KRALL DAVID

SEC source: 0000876167-26-000092 · wk-form4_1783368896.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,947

F1 · shares: Represents deferred stock units issued to the Reporting Person by Progress Software Corporation (the "Company") as the fiscal year 2026 equity retainer for the Reporting Person's services as a director of the Company during such period. These deferred stock units were issued in accordance with the Company's Director Compensation Plan pursuant to the Company's 2008 Stock Option and Incentive Plan and are payable on a one-for-one basis exclusively in common stock on the earlier of a change in control of the Company or the date the Reporting Person terminates service on the board of directors of the Company (the "Board of Directors"). The deferred stock units will vest on the date of the Company's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors until such date.

SEC source: 0001193125-26-114860 · ownership.xml · derivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,756

Underlying: Common Stock · 18,756 shares

Expires 2027-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2027. Vested shares will be delivered to the reporting person on or immediately following February 15, 2027.

SEC source: 0001193125-26-057562 · ownership.xml · derivative · entry 2

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,143 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

SEC source: 0001193125-26-057562 · ownership.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001193125-25-319641 · ownership.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,125

F1 · kind: These shares were acquired by Mr. Krall in an open market purchase of Harmonic Inc. Common Stock.

SEC source: 0000876167-25-000128 · wk-form4_1753354806.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,090

F1 · price: This transaction was executed in multiple trades at prices ranging from $48.80 to $48.97 per share. The price reported represents the weighted average purchase price of these trades. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price.

SEC source: 0000876167-25-000120 · wk-form4_1751919188.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,965

F1 · shares: Represents deferred stock units issued to the Reporting Person by Progress Software Corporation (the "Company") as the fiscal year 2025 equity retainer for the Reporting Person's services as a director of the Company during such period. These deferred stock units were issued in accordance with the Company's Director Compensation Plan pursuant to the Company's 2008 Stock Option and Incentive Plan and are payable on a one-for-one basis exclusively in common stock on the earlier of a change in control of the Company or the date the Reporting Person terminates service on the board of directors of the Company (the "Board of Directors"). The deferred stock units will vest on the date of the Company's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors until such date.

SEC source: 0000950170-25-025920 · ownership.xml · derivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,143

Underlying: Common Stock · 16,143 shares

Expires 2026-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2026. Vested shares will be delivered to the reporting person on or immediately following February 15, 2026.

SEC source: 0000950170-25-023430 · ownership.xml · derivative · entry 2

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,107 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

SEC source: 0000950170-25-023430 · ownership.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-020264 · ownership.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,490

F1 · kind: These shares were acquired by Mr. Krall in an open market purchase of Harmonic Inc. Common Stock.

SEC source: 0000876167-24-000120 · wk-form4_1719864844.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,790

F1 · shares: Represents deferred stock units issued to the Reporting Person by Progress Software Corporation (the "Company") as the fiscal year 2024 equity retainer for the Reporting Person's services as a director of the Company during such period. These deferred stock units were issued in accordance with the Company's Director Compensation Plan pursuant to the Company's 2008 Stock Option and Incentive Plan and are payable on a one-for-one basis exclusively in common stock on the earlier of a change in control of the Company or the date the Reporting Person terminates service on the board of directors of the Company (the "Board of Directors"). The deferred stock units will vest on the date of the Company's 2025 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors until such date.

SEC source: 0000876167-24-000082 · wk-form4_1713214338.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,641

F1 · price: This transaction was executed in multiple trades at prices ranging from $51.00 to $51.03 per share. The price reported represents the weighted average sale price of these trades. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

SEC source: 0000950170-24-017518 · ownership.xml · derivative · entry 3

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,107

Underlying: Common Stock · 12,107 shares

Expires 2025-02-15

F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F3 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on 2/15/2025. Vested shares will be delivered to the reporting person on or immediately following 2/15/2025.

SEC source: 0000950170-24-017518 · ownership.xml · derivative · entry 2

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,446 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

SEC source: 0000950170-24-017518 · ownership.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2024. These restricted stock units were initially granted to the Reporting Person on 2/17/2023, and were identified on a Form 4 filed by the Reporting Person on 2/21/2023.

SEC source: 0000876167-23-000143 · wk-form4_1689196542.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,641

F1 · shares: Represents deferred stock units issued to the Reporting Person by Progress Software Corporation (the "Company") as the fiscal year 2023 equity retainer for the Reporting Person's services as a director of the Company during such period. These deferred stock units were issued in accordance with the Company's FY23 Director Compensation Plan pursuant to the Company's 2008 Stock Option and Incentive Plan and are payable on a one-for-one basis exclusively in common stock on the earlier of a change in control of the Company or the date the Reporting Person terminates service on the board of directors of the Company (the "Board of Directors"). The deferred stock units will vest on the date of the Company's 2024 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors until such date.

SEC source: 0001209191-23-011238 · doc4.xml · derivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,446

Underlying: Common Stock · 10,446 shares

Expires 2024-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2024. Vested shares will be delivered to the reporting person on or immediately following February 15, 2024.

SEC source: 0001209191-23-010794 · doc4.xml · derivative · entry 2

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,395 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

SEC source: 0001209191-23-010794 · doc4.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2023. These restricted stock units were initially granted to the Reporting Person on 2/17/2022, and were identified on a Form 4 filed by the Reporting Person on 2/22/2022.

SEC source: 0000876167-22-000137 · wf-form4_165705420906496.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,706

F1 · shares: Represents deferred stock units issued to the Reporting Person by Progress Software Corporation (the "Company") as the fiscal year 2022 equity retainer for the Reporting Person's services as a director of the Company during such period. These deferred stock units were issued in accordance with the Company's FY22 Director Compensation Plan pursuant to the Company's 2008 Stock Option and Incentive Plan and are payable on a one-for-one basis exclusively in common stock on the earlier of a change in control of the Company or the date the Reporting Person terminates service on the board of directors of the Company (the "Board of Directors"). The deferred stock units will vest on the date of the Company's 2023 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors until such date.

SEC source: 0001209191-22-011722 · doc4.xml · derivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,395

Underlying: Common Stock · 14,395 shares

Expires 2023-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2023. Vested shares will be delivered to the reporting person on or immediately following February 15, 2023.

SEC source: 0001209191-22-011091 · doc4.xml · derivative · entry 2

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,157 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

SEC source: 0001209191-22-011091 · doc4.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2022. These restricted stock units were initially granted to the Reporting Person on 2/17/2021, and were identified on a Form 4 filed by the Reporting Person on 2/19/2021.

SEC source: 0000876167-21-000113 · wf-form4_162508367508572.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,739

F1 · shares: Represents deferred stock units issued to the Reporting Person by Progress Software Corporation (the "Company") as the fiscal year 2021 equity retainer for the Reporting Person's services as a director of the Company during such period. These deferred stock units were issued in accordance with the Company's FY21 Director Compensation Plan pursuant to the Company's 2008 Stock Option and Incentive Plan and are payable on a one-for-one basis exclusively in common stock on the earlier of a change in control of the Company or the date the Reporting Person terminates service on the board of directors of the Company (the "Board of Directors"). The deferred stock units will vest on the date of the Company's 2022 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors until such date.

SEC source: 0001209191-21-012298 · doc4.xml · derivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,157

Underlying: Common Stock · 19,157 shares

Expires 2022-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2022. Vested shares will be delivered to the reporting person on or immediately following February 15, 2022.

SEC source: 0001209191-21-011405 · doc4.xml · derivative · entry 4

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,184 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-011405 · doc4.xml · derivative · entry 3

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,024 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-011405 · doc4.xml · nonDerivative · entry 2

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2021. These restricted stock units were initially granted to the Reporting Person on 3/18/2020, and were identified on a Form 4 filed by the Reporting Person on 3/20/2020.

SEC source: 0001209191-21-011405 · doc4.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2021. These restricted stock units were initially granted to the Reporting Person on 3/9/2018, and were identified on a Form 4 filed by the Reporting Person on 3/12/2018.

SEC source: 0001209191-20-049512 · doc4.xml · nonDerivative · entry 2

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,284

F1 · kind: These shares were acquired by Mr. Krall in an open market purchase of Harmonic Inc. Common Stock.

SEC source: 0001209191-20-049512 · doc4.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,284

F1 · kind: These shares were acquired by Mr. Krall in an open market purchase of Harmonic Inc. Common Stock.

SEC source: 0000876167-20-000111 · wf-form4_159363856684005.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,911

F1 · shares: Represents deferred stock units issued to the Reporting Person by Progress Software Corporation (the "Company") as the fiscal year 2020 equity retainer for the Reporting Person's services as a director of the Company during such period. These deferred stock units were issued in accordance with the Company's FY20 Director Compensation Plan pursuant to the Company's 2008 Stock Option and Incentive Plan and are payable on a one-for-one basis exclusively in common stock on the earlier of a change in control of the Company or the date the Reporting Person terminates service on the board of directors of the Company (the "Board of Directors"). The deferred stock units will vest on the date of the Company's 2021 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors until such date.

SEC source: 0001209191-20-020465 · doc4.xml · derivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,184

Underlying: Common Stock · 23,184 shares

Expires 2021-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2021. Vested shares will be delivered to the reporting person on or immediately following February 15, 2021.

SEC source: 0001209191-20-010581 · doc4.xml · derivative · entry 4

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,238 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-010581 · doc4.xml · derivative · entry 3

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,024

Underlying: Common Stock · 15,023 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-010581 · doc4.xml · nonDerivative · entry 2

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2020. These restricted stock units were initially granted to the Reporting Person on 4/3/2019, and were identified on a Form 4 filed by the Reporting Person on 4/4/2019.

SEC source: 0001209191-20-010581 · doc4.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2020. These restricted stock units were initially granted to the Reporting Person on 3/9/2018, and were identified on a Form 4 filed by the Reporting Person on 3/12/2018.

SEC source: 0000876167-19-000096 · wf-form4_156218445296099.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,774

F1 · shares: Represents deferred stock units issued to the Reporting Person by Progress Software Corporation (the "Company") as the fiscal year 2019 equity retainer for the Reporting Person's services as a director of the Company during such period. These deferred stock units were issued in accordance with the Company's FY19 Director Compensation Plan pursuant to the Company's 2008 Stock Option and Incentive Plan and are payable on a one-for-one basis exclusively in common stock on the earlier of a change in control of the Company or the date the Reporting Person terminates service on the board of directors of the Company (the "Board of Directors"). The deferred stock units will vest on the date of the Company's 2020 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors until such date.

SEC source: 0001209191-19-023605 · doc4.xml · derivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,238

Underlying: Common Stock · 21,238 shares

Expires 2020-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2020. Vested shares will be delivered to the reporting person on or immediately following February 15, 2020.

SEC source: 0001209191-19-011595 · doc4.xml · derivative · entry 2

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,023 shares

Expires 2019-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-011595 · doc4.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/9/2018, and were identified on a Form 4 filed by the Reporting Person on 3/12/2018.

SEC source: 0000876167-18-000062 · wf-form4_153062849690020.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,921

F1 · shares: Represents deferred stock units issued to the Reporting Person by Progress Software Corporation (the "Company") as the fiscal year 2018 equity retainer for the Reporting Person's services as a director of the Company during such period. These deferred stock units were issued in accordance with the Company's FY18 Director Compensation Plan pursuant to the Company's 2008 Stock Option and Incentive Plan and are payable on a one-for-one basis exclusively in common stock on the earlier of a change in control of the Company or the date the Reporting Person terminates service on the board of directors of the Company (the "Board of Directors"). The deferred stock units will vest on the date of the Company's 2019 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors until such date.

SEC source: 0001209191-18-018836 · doc4.xml · derivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,070

Underlying: Common Stock · 45,070 shares

Expires 2021-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in three equal parts on February 15, 2019, February 15, 2020, and February 15, 2021. Vested shares will be delivered to the reporting person on or immediately following each vest date.

SEC source: 0001203375-17-000002 · wf-form4_149133384395837.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,769

F1 · acquired: Represents deferred stock units acquired by Reporting Person pursuant to the Company's 2008 Stock Options and Incentive Plan and 2017 Fiscal Year Non-Employee Director Compensation Plan for services provided as a director applicable to the 2017 fiscal year. The deferred stock units are fully earned on December 1, 2017, subject to the Reporting Person's continued service on the Progress Software Corporation Board of Directors on such date. The deferred stock units are payable exclusively in common stock on a one-for-one basis on the earlier of a change in control of Progress Software Corporation or when Reporting Person ceases to provide services to the Company as a director following December 1, 2017.

SEC source: 0001209191-17-018167 · doc4.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,875

F1 · shares: Restricted Stock Units will fully vest on March 31, 2017.