Last 12 months
Inside the activity.
1 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2023 Filed May 17, 2023 20:22 UTC |
Rosenberg JeremyInterim CFO & SVP Bus Dev
|
Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030172 · doc4.xml · derivative · entry 5 Rosenberg Jeremy · CIK 0001968830 · Interim CFO & SVP Bus Dev 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 2,000 shares Expires 2025-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:22 UTC |
Rosenberg JeremyInterim CFO & SVP Bus Dev
|
Exercise / conversionRestricted Stock Units · Derivative | 2,799 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030172 · doc4.xml · derivative · entry 4 Rosenberg Jeremy · CIK 0001968830 · Interim CFO & SVP Bus Dev 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,594 Underlying: Common Stock · 2,799 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:22 UTC |
Rosenberg JeremyInterim CFO & SVP Bus Dev
|
Exercise / conversionRestricted Stock Units · Derivative | 3,033 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030172 · doc4.xml · derivative · entry 3 Rosenberg Jeremy · CIK 0001968830 · Interim CFO & SVP Bus Dev 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,100 Underlying: Common Stock · 3,033 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:22 UTC |
Rosenberg JeremyInterim CFO & SVP Bus Dev
|
Tax withholdingCommon Stock | 2,151 | $16.49 | $35,469.99 |
DisclosureSEC source: 0001209191-23-030172 · doc4.xml · nonDerivative · entry 2 Rosenberg Jeremy · CIK 0001968830 · Interim CFO & SVP Bus Dev 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,229 Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:22 UTC |
Rosenberg JeremyInterim CFO & SVP Bus Dev
|
Exercise / conversionCommon Stock | 7,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030172 · doc4.xml · nonDerivative · entry 1 Rosenberg Jeremy · CIK 0001968830 · Interim CFO & SVP Bus Dev 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:21 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionestricted Stock Units · Derivative | 2,666 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030168 · doc4.xml · derivative · entry 5 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,334 Underlying: Common Stock · 2,666 shares Expires 2025-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:21 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 6,397 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030168 · doc4.xml · derivative · entry 4 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,786 Underlying: Common Stock · 6,397 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:21 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 7,450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030168 · doc4.xml · derivative · entry 3 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,350 Underlying: Common Stock · 7,450 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:21 UTC |
Haltmayer NevenSVP, Video R&D
|
Tax withholdingCommon Stock | 8,693 | $16.49 | $143,347.57 |
DisclosureSEC source: 0001209191-23-030168 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,015 Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:21 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionCommon Stock | 16,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030168 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:19 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionRestricted Stock Units · Derivative | 5,198 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030161 · doc4.xml · derivative · entry 5 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,389 Underlying: Common Stock · 5,198 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:19 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionRestricted Stock Units · Derivative | 6,918 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030161 · doc4.xml · derivative · entry 4 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,754 Underlying: Common Stock · 6,918 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:19 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionRestricted Stock Units · Derivative | 1,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030161 · doc4.xml · derivative · entry 3 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,667 Underlying: Common Stock · 1,667 shares Expires 2023-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:19 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Tax withholdingCommon Stock | 7,523 | $16.49 | $124,054.27 |
DisclosureSEC source: 0001209191-23-030161 · doc4.xml · nonDerivative · entry 2 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,089 Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:19 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionCommon Stock | 13,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030161 · doc4.xml · nonDerivative · entry 1 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:18 UTC |
Ben-Natan NimrodSVP & GM, Broadband Business
|
Exercise / conversionRestricted Stock Unit · Derivative | 6,797 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030157 · doc4.xml · derivative · entry 3 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,586 Underlying: Common Stock · 6,797 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:18 UTC |
Ben-Natan NimrodSVP & GM, Broadband Business
|
Exercise / conversionRestricted Stock Unit · Derivative | 9,046 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030157 · doc4.xml · derivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,140 Underlying: Common Stock · 9,046 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:18 UTC |
Ben-Natan NimrodSVP & GM, Broadband Business
|
Exercise / conversionCommon Stock | 15,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030157 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 331,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:13 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 13,683 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030148 · doc4.xml · derivative · entry 4 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,786 Underlying: Common Stock · 13,683 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:13 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 16,555 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030148 · doc4.xml · derivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,665 Underlying: Common Stock · 16,555 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:13 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Tax withholdingCommon Stock | 15,920 | $16.49 | $262,520.80 |
DisclosureSEC source: 0001209191-23-030148 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 611,965 F1 · balance_after: Reflects an adjustment of 500 shares of common stock transferred to the reporting person's ex-spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:13 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 30,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030148 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 628,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2023 Filed Apr 20, 2023 21:01 UTC |
Ben-Natan NimrodSVP & GM, Broadband Business
|
Exercise / conversionCommon Stock | 6,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025022 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units ("PRSUs") on April 18, 2023. The PRSUs were granted on February 17, 2023, and achievement of the performance condition for vesting was confirmed by the Compensation Committee of the Company's Board of Directors. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 18:56 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015279 · doc4.xml · derivative · entry 3 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 12,500 shares Expires 2024-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 18:56 UTC |
Kalra SanjaySVP and CFO
|
Tax withholdingCommon Stock | 6,581 | $13.05 | $85,882.05 |
DisclosureSEC source: 0001209191-23-015279 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,739 F1 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 18:56 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015279 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2023 Filed Mar 15, 2023 23:32 UTC Amendment |
Kalra SanjaySVP and CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 12,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019055 · doc4a.xml · derivative · entry 3 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 12,500 shares Expires 2024-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2023 Filed Mar 15, 2023 23:32 UTC Amendment |
Kalra SanjaySVP and CFO
|
Tax withholdingCommon Stock | 6,581 | $13.05 | $85,882.05 |
DisclosureSEC source: 0001209191-23-019055 · doc4a.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,032 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| March 01, 2023 Filed Mar 15, 2023 23:32 UTC Amendment |
Kalra SanjaySVP and CFO
|
Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019055 · doc4a.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This Form 4A corrects an error in the total number of shares beneficially owned by the Reporting Person, which was overstated by 22,707 shares in the initial Form 4 filing. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 16:15 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
OtherCommon Stock | 74,452 | $13.18 | $981,277.36 |
DisclosureSEC source: 0001209191-23-013574 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,803 F1 · acquired: Transfer of 74,452 shares of common stock to the reporting person's ex-spouse pursuant to the terms of a marital settlement agreement. The reporting person does not report as beneficially owned any securities owned by his ex-spouse. F1 · balance_after: Transfer of 74,452 shares of common stock to the reporting person's ex-spouse pursuant to the terms of a marital settlement agreement. The reporting person does not report as beneficially owned any securities owned by his ex-spouse. Read SEC document |
| February 24, 2023 Filed Mar 8, 2023 22:43 UTC Amendment |
HARSHMAN PATRICKDirector · President and CEO
|
OtherCommon Stock | 56,108 | $13.18 | $739,503.44 |
DisclosureSEC source: 0001209191-23-017287 · doc4a.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,147 F1 · shares: Form 4A filed to correct an error on the original Form 4 of the number of shares transferred. F2 · acquired: Transfer of 56,108 shares of common stock to the reporting person's ex-spouse pursuant to the terms of a marital settlement agreement. The reporting person does not report as beneficially owned any securities owned by his ex-spouse. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 21:56 UTC |
Whalen Daniel TDirector
|
GrantRestricted Stock Units · Derivative | 10,446 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011242 · doc4.xml · derivative · entry 1 Whalen Daniel T · CIK 0001689876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,446 Underlying: Common Stock · 10,446 shares Expires 2024-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2024. Vested shares will be delivered to the reporting person on or immediately following February 15, 2024. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 21:54 UTC |
Reaugh MitziDirector
|
GrantRestricted Stock Units · Derivative | 10,446 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011239 · doc4.xml · derivative · entry 1 Reaugh Mitzi · CIK 0001554982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,446 Underlying: Common Stock · 10,446 shares Expires 2024-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2024. Vested shares will be delivered to the reporting person on or immediately following February 15, 2024. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 21:55 UTC |
SWENSON SUSANDirector
|
GrantRestricted Stock Units · Derivative | 10,446 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011241 · doc4.xml · derivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,446 Underlying: Common Stock · 10,446 shares Expires 2024-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2024. Vested shares will be delivered to the reporting person on or immediately following February 15, 2024. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 21:54 UTC |
KRALL DAVIDDirector
|
GrantRestricted Stock Units · Derivative | 10,446 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011238 · doc4.xml · derivative · entry 1 KRALL DAVID · CIK 0001203375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,446 Underlying: Common Stock · 10,446 shares Expires 2024-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2024. Vested shares will be delivered to the reporting person on or immediately following February 15, 2024. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 21:53 UTC |
Kim SophiaDirector
|
GrantRestricted Stock Units · Derivative | 10,446 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011236 · doc4.xml · derivative · entry 1 Kim Sophia · CIK 0001933610 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,446 Underlying: Common Stock · 10,446 shares Expires 2024-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2024. Vested shares will be delivered to the reporting person on or immediately following February 15, 2024. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 21:52 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 149,722 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011234 · doc4.xml · derivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,722 Underlying: Common Stock · 149,722 shares Expires 2026-02-15 F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F3 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2024, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 21:52 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Tax withholdingCommon Stock | 144,389 | $13.57 | $1,959,358.73 |
DisclosureSEC source: 0001209191-23-011234 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,255 Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 21:52 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 274,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011234 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 798,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These performance-based restricted stock units ("PRSUs") were granted on February 24, 2020, with vesting based on the total stockholder return ("TSR") to holders of Company common stock during a three-year performance period that concluded on February 14, 2023. Based on the TSR over the the performance period, 150% of the shares underlying the PRSUs, or 274,245 shares, vested in accordance with the terms set forth in DEF 14A filed by the Company with the U.S. Securities and Exchange Commission on April 28, 2021, upon the approval of the Compensation Committee of the Board of Directors of the Company on February 17, 2023. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 21:49 UTC |
Haltmayer NevenSVP, Video R&D
|
GrantRestricted Stock Units · Derivative | 60,585 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011230 · doc4.xml · derivative · entry 1 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,585 Underlying: Common Stock · 60,585 shares Expires 2026-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2024, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 21:48 UTC |
Graham IanSVP, Global Sales & Video Svcs
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GrantRestricted Stock Units · Derivative | 45,265 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011227 · doc4.xml · derivative · entry 1 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,265 Underlying: Common Stock · 45,265 shares Expires 2026-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2024, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 21:44 UTC |
Clifford DeborahDirector
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GrantRestricted Stock Units · Derivative | 10,446 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011218 · doc4.xml · derivative · entry 1 Clifford Deborah · CIK 0001756365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,446 Underlying: Common Stock · 10,446 shares Expires 2024-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2024. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (I) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 21:47 UTC |
GALLAGHER PATRICKDirector
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GrantRestricted Stock Units · Derivative | 10,446 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011224 · doc4.xml · derivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,446 Underlying: Common Stock · 10,446 shares Expires 2024-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2024. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (I) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 21:43 UTC |
Ben-Natan NimrodSVP & GM, Broadband Business
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GrantRestricted Stock Units · Derivative | 69,638 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011216 · doc4.xml · derivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,638 Underlying: Common Stock · 69,638 shares Expires 2026-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2024, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:27 UTC |
Whalen Daniel TDirector
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Exercise / conversionRestricted Stock Units · Derivative | 14,395 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010806 · doc4.xml · derivative · entry 2 Whalen Daniel T · CIK 0001689876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,395 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:27 UTC |
Whalen Daniel TDirector
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Exercise / conversionCommon Stock | 14,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010806 · doc4.xml · nonDerivative · entry 1 Whalen Daniel T · CIK 0001689876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2023. These restricted stock units were initially granted to the Reporting Person on 2/17/2022, and were identified on a Form 4 filed by the Reporting Person on 2/22/2022. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:26 UTC |
SWENSON SUSANDirector
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Exercise / conversionRestricted Stock Units · Derivative | 14,395 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010801 · doc4.xml · derivative · entry 2 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,395 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:26 UTC |
SWENSON SUSANDirector
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Exercise / conversionCommon Stock | 14,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010801 · doc4.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2023. These restricted stock units were initially granted to the Reporting Person on 2/17/2022, and were identified on a Form 4 filed by the Reporting Person on 2/22/2022. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:25 UTC |
Reaugh MitziDirector
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Exercise / conversionRestricted Stock Units · Derivative | 14,395 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010798 · doc4.xml · derivative · entry 2 Reaugh Mitzi · CIK 0001554982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,395 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:25 UTC |
Reaugh MitziDirector
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Exercise / conversionCommon Stock | 14,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010798 · doc4.xml · nonDerivative · entry 1 Reaugh Mitzi · CIK 0001554982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2023. These restricted stock units were initially granted to the Reporting Person on 2/17/2022, and were identified on a Form 4 filed by the Reporting Person on 2/22/2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.