Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HARMONIC INC.HLIT · Entity 4789 | Director | February 15, 2024 | February 21, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HARMONIC INC.
Report date February 15, 2024 · Filed February 21, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,572 |
Reported balance
After 2024-02-15 transaction · row 1
1 source rowRow 1 · 2024-02-15 · Exercise / conversion · Acquired 10,446 · Balance 21,572 F1: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2024. These restricted stock units were initially granted to the Reporting Person on 2/17/2023, and were identified on a Form 4 filed by the Reporting Person on 2/21/2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2024-02-15 | Direct | 0 |
Reported balance
After 2024-02-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-02-15 · Exercise / conversion · Disposed 10,446 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-02-15 | Direct | 12,107 |
Reported balance
After 2024-02-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-02-16 · Grant · Acquired 12,107 · Balance 12,107 F2: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F3: The shares subject to the restricted stock units are scheduled to vest in full on 2/15/2025. Vested shares will be delivered to the reporting person on or immediately following 2/15/2025. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2024. These restricted stock units were initially granted to the Reporting Person on 2/17/2023, and were identified on a Form 4 filed by the Reporting Person on 2/21/2023.
F2: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
F3: The shares subject to the restricted stock units are scheduled to vest in full on 2/15/2025. Vested shares will be delivered to the reporting person on or immediately following 2/15/2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2024 Filed Feb 21, 2024 02:33 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 12,107 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-017516 · ownership.xml · derivative · entry 3 Kim Sophia · CIK 0001933610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,107 Underlying: Common Stock · 12,107 shares Expires 2025-02-15 F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F3 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on 2/15/2025. Vested shares will be delivered to the reporting person on or immediately following 2/15/2025. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 02:33 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 10,446 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-017516 · ownership.xml · derivative · entry 2 Kim Sophia · CIK 0001933610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,446 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 02:33 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 10,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-017516 · ownership.xml · nonDerivative · entry 1 Kim Sophia · CIK 0001933610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2024. These restricted stock units were initially granted to the Reporting Person on 2/17/2023, and were identified on a Form 4 filed by the Reporting Person on 2/21/2023. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 21:53 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 10,446 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011236 · doc4.xml · derivative · entry 1 Kim Sophia · CIK 0001933610 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,446 Underlying: Common Stock · 10,446 shares Expires 2024-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2024. Vested shares will be delivered to the reporting person on or immediately following February 15, 2024. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:23 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 11,126 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010791 · doc4.xml · derivative · entry 2 Kim Sophia · CIK 0001933610 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,126 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:23 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 11,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010791 · doc4.xml · nonDerivative · entry 1 Kim Sophia · CIK 0001933610 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2023. These restricted stock units were initially granted to the Reporting Person on 6/13/2022, and were identified on a Form 4 filed by the Reporting Person on 6/15/2022. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 19:42 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 11,126 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-036924 · doc4.xml · derivative · entry 1 Kim Sophia · CIK 0001933610 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,126 Underlying: Common Stock · 11,126 shares Expires 2023-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2023. Vested shares will be delivered to the reporting person on or immediately following February 15, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.