Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Horizon Kinetics Holding CorpSLGD · Entity 1286 | Director | October 02, 2020 | November 16, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Horizon Kinetics Holding Corp
Report date October 02, 2020 · Filed November 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 102,667 |
Reported balance
After 2020-10-02 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2020-10-02 · Exercise / conversion · Acquired 6,667 · Balance 102,667 F1: Restricted stock units were settled in shares of common stock upon vesting |
| Common StockSEC Table I · non-derivative | Direct | 104,334 |
Reported balance
After 2020-11-16 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2020-11-16 · Exercise / conversion · Acquired 1,667 · Balance 104,334 F1: Restricted stock units were settled in shares of common stock upon vesting |
| Common StockSEC Table I · non-derivative | Direct | 126,001 |
Reported balance
After 2021-10-02 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2021-10-02 · Exercise / conversion · Acquired 6,667 · Balance 126,001 F1: Restricted stock units were settled in shares of common stock upon vesting |
| Common StockSEC Table I · non-derivative | Direct | 127,667 |
Reported balance
After 2021-11-14 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2021-11-14 · Exercise / conversion · Acquired 1,666 · Balance 127,667 F1: Restricted stock units were settled in shares of common stock upon vesting |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 18,333 |
Reported balance
After 2020-10-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-10-02 · Exercise / conversion · Disposed 6,667 · Balance 18,333 F1: Restricted stock units were settled in shares of common stock upon vesting F2: On October 2, 2020, the reporting person was granted 20,000 restricted stock units, vesting in three equal annual installments beginning on the grant date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 16,666 |
Reported balance
After 2020-11-14 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-11-14 · Exercise / conversion · Disposed 1,667 · Balance 16,666 F1: Restricted stock units were settled in shares of common stock upon vesting F3: On November 14, 2019, the reporting person was granted 5,000 restricted stock units, vesting in three equal annual installments beginning on the grant date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 9,999 |
Reported balance
After 2021-10-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-10-02 · Exercise / conversion · Disposed 6,667 · Balance 9,999 F1: Restricted stock units were settled in shares of common stock upon vesting F2: On October 2, 2020, the reporting person was granted 20,000 restricted stock units, vesting in three equal annual installments beginning on the grant date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 8,333 |
Reported balance
After 2021-11-14 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-11-14 · Exercise / conversion · Disposed 1,666 · Balance 8,333 F1: Restricted stock units were settled in shares of common stock upon vesting F3: On November 14, 2019, the reporting person was granted 5,000 restricted stock units, vesting in three equal annual installments beginning on the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units were settled in shares of common stock upon vesting
F2: On October 2, 2020, the reporting person was granted 20,000 restricted stock units, vesting in three equal annual installments beginning on the grant date.
F3: On November 14, 2019, the reporting person was granted 5,000 restricted stock units, vesting in three equal annual installments beginning on the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2021 Filed Nov 16, 2021 21:22 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionRestricted Stock Unit · Derivative | 1,666 | $0.00 | $0.00 |
DisclosureSEC source: 0000088000-21-000015 · primary_doc.xml · derivative · entry 8 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,333 Underlying: Common Stock · 1,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were settled in shares of common stock upon vesting F3 · derivative.exercise_date: On November 14, 2019, the reporting person was granted 5,000 restricted stock units, vesting in three equal annual installments beginning on the grant date. F3 · derivative.expiration_date: On November 14, 2019, the reporting person was granted 5,000 restricted stock units, vesting in three equal annual installments beginning on the grant date. Read SEC document |
| November 14, 2021 Filed Nov 16, 2021 21:22 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionCommon Stock | 1,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000088000-21-000015 · primary_doc.xml · nonDerivative · entry 4 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were settled in shares of common stock upon vesting Read SEC document |
| October 02, 2021 Filed Nov 16, 2021 21:22 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionRestricted Stock Unit · Derivative | 6,667 | $0.00 | $0.00 |
DisclosureSEC source: 0000088000-21-000015 · primary_doc.xml · derivative · entry 7 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,999 Underlying: Common Stock · 6,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were settled in shares of common stock upon vesting F2 · derivative.exercise_date: On October 2, 2020, the reporting person was granted 20,000 restricted stock units, vesting in three equal annual installments beginning on the grant date. F2 · derivative.expiration_date: On October 2, 2020, the reporting person was granted 20,000 restricted stock units, vesting in three equal annual installments beginning on the grant date. Read SEC document |
| October 02, 2021 Filed Nov 16, 2021 21:22 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionCommon Stock | 6,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000088000-21-000015 · primary_doc.xml · nonDerivative · entry 3 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were settled in shares of common stock upon vesting Read SEC document |
| August 05, 2021 Filed Aug 6, 2021 18:48 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0000088000-21-000005 · primary_doc.xml · derivative · entry 2 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,024 Underlying: Common Stock · 15,000 shares Expires 2021-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 1/36 each month after 11/18/2016. Read SEC document |
| August 05, 2021 Filed Aug 6, 2021 18:48 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionCommon Stock | 15,000 | $1.26 | $18,900.00 |
DisclosureSEC source: 0000088000-21-000005 · primary_doc.xml · nonDerivative · entry 1 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2020 Filed Nov 16, 2021 21:22 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionCommon Stock | 1,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000088000-21-000015 · primary_doc.xml · nonDerivative · entry 2 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were settled in shares of common stock upon vesting Read SEC document |
| November 14, 2020 Filed Nov 16, 2021 21:22 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionRestricted Stock Unit · Derivative | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0000088000-21-000015 · primary_doc.xml · derivative · entry 6 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,666 Underlying: Common Stock · 1,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were settled in shares of common stock upon vesting F3 · derivative.exercise_date: On November 14, 2019, the reporting person was granted 5,000 restricted stock units, vesting in three equal annual installments beginning on the grant date. F3 · derivative.expiration_date: On November 14, 2019, the reporting person was granted 5,000 restricted stock units, vesting in three equal annual installments beginning on the grant date. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 20:45 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | GrantRestricted Stock Unit · Derivative | 20,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000088000-20-000008 · primary_doc.xml · derivative · entry 1 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F1 · derivative.exercise_date: The Restricted Period begins on the Grant Date and one-third of the RSUs will become Vested Units on the Grant Date and on each anniversary of the Grant Date (each anniversary a "Lapse Date"), until the award is fully vested on the second anniversary of the Grant Date. F2 · derivative.expiration_date: Any unvested RSUs will be forfeited on the second anniversary of the grant date. Read SEC document |
| October 02, 2020 Filed Nov 16, 2021 21:22 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionRestricted Stock Unit · Derivative | 6,667 | $0.00 | $0.00 |
DisclosureSEC source: 0000088000-21-000015 · primary_doc.xml · derivative · entry 5 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,333 Underlying: Common Stock · 6,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units were settled in shares of common stock upon vesting F2 · derivative.exercise_date: On October 2, 2020, the reporting person was granted 20,000 restricted stock units, vesting in three equal annual installments beginning on the grant date. F2 · derivative.expiration_date: On October 2, 2020, the reporting person was granted 20,000 restricted stock units, vesting in three equal annual installments beginning on the grant date. Read SEC document |
| October 02, 2020 Filed Nov 16, 2021 21:22 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionCommon Stock | 6,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000088000-21-000015 · primary_doc.xml · nonDerivative · entry 1 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units were settled in shares of common stock upon vesting Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:23 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0000088000-20-000003 · primary_doc.xml · derivative · entry 2 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 6,000 shares Expires 2020-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested 1/2 on 08/31/2015 and 1/2 on 08/31/2016. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:23 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionCommon Stock | 6,000 | $1.25 | $7,500.00 |
DisclosureSEC source: 0000088000-20-000003 · primary_doc.xml · nonDerivative · entry 1 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:38 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | GrantRestricted Stock Unit · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000088000-19-000007 · primary_doc.xml · derivative · entry 1 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.expiration_date: The restricted stock units vest and awards are settled in three equal installments on each anniversary of the grant date through the third anniversary of the grant date. Read SEC document |
| May 13, 2019 Filed May 14, 2019 15:38 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 7,286 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0000088000-19-000002 · primary_doc.xml · derivative · entry 2 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,286 shares Expires 2019-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested 1/48 of the shares each month after 06/04/2014 and is now fully vested and exercisable. Read SEC document |
| May 13, 2019 Filed May 14, 2019 15:38 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionCommon Stock | 7,286 | $0.79 | $5,770.51 |
DisclosureSEC source: 0000088000-19-000002 · primary_doc.xml · nonDerivative · entry 1 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2019 Filed Apr 24, 2019 18:00 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0000088000-19-000001 · primary_doc.xml · derivative · entry 2 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,286 Underlying: Common Stock · 14,000 shares Expires 2019-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested 1/48 of the shares each month after 06/04/2014 and is now fully vested and exercisable. Read SEC document |
| April 22, 2019 Filed Apr 24, 2019 18:00 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionCommon Stock | 14,000 | $0.79 | $11,088.00 |
DisclosureSEC source: 0000088000-19-000001 · primary_doc.xml · nonDerivative · entry 1 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2018 Filed Sep 7, 2018 22:27 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 6,329 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0000088000-18-000013 · primary_doc.xml · derivative · entry 2 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,286 Underlying: Common Stock · 6,329 shares Expires 2019-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested 1/48 of the shares each month after 06/04/2014 and is now fully vested and exercisable. Read SEC document |
| September 07, 2018 Filed Sep 7, 2018 22:27 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionCommon Stock | 6,329 | $0.79 | $5,012.57 |
DisclosureSEC source: 0000088000-18-000013 · primary_doc.xml · nonDerivative · entry 1 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2018 Filed Aug 28, 2018 22:10 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 385 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0000088000-18-000012 · primary_doc.xml · derivative · entry 2 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,615 Underlying: Common Stock · 385 shares Expires 2019-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested 1/48 of the shares each month after 06/04/2014 and is now fully vested and exercisable. Read SEC document |
| August 28, 2018 Filed Aug 28, 2018 22:10 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionCommon Stock | 385 | $0.79 | $304.92 |
DisclosureSEC source: 0000088000-18-000012 · primary_doc.xml · nonDerivative · entry 1 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 19, 2018 Filed Jul 6, 2018 21:10 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | GrantNon-qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $2.17 | $0.00 |
DisclosureSEC source: 0000088000-18-000006 · primary_doc.xml · derivative · entry 1 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2023-06-18 F1 · derivative.exercise_date: Option vests 1/48 of the shares each month after 06/19/2018. Read SEC document |
| May 18, 2017 Filed May 18, 2017 19:14 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $0.79 | $0.00 |
DisclosureSEC source: 0000088000-17-000002 · primary_doc.xml · derivative · entry 4 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 2,000 shares Expires 2019-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 1/48 of the shares each month after 06/04/2014. Read SEC document |
| May 18, 2017 Filed May 18, 2017 19:14 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 1,813 | $0.00 Strike: $0.47 | $0.00 |
DisclosureSEC source: 0000088000-17-000002 · primary_doc.xml · derivative · entry 3 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,813 shares Expires 2018-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2017 Filed May 18, 2017 19:14 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionCommon Stock | 2,000 | $0.79 | $1,584.00 |
DisclosureSEC source: 0000088000-17-000002 · primary_doc.xml · nonDerivative · entry 2 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2017 Filed May 18, 2017 19:14 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionCommon Stock | 1,813 | $0.47 | $848.48 |
DisclosureSEC source: 0000088000-17-000002 · primary_doc.xml · nonDerivative · entry 1 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 20:10 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | GrantNon-qualified Stock Option (right to buy) · Derivative | 30,024 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0000088000-16-000015 · primary_doc.xml · derivative · entry 1 Neri Philip A · CIK 0001526527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,024 Underlying: Common Stock · 30,024 shares Expires 2021-11-17 F1 · derivative.exercise_date: Option vests 1/36 each month after 11/18/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.