Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Horizon Kinetics Holding CorpSLGD · Entity 1286 | Sales Principal | October 02, 2022 | October 28, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Horizon Kinetics Holding Corp
Report date October 02, 2022 · Filed October 28, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,837 |
Reported balance
After 2022-10-02 transaction · row 1
1 source rowRow 1 · 2022-10-02 · Exercise / conversion · Acquired 10,279 · Balance 65,837 F1: Restricted stock units convert into common stock on a one-for-one basis. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 23,750 |
Reported balance
After 2022-10-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-10-02 · Exercise / conversion · Disposed 10,279 · Balance 23,750 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: On October 2, 2020 the reporting person was granted 30,837 restricted stock units, vesting in three equal annual installments beginning on the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On October 2, 2020 the reporting person was granted 30,837 restricted stock units, vesting in three equal annual installments beginning on the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2022 Filed Oct 28, 2022 21:31 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionRestricted Stock Unit · Derivative | 10,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001566549-22-000002 · primary_doc.xml · derivative · entry 2 Hyman Michael B. · CIK 0001566549 · Sales Principal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,750 Underlying: Common stock · 10,279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On October 2, 2020 the reporting person was granted 30,837 restricted stock units, vesting in three equal annual installments beginning on the grant date. F2 · derivative.expiration_date: On October 2, 2020 the reporting person was granted 30,837 restricted stock units, vesting in three equal annual installments beginning on the grant date. Read SEC document |
| October 02, 2022 Filed Oct 28, 2022 21:31 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionCommon Stock | 10,279 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001566549-22-000002 · primary_doc.xml · nonDerivative · entry 1 Hyman Michael B. · CIK 0001566549 · Sales Principal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 21:59 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | GrantRestricted Stock Unit | 23,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000088000-21-000013 · primary_doc.xml · nonDerivative · entry 3 Hyman Michael B. · CIK 0001566549 · Senior Vice President, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,029 F2 · price: On November 9, 2021, the reporting person was granted 23,750 restricted stock units, vesting in three equal annual installments, beginning on the anniversary of the grant date. Read SEC document |
| October 02, 2021 Filed Nov 10, 2021 21:59 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionRestricted Stock Unit · Derivative | 10,279 | $0.00 | $0.00 |
DisclosureSEC source: 0000088000-21-000013 · primary_doc.xml · derivative · entry 5 Hyman Michael B. · CIK 0001566549 · Senior Vice President, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,279 Underlying: Common Stock · 10,279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were settled in shares of common stock upon vesting F3 · derivative.exercise_date: On October 2, 2020, the reporting person was granted 30,837 restricted stock units, vesting in three equal annual installments beginning on the grant date. F3 · derivative.expiration_date: On October 2, 2020, the reporting person was granted 30,837 restricted stock units, vesting in three equal annual installments beginning on the grant date. Read SEC document |
| October 02, 2021 Filed Nov 10, 2021 21:59 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionCommon Stock | 10,279 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000088000-21-000013 · primary_doc.xml · nonDerivative · entry 2 Hyman Michael B. · CIK 0001566549 · Senior Vice President, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were settled in shares of common stock upon vesting Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 20:17 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | GrantRestricted Stock Unit · Derivative | 237,443 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000088000-20-000006 · primary_doc.xml · derivative · entry 1 Hyman Michael B. · CIK 0001566549 · Senior Vice President, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,443 Underlying: Common Stock · 237,443 shares Expires not disclosed F1 · derivative.exercise_date: The Restricted Period begins on the Grant Date and one-third of the RSUs will become Vested Units on the Grant Date and on each anniversary of the Grant Date (each anniversary a "Lapse Date"), until the award is fully vested on the second anniversary of the Grant Date. F2 · derivative.expiration_date: Any unvested RSUs will be forfeited on the second anniversary of the grant date. Read SEC document |
| October 02, 2020 Filed Mar 18, 2021 17:51 UTC Amendment | Horizon Kinetics Holding Corp SLGD · Entity 1286 | GrantRestricted Stock Unit · Derivative | 30,837 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000088000-21-000004 · primary_doc.xml · derivative · entry 1 Hyman Michael B. · CIK 0001566549 · Executive VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,837 Underlying: Common Stock · 30,837 shares Expires not disclosed F1 · derivative.exercise_date: The Restricted Period begins on the Grant Date and one-third of the RSUs will become Vested Units on the Grant Date and on each anniversary of the Grant Date (each anniversary a "Lapse Date"), until the award is fully vested on the second anniversary of the Grant Date. F2 · derivative.expiration_date: Any unvested RSUs will be forfeited on the second anniversary of the Grant Date. Read SEC document |
| October 02, 2020 Filed Nov 10, 2021 21:59 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionRestricted Stock Unit · Derivative | 10,279 | $0.00 | $0.00 |
DisclosureSEC source: 0000088000-21-000013 · primary_doc.xml · derivative · entry 4 Hyman Michael B. · CIK 0001566549 · Senior Vice President, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,558 Underlying: Common Stock · 10,279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were settled in shares of common stock upon vesting F3 · derivative.exercise_date: On October 2, 2020, the reporting person was granted 30,837 restricted stock units, vesting in three equal annual installments beginning on the grant date. F3 · derivative.expiration_date: On October 2, 2020, the reporting person was granted 30,837 restricted stock units, vesting in three equal annual installments beginning on the grant date. Read SEC document |
| October 02, 2020 Filed Nov 10, 2021 21:59 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionCommon Stock | 10,279 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000088000-21-000013 · primary_doc.xml · nonDerivative · entry 1 Hyman Michael B. · CIK 0001566549 · Senior Vice President, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were settled in shares of common stock upon vesting Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 22:22 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | GrantRestricted Stock Unit · Derivative | 55,310 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000088000-19-000011 · primary_doc.xml · derivative · entry 1 Hyman Michael B. · CIK 0001566549 · Senior Vice President, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,310 Underlying: Common Stock · 55,310 shares Expires not disclosed F1 · derivative.exercise_date: The RSUs have performance and time-based vesting requirements. The award amount that vests on the third anniversary of the grant date will be equal to 28,493, 44,775, or 55,310 shares, depending on whether the Company's common stock achieves a specified per share market price for a 30 consecutive trading day period during the term of the award. F2 · derivative.expiration_date: Any unvested RSUs will be forfeited on the third anniversary of the grant date. Read SEC document |
| June 28, 2018 Filed Jul 6, 2018 21:31 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | GrantIncentive Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $2.09 | $0.00 |
DisclosureSEC source: 0000088000-18-000009 · primary_doc.xml · derivative · entry 1 Hyman Michael B. · CIK 0001566549 · Senior Vice President, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2023-06-27 F1 · derivative.exercise_date: Option vests 1/48 of the shares each month after 06/28/2018. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 21:55 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $0.41 | $0.00 |
DisclosureSEC source: 0000088000-18-000001 · primary_doc.xml · derivative · entry 2 Hyman Michael B. · CIK 0001566549 · Senior Vice President, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2018-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested 1/48 each month after the date of grant and was fully vested as of 3/19/2017. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 21:55 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionCommon Stock | 35,000 | $0.41 | $14,350.00 |
DisclosureSEC source: 0000088000-18-000001 · primary_doc.xml · nonDerivative · entry 1 Hyman Michael B. · CIK 0001566549 · Senior Vice President, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.