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person · Reporting owner

Kalra Sanjay

Disclosed activity across 2 companies

Tapewire entity
22288
SEC CIK
0001504670

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Paymentus Holdings, Inc.PAY · Entity 3983SVP and CFOAugust 15, 2026August 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Paymentus Holdings, Inc.

Report date August 15, 2026 · Filed August 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect484,259 Reported balance After 2026-08-15 transaction · row 1
1 source row

Row 1 · 2026-08-15 · Tax withholding · Disposed 21,338 · Balance 484,259

F1: This Form 4 reports the withholding of shares by the issuer to cover tax withholding obligations in connection with the vesting of restricted stock units under the issuer's 2021 Equity Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports the withholding of shares by the issuer to cover tax withholding obligations in connection with the vesting of restricted stock units under the issuer's 2021 Equity Incentive Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HARMONIC INC.

Report date March 01, 2023 · Filed March 15, 2023 · Amendment

Section 16 reporting ended · disclosed 2023-03-15. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect183,613 Reported balance After 2023-03-01 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2023-03-01 · Exercise / conversion · Acquired 12,500 · Balance 183,613

F1: This Form 4A corrects an error in the total number of shares beneficially owned by the Reporting Person, which was overstated by 22,707 shares in the initial Form 4 filing.

Common StockSEC Table I · non-derivativeDirect177,032 Reported balance After 2023-03-01 transaction · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · 2023-03-01 · Tax withholding · Disposed 6,581 · Balance 177,032

F2: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2024-09-01Direct75,000 Reported balance After 2023-03-01 transaction · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · 2023-03-01 · Exercise / conversion · Disposed 12,500 · Balance 75,000

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4A corrects an error in the total number of shares beneficially owned by the Reporting Person, which was overstated by 22,707 shares in the initial Form 4 filing.

F2: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2026 Filed Aug 18, 2026 22:11 UTC Paymentus Holdings, Inc. PAY · Entity 3983 Tax withholdingClass A Common Stock 21,338 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-355788 · ownership.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484,259

F1 · kind: This Form 4 reports the withholding of shares by the issuer to cover tax withholding obligations in connection with the vesting of restricted stock units under the issuer's 2021 Equity Incentive Plan.

Read SEC document
August 05, 2026 Filed Aug 6, 2026 23:14 UTC Paymentus Holdings, Inc. PAY · Entity 3983 SaleClass A Common Stock 100 $43.02 $4,302.00
Disclosure

SEC source: 0001193125-26-338679 · ownership.xml · nonDerivative · entry 5

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 505,597

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on March 11, 2026.

Read SEC document
August 05, 2026 Filed Aug 6, 2026 23:14 UTC Paymentus Holdings, Inc. PAY · Entity 3983 SaleClass A Common Stock 2,809 $40.16 $112,799.05
Disclosure

SEC source: 0001193125-26-338679 · ownership.xml · nonDerivative · entry 4

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 505,697

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on March 11, 2026.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.87, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 04, 2026 Filed Aug 6, 2026 23:14 UTC Paymentus Holdings, Inc. PAY · Entity 3983 SaleClass A Common Stock 6,200 $42.36 $262,622.70
Disclosure

SEC source: 0001193125-26-338679 · ownership.xml · nonDerivative · entry 3

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 508,506

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on March 11, 2026.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.07 to $42.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 04, 2026 Filed Aug 6, 2026 23:14 UTC Paymentus Holdings, Inc. PAY · Entity 3983 SaleClass A Common Stock 8,800 $41.53 $365,436.72
Disclosure

SEC source: 0001193125-26-338679 · ownership.xml · nonDerivative · entry 2

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 514,706

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on March 11, 2026.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.96, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 04, 2026 Filed Aug 6, 2026 23:14 UTC Paymentus Holdings, Inc. PAY · Entity 3983 SaleClass A Common Stock 10,000 $40.22 $402,243.00
Disclosure

SEC source: 0001193125-26-338679 · ownership.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 523,506

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on March 11, 2026.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 15, 2026 Filed May 18, 2026 20:25 UTC Paymentus Holdings, Inc. PAY · Entity 3983 Tax withholdingClass A Common Stock 19,494 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-228964 · ownership.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 533,506

F1 · kind: This Form 4 reports the withholding of shares by the issuer to cover tax withholding obligations in connection with the vesting of restricted stock units under the issuer's 2021 Equity Incentive Plan.

Read SEC document
March 13, 2026 Filed Mar 16, 2026 20:42 UTC Paymentus Holdings, Inc. PAY · Entity 3983 Tax withholdingClass A Common Stock 7,372 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-108480 · ownership.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 553,000

F1 · kind: This Form 4 reports the withholding of shares by the issuer to cover tax withholding obligations in connection with the vesting of restricted stock units under the issuer's 2021 Equity Incentive Plan.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:50 UTC Paymentus Holdings, Inc. PAY · Entity 3983 GrantClass A Common Stock 139,644 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-102344 · ownership.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 560,372

F1 · kind: Represents an equal number of restricted stock units ("RSUs") granted pursuant to the Issuer's 2021 Equity Incentive Plan. Each RSU represents the right to receive a share of the Issuer's Class A common stock on the date it vests, subject to continued service of the reporting person through the applicable vesting date. One fifth of the RSUs will vest on March 9, 2027, and one twentieth of the RSUs will vest on a quarterly basis thereafter on each Quarterly Vesting Date beginning on August 15, 2027. Quarterly Vesting Dates with respect to any calendar year means February 15, May 15, August 15 and November 15.

Read SEC document
February 15, 2026 Filed Feb 17, 2026 21:36 UTC Paymentus Holdings, Inc. PAY · Entity 3983 Tax withholdingClass A Common Stock 19,816 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-054875 · ownership.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,728

F1 · kind: This Form 4 reports the withholding of shares by the issuer to cover tax withholding obligations in connection with the vesting of restricted stock units under the issuer's 2021 Equity Incentive Plan.

Read SEC document
November 15, 2025 Filed Nov 17, 2025 21:59 UTC Paymentus Holdings, Inc. PAY · Entity 3983 Tax withholdingClass A Common Stock 19,494 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-284760 · ownership.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,544

F1 · kind: This Form 4 reports the withholding of shares by the issuer to cover tax withholding obligations in connection with the vesting of restricted stock units under the issuer's 2021 Equity Incentive Plan.

Read SEC document
August 15, 2025 Filed Aug 18, 2025 20:45 UTC Paymentus Holdings, Inc. PAY · Entity 3983 Tax withholdingClass A Common Stock 19,494 $0.00 $0.00
Disclosure

SEC source: 0001504670-25-000094 · ownership.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 460,038

F1 · kind: Consists of shares withheld by the issuer to cover tax withholding obligations in connection with the vesting of restricted stock units under the issuer's 2021 Equity Incentive Plan.

Read SEC document
May 16, 2025 Filed May 19, 2025 20:09 UTC Paymentus Holdings, Inc. PAY · Entity 3983 SaleClass A Common Stock 25,000 $40.02 $1,000,462.50
Disclosure

SEC source: 0000950170-25-074344 · ownership.xml · nonDerivative · entry 2

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 479,532

F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on December 6, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.12, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 15, 2025 Filed May 19, 2025 20:09 UTC Paymentus Holdings, Inc. PAY · Entity 3983 Tax withholdingClass A Common Stock 15,959 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-074344 · ownership.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 504,532

F1 · kind: Consists of shares withheld by the issuer to cover tax withholding obligations in connection with the vesting of restricted stock units under the issuer's 2021 Equity Incentive Plan.

Read SEC document
March 13, 2025 Filed Mar 18, 2025 00:07 UTC Paymentus Holdings, Inc. PAY · Entity 3983 GrantClass A Common Stock 68,447 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-040655 · ownership.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 520,491

F1 · kind: Represents an equal number of restricted stock units ("RSUs") granted pursuant to the Issuer's 2021 Equity Incentive Plan. Each RSU represents the right to receive a share of the Issuer's Class A common stock on the date it vests, subject to continued service of the reporting person through the applicable vesting date. One fifth of the RSUs will vest on March 13, 2026, and one twentieth of the RSUs will vest on a quarterly basis thereafter on each Quarterly Vesting Date beginning on August 15, 2026. Quarterly Vesting Dates with respect to any calendar year means February 15, May 15, August 15 and November 15.

Read SEC document
March 10, 2025 Filed Mar 10, 2025 22:18 UTC Paymentus Holdings, Inc. PAY · Entity 3983 Tax withholdingClass A Common Stock 13,991 $26.36 $368,802.76
Disclosure

SEC source: 0000950170-25-036607 · ownership.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 452,044

F1 · shares: This Form 4 reports the withholding of shares by the issuer to cover tax withholding obligations in connection with the vesting of restricted stock units under the issuer's 2021 Equity Incentive Plan.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 21:59 UTC Paymentus Holdings, Inc. PAY · Entity 3983 SaleClass A Common Stock 15,794 $31.99 $505,193.20
Disclosure

SEC source: 0000950170-25-023315 · ownership.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 466,035

F1 · kind: The sale reported on this Form 4 represents shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units under the issuer's 2021 Equity Incentive Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.80 to $32.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 22:02 UTC Paymentus Holdings, Inc. PAY · Entity 3983 SaleClass A Common Stock 2,050 $34.77 $71,270.71
Disclosure

SEC source: 0000950170-24-128761 · ownership.xml · nonDerivative · entry 2

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 481,829

F1 · kind: The sale reported on this Form 4 represents shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units under the issuer's 2021 Equity Incentive Plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.64 to $35.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 22:02 UTC Paymentus Holdings, Inc. PAY · Entity 3983 SaleClass A Common Stock 13,604 $34.12 $464,157.60
Disclosure

SEC source: 0000950170-24-128761 · ownership.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 483,879

F1 · kind: The sale reported on this Form 4 represents shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units under the issuer's 2021 Equity Incentive Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.60 to $34.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 16, 2024 Filed Aug 19, 2024 20:18 UTC Paymentus Holdings, Inc. PAY · Entity 3983 SaleClass A Common Stock 15,835 $23.43 $370,949.13
Disclosure

SEC source: 0000950170-24-098545 · ownership.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 497,483

F1 · kind: The sale reported on this Form 4 represents shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units under the issuer's 2021 Equity Incentive Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.35 to $23.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 08, 2024 Filed Mar 11, 2024 20:34 UTC Paymentus Holdings, Inc. PAY · Entity 3983 GrantClass A Common Stock 104,113 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-029338 · ownership.xml · nonDerivative · entry 3

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 513,318

F4 · kind: Represents an equal number of restricted stock units ("RSUs") granted pursuant to the Issuer's 2021 Equity Incentive Plan. Each RSU represents the right to receive a share of the Issuer's Class A common stock on the date it vests, subject to continued service of the reporting person through the applicable vesting date. One fourth of the RSUs will vest on March 8, 2025, and one sixteenth of the RSUs will vest on a quarterly basis thereafter on each Quarterly Vesting Date beginning on August 15, 2025. Quarterly Vesting Dates with respect to any calendar year means February 15, May 15, August 15 and November 15.

Read SEC document
March 08, 2024 Filed Mar 11, 2024 20:34 UTC Paymentus Holdings, Inc. PAY · Entity 3983 SaleClass A Common Stock 33,547 $18.85 $632,411.27
Disclosure

SEC source: 0000950170-24-029338 · ownership.xml · nonDerivative · entry 2

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 409,205

F1 · kind: The sale reported on this Form 4 represents shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units under the issuer's 2021 Equity Incentive Plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.42 to $19.13, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 20:34 UTC Paymentus Holdings, Inc. PAY · Entity 3983 SaleClass A Common Stock 32,308 $18.41 $594,880.74
Disclosure

SEC source: 0000950170-24-029338 · ownership.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,752

F1 · kind: The sale reported on this Form 4 represents shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units under the issuer's 2021 Equity Incentive Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.15 to $19.1187, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 13:45 UTC Paymentus Holdings, Inc. PAY · Entity 3983 GrantClass A Common Stock 475,060 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016563 · doc4.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,060

F1 · shares: Represents an equal number of restricted stock units ("RSUs") granted pursuant to the Issuer's 2021 Equity Incentive Plan. Each RSU represents the right to receive a share of the Issuer's Class A common stock on the date it vests, subject to continued service of the reporting person through the applicable vesting date. One fourth of the RSUs will vest on March 6, 2024, and one sixteenth of the RSUs will vest on a quarterly basis thereafter on each Quarterly Vesting Date beginning on August 15, 2024. Quarterly Vesting Dates with respect to any calendar year means February 15, May 15, August 15 and November 15.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 18:56 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015279 · doc4.xml · derivative · entry 3

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 12,500 shares

Expires 2024-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 18:56 UTC HARMONIC INC. HLIT · Entity 4789 Tax withholdingCommon Stock 6,581 $13.05 $85,882.05
Disclosure

SEC source: 0001209191-23-015279 · doc4.xml · nonDerivative · entry 2

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,739

F1 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 18:56 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015279 · doc4.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 15, 2023 23:32 UTC Amendment HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Unit · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019055 · doc4a.xml · derivative · entry 3

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 12,500 shares

Expires 2024-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 15, 2023 23:32 UTC Amendment HARMONIC INC. HLIT · Entity 4789 Tax withholdingCommon Stock 6,581 $13.05 $85,882.05
Disclosure

SEC source: 0001209191-23-019055 · doc4a.xml · nonDerivative · entry 2

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,032

F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Read SEC document
March 01, 2023 Filed Mar 15, 2023 23:32 UTC Amendment HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019055 · doc4a.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This Form 4A corrects an error in the total number of shares beneficially owned by the Reporting Person, which was overstated by 22,707 shares in the initial Form 4 filing.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:22 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 22,793 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010789 · doc4.xml · derivative · entry 5

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,585

Underlying: Common Stock · 22,793 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:22 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 9,179 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010789 · doc4.xml · derivative · entry 4

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,718

Underlying: Common Stock · 9,179 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:22 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 10,448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010789 · doc4.xml · derivative · entry 3

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,448 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:22 UTC HARMONIC INC. HLIT · Entity 4789 Tax withholdingCommon Stock 22,707 $14.03 $318,579.21
Disclosure

SEC source: 0001209191-23-010789 · doc4.xml · nonDerivative · entry 2

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,113

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:22 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 42,420 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010789 · doc4.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 1/3/2023.

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December 01, 2022 Filed Dec 5, 2022 19:48 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 12,499 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-059596 · doc4.xml · derivative · entry 3

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 12,499 shares

Expires 2024-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 19:48 UTC HARMONIC INC. HLIT · Entity 4789 Tax withholdingCommon Stock 6,580 $15.03 $98,897.40
Disclosure

SEC source: 0001209191-22-059596 · doc4.xml · nonDerivative · entry 2

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,900

F1 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 19:48 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 12,499 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-059596 · doc4.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 18:22 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 9,180 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057459 · doc4.xml · derivative · entry 4

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,897

Underlying: Common Stock · 9,180 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 18:22 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 10,447 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057459 · doc4.xml · derivative · entry 3

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,448

Underlying: Common Stock · 10,447 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 18:22 UTC HARMONIC INC. HLIT · Entity 4789 Tax withholdingCommon Stock 10,333 $13.66 $141,148.78
Disclosure

SEC source: 0001209191-22-057459 · doc4.xml · nonDerivative · entry 2

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,981

F1 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 18:22 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 19,627 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057459 · doc4.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 21:08 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048803 · doc4.xml · derivative · entry 4

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2022-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 21:08 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 50,001 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048803 · doc4.xml · derivative · entry 3

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,999

Underlying: Common Stock · 50,001 shares

Expires 2024-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 21:08 UTC HARMONIC INC. HLIT · Entity 4789 Tax withholdingCommon Stock 61,733 $10.97 $677,211.01
Disclosure

SEC source: 0001209191-22-048803 · doc4.xml · nonDerivative · entry 2

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,687

F1 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 21:08 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionCommon Stock 100,001 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048803 · doc4.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 22:07 UTC HARMONIC INC. HLIT · Entity 4789 SaleCommon Stock 53,585 $11.36 $608,618.43
Disclosure

SEC source: 0001209191-22-047906 · doc4.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,419

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:53 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 9,179 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046308 · doc4.xml · derivative · entry 4

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,077

Underlying: Common Stock · 9,179 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:53 UTC HARMONIC INC. HLIT · Entity 4789 Exercise / conversionRestricted Stock Units · Derivative 10,448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046308 · doc4.xml · derivative · entry 3

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,895

Underlying: Common Stock · 10,448 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:53 UTC HARMONIC INC. HLIT · Entity 4789 Tax withholdingCommon Stock 10,332 $11.46 $118,404.72
Disclosure

SEC source: 0001209191-22-046308 · doc4.xml · nonDerivative · entry 2

Kalra Sanjay · CIK 0001504670 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,004

F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.