Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HOPE BANCORP INCHOPE · Entity 4609 | Director | June 18, 2020 | June 22, 2020 |
| Kennedy-Wilson Holdings, Inc.KW · Entity 37648 | Director | January 21, 2021 | January 25, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HOPE BANCORP INC
Report date June 18, 2020 · Filed June 22, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,666 |
Reported balance
After 2020-06-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-06-18 · Grant · Acquired 6,666 · Balance 6,666 F1: Total 6,666 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 6,666 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. |
| Common StockSEC Table I · non-derivative | Direct | 13,500 |
Reported balance
Holding disclosure · report date 2020-06-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 13,500 |
| Common StockSEC Table I · non-derivative | IndirectThe Taylor Living Trust | 30,264 |
Reported balance
Holding disclosure · report date 2020-06-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30,264 |
| Non-qualified stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.18 · Expires 2026-09-01 | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2020-06-18 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 20,000 F2: These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: Total 6,666 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 6,666 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.
F2: These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.
Kennedy-Wilson Holdings, Inc.
Report date January 21, 2021 · Filed January 25, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,500 |
Reported balance
After 2021-01-21 transaction · row 1
1 source rowRow 1 · 2021-01-21 · Grant · Acquired 10,000 · Balance 45,500 F1: On January 21, 2021, 10,000 shares of restricted stock were granted to the reporting person pursuant to the registrant's Second Amended and Restated 2009 Equity Participation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 21, 2021, 10,000 shares of restricted stock were granted to the reporting person pursuant to the registrant's Second Amended and Restated 2009 Equity Participation Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 21, 2021 Filed Jan 25, 2021 21:30 UTC | Kennedy-Wilson Holdings, Inc. KW · Entity 37648 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001408100-21-000031 · wf-form4_161161023210707.xml · nonDerivative · entry 1 TAYLOR JOHN · CIK 0001544933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,500 F1 · shares: On January 21, 2021, 10,000 shares of restricted stock were granted to the reporting person pursuant to the registrant's Second Amended and Restated 2009 Equity Participation Plan. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 20:18 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantRestricted Stock Units · Derivative | 6,666 | $9.18 | $61,193.88 |
DisclosureSEC source: 0001209191-20-038157 · doc4.xml · derivative · entry 3 TAYLOR JOHN · CIK 0001544933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Underlying: Common Stock · 6,666 shares Expires not disclosed F1 · derivative.exercise_price: Total 6,666 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 6,666 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. F1 · derivative.exercise_date: Total 6,666 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 6,666 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. F1 · derivative.expiration_date: Total 6,666 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU, which represents a contingent right to receive one share of Hope common stock. 6,666 shares will vest either on one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. Read SEC document |
| January 16, 2020 Filed Jan 17, 2020 01:30 UTC | Kennedy-Wilson Holdings, Inc. KW · Entity 37648 | GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001408100-20-000028 · wf-form4_157922459958585.xml · nonDerivative · entry 1 TAYLOR JOHN · CIK 0001544933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,500 F1 · shares: On January 16, 2020, 8,000 shares of restricted stock were granted to the reporting person pursuant to the registrant's Second Amended and Restated 2009 Equity Participation Plan. Read SEC document |
| January 24, 2019 Filed Jan 24, 2019 21:42 UTC | Kennedy-Wilson Holdings, Inc. KW · Entity 37648 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001408100-19-000031 · wf-form4_154836615824517.xml · nonDerivative · entry 1 TAYLOR JOHN · CIK 0001544933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 F1 · shares: On January 24, 2019, 15,000 restricted stock units were granted to the reporting person pursuant to the registrant's Second Amended and Restated 2009 Equity Participation Plan. Read SEC document |
| September 01, 2018 Filed Sep 5, 2018 23:24 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionRestricted Stock Units · Derivative | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049672 · doc4.xml · derivative · entry 5 TAYLOR JOHN · CIK 0001544933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Total 13,500 restricted stock units were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of HOPE Bancorp, Inc. common stock. 1/3 of the award vested immediately on the grant date, with the remaining 2/3 vesting in 2 equal annual installments thereafter. F4 · derivative.expiration_date: Total 13,500 restricted stock units were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of HOPE Bancorp, Inc. common stock. 1/3 of the award vested immediately on the grant date, with the remaining 2/3 vesting in 2 equal annual installments thereafter. Read SEC document |
| September 01, 2018 Filed Sep 5, 2018 23:24 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049672 · doc4.xml · nonDerivative · entry 4 TAYLOR JOHN · CIK 0001544933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 10:27 UTC | Kennedy-Wilson Holdings, Inc. KW · Entity 37648 | GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001408100-18-000093 · wf-form4_152482484040714.xml · nonDerivative · entry 1 TAYLOR JOHN · CIK 0001544933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · shares: On April 26, 2018, 12,500 shares of restricted stock were granted to the reporting person pursuant to the registrant's Second Amended and Restated 2009 Equity Participation Plan. Read SEC document |
| August 08, 2017 Filed Aug 11, 2017 00:00 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Disposition to issuerStock Option (right to buy) · Derivative | 28,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-048484 · doc4.xml · derivative · entry 4 TAYLOR JOHN · CIK 0001544933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,136 shares Expires 2021-11-19 F1 · derivative.exercise_price: Received pursuant to the merger between BBCN Bancorp, Inc. and Wilshire Bancorp, Inc. effective July 29, 2016 (the "Merger"), in exchange for a stock option to acquire 40,000 shares of Wilshire Bancorp, Inc. common stock. F1 · price: Received pursuant to the merger between BBCN Bancorp, Inc. and Wilshire Bancorp, Inc. effective July 29, 2016 (the "Merger"), in exchange for a stock option to acquire 40,000 shares of Wilshire Bancorp, Inc. common stock. Read SEC document |
| August 08, 2017 Filed Aug 11, 2017 00:00 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantCommon Stock | 28,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-048484 · doc4.xml · nonDerivative · entry 1 TAYLOR JOHN · CIK 0001544933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,636 F1 · price: Received pursuant to the merger between BBCN Bancorp, Inc. and Wilshire Bancorp, Inc. effective July 29, 2016 (the "Merger"), in exchange for a stock option to acquire 40,000 shares of Wilshire Bancorp, Inc. common stock. Read SEC document |
| August 08, 2017 Filed Aug 11, 2017 18:19 UTC Amendment | HOPE BANCORP INC HOPE · Entity 4609 | Disposition to issuerStock Option (right to buy) · Derivative | 28,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-048553 · doc4a.xml · derivative · entry 5 TAYLOR JOHN · CIK 0001544933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,136 shares Expires 2021-11-19 F1 · derivative.exercise_price: Received pursuant to the merger between BBCN Bancorp, Inc. and Wilshire Bancorp, Inc. effective July 29, 2016 (the "Merger"), in exchange for a stock option to acquire 40,000 shares of Wilshire Bancorp, Inc. common stock. F1 · price: Received pursuant to the merger between BBCN Bancorp, Inc. and Wilshire Bancorp, Inc. effective July 29, 2016 (the "Merger"), in exchange for a stock option to acquire 40,000 shares of Wilshire Bancorp, Inc. common stock. Read SEC document |
| August 08, 2017 Filed Aug 11, 2017 18:19 UTC Amendment | HOPE BANCORP INC HOPE · Entity 4609 | GrantCommon Stock | 28,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-048553 · doc4a.xml · nonDerivative · entry 1 TAYLOR JOHN · CIK 0001544933 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Taylor Living Trust Disclosed balance after: 28,136 F1 · price: Received pursuant to the merger between BBCN Bancorp, Inc. and Wilshire Bancorp, Inc. effective July 29, 2016 (the "Merger"), in exchange for a stock option to acquire 40,000 shares of Wilshire Bancorp, Inc. common stock. F2 · ownership.direct: Amended from previously filed Form 4, which corrects ownership form as "Indirect", to reflect ownership held in reporting person's trust. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 23:19 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantNon-qualified stock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $17.18 | $0.00 |
DisclosureSEC source: 0001209191-16-140279 · doc4.xml · derivative · entry 3 TAYLOR JOHN · CIK 0001544933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common stock · 20,000 shares Expires 2026-09-01 F2 · derivative.exercise_date: These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 23:19 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantRestricted Stock Units · Derivative | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-140279 · doc4.xml · derivative · entry 2 TAYLOR JOHN · CIK 0001544933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common stock · 9,000 shares Expires not disclosed F1 · derivative.exercise_price: Total 13,500 restricted stock units were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of HOPE Bancorp, Inc. common stock. 1/3 of the award vested immediately on the grant date, with the remaining 2/3 vesting in 2 equal annual installments thereafter. F1 · derivative.exercise_date: Total 13,500 restricted stock units were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of HOPE Bancorp, Inc. common stock. 1/3 of the award vested immediately on the grant date, with the remaining 2/3 vesting in 2 equal annual installments thereafter. F1 · derivative.expiration_date: Total 13,500 restricted stock units were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of HOPE Bancorp, Inc. common stock. 1/3 of the award vested immediately on the grant date, with the remaining 2/3 vesting in 2 equal annual installments thereafter. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 23:19 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-140279 · doc4.xml · nonDerivative · entry 1 TAYLOR JOHN · CIK 0001544933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,012 F1 · price: Total 13,500 restricted stock units were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of HOPE Bancorp, Inc. common stock. 1/3 of the award vested immediately on the grant date, with the remaining 2/3 vesting in 2 equal annual installments thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.