Last 12 months
Inside the activity.
73 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 21 | 0 |
| Dec 2025 | 25 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 15 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 8 | 0 |
| Sep 2026 | 2 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2019 Filed Nov 18, 2019 16:38 UTC |
Neri Philip ADirector
|
GrantRestricted Stock Unit · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000088000-19-000007 · primary_doc.xml · derivative · entry 1 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.expiration_date: The restricted stock units vest and awards are settled in three equal installments on each anniversary of the grant date through the third anniversary of the grant date. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:22 UTC |
LABER GERALD JDirector
|
GrantRestricted Stock Unit · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000088000-19-000005 · primary_doc.xml · derivative · entry 1 LABER GERALD J · CIK 0001252501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.expiration_date: The restricted stock units vest and awards are settled in three equal installments on each anniversary of the grant date through the third anniversary of the grant date. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 19:24 UTC |
ISZO CAPITAL LPFormer 10% Owner
ISZO CAPITAL GP LLC10% owner
ISZO CAPITAL MANAGEMENT LP10% owner
SHEEHY BRIAN L.10% owner
|
SaleCommon Stock, $0.10 par value | 500,000 | $1.15 | $575,000.00 |
DisclosureSEC source: 0001567619-19-020360 · doc1.xml · nonDerivative · entry 1 ISZO CAPITAL LP · CIK 0001484190 · Former 10% Owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 950,197 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may have been deemed to have beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| May 20, 2019 Filed May 21, 2019 19:13 UTC |
LABER GERALD JDirector
|
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0000088000-19-000003 · primary_doc.xml · derivative · entry 2 LABER GERALD J · CIK 0001252501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2019-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested 1/48 of the shares each month after 06/04/2014 and is now fully vested and exercisable. Read SEC document |
| May 20, 2019 Filed May 21, 2019 19:13 UTC |
LABER GERALD JDirector
|
Exercise / conversionCommon Stock | 30,000 | $0.79 | $23,760.00 |
DisclosureSEC source: 0000088000-19-000003 · primary_doc.xml · nonDerivative · entry 1 LABER GERALD J · CIK 0001252501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2019 Filed May 14, 2019 15:38 UTC |
Neri Philip ADirector
|
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 7,286 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0000088000-19-000002 · primary_doc.xml · derivative · entry 2 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,286 shares Expires 2019-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested 1/48 of the shares each month after 06/04/2014 and is now fully vested and exercisable. Read SEC document |
| May 13, 2019 Filed May 14, 2019 15:38 UTC |
Neri Philip ADirector
|
Exercise / conversionCommon Stock | 7,286 | $0.79 | $5,770.51 |
DisclosureSEC source: 0000088000-19-000002 · primary_doc.xml · nonDerivative · entry 1 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2019 Filed Apr 24, 2019 18:00 UTC |
Neri Philip ADirector
|
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0000088000-19-000001 · primary_doc.xml · derivative · entry 2 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,286 Underlying: Common Stock · 14,000 shares Expires 2019-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested 1/48 of the shares each month after 06/04/2014 and is now fully vested and exercisable. Read SEC document |
| April 22, 2019 Filed Apr 24, 2019 18:00 UTC |
Neri Philip ADirector
|
Exercise / conversionCommon Stock | 14,000 | $0.79 | $11,088.00 |
DisclosureSEC source: 0000088000-19-000001 · primary_doc.xml · nonDerivative · entry 1 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2018 Filed Sep 7, 2018 22:27 UTC |
Neri Philip ADirector
|
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 6,329 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0000088000-18-000013 · primary_doc.xml · derivative · entry 2 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,286 Underlying: Common Stock · 6,329 shares Expires 2019-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested 1/48 of the shares each month after 06/04/2014 and is now fully vested and exercisable. Read SEC document |
| September 07, 2018 Filed Sep 7, 2018 22:27 UTC |
Neri Philip ADirector
|
Exercise / conversionCommon Stock | 6,329 | $0.79 | $5,012.57 |
DisclosureSEC source: 0000088000-18-000013 · primary_doc.xml · nonDerivative · entry 1 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2018 Filed Aug 28, 2018 22:10 UTC |
Neri Philip ADirector
|
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 385 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0000088000-18-000012 · primary_doc.xml · derivative · entry 2 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,615 Underlying: Common Stock · 385 shares Expires 2019-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested 1/48 of the shares each month after 06/04/2014 and is now fully vested and exercisable. Read SEC document |
| August 28, 2018 Filed Aug 28, 2018 22:10 UTC |
Neri Philip ADirector
|
Exercise / conversionCommon Stock | 385 | $0.79 | $304.92 |
DisclosureSEC source: 0000088000-18-000012 · primary_doc.xml · nonDerivative · entry 1 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 15:56 UTC |
LABER GERALD JDirector
|
Exercise / conversionNon-qualifed stock option (right to buy) · Derivative | 30,000 | $0.00 Strike: $0.47 | $0.00 |
DisclosureSEC source: 0000088000-18-000010 · primary_doc.xml · derivative · entry 2 LABER GERALD J · CIK 0001252501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2018-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested 1/48 of the shares each month after 7/24/2013 and is now fully vested and exercisable. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 15:56 UTC |
LABER GERALD JDirector
|
Exercise / conversionCommon Stock | 30,000 | $0.47 | $14,040.00 |
DisclosureSEC source: 0000088000-18-000010 · primary_doc.xml · nonDerivative · entry 1 LABER GERALD J · CIK 0001252501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2018 Filed Jul 6, 2018 21:31 UTC |
Hyman Michael B.Senior Vice President, Sales
|
GrantIncentive Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $2.09 | $0.00 |
DisclosureSEC source: 0000088000-18-000009 · primary_doc.xml · derivative · entry 1 Hyman Michael B. · CIK 0001566549 · Senior Vice President, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2023-06-27 F1 · derivative.exercise_date: Option vests 1/48 of the shares each month after 06/28/2018. Read SEC document |
| June 28, 2018 Filed Jul 6, 2018 21:26 UTC |
GOLDSTEIN MARK EDirector · COB/President/CEO · 10% owner
|
GrantIncentive Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $2.09 | $0.00 |
DisclosureSEC source: 0000088000-18-000008 · primary_doc.xml · derivative · entry 1 GOLDSTEIN MARK E · CIK 0001106828 · Director · COB/President/CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2023-06-27 F1 · derivative.exercise_date: Option vests 1/48 of the shares each month after 06/28/2018. Read SEC document |
| June 19, 2018 Filed Jul 6, 2018 21:16 UTC |
Paprzycki Kevin A.Chief Financial Officer
|
GrantIncentive Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.17 | $0.00 |
DisclosureSEC source: 0000088000-18-000007 · primary_doc.xml · derivative · entry 1 Paprzycki Kevin A. · CIK 0001738972 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2023-06-18 F1 · derivative.exercise_date: Option vests 1/48 of the shares each month after 06/19/2018. Read SEC document |
| June 19, 2018 Filed Jul 6, 2018 21:10 UTC |
Neri Philip ADirector
|
GrantNon-qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $2.17 | $0.00 |
DisclosureSEC source: 0000088000-18-000006 · primary_doc.xml · derivative · entry 1 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2023-06-18 F1 · derivative.exercise_date: Option vests 1/48 of the shares each month after 06/19/2018. Read SEC document |
| June 19, 2018 Filed Jul 6, 2018 21:05 UTC |
LABER GERALD JDirector
|
GrantNon-qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $2.17 | $0.00 |
DisclosureSEC source: 0000088000-18-000005 · primary_doc.xml · derivative · entry 1 LABER GERALD J · CIK 0001252501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2023-06-18 F1 · derivative.exercise_date: Option vests 1/48 of the shares each month after 06/19/2018. Read SEC document |
| June 19, 2018 Filed Jul 6, 2018 21:01 UTC |
Bailey Leah SDirector
|
GrantNon-qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $2.17 | $0.00 |
DisclosureSEC source: 0000088000-18-000004 · primary_doc.xml · derivative · entry 1 Bailey Leah S · CIK 0001713869 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2023-06-18 F1 · derivative.exercise_date: Option vests 1/48 of the shares each month after 06/19/2018. Read SEC document |
| May 18, 2018 Filed May 18, 2018 21:01 UTC |
ISZO CAPITAL LP10% owner
|
PurchaseCommon Stock, $0.10 par value | 10,000 | $2.02 | $20,150.00 |
DisclosureSEC source: 0001140361-18-024723 · doc1.xml · nonDerivative · entry 3 ISZO CAPITAL LP · CIK 0001484190 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,450,197 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| May 17, 2018 Filed May 18, 2018 21:01 UTC |
ISZO CAPITAL LP10% owner
|
PurchaseCommon Stock, $0.10 par value | 9,378 | $1.90 | $17,818.20 |
DisclosureSEC source: 0001140361-18-024723 · doc1.xml · nonDerivative · entry 2 ISZO CAPITAL LP · CIK 0001484190 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440,197 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| May 16, 2018 Filed May 18, 2018 21:01 UTC |
ISZO CAPITAL LP10% owner
|
PurchaseCommon Stock, $0.10 par value | 27,350 | $1.91 | $52,326.02 |
DisclosureSEC source: 0001140361-18-024723 · doc1.xml · nonDerivative · entry 1 ISZO CAPITAL LP · CIK 0001484190 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,430,819 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 16:05 UTC |
Levine Barry JDirector · Treasurer/CFO/COO
|
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.41 | $0.00 |
DisclosureSEC source: 0000088000-18-000002 · primary_doc.xml · derivative · entry 2 Levine Barry J · CIK 0001543554 · Director · Treasurer/CFO/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2018-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested 1/48 each month after the date of grant and was fully vested as of 3/18/2017. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 16:05 UTC |
Levine Barry JDirector · Treasurer/CFO/COO
|
Exercise / conversionCommon Stock | 50,000 | $0.41 | $20,500.00 |
DisclosureSEC source: 0000088000-18-000002 · primary_doc.xml · nonDerivative · entry 1 Levine Barry J · CIK 0001543554 · Director · Treasurer/CFO/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 21:55 UTC |
Hyman Michael B.Senior Vice President, Sales
|
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $0.41 | $0.00 |
DisclosureSEC source: 0000088000-18-000001 · primary_doc.xml · derivative · entry 2 Hyman Michael B. · CIK 0001566549 · Senior Vice President, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2018-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested 1/48 each month after the date of grant and was fully vested as of 3/19/2017. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 21:55 UTC |
Hyman Michael B.Senior Vice President, Sales
|
Exercise / conversionCommon Stock | 35,000 | $0.41 | $14,350.00 |
DisclosureSEC source: 0000088000-18-000001 · primary_doc.xml · nonDerivative · entry 1 Hyman Michael B. · CIK 0001566549 · Senior Vice President, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 16:46 UTC |
ISZO CAPITAL LP10% owner
ISZO CAPITAL GP LLC10% owner
ISZO CAPITAL MANAGEMENT LP10% owner
SHEEHY BRIAN L.10% owner
|
PurchaseCommon Stock, $0.10 par value | 13,900 | $3.15 | $43,833.65 |
DisclosureSEC source: 0001140361-18-007773 · doc1.xml · nonDerivative · entry 1 ISZO CAPITAL LP · CIK 0001484190 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,403,469 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| February 09, 2018 Filed Feb 12, 2018 23:22 UTC |
ISZO CAPITAL LP10% owner
ISZO CAPITAL GP LLC10% owner
ISZO CAPITAL MANAGEMENT LP10% owner
SHEEHY BRIAN L.10% owner
|
PurchaseCommon Stock, $0.10 par value | 6,982 | $3.16 | $22,043.57 |
DisclosureSEC source: 0001140361-18-006699 · doc1.xml · nonDerivative · entry 2 ISZO CAPITAL LP · CIK 0001484190 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389,569 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 23:22 UTC |
ISZO CAPITAL LP10% owner
ISZO CAPITAL GP LLC10% owner
ISZO CAPITAL MANAGEMENT LP10% owner
SHEEHY BRIAN L.10% owner
|
PurchaseCommon Stock, $0.10 par value | 104,636 | $3.31 | $346,512.58 |
DisclosureSEC source: 0001140361-18-006699 · doc1.xml · nonDerivative · entry 1 ISZO CAPITAL LP · CIK 0001484190 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,382,587 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 22:36 UTC |
ISZO CAPITAL LP10% owner
|
PurchaseCommon Stock, $0.10 par value | 49,700 | $3.23 | $160,749.68 |
DisclosureSEC source: 0001140361-18-005836 · doc1.xml · nonDerivative · entry 2 ISZO CAPITAL LP · CIK 0001484190 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 1,277,951 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| February 07, 2018 Filed Feb 12, 2018 23:21 UTC Amendment |
ISZO CAPITAL LP10% owner
ISZO CAPITAL GP LLC10% owner
ISZO CAPITAL MANAGEMENT LP10% owner
SHEEHY BRIAN L.10% owner
|
PurchaseCommon Stock, $0.10 par value | 49,700 | $3.23 | $160,749.68 |
DisclosureSEC source: 0001140361-18-006698 · doc1.xml · nonDerivative · entry 2 ISZO CAPITAL LP · CIK 0001484190 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,277,951 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:36 UTC |
ISZO CAPITAL LP10% owner
|
PurchaseCommon Stock, $0.10 par value | 3,623 | $3.14 | $11,388.90 |
DisclosureSEC source: 0001140361-18-005836 · doc1.xml · nonDerivative · entry 1 ISZO CAPITAL LP · CIK 0001484190 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 1,228,251 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| February 06, 2018 Filed Feb 12, 2018 23:21 UTC Amendment |
ISZO CAPITAL LP10% owner
ISZO CAPITAL GP LLC10% owner
ISZO CAPITAL MANAGEMENT LP10% owner
SHEEHY BRIAN L.10% owner
|
PurchaseCommon Stock, $0.10 par value | 3,623 | $3.14 | $11,388.90 |
DisclosureSEC source: 0001140361-18-006698 · doc1.xml · nonDerivative · entry 1 ISZO CAPITAL LP · CIK 0001484190 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,228,251 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 19:01 UTC |
Bailey Leah SDirector
|
GrantNon-qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0000088000-17-000004 · primary_doc.xml · derivative · entry 1 Bailey Leah S · CIK 0001713869 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2022-08-16 F1 · derivative.exercise_date: Option vested immediately with respect to 1/2 of the underlying shares and vests with respect to the remaining 1/2 of the underlying shares on the first anniversary of the grant date. Read SEC document |
| May 18, 2017 Filed May 18, 2017 19:14 UTC |
Neri Philip ADirector
|
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0000088000-17-000002 · primary_doc.xml · derivative · entry 4 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 2,000 shares Expires 2019-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 1/48 of the shares each month after 06/04/2014. Read SEC document |
| May 18, 2017 Filed May 18, 2017 19:14 UTC |
Neri Philip ADirector
|
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 1,813 | $0.00 Strike: $0.47 | $0.00 |
DisclosureSEC source: 0000088000-17-000002 · primary_doc.xml · derivative · entry 3 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,813 shares Expires 2018-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2017 Filed May 18, 2017 19:14 UTC |
Neri Philip ADirector
|
Exercise / conversionCommon Stock | 2,000 | $0.79 | $1,584.00 |
DisclosureSEC source: 0000088000-17-000002 · primary_doc.xml · nonDerivative · entry 2 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2017 Filed May 18, 2017 19:14 UTC |
Neri Philip ADirector
|
Exercise / conversionCommon Stock | 1,813 | $0.47 | $848.48 |
DisclosureSEC source: 0000088000-17-000002 · primary_doc.xml · nonDerivative · entry 1 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 10, 2017 16:59 UTC |
Levine Barry JDirector · Treasurer/CFO/COO
|
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $0.24 | $0.00 |
DisclosureSEC source: 0000088000-17-000001 · primary_doc.xml · derivative · entry 2 Levine Barry J · CIK 0001543554 · Director · Treasurer/CFO/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2017-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 1/48 of shares each month after the grant date. Read SEC document |
| March 10, 2017 Filed Mar 10, 2017 16:59 UTC |
Levine Barry JDirector · Treasurer/CFO/COO
|
Exercise / conversionCommon Stock | 100,000 | $0.24 | $24,000.00 |
DisclosureSEC source: 0000088000-17-000001 · primary_doc.xml · nonDerivative · entry 1 Levine Barry J · CIK 0001543554 · Director · Treasurer/CFO/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 20:06 UTC |
LABER GERALD JDirector
|
GrantNon-qualified Stock Option (right to buy) · Derivative | 30,024 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0000088000-16-000014 · primary_doc.xml · derivative · entry 1 LABER GERALD J · CIK 0001252501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,024 Underlying: Common Stock · 30,024 shares Expires 2021-11-17 F1 · derivative.exercise_date: Option vests 1/36 each month after 11/18/2016. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 20:10 UTC |
Neri Philip ADirector
|
GrantNon-qualified Stock Option (right to buy) · Derivative | 30,024 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0000088000-16-000015 · primary_doc.xml · derivative · entry 1 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,024 Underlying: Common Stock · 30,024 shares Expires 2021-11-17 F1 · derivative.exercise_date: Option vests 1/36 each month after 11/18/2016. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 20:01 UTC |
GARRETT SHARON DDirector
|
GrantNon-qualified Stock Option (right to buy) · Derivative | 30,024 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0000088000-16-000013 · primary_doc.xml · derivative · entry 1 GARRETT SHARON D · CIK 0001209517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,024 Underlying: Common Stock · 30,024 shares Expires 2021-11-17 F1 · derivative.exercise_date: Option vests 1/36 each month after 11/18/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.