,276.38 |
DisclosureSEC source: 0001209191-23-031755 · doc4.xml · nonDerivative · entry 1 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,168 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 23:28 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 902 | $9.64 | $8,695.28 |
DisclosureSEC source: 0001209191-23-025753 · doc4.xml · nonDerivative · entry 1 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,694 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 23, 2023 Filed Mar 28, 2023 00:23 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 1,482 | $9.80 | $14,523.60 |
DisclosureSEC source: 0001209191-23-021318 · doc4.xml · nonDerivative · entry 3 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,596 F3 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 22, 2023 Filed Mar 28, 2023 00:23 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantPerformance-based Restricted Stock Units · Derivative | 1,601 | $10.29 | $16,474.29 |
DisclosureSEC source: 0001209191-23-021318 · doc4.xml · derivative · entry 6 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,601 Underlying: Common Stock · 1,601 shares Expires not disclosed F6 · derivative.exercise_price: 1,601 PRSU were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2023 through December 31, 2025. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F6 · derivative.exercise_date: 1,601 PRSU were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2023 through December 31, 2025. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F6 · derivative.expiration_date: 1,601 PRSU were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2023 through December 31, 2025. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 22, 2023 Filed Mar 28, 2023 00:23 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantPerformance-based Restricted Stock Units · Derivative | 3,200 | $10.29 | $32,928.00 |
DisclosureSEC source: 0001209191-23-021318 · doc4.xml · derivative · entry 5 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,200 Underlying: Common Stock · 3,200 shares Expires not disclosed F5 · derivative.exercise_price: 3,200 PRSU were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2023 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F5 · derivative.exercise_date: 3,200 PRSU were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2023 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F5 · derivative.expiration_date: 3,200 PRSU were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2023 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 22, 2023 Filed Mar 28, 2023 00:23 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantPerformance-based Restricted Stock Units · Derivative | 3,200 | $10.29 | $32,928.00 |
DisclosureSEC source: 0001209191-23-021318 · doc4.xml · derivative · entry 4 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,200 Underlying: Common Stock · 3,200 shares Expires not disclosed F4 · derivative.exercise_price: 3,200 performance-based restricted stock units ("PRSU") were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2023 through December 31, 2025. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F4 · derivative.exercise_date: 3,200 performance-based restricted stock units ("PRSU") were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2023 through December 31, 2025. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F4 · derivative.expiration_date: 3,200 performance-based restricted stock units ("PRSU") were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2023 through December 31, 2025. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 22, 2023 Filed Mar 28, 2023 00:23 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantCommon Stock | 8,001 | $10.29 | $82,330.29 |
DisclosureSEC source: 0001209191-23-021318 · doc4.xml · nonDerivative · entry 2 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,078 F2 · shares: Total 8,001 RSU were granted on March 22, 2023 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,667 each will vest annually on March 22, 2024, March 21, 2025, and March 20, 2026. Read SEC document |
| March 22, 2023 Filed Mar 28, 2023 00:23 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantCommon Stock | 7,544 | $10.29 | $77,627.76 |
DisclosureSEC source: 0001209191-23-021318 · doc4.xml · nonDerivative · entry 1 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,077 F1 · shares: Total 7,544 Restricted Stock Units ("RSU") were granted on March 22, 2023 pursuant to the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 3,772 shares will each vest annually on March 22, 2024 and March 21, 2025. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 22:56 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 693 | $10.59 | $7,338.87 |
DisclosureSEC source: 0001209191-23-020390 · doc4.xml · nonDerivative · entry 1 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,533 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 00:04 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 3,750 | $10.68 | $40,050.00 |
DisclosureSEC source: 0001209191-23-019929 · doc4.xml · derivative · entry 10 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: 3,750 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F10 · derivative.exercise_date: 3,750 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F10 · derivative.expiration_date: 3,750 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 00:04 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 3,750 | $10.68 | $40,050.00 |
DisclosureSEC source: 0001209191-23-019929 · doc4.xml · derivative · entry 9 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: 3,750 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F9 · derivative.exercise_date: 3,750 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F9 · derivative.expiration_date: 3,750 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 00:04 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 2,038 | $10.68 | $21,765.84 |
DisclosureSEC source: 0001209191-23-019929 · doc4.xml · nonDerivative · entry 2 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,226 F2 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 00:04 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionCommon Stock | 5,738 | $10.68 | $61,281.84 |
DisclosureSEC source: 0001209191-23-019929 · doc4.xml · nonDerivative · entry 1 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents performance-based restricted stock units "PRSU" described in footnote 9 and 10. Total 5,738 shares vested and 1,762 shares were forfeited. Read SEC document |
| May 23, 2022 Filed May 26, 2022 00:05 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 654 | $14.11 | $9,227.94 |
DisclosureSEC source: 0001209191-22-032002 · doc4.xml · nonDerivative · entry 1 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,526 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:14 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 526 | $13.75 | $7,232.50 |
DisclosureSEC source: 0001209191-22-031430 · doc4.xml · nonDerivative · entry 1 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,180 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 19:23 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 902 | $15.52 | $13,999.04 |
DisclosureSEC source: 0001209191-22-025600 · doc4.xml · nonDerivative · entry 1 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,706 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 23, 2022 Filed Mar 26, 2022 00:08 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantPerformance-based Restricted Stock Units · Derivative | 931 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-021188 · doc4.xml · derivative · entry 5 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 931 Underlying: Common Stock · 931 shares Expires not disclosed F5 · derivative.exercise_price: 931 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F5 · price: 931 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F5 · derivative.exercise_date: 931 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F5 · derivative.expiration_date: 931 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 23, 2022 Filed Mar 26, 2022 00:08 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantPerformance-based Restricted Stock Units · Derivative | 1,861 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-021188 · doc4.xml · derivative · entry 4 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,861 Underlying: Common Stock · 1,861 shares Expires not disclosed F4 · derivative.exercise_price: 1,861 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2022 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F4 · price: 1,861 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2022 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F4 · derivative.exercise_date: 1,861 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2022 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F4 · derivative.expiration_date: 1,861 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2022 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 23, 2022 Filed Mar 26, 2022 00:08 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantPerformance-based Restricted Stock Units · Derivative | 1,861 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-021188 · doc4.xml · derivative · entry 3 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,861 Underlying: Common Stock · 1,861 shares Expires not disclosed F3 · derivative.exercise_price: 1,861 performance-based restricted stock units ("PRSU") were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F3 · price: 1,861 performance-based restricted stock units ("PRSU") were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F3 · derivative.exercise_date: 1,861 performance-based restricted stock units ("PRSU") were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F3 · derivative.expiration_date: 1,861 performance-based restricted stock units ("PRSU") were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 23, 2022 Filed Mar 26, 2022 00:08 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantCommon Stock | 4,652 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-021188 · doc4.xml · nonDerivative · entry 2 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,608 F2 · shares: Total 4,652 RSU were granted on March 23, 2022 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,550 shares will vest on March 23, 2023 and 1,551 shares each will vest on March 23, 2024 and March 23, 2025. F2 · price: Total 4,652 RSU were granted on March 23, 2022 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,550 shares will vest on March 23, 2023 and 1,551 shares each will vest on March 23, 2024 and March 23, 2025. Read SEC document |
| March 23, 2022 Filed Mar 26, 2022 00:08 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantCommon Stock | 5,118 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-021188 · doc4.xml · nonDerivative · entry 1 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,956 F1 · shares: Total 5,118 Restricted Stock Units ("RSU") were granted on March 23, 2022 pursuant to the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,559 shares each will vest annually on March 23, 2023 and 2024. F1 · price: Total 5,118 Restricted Stock Units ("RSU") were granted on March 23, 2022 pursuant to the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,559 shares each will vest annually on March 23, 2023 and 2024. Read SEC document |
| March 17, 2022 Filed Mar 21, 2022 23:20 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 693 | $16.57 | $11,483.01 |
DisclosureSEC source: 0001209191-22-020375 · doc4.xml · nonDerivative · entry 1 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,838 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 15, 2022 Filed Mar 18, 2022 00:37 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 2,719 | $16.49 | $44,836.31 |
DisclosureSEC source: 0001209191-22-019862 · doc4.xml · derivative · entry 9 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,719 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: 2,719 PRSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2019 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F1 · shares: Represents performance-based restricted stock units "PRSU" described in footnote 9. Total 2,203 shares were vested and 516 shares were forfeited. F9 · derivative.exercise_date: 2,719 PRSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2019 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F9 · derivative.expiration_date: 2,719 PRSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2019 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 15, 2022 Filed Mar 18, 2022 00:37 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Disposition to issuerPerformance-based Restricted Stock Units · Derivative | 2,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019862 · doc4.xml · derivative · entry 8 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,719 shares Expires not disclosed F7 · derivative.exercise_price: 2,719 PRSU were granted on May 23, 2019 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index during the 11-quarter period from April 1, 2019 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F8 · shares: Represents the forfeiture of PRSU. F7 · derivative.exercise_date: 2,719 PRSU were granted on May 23, 2019 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index during the 11-quarter period from April 1, 2019 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F7 · derivative.expiration_date: 2,719 PRSU were granted on May 23, 2019 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index during the 11-quarter period from April 1, 2019 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 15, 2022 Filed Mar 18, 2022 00:37 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 793 | $16.49 | $13,076.57 |
DisclosureSEC source: 0001209191-22-019862 · doc4.xml · nonDerivative · entry 2 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,531 Read SEC document |
| March 15, 2022 Filed Mar 18, 2022 00:37 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionCommon Stock | 2,203 | $16.49 | $36,327.47 |
DisclosureSEC source: 0001209191-22-019862 · doc4.xml · nonDerivative · entry 1 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents performance-based restricted stock units "PRSU" described in footnote 9. Total 2,203 shares were vested and 516 shares were forfeited. Read SEC document |
| March 07, 2022 Filed Mar 10, 2022 00:17 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Tax withholdingCommon Stock | 1,128 | $15.61 | $17,608.08 |
DisclosureSEC source: 0001209191-22-017704 · doc4.xml · nonDerivative · entry 1 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,121 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.