Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Autodesk, Inc.ADSK · Entity 3027 | EVP, Chief Financial Officer | April 10, 2024 | April 12, 2024 |
| HARMONIC INC.HLIT · Entity 4789 | Director | March 16, 2026 | March 19, 2026 |
| MOMENTIVE GLOBAL INC.SVMK · Entity 112784 | Chief Financial Officer | February 16, 2021 | February 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Autodesk, Inc.
Report date April 10, 2024 · Filed April 12, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,828 |
Reported balance
After 2024-04-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-04-10 · Grant · Acquired 10,470 · Balance 42,828 F1: These Restricted Stock Units vest as to approximately 1/3 of the total shares on an approximate annual basis over a 3-year period from the date of grant on April 10, 2024. F2: Includes shares acquired in March 2024 pursuant to the Issuer's Employee Stock Purchase Plan. F3: The total securities beneficially owned includes 21,634 shares of unvested Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: These Restricted Stock Units vest as to approximately 1/3 of the total shares on an approximate annual basis over a 3-year period from the date of grant on April 10, 2024.
F2: Includes shares acquired in March 2024 pursuant to the Issuer's Employee Stock Purchase Plan.
F3: The total securities beneficially owned includes 21,634 shares of unvested Restricted Stock Units.
HARMONIC INC.
Report date March 16, 2026 · Filed March 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-02-15 | Direct | 18,756 |
Reported balance
After 2026-03-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-16 · Grant · Acquired 18,756 · Balance 18,756 F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2027. Vested shares will be delivered to the reporting person on or immediately following February 15, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
F2: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2027. Vested shares will be delivered to the reporting person on or immediately following February 15, 2027.
MOMENTIVE GLOBAL INC.
Report date February 16, 2021 · Filed February 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 263,404 |
Last balance in matching sequence
After 2021-02-18 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2021-02-16 · Grant · Acquired 64,823 · Balance 275,708 F1: Grant of Restricted Stock Awards ("RSAs") 1/12th of the total number of RSAs will vest on 5/15/2021 and 1/12th of the total number of RSAs will vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested. F2: Certain of these securities are restricted stock units and restricted stock awards. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions. Each restricted stock award is subject to the applicable vesting schedule and conditions. Row 2 · 2021-02-17 · Sale · Disposed 7,316 · Balance 268,392 F3: These shares were automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. F2: Certain of these securities are restricted stock units and restricted stock awards. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions. Each restricted stock award is subject to the applicable vesting schedule and conditions. Row 3 · 2021-02-18 · Sale · Disposed 2,297 · Balance 266,095 F4: Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy F5: This transaction was executed in multiple trades at prices ranging from $20.66 to $21.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2: Certain of these securities are restricted stock units and restricted stock awards. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions. Each restricted stock award is subject to the applicable vesting schedule and conditions. Row 4 · 2021-02-18 · Sale · Disposed 2,691 · Balance 263,404 F4: Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy F6: This transaction was executed in multiple trades at prices ranging from $21.70 to $22.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2: Certain of these securities are restricted stock units and restricted stock awards. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions. Each restricted stock award is subject to the applicable vesting schedule and conditions. |
| Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.99 · Expires 2031-02-16 | Direct | 129,646 |
Reported balance
After 2021-02-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-02-16 · Grant · Acquired 129,646 · Balance 129,646 F7: Grant of Stock Options ("NSOs"). 1/12th of the total number of NSOs will vest on 05/15/2021 and 1/12th of the total number of NSOs will vest quarterly thereafter, subject to the Reporting Person's continued service to the Company until fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of Restricted Stock Awards ("RSAs") 1/12th of the total number of RSAs will vest on 5/15/2021 and 1/12th of the total number of RSAs will vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.
F2: Certain of these securities are restricted stock units and restricted stock awards. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions. Each restricted stock award is subject to the applicable vesting schedule and conditions.
F3: These shares were automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.
F4: Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy
F5: This transaction was executed in multiple trades at prices ranging from $20.66 to $21.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $21.70 to $22.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: Grant of Stock Options ("NSOs"). 1/12th of the total number of NSOs will vest on 05/15/2021 and 1/12th of the total number of NSOs will vest quarterly thereafter, subject to the Reporting Person's continued service to the Company until fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2026 Filed Mar 19, 2026 01:50 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 18,756 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-114867 · ownership.xml · derivative · entry 1 Clifford Deborah · CIK 0001756365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,756 Underlying: Common Stock · 18,756 shares Expires 2027-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2027. Vested shares will be delivered to the reporting person on or immediately following February 15, 2027. Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 23:40 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 16,143 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025889 · ownership.xml · derivative · entry 1 Clifford Deborah · CIK 0001756365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,143 Underlying: Common Stock · 16,143 shares Expires 2026-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2026. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (i) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death. Read SEC document |
| April 10, 2024 Filed Apr 12, 2024 22:48 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 10,470 | $0.00 | $0.00 |
DisclosureSEC source: 0000769397-24-000058 · wk-form4_1712962099.xml · nonDerivative · entry 1 Clifford Deborah · CIK 0001756365 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,828 F1 · kind: These Restricted Stock Units vest as to approximately 1/3 of the total shares on an approximate annual basis over a 3-year period from the date of grant on April 10, 2024. F2 · balance_after: Includes shares acquired in March 2024 pursuant to the Issuer's Employee Stock Purchase Plan. F3 · balance_after: The total securities beneficially owned includes 21,634 shares of unvested Restricted Stock Units. Read SEC document |
| March 27, 2024 Filed Mar 28, 2024 23:27 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 300 | $261.69 | $78,507.00 |
DisclosureSEC source: 0000769397-24-000040 · wk-form4_1711668464.xml · nonDerivative · entry 7 Clifford Deborah · CIK 0001756365 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,259 F5 · kind: The sales reported in this form were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on 05/26/2023. F9 · price: Shares were sold in various amounts from $261.50 to $262.08 inclusive. The price listed here reflects the average weighted price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: The total securities beneficially owned includes 11,164 shares of unvested Restricted Stock Units. Read SEC document |
| March 27, 2024 Filed Mar 28, 2024 23:27 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 1,631 | $260.88 | $425,495.28 |
DisclosureSEC source: 0000769397-24-000040 · wk-form4_1711668464.xml · nonDerivative · entry 6 Clifford Deborah · CIK 0001756365 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,559 F5 · kind: The sales reported in this form were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on 05/26/2023. F8 · price: Shares were sold in various amounts from $260.46 to $261.39 inclusive. The price listed here reflects the average weighted price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: The total securities beneficially owned includes 11,164 shares of unvested Restricted Stock Units. Read SEC document |
| March 27, 2024 Filed Mar 28, 2024 23:27 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 2,321 | $259.73 | $602,833.33 |
DisclosureSEC source: 0000769397-24-000040 · wk-form4_1711668464.xml · nonDerivative · entry 5 Clifford Deborah · CIK 0001756365 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,190 F5 · kind: The sales reported in this form were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on 05/26/2023. F7 · price: Shares were sold in various amounts from $259.45 to $260.16 inclusive. The price listed here reflects the average weighted price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: The total securities beneficially owned includes 11,164 shares of unvested Restricted Stock Units. Read SEC document |
| March 27, 2024 Filed Mar 28, 2024 23:27 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 1,301 | $259.02 | $336,985.02 |
DisclosureSEC source: 0000769397-24-000040 · wk-form4_1711668464.xml · nonDerivative · entry 4 Clifford Deborah · CIK 0001756365 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,511 F5 · kind: The sales reported in this form were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on 05/26/2023. F6 · price: Shares were sold in various amounts from $258.34 to $259.31 inclusive. The price listed here reflects the average weighted price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: The total securities beneficially owned includes 11,164 shares of unvested Restricted Stock Units. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 23:27 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 2,118 | $261.57 | $554,005.26 |
DisclosureSEC source: 0000769397-24-000040 · wk-form4_1711668464.xml · nonDerivative · entry 3 Clifford Deborah · CIK 0001756365 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 37,812 F1 · kind: Shares withheld to cover taxes. F3 · balance_after: The total securities beneficially owned includes 11,164 shares of unvested Restricted Stock Units. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 23:27 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 13,812 | $0.00 | $0.00 |
DisclosureSEC source: 0000769397-24-000040 · wk-form4_1711668464.xml · nonDerivative · entry 2 Clifford Deborah · CIK 0001756365 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 39,930 F4 · kind: Represents shares earned based upon attainment for Performance Stock Unit awards. 13,812 shares subject to one PSU vested on attainment on 03/26/2024. F3 · balance_after: The total securities beneficially owned includes 11,164 shares of unvested Restricted Stock Units. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 23:27 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 4,267 | $261.57 | $1,116,119.19 |
DisclosureSEC source: 0000769397-24-000040 · wk-form4_1711668464.xml · nonDerivative · entry 1 Clifford Deborah · CIK 0001756365 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 26,118 F1 · kind: Shares withheld to cover taxes. F2 · balance_after: Includes shares acquired in September 2023 pursuant to the Issuer's Employee Stock Purchase Plan. F3 · balance_after: The total securities beneficially owned includes 11,164 shares of unvested Restricted Stock Units. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 02:28 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 12,107 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-017502 · ownership.xml · derivative · entry 1 Clifford Deborah · CIK 0001756365 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,107 Underlying: Common Stock · 12,107 shares Expires 2025-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2025. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (i) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death. Read SEC document |
| April 10, 2023 Filed Apr 20, 2023 00:16 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 11,986 | $0.00 | $0.00 |
DisclosureSEC source: 0000769397-23-000081 · wf-form4_168194975652912.xml · nonDerivative · entry 1 Clifford Deborah · CIK 0001756365 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,290 F1 · kind: These Restricted Stock Units vest as to approximately 1/3 of the total shares on an approximate annual basis over a 3-year period from the date of grant on April 10, 2023. F2 · balance_after: Includes shares acquired in March 2023 pursuant to the Issuer's Employee Stock Purchase Plan. F3 · balance_after: The total securities beneficially owned includes 20,372 shares of unvested Restricted Stock Units. Read SEC document |
| March 28, 2023 Filed Mar 29, 2023 23:01 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 3,815 | $196.75 | $750,601.25 |
DisclosureSEC source: 0000769397-23-000057 · wf-form4_168013085554960.xml · nonDerivative · entry 4 Clifford Deborah · CIK 0001756365 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,209 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/12/2022 F2 · balance_after: The total securities beneficially owned includes 8,386 shares of unvested Restricted Stock Units. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 23:01 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 4,910 | $200.22 | $983,080.20 |
DisclosureSEC source: 0000769397-23-000057 · wf-form4_168013085554960.xml · nonDerivative · entry 3 Clifford Deborah · CIK 0001756365 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,024 F1 · kind: Shares withheld to cover taxes. F2 · balance_after: The total securities beneficially owned includes 8,386 shares of unvested Restricted Stock Units. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 23:01 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 9,899 | $0.00 | $0.00 |
DisclosureSEC source: 0000769397-23-000057 · wf-form4_168013085554960.xml · nonDerivative · entry 2 Clifford Deborah · CIK 0001756365 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 26,934 F3 · kind: Represents shares earned based upon attainment for Performance Stock Unit awards. 9,899 shares subject to one PSU vested on attainment on 03/27/2023. F2 · balance_after: The total securities beneficially owned includes 8,386 shares of unvested Restricted Stock Units. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 23:01 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 2,574 | $200.22 | $515,366.28 |
DisclosureSEC source: 0000769397-23-000057 · wf-form4_168013085554960.xml · nonDerivative · entry 1 Clifford Deborah · CIK 0001756365 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 17,035 F1 · kind: Shares withheld to cover taxes. F2 · balance_after: The total securities beneficially owned includes 8,386 shares of unvested Restricted Stock Units. Read SEC document |
| March 09, 2023 Filed Mar 10, 2023 21:06 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 1,557 | $205.71 | $320,290.47 |
DisclosureSEC source: 0000769397-23-000032 · wf-form4_167848237463839.xml · nonDerivative · entry 1 Clifford Deborah · CIK 0001756365 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,609 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/12/2022. F2 · balance_after: The total securities beneficially owned includes 13,599 shares of unvested Restricted Stock Units. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 17:28 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 1,673 | $205.48 | $343,768.04 |
DisclosureSEC source: 0000769397-23-000030 · wf-form4_167838290276804.xml · nonDerivative · entry 1 Clifford Deborah · CIK 0001756365 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,166 F1 · kind: Shares withheld to cover taxes. F2 · balance_after: Includes shares acquired in September 2022 pursuant to the Issuer's Employee Stock Purchase Plan. F3 · balance_after: The total securities beneficially owned includes 13,599 shares of unvested Restricted Stock Units. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 21:44 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 10,446 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011218 · doc4.xml · derivative · entry 1 Clifford Deborah · CIK 0001756365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,446 Underlying: Common Stock · 10,446 shares Expires 2024-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2024. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (I) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death. Read SEC document |
| April 10, 2022 Filed Apr 12, 2022 21:59 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 9,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000769397-22-000047 · wf-form4_164980076173565.xml · nonDerivative · entry 1 Clifford Deborah · CIK 0001756365 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,797 F1 · kind: These Restricted Stock Units vest as to approximately 1/3 of the total shares on an approximate annual basis over a 3-year period from the date of grant on April 10, 2022. F2 · balance_after: Includes shares acquired in March 2022 pursuant to the Issuer's Employee Stock Purchase Plan. F3 · balance_after: The total securities beneficially owned includes 18,386 shares of unvested Restricted Stock Units. Read SEC document |
| March 28, 2022 Filed Mar 29, 2022 19:52 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 1,820 | $212.30 | $386,386.00 |
DisclosureSEC source: 0000769397-22-000036 · wf-form4_164858352877039.xml · nonDerivative · entry 4 Clifford Deborah · CIK 0001756365 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,192 F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/28/2021. F4 · balance_after: The total securities beneficially owned includes 8,863 shares of unvested Restricted Stock Units. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 19:52 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 1,011 | $213.05 | $215,393.55 |
DisclosureSEC source: 0000769397-22-000036 · wf-form4_164858352877039.xml · nonDerivative · entry 3 Clifford Deborah · CIK 0001756365 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,012 F3 · kind: Shares withheld to cover taxes. F4 · balance_after: The total securities beneficially owned includes 8,863 shares of unvested Restricted Stock Units. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 19:52 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 1,319 | $213.05 | $281,012.95 |
DisclosureSEC source: 0000769397-22-000036 · wf-form4_164858352877039.xml · nonDerivative · entry 2 Clifford Deborah · CIK 0001756365 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,023 F3 · kind: Shares withheld to cover taxes. F2 · balance_after: The total securities beneficially owned includes 5,121 shares of unvested Restricted Stock Units. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 19:52 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 2,660 | $0.00 | $0.00 |
DisclosureSEC source: 0000769397-22-000036 · wf-form4_164858352877039.xml · nonDerivative · entry 1 Clifford Deborah · CIK 0001756365 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,342 F1 · kind: Represents shares earned based upon attainment for Performance Stock Unit awards. 2,660 shares subject to one PSU vested on attainment on 03/25/2022. F2 · balance_after: The total securities beneficially owned includes 5,121 shares of unvested Restricted Stock Units. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 00:43 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 3,953 | $202.71 | $801,312.63 |
DisclosureSEC source: 0000769397-22-000016 · wf-form4_164687300912659.xml · nonDerivative · entry 2 Clifford Deborah · CIK 0001756365 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,682 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/28/2021. F3 · balance_after: The total securities beneficially owned includes 10,902 shares of unvested Restricted Stock Units. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 00:43 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 4,073 | $199.09 | $810,893.57 |
DisclosureSEC source: 0000769397-22-000016 · wf-form4_164687300912659.xml · nonDerivative · entry 1 Clifford Deborah · CIK 0001756365 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,635 F1 · kind: Shares withheld to cover taxes. F2 · balance_after: Includes shares acquired in September 2021 pursuant to the Issuer's Employee Stock Purchase Plan. F3 · balance_after: The total securities beneficially owned includes 10,902 shares of unvested Restricted Stock Units. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:55 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 14,395 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011717 · doc4.xml · derivative · entry 1 Clifford Deborah · CIK 0001756365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,395 Underlying: Common Stock · 14,395 shares Expires 2023-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2023. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (I) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 19:42 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 9,932 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061128 · doc4.xml · derivative · entry 2 Clifford Deborah · CIK 0001756365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,932 shares Expires 2021-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 19:42 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 9,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061128 · doc4.xml · nonDerivative · entry 1 Clifford Deborah · CIK 0001756365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 10/18/2021. These restricted stock units were initially granted to the Reporting Person on 10/18/2018, and were identified on a Form 4 filed by the Reporting Person on 10/19/2018. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 01:03 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 5,481 | $289.81 | $1,588,448.61 |
DisclosureSEC source: 0000769397-21-000081 · wf-form4_163123581241530.xml · nonDerivative · entry 2 Clifford Deborah · CIK 0001756365 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,646 F2 · balance_after: The total securities beneficially owned includes 20,477 shares of unvested Restricted Stock Units. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 01:03 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 6,299 | $287.46 | $1,810,710.54 |
DisclosureSEC source: 0000769397-21-000081 · wf-form4_163123581241530.xml · nonDerivative · entry 1 Clifford Deborah · CIK 0001756365 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,127 F1 · kind: Shares withheld to cover taxes. F2 · balance_after: The total securities beneficially owned includes 20,477 shares of unvested Restricted Stock Units. Read SEC document |
| April 10, 2021 Filed Apr 13, 2021 23:12 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 6,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-026527 · doc4.xml · nonDerivative · entry 1 Clifford Deborah · CIK 0001756365 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,426 F1 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units vest as to approximately 1/3 of the total shares on an approximate annual basis over a 3-year period from the date of grant on April 10, 2021. F2 · balance_after: The total securities beneficially owned includes 34,326 shares of unvested Restricted Stock Units. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:15 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 28,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019592 · doc4.xml · nonDerivative · entry 1 Clifford Deborah · CIK 0001756365 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,311 F1 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These are Restricted Stock Units that vest over a 2-year period beginning on 03/08/2021 with 13,849 shares vesting on 09/08/2021, 9,575 shares on 03/08/2022, and 4,787 shares on 03/08/2023. F2 · balance_after: The total securities beneficially owned includes 28,211 shares of unvested Restricted Stock Units. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 06:01 UTC | MOMENTIVE GLOBAL INC. SVMK · Entity 112784 | SaleCommon Stock | 2,691 | $22.06 | $59,364.81 |
DisclosureSEC source: 0001209191-21-012243 · doc4.xml · nonDerivative · entry 4 Clifford Deborah · CIK 0001756365 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,404 F4 · shares: Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy F6 · price: This transaction was executed in multiple trades at prices ranging from $21.70 to $22.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Certain of these securities are restricted stock units and restricted stock awards. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions. Each restricted stock award is subject to the applicable vesting schedule and conditions. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 06:01 UTC | MOMENTIVE GLOBAL INC. SVMK · Entity 112784 | SaleCommon Stock | 2,297 | $21.25 | $48,800.45 |
DisclosureSEC source: 0001209191-21-012243 · doc4.xml · nonDerivative · entry 3 Clifford Deborah · CIK 0001756365 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,095 F4 · shares: Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy F5 · price: This transaction was executed in multiple trades at prices ranging from $20.66 to $21.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Certain of these securities are restricted stock units and restricted stock awards. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions. Each restricted stock award is subject to the applicable vesting schedule and conditions. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 20:25 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 19,157 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012296 · doc4.xml · derivative · entry 1 Clifford Deborah · CIK 0001756365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,157 Underlying: Common Stock · 19,157 shares Expires 2022-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2022. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (I) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 06:01 UTC | MOMENTIVE GLOBAL INC. SVMK · Entity 112784 | SaleCommon Stock | 7,316 | $21.17 | $154,879.72 |
DisclosureSEC source: 0001209191-21-012243 · doc4.xml · nonDerivative · entry 2 Clifford Deborah · CIK 0001756365 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,392 F3 · shares: These shares were automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. F2 · balance_after: Certain of these securities are restricted stock units and restricted stock awards. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions. Each restricted stock award is subject to the applicable vesting schedule and conditions. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 06:01 UTC | MOMENTIVE GLOBAL INC. SVMK · Entity 112784 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 129,646 | $0.00 Strike: $21.99 | $0.00 |
DisclosureSEC source: 0001209191-21-012243 · doc4.xml · derivative · entry 5 Clifford Deborah · CIK 0001756365 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,646 Underlying: Common Stock · 129,646 shares Expires 2031-02-16 F7 · derivative.exercise_date: Grant of Stock Options ("NSOs"). 1/12th of the total number of NSOs will vest on 05/15/2021 and 1/12th of the total number of NSOs will vest quarterly thereafter, subject to the Reporting Person's continued service to the Company until fully vested. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 06:01 UTC | MOMENTIVE GLOBAL INC. SVMK · Entity 112784 | GrantCommon Stock | 64,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012243 · doc4.xml · nonDerivative · entry 1 Clifford Deborah · CIK 0001756365 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,708 F1 · shares: Grant of Restricted Stock Awards ("RSAs") 1/12th of the total number of RSAs will vest on 5/15/2021 and 1/12th of the total number of RSAs will vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested. F2 · balance_after: Certain of these securities are restricted stock units and restricted stock awards. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions. Each restricted stock award is subject to the applicable vesting schedule and conditions. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 16:10 UTC | MOMENTIVE GLOBAL INC. SVMK · Entity 112784 | GrantCommon Stock | 942 | $14.48 | $13,635.92 |
DisclosureSEC source: 0001209191-20-060499 · doc4.xml · nonDerivative · entry 1 Clifford Deborah · CIK 0001756365 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,885 F1 · shares: Voluntary report of shares acquired in an exempt transaction under the Issuer's Employee Stock Purchase Plan. F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 21:03 UTC | MOMENTIVE GLOBAL INC. SVMK · Entity 112784 | SaleCommon Stock | 4,988 | $21.30 | $106,223.95 |
DisclosureSEC source: 0001209191-20-059561 · doc4.xml · nonDerivative · entry 2 Clifford Deborah · CIK 0001756365 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,943 F3 · shares: Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy F4 · price: This transaction was executed in multiple trades at prices ranging from $21.11 to $21.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 21:03 UTC | MOMENTIVE GLOBAL INC. SVMK · Entity 112784 | SaleCommon Stock | 8,973 | $21.07 | $189,024.32 |
DisclosureSEC source: 0001209191-20-059561 · doc4.xml · nonDerivative · entry 1 Clifford Deborah · CIK 0001756365 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,931 F1 · shares: These shares were automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions. Read SEC document |
| October 18, 2020 Filed Oct 20, 2020 20:45 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 9,932 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-055375 · doc4.xml · derivative · entry 2 Clifford Deborah · CIK 0001756365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,932 Underlying: Common Stock · 9,932 shares Expires 2021-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| October 18, 2020 Filed Oct 20, 2020 20:45 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 9,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-055375 · doc4.xml · nonDerivative · entry 1 Clifford Deborah · CIK 0001756365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 10/18/2020. These restricted stock units were initially granted to the Reporting Person on 10/18/2018, and were identified on a Form 4 filed by the Reporting Person on 10/19/2018. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 20:44 UTC | MOMENTIVE GLOBAL INC. SVMK · Entity 112784 | SaleCommon Stock | 15,020 | $22.56 | $338,894.76 |
DisclosureSEC source: 0001209191-20-047848 · doc4.xml · nonDerivative · entry 2 Clifford Deborah · CIK 0001756365 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,904 F3 · shares: Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy F4 · price: This transaction was executed in multiple trades at prices ranging from $22.42 to $22.75. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 20:44 UTC | MOMENTIVE GLOBAL INC. SVMK · Entity 112784 | SaleCommon Stock | 21,513 | $22.33 | $480,471.34 |
DisclosureSEC source: 0001209191-20-047848 · doc4.xml · nonDerivative · entry 1 Clifford Deborah · CIK 0001756365 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,924 F1 · shares: These shares were automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions. Read SEC document |
| May 22, 2020 Filed May 27, 2020 21:55 UTC | MOMENTIVE GLOBAL INC. SVMK · Entity 112784 | GrantCommon Stock | 927 | $14.48 | $13,418.79 |
DisclosureSEC source: 0001209191-20-032497 · doc4.xml · nonDerivative · entry 1 Clifford Deborah · CIK 0001756365 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,437 F1 · shares: Voluntary report of shares acquired in an exempt transaction under the Issuer's Employee Stock Purchase Plan. F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions. Read SEC document |
| May 18, 2020 Filed May 20, 2020 21:30 UTC | MOMENTIVE GLOBAL INC. SVMK · Entity 112784 | SaleCommon Stock | 2,035 | $19.53 | $39,751.89 |
DisclosureSEC source: 0001209191-20-031081 · doc4.xml · nonDerivative · entry 1 Clifford Deborah · CIK 0001756365 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,510 F1 · shares: These shares were automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 20:30 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 23,184 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020463 · doc4.xml · derivative · entry 1 Clifford Deborah · CIK 0001756365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,184 Underlying: Common Stock · 23,184 shares Expires 2021-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2021. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (I) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 07:00 UTC | MOMENTIVE GLOBAL INC. SVMK · Entity 112784 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 140,924 | $0.00 Strike: $21.32 | $0.00 |
DisclosureSEC source: 0001209191-20-010895 · doc4.xml · derivative · entry 2 Clifford Deborah · CIK 0001756365 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,924 Underlying: Common Stock · 140,924 shares Expires 2029-08-22 F3 · derivative.exercise_date: 1/12th of the total number of shares subject to the option will vest on 05/15/2020 and 1/12th of the total number of options will vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.