Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HARMONIC INC.HLIT · Entity 4789 | Interim CFO & SVP Bus Dev | May 15, 2023 | May 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HARMONIC INC.
Report date May 15, 2023 · Filed May 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 153,229 |
Ending reported balance
After 2023-05-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-05-15 · Exercise / conversion · Acquired 7,832 · Balance 155,380 Row 2 · 2023-05-15 · Tax withholding · Disposed 2,151 · Balance 153,229 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2024-02-15 | Direct | 9,100 |
Reported balance
After 2023-05-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-05-15 · Exercise / conversion · Disposed 3,033 · Balance 9,100 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-02-15 | Direct | 19,594 |
Reported balance
After 2023-05-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-05-15 · Exercise / conversion · Disposed 2,799 · Balance 19,594 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-05-15 | Direct | 4,000 |
Reported balance
After 2023-05-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-05-15 · Exercise / conversion · Disposed 2,000 · Balance 4,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2023 Filed May 17, 2023 20:22 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030172 · doc4.xml · derivative · entry 5 Rosenberg Jeremy · CIK 0001968830 · Interim CFO & SVP Bus Dev 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 2,000 shares Expires 2025-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:22 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 2,799 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030172 · doc4.xml · derivative · entry 4 Rosenberg Jeremy · CIK 0001968830 · Interim CFO & SVP Bus Dev 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,594 Underlying: Common Stock · 2,799 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:22 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 3,033 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030172 · doc4.xml · derivative · entry 3 Rosenberg Jeremy · CIK 0001968830 · Interim CFO & SVP Bus Dev 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,100 Underlying: Common Stock · 3,033 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:22 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 2,151 | $16.49 | $35,469.99 |
DisclosureSEC source: 0001209191-23-030172 · doc4.xml · nonDerivative · entry 2 Rosenberg Jeremy · CIK 0001968830 · Interim CFO & SVP Bus Dev 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,229 Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:22 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 7,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030172 · doc4.xml · nonDerivative · entry 1 Rosenberg Jeremy · CIK 0001968830 · Interim CFO & SVP Bus Dev 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.