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KIM JASON K

Disclosed activity across 1 company

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52313
SEC CIK
0001452653

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HOPE BANCORP INCHOPE · Entity 4609SEVP, Chief Bus. Bnking OfcrApril 14, 2026April 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HOPE BANCORP INC

Report date April 14, 2026 · Filed April 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect86,853 Reported balance After 2026-04-14 transaction · row 1
1 source row

Row 1 · 2026-04-14 · Grant · Acquired 10,313 · Balance 86,853

F1: Total 10,313 Restricted Stock Units ("RSU") were granted on April 14, 2026 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan ("2024 EIP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 3,437 shares will vest on April 14, 2027, and 3,438 shares each will vest on March 21, 2028 and March 21, 2029.

Common StockSEC Table I · non-derivativeIndirectBy Wife4,677 Reported balance Holding disclosure · report date 2026-04-14 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 4,677

Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.18 · Expires 2026-09-01Direct30,000 Reported balance Holding disclosure · report date 2026-04-14 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 30,000

F2: Non-qualified stock options granted on September 1, 2016 pursuant to the 2016 Incentive Compensation Plan. These options were fully vested as of September 1, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Total 10,313 Restricted Stock Units ("RSU") were granted on April 14, 2026 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan ("2024 EIP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 3,437 shares will vest on April 14, 2027, and 3,438 shares each will vest on March 21, 2028 and March 21, 2029.

F2: Non-qualified stock options granted on September 1, 2016 pursuant to the 2016 Incentive Compensation Plan. These options were fully vested as of September 1, 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 14, 2026 Filed Apr 16, 2026 19:00 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantCommon Stock 10,313 $10.84 $111,792.92
Disclosure

SEC source: 0001452653-26-000007 · ownership.xml · nonDerivative · entry 1

KIM JASON K · CIK 0001452653 · SEVP, Chief Bus. Bnking Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,853

F1 · shares: Total 10,313 Restricted Stock Units ("RSU") were granted on April 14, 2026 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan ("2024 EIP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 3,437 shares will vest on April 14, 2027, and 3,438 shares each will vest on March 21, 2028 and March 21, 2029.

Read SEC document
March 25, 2026 Filed Mar 26, 2026 00:00 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 1,231 $11.05 $13,602.55
Disclosure

SEC source: 0001452653-26-000004 · ownership.xml · nonDerivative · entry 2

KIM JASON K · CIK 0001452653 · SEVP, Chief Bus. Bnking Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,540

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

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March 24, 2026 Filed Mar 26, 2026 00:00 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 1,895 $10.84 $20,541.80
Disclosure

SEC source: 0001452653-26-000004 · ownership.xml · nonDerivative · entry 1

KIM JASON K · CIK 0001452653 · SEVP, Chief Bus. Bnking Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,771

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

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December 12, 2025 Filed Dec 13, 2025 01:00 UTC HOPE BANCORP INC HOPE · Entity 4609 SaleCommon Stock 1,000 $11.41 $11,410.00
Disclosure

SEC source: 0001452653-25-000005 · ownership.xml · nonDerivative · entry 4

KIM JASON K · CIK 0001452653 · SEVP, Chief Bus. Bnking Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,666

Read SEC document
December 11, 2025 Filed Dec 13, 2025 01:00 UTC HOPE BANCORP INC HOPE · Entity 4609 SaleCommon Stock 1,000 $11.60 $11,600.00
Disclosure

SEC source: 0001452653-25-000005 · ownership.xml · nonDerivative · entry 3

KIM JASON K · CIK 0001452653 · SEVP, Chief Bus. Bnking Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,666

Read SEC document
December 10, 2025 Filed Dec 13, 2025 01:00 UTC HOPE BANCORP INC HOPE · Entity 4609 SaleCommon Stock 1,000 $11.54 $11,540.00
Disclosure

SEC source: 0001452653-25-000005 · ownership.xml · nonDerivative · entry 1

KIM JASON K · CIK 0001452653 · SEVP, Chief Bus. Bnking Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,666

Read SEC document
May 19, 2023 Filed May 23, 2023 22:58 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 561 $8.13 $4,560.93
Disclosure

SEC source: 0001209191-23-031754 · doc4.xml · nonDerivative · entry 1

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,490

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

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April 24, 2023 Filed Apr 26, 2023 23:25 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 1,153 $9.64 $11,114.92
Disclosure

SEC source: 0001209191-23-025751 · doc4.xml · nonDerivative · entry 1

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,051

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

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March 23, 2023 Filed Mar 28, 2023 00:20 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 1,511 $9.80 $14,807.80
Disclosure

SEC source: 0001209191-23-021315 · doc4.xml · nonDerivative · entry 3

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,204

F3 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 22, 2023 Filed Mar 28, 2023 00:20 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantPerformance-based Restricted Stock Units · Derivative 1,643 $10.29 $16,906.47
Disclosure

SEC source: 0001209191-23-021315 · doc4.xml · derivative · entry 7

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,643

Underlying: Common Stock · 1,643 shares

Expires not disclosed

F6 · derivative.exercise_price: 1,643 PRSU were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2023 through December 31, 2025. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F6 · derivative.exercise_date: 1,643 PRSU were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2023 through December 31, 2025. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F6 · derivative.expiration_date: 1,643 PRSU were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2023 through December 31, 2025. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

Read SEC document
March 22, 2023 Filed Mar 28, 2023 00:20 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantPerformance-based Restricted Stock Units · Derivative 3,287 $10.29 $33,823.23
Disclosure

SEC source: 0001209191-23-021315 · doc4.xml · derivative · entry 6

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,287

Underlying: Common Stock · 3,287 shares

Expires not disclosed

F5 · derivative.exercise_price: 3,287 PRSU were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2023 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F5 · derivative.exercise_date: 3,287 PRSU were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2023 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F5 · derivative.expiration_date: 3,287 PRSU were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12- month period from January 1, 2023 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

Read SEC document
March 22, 2023 Filed Mar 28, 2023 00:20 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantPerformance-based Restricted Stock Units · Derivative 3,287 $10.29 $33,823.23
Disclosure

SEC source: 0001209191-23-021315 · doc4.xml · derivative · entry 5

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,287

Underlying: Common Stock · 3,287 shares

Expires not disclosed

F4 · derivative.exercise_price: 3,287 performance-based restricted stock units ("PRSU") were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2023 through December 31, 2025. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F4 · derivative.exercise_date: 3,287 performance-based restricted stock units ("PRSU") were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2023 through December 31, 2025. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F4 · derivative.expiration_date: 3,287 performance-based restricted stock units ("PRSU") were granted on March 22, 2023 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2023 through December 31, 2025. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

Read SEC document
March 22, 2023 Filed Mar 28, 2023 00:20 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantCommon Stock 8,217 $10.29 $84,552.93
Disclosure

SEC source: 0001209191-23-021315 · doc4.xml · nonDerivative · entry 2

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,715

F2 · shares: Total 8,217 RSU were granted on March 22, 2023 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,739 each will vest annually on March 22, 2024, March 21, 2025, and March 20, 2026.

Read SEC document
March 22, 2023 Filed Mar 28, 2023 00:20 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantCommon Stock 7,771 $10.29 $79,963.59
Disclosure

SEC source: 0001209191-23-021315 · doc4.xml · nonDerivative · entry 1

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,498

F1 · shares: Total 7,771 Restricted Stock Units ("RSU") were granted on March 22, 2023 pursuant to the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 3,885 shares will vest on March 22, 2024 and 3,886 shares will vest on March 21, 2025.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 22:53 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 679 $10.59 $7,190.61
Disclosure

SEC source: 0001209191-23-020389 · doc4.xml · nonDerivative · entry 1

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,727

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 23:59 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 5,000 $10.68 $53,400.00
Disclosure

SEC source: 0001209191-23-019915 · doc4.xml · derivative · entry 11

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: 5,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F10 · derivative.exercise_date: 5,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F10 · derivative.expiration_date: 5,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 23:59 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 5,000 $10.68 $53,400.00
Disclosure

SEC source: 0001209191-23-019915 · doc4.xml · derivative · entry 10

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: 5,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F9 · derivative.exercise_date: 5,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F9 · derivative.expiration_date: 5,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 23:59 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 2,614 $10.68 $27,917.52
Disclosure

SEC source: 0001209191-23-019915 · doc4.xml · nonDerivative · entry 2

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,406

F2 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 23:59 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionCommon Stock 7,650 $10.68 $81,702.00
Disclosure

SEC source: 0001209191-23-019915 · doc4.xml · nonDerivative · entry 1

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents performance-based restricted stock units "PRSU" described in footnote 9 and 10. Total 7,650 shares vested and 2,350 shares were forfeited.

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May 23, 2022 Filed May 26, 2022 00:04 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 627 $14.11 $8,846.97
Disclosure

SEC source: 0001209191-22-032000 · doc4.xml · nonDerivative · entry 1

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,054

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
May 19, 2022 Filed May 23, 2022 22:11 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 561 $13.75 $7,713.75
Disclosure

SEC source: 0001209191-22-031426 · doc4.xml · nonDerivative · entry 1

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,681

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
April 22, 2022 Filed Apr 26, 2022 19:12 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 1,153 $15.52 $17,894.56
Disclosure

SEC source: 0001209191-22-025594 · doc4.xml · nonDerivative · entry 1

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,242

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 23:31 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantPerformance-based Restricted Stock Units · Derivative 1,086 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-021175 · doc4.xml · derivative · entry 6

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,086

Underlying: Common Stock · 1,086 shares

Expires not disclosed

F5 · derivative.exercise_price: 1,086 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F5 · price: 1,086 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F5 · derivative.exercise_date: 1,086 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F5 · derivative.expiration_date: 1,086 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

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March 23, 2022 Filed Mar 25, 2022 23:31 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantPerformance-based Restricted Stock Units · Derivative 2,171 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-021175 · doc4.xml · derivative · entry 5

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,171

Underlying: Common Stock · 2,171 shares

Expires not disclosed

F4 · derivative.exercise_price: 2,171 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12-month period from January 1, 2022 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F4 · price: 2,171 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12-month period from January 1, 2022 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F4 · derivative.exercise_date: 2,171 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12-month period from January 1, 2022 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F4 · derivative.expiration_date: 2,171 PRSU were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12-month period from January 1, 2022 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

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March 23, 2022 Filed Mar 25, 2022 23:31 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantPerformance-based Restricted Stock Units · Derivative 2,171 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-021175 · doc4.xml · derivative · entry 4

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,171

Underlying: Common Stock · 2,171 shares

Expires not disclosed

F3 · derivative.exercise_price: 2,171 performance-based restricted stock units ("PRSU") were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F3 · price: 2,171 performance-based restricted stock units ("PRSU") were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F3 · derivative.exercise_date: 2,171 performance-based restricted stock units ("PRSU") were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F3 · derivative.expiration_date: 2,171 performance-based restricted stock units ("PRSU") were granted on March 23, 2022 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2022 through December 31, 2024. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

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March 23, 2022 Filed Mar 25, 2022 23:31 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantCommon Stock 5,428 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-021175 · doc4.xml · nonDerivative · entry 2

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,395

F2 · shares: Total 5,428 RSU were granted on March 23, 2022 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,809 each will vest annually on March 23, 2023 and March 23, 2024, and 1,810 shares will vest on March 23, 2025.

F2 · price: Total 5,428 RSU were granted on March 23, 2022 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,809 each will vest annually on March 23, 2023 and March 23, 2024, and 1,810 shares will vest on March 23, 2025.

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March 23, 2022 Filed Mar 25, 2022 23:31 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantCommon Stock 5,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-021175 · doc4.xml · nonDerivative · entry 1

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,967

F1 · shares: Total 5,118 Restricted Stock Units ("RSU") were granted on March 23, 2022 pursuant to the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,559 shares each will vest annually on March 23, 2023 and 2024.

F1 · price: Total 5,118 Restricted Stock Units ("RSU") were granted on March 23, 2022 pursuant to the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 2,559 shares each will vest annually on March 23, 2023 and 2024.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 23:12 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 679 $16.57 $11,251.03
Disclosure

SEC source: 0001209191-22-020368 · doc4.xml · nonDerivative · entry 1

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,849

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

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March 15, 2022 Filed Mar 18, 2022 00:04 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 2,719 $16.49 $44,836.31
Disclosure

SEC source: 0001209191-22-019844 · doc4.xml · derivative · entry 10

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: 2,719 PRSU were granted on May 23, 2019 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2019 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F1 · shares: Represents performance-based restricted stock units "PRSU" described in footnote 9. Total 2,203 shares were vested and 516 shares were forfeited.

F9 · derivative.exercise_date: 2,719 PRSU were granted on May 23, 2019 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2019 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F9 · derivative.expiration_date: 2,719 PRSU were granted on May 23, 2019 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2019 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

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March 15, 2022 Filed Mar 18, 2022 00:04 UTC HOPE BANCORP INC HOPE · Entity 4609 Disposition to issuerPerformance-based Restricted Stock Units · Derivative 2,719 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019844 · doc4.xml · derivative · entry 9

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,719 shares

Expires not disclosed

F7 · derivative.exercise_price: 2,719 PRSU were granted on May 23, 2019 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index during the 11-quarter period from April 1, 2019 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F8 · shares: Represents the forfeiture of PRSU.

F7 · derivative.exercise_date: 2,719 PRSU were granted on May 23, 2019 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index during the 11-quarter period from April 1, 2019 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F7 · derivative.expiration_date: 2,719 PRSU were granted on May 23, 2019 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index during the 11-quarter period from April 1, 2019 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

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March 15, 2022 Filed Mar 18, 2022 00:04 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 757 $16.49 $12,482.93
Disclosure

SEC source: 0001209191-22-019844 · doc4.xml · nonDerivative · entry 2

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,528

Read SEC document
March 15, 2022 Filed Mar 18, 2022 00:04 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionCommon Stock 2,203 $16.49 $36,327.47
Disclosure

SEC source: 0001209191-22-019844 · doc4.xml · nonDerivative · entry 1

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents performance-based restricted stock units "PRSU" described in footnote 9. Total 2,203 shares were vested and 516 shares were forfeited.

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March 07, 2022 Filed Mar 10, 2022 00:13 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 1,102 $15.61 $17,202.22
Disclosure

SEC source: 0001209191-22-017703 · doc4.xml · nonDerivative · entry 1

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,082

F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

Read SEC document
December 01, 2021 Filed Feb 11, 2022 22:26 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantCommon Stock 577 $14.22 $8,204.94
Disclosure

SEC source: 0001209191-22-008936 · doc5.xml · nonDerivative · entry 1

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,184

F1 · shares: 577 shares of open market purchased stocks were awarded as the reporting person's 30 Year Service Award.

F2 · balance_after: Total amount of securities beneficially owned in Column 5 of Table I in this Form 5 includes all of the reporting owner's unvested Restricted Stock Units ("RSU") granted on May 19, 2021, March 17, 2021, April 22, 2020, March 6, 2020, and May 23, 2019 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP") previously reported in Table II. Outstanding RSU shares will vest according to previously disclosed vesting schedules. The amount also includes 186 shares acquired in August 2021 under the Bank of Hope Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c), as well as Rule 16a-3(f)(1)(i)(B).

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September 01, 2021 Filed Sep 2, 2021 22:54 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionTime-based Restricted Stock Units · Derivative 1,600 $13.65 $21,840.00
Disclosure

SEC source: 0001209191-21-054562 · doc4.xml · derivative · entry 16

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Total 8,000 RSU were granted on September 1, 2016 pursuant to the 2016 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Shares will vest annually in five equal installments on September 1st of 2017, 2018, 2019, 2020, and 2021.

F13 · derivative.exercise_date: Total 8,000 RSU were granted on September 1, 2016 pursuant to the 2016 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Shares will vest annually in five equal installments on September 1st of 2017, 2018, 2019, 2020, and 2021.

F13 · derivative.expiration_date: Total 8,000 RSU were granted on September 1, 2016 pursuant to the 2016 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Shares will vest annually in five equal installments on September 1st of 2017, 2018, 2019, 2020, and 2021.

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September 01, 2021 Filed Sep 2, 2021 22:54 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 554 $13.65 $7,562.10
Disclosure

SEC source: 0001209191-21-054562 · doc4.xml · nonDerivative · entry 2

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,465

Read SEC document
September 01, 2021 Filed Sep 2, 2021 22:54 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionCommon Stock 1,600 $13.65 $21,840.00
Disclosure

SEC source: 0001209191-21-054562 · doc4.xml · nonDerivative · entry 1

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:00 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionTime-based Restricted Stock Units · Derivative 1,813 $15.39 $27,902.07
Disclosure

SEC source: 0001209191-21-035966 · doc4.xml · derivative · entry 12

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,813

Underlying: Common Stock · 1,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Total 5,439 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,813 shares each will vest annually on May 23, 2020, 2021, and 2022.

F9 · derivative.exercise_date: Total 5,439 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,813 shares each will vest annually on May 23, 2020, 2021, and 2022.

F9 · derivative.expiration_date: Total 5,439 RSU were granted on May 23, 2019 pursuant to the 2017 LTIP and the 2019 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,813 shares each will vest annually on May 23, 2020, 2021, and 2022.

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May 24, 2021 Filed May 26, 2021 21:00 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 627 $15.39 $9,649.53
Disclosure

SEC source: 0001209191-21-035966 · doc4.xml · nonDerivative · entry 2

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,419

Read SEC document
May 24, 2021 Filed May 26, 2021 21:00 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionCommon Stock 1,813 $15.39 $27,902.07
Disclosure

SEC source: 0001209191-21-035966 · doc4.xml · nonDerivative · entry 1

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2021 Filed May 21, 2021 23:26 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantPerformance-based Restricted Stock Units · Derivative 972 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-035099 · doc4.xml · derivative · entry 6

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 972

Underlying: Common Stock · 972 shares

Expires not disclosed

F4 · derivative.exercise_price: 972 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F4 · price: 972 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F4 · derivative.exercise_date: 972 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F4 · derivative.expiration_date: 972 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

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May 19, 2021 Filed May 21, 2021 23:26 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantPerformance-based Restricted Stock Units · Derivative 1,946 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-035099 · doc4.xml · derivative · entry 5

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,946

Underlying: Common Stock · 1,946 shares

Expires not disclosed

F3 · derivative.exercise_price: 1,946 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12-month period from January 1, 2021 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F3 · price: 1,946 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12-month period from January 1, 2021 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F3 · derivative.exercise_date: 1,946 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12-month period from January 1, 2021 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F3 · derivative.expiration_date: 1,946 PRSU were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified absolute earnings per share in relation to the bank's stated budget over a 12-month period from January 1, 2021 through December 31, 2021. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

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May 19, 2021 Filed May 21, 2021 23:26 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantPerformance-based Restricted Stock Units · Derivative 1,946 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-035099 · doc4.xml · derivative · entry 4

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,946

Underlying: Common Stock · 1,946 shares

Expires not disclosed

F2 · derivative.exercise_price: 1,946 performance-based restricted stock units ("PRSU") were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F2 · price: 1,946 performance-based restricted stock units ("PRSU") were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F2 · derivative.exercise_date: 1,946 performance-based restricted stock units ("PRSU") were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F2 · derivative.expiration_date: 1,946 performance-based restricted stock units ("PRSU") were granted on May 19, 2021 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on common tangible equity in relation to the bank's stated peer group over a 12-quarter period from January 1, 2021 through December 31, 2023. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

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May 19, 2021 Filed May 21, 2021 23:26 UTC HOPE BANCORP INC HOPE · Entity 4609 GrantTime-based Restricted Stock Units · Derivative 4,864 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-035099 · doc4.xml · derivative · entry 3

KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,864

Underlying: Common Stock · 4,864 shares

Expires not disclosed

F1 · derivative.exercise_price: Total 4,864 Restricted Stock Units ("RSU") were granted on May 19, 2021 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,621 each will vest annually on May 19, 2022 and May 19, 2023, and 1,622 shares will vest on May 19, 2024.

F1 · price: Total 4,864 Restricted Stock Units ("RSU") were granted on May 19, 2021 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,621 each will vest annually on May 19, 2022 and May 19, 2023, and 1,622 shares will vest on May 19, 2024.

F1 · derivative.exercise_date: Total 4,864 Restricted Stock Units ("RSU") were granted on May 19, 2021 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,621 each will vest annually on May 19, 2022 and May 19, 2023, and 1,622 shares will vest on May 19, 2024.

F1 · derivative.expiration_date: Total 4,864 Restricted Stock Units ("RSU") were granted on May 19, 2021 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 1,621 each will vest annually on May 19, 2022 and May 19, 2023, and 1,622 shares will vest on May 19, 2024.

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April 26, 2021 Filed Apr 29, 2021 00:22 UTC HOPE BANCORP INC HOPE · Entity 4609 Disposition to issuerPerformance-based Restricted Stock Units · Derivative 973 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028846 · doc4.xml · derivative · entry 13

KIM JASON K · CIK 0001452653 · EVP & Chief Comm Banking Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 973 shares

Expires not disclosed

F10 · derivative.exercise_price: 973 PRSU were granted on April 26, 2018 pursuant to the 2017 LTIP and the 2016 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2018 through December 31, 2020. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F10 · derivative.exercise_date: 973 PRSU were granted on April 26, 2018 pursuant to the 2017 LTIP and the 2016 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2018 through December 31, 2020. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F10 · derivative.expiration_date: 973 PRSU were granted on April 26, 2018 pursuant to the 2017 LTIP and the 2016 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2018 through December 31, 2020. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

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April 26, 2021 Filed Apr 29, 2021 00:22 UTC HOPE BANCORP INC HOPE · Entity 4609 Disposition to issuerPerformance-based Restricted Stock Units · Derivative 974 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028846 · doc4.xml · derivative · entry 12

KIM JASON K · CIK 0001452653 · EVP & Chief Comm Banking Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 974 shares

Expires not disclosed

F9 · derivative.exercise_price: 974 PRSU were granted on April 26, 2018 pursuant to the 2017 LTIP and the 2016 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU depends upon Hope's achievement of a specified increase in the cumulative quarterly earnings per share during the 11-quarter period from April 1, 2018 through December 31, 2020. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F9 · derivative.exercise_date: 974 PRSU were granted on April 26, 2018 pursuant to the 2017 LTIP and the 2016 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU depends upon Hope's achievement of a specified increase in the cumulative quarterly earnings per share during the 11-quarter period from April 1, 2018 through December 31, 2020. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

F9 · derivative.expiration_date: 974 PRSU were granted on April 26, 2018 pursuant to the 2017 LTIP and the 2016 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU depends upon Hope's achievement of a specified increase in the cumulative quarterly earnings per share during the 11-quarter period from April 1, 2018 through December 31, 2020. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded.

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April 26, 2021 Filed Apr 29, 2021 00:22 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionTime-based Restricted Stock Units · Derivative 649 $15.47 $10,040.03
Disclosure

SEC source: 0001209191-21-028846 · doc4.xml · derivative · entry 11

KIM JASON K · CIK 0001452653 · EVP & Chief Comm Banking Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Total 1,947 RSU were granted on April 26, 2018 pursuant to the 2017 LTIP and 2016 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 649 shares each will vest annually on April 26, 2019, 2020, and 2021.

F8 · derivative.exercise_date: Total 1,947 RSU were granted on April 26, 2018 pursuant to the 2017 LTIP and 2016 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 649 shares each will vest annually on April 26, 2019, 2020, and 2021.

F8 · derivative.expiration_date: Total 1,947 RSU were granted on April 26, 2018 pursuant to the 2017 LTIP and 2016 ICP. Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 649 shares each will vest annually on April 26, 2019, 2020, and 2021.

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April 26, 2021 Filed Apr 29, 2021 00:22 UTC HOPE BANCORP INC HOPE · Entity 4609 Tax withholdingCommon Stock 225 $15.47 $3,480.75
Disclosure

SEC source: 0001209191-21-028846 · doc4.xml · nonDerivative · entry 2

KIM JASON K · CIK 0001452653 · EVP & Chief Comm Banking Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,233

Read SEC document
April 26, 2021 Filed Apr 29, 2021 00:22 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionCommon Stock 649 $15.47 $10,040.03
Disclosure

SEC source: 0001209191-21-028846 · doc4.xml · nonDerivative · entry 1

KIM JASON K · CIK 0001452653 · EVP & Chief Comm Banking Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2021 Filed Apr 27, 2021 00:44 UTC HOPE BANCORP INC HOPE · Entity 4609 Exercise / conversionTime-based Restricted Stock Units · Derivative 3,333 $14.92 $49,728.36
Disclosure

SEC source: 0001209191-21-028435 · doc4.xml · derivative · entry 4

KIM JASON K · CIK 0001452653 · EVP & Chief Comm Banking Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Total 10,000 Restricted Stock Units ("RSU") were granted on April 22, 2020 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 3,333 each will vest annually on April 22, 2021 and April 22, 2022, and 3,334 shares will vest on April 22, 2023.

F1 · derivative.exercise_date: Total 10,000 Restricted Stock Units ("RSU") were granted on April 22, 2020 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 3,333 each will vest annually on April 22, 2021 and April 22, 2022, and 3,334 shares will vest on April 22, 2023.

F1 · derivative.expiration_date: Total 10,000 Restricted Stock Units ("RSU") were granted on April 22, 2020 pursuant to the Hope Bancorp, Inc. 2017 Long-Term Incentive Plan ("2017 LTIP") and the Hope Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 3,333 each will vest annually on April 22, 2021 and April 22, 2022, and 3,334 shares will vest on April 22, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.