Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Horizon Kinetics Holding CorpSLGD · Entity 1286 | Chief Financial Officer | October 02, 2020 | October 06, 2020 |
| Solid Power, Inc.SLDP · Entity 5427 | CFO & Treasurer | May 12, 2024 | May 13, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Horizon Kinetics Holding Corp
Report date October 02, 2020 · Filed October 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 51,848 |
Reported balance
After 2020-10-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-10-02 · Grant · Acquired 51,848 · Balance 51,848 F1: The Restricted Period begins on the Grant Date and one-third of the RSUs will become Vested Units on the Grant Date and on each anniversary of the Grant Date (each anniversary a "Lapse Date"), until the award is fully vested on the second anniversary date. F2: Any unvested RSUs will be forfeited on the second anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Restricted Period begins on the Grant Date and one-third of the RSUs will become Vested Units on the Grant Date and on each anniversary of the Grant Date (each anniversary a "Lapse Date"), until the award is fully vested on the second anniversary date.
F2: Any unvested RSUs will be forfeited on the second anniversary of the grant date.
Solid Power, Inc.
Report date May 12, 2024 · Filed May 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 738,364 |
Reported balance
After 2024-05-12 transaction · row 1
1 source rowRow 1 · 2024-05-12 · Tax withholding · Disposed 8,279 · Balance 738,364 F1: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2024 Filed May 13, 2024 19:34 UTC | Solid Power, Inc. SLDP · Entity 5427 | Tax withholdingCommon Stock | 8,279 | $1.72 | $14,239.88 |
DisclosureSEC source: 0001738972-24-000004 · primary_doc.xml · nonDerivative · entry 1 Paprzycki Kevin A. · CIK 0001738972 · CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 738,364 F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units. Read SEC document |
| March 31, 2024 Filed Apr 1, 2024 16:20 UTC | Solid Power, Inc. SLDP · Entity 5427 | Tax withholdingCommon Stock | 6,022 | $2.03 | $12,224.66 |
DisclosureSEC source: 0001738972-24-000003 · primary_doc.xml · nonDerivative · entry 1 Paprzycki Kevin A. · CIK 0001738972 · CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 746,643 F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units. Read SEC document |
| March 22, 2024 Filed Mar 26, 2024 12:18 UTC | Solid Power, Inc. SLDP · Entity 5427 | GrantStock Option (Right to Buy) · Derivative | 931,871 | $0.00 Strike: $1.56 | $0.00 |
DisclosureSEC source: 0001738972-24-000002 · primary_doc.xml · derivative · entry 2 Paprzycki Kevin A. · CIK 0001738972 · CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 931,871 Underlying: Common Stock · 931,871 shares Expires 2034-03-22 F2 · derivative.exercise_date: The stock option will vest as to 25% of the shares of the Issuer's common stock underlying the grant on March 22, 2025, and will vest as to the remaining 75% of the shares underlying the grant in 12 equal quarterly installments commencing on March 31, 2025, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| March 22, 2024 Filed Mar 26, 2024 12:18 UTC | Solid Power, Inc. SLDP · Entity 5427 | GrantCommon Stock | 492,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001738972-24-000002 · primary_doc.xml · nonDerivative · entry 1 Paprzycki Kevin A. · CIK 0001738972 · CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 752,665 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the underlying common stock of the Issuer. The restricted stock units will vest as to 25% of the granted number on March 22, 2025, and the remaining 75% of the granted number will vest in 12 equal quarterly installments commencing on March 31, 2025, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| March 02, 2024 Filed Mar 4, 2024 20:22 UTC | Solid Power, Inc. SLDP · Entity 5427 | Tax withholdingCommon Stock | 27,059 | $1.64 | $44,376.76 |
DisclosureSEC source: 0001738972-24-000001 · primary_doc.xml · nonDerivative · entry 1 Paprzycki Kevin A. · CIK 0001738972 · CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,569 F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units. Read SEC document |
| May 12, 2023 Filed May 12, 2023 17:55 UTC | Solid Power, Inc. SLDP · Entity 5427 | Tax withholdingCommon Stock | 8,279 | $2.07 | $17,137.53 |
DisclosureSEC source: 0001738972-23-000002 · primary_doc.xml · nonDerivative · entry 1 Paprzycki Kevin A. · CIK 0001738972 · CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 287,628 F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 15:41 UTC | Solid Power, Inc. SLDP · Entity 5427 | GrantStock Option (Right to Buy) · Derivative | 476,031 | $0.00 Strike: $3.11 | $0.00 |
DisclosureSEC source: 0001738972-23-000001 · primary_doc.xml · derivative · entry 2 Paprzycki Kevin A. · CIK 0001738972 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,031 Underlying: Common Stock · 476,031 shares Expires 2033-03-02 F2 · derivative.exercise_date: The stock option will vest as to 25% of the shares of the Issuer's common stock underlying the grant on March 2, 2024, and will vest as to the remaining 75% of the shares underlying the grant in 12 equal quarterly installments commencing on March 31, 2024, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 15:41 UTC | Solid Power, Inc. SLDP · Entity 5427 | GrantCommon Stock | 220,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001738972-23-000001 · primary_doc.xml · nonDerivative · entry 1 Paprzycki Kevin A. · CIK 0001738972 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,907 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the underlying common stock of the Issuer. The restricted stock units will vest as to 25% of the granted number on March 2, 2024, and the remaining 75% of the granted number will vest in 12 equal quarterly installments commencing on March 31, 2024, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| May 12, 2022 Filed May 13, 2022 17:24 UTC | Solid Power, Inc. SLDP · Entity 5427 | GrantStock Option (Right to Buy) · Derivative | 177,470 | $0.00 Strike: $7.26 | $0.00 |
DisclosureSEC source: 0001104659-22-060502 · tm2215575-7_4seq1.xml · derivative · entry 2 Paprzycki Kevin A. · CIK 0001738972 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,470 Underlying: Common Stock · 177,470 shares Expires 2032-05-12 F2 · derivative.exercise_date: 25% of the shares issuable upon exercise of the option will vest in four equal annual installments commencing on May 12, 2023, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| May 12, 2022 Filed May 13, 2022 17:24 UTC | Solid Power, Inc. SLDP · Entity 5427 | GrantCommon Stock | 75,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-060502 · tm2215575-7_4seq1.xml · nonDerivative · entry 1 Paprzycki Kevin A. · CIK 0001738972 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,689 F1 · shares: Represents restriced stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest in four equal annual installments commencing on May 12, 2023, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| December 08, 2021 Filed Dec 8, 2021 20:05 UTC | Solid Power, Inc. SLDP · Entity 5427 | GrantStock Option (Right to Buy) · Derivative | 1,034,143 | Not disclosed Strike: $5.92 | Not disclosed |
DisclosureSEC source: 0001104659-21-147788 · tm2134826d19_4seq1.xml · derivative · entry 1 Paprzycki Kevin A. · CIK 0001738972 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,034,143 Underlying: Common Stock · 1,034,143 shares Expires 2031-10-27 F2 · price: On December 8, 2021, the Issuer completed the merger (the "Merger") pursuant to the as amended Business Combination Agreement and Plan of Reorganization, by and among the Issuer, a wholly owned subsidiary of the Issuer, and Solid Power, Inc. ("Solid Power"). At the effective time of the Merger (the "Effective Time"), each Solid Power option was converted into an option to purchase a number of shares of Common Stock of the Issuer, equal to the product (rounded down to the nearest whole number) of (x) the number of shares of Solid Power Common Stock subject to such Solid Power Option immediately prior to the Effective Time and (y) an exchange ratio calculated at closing (the "Exchange Ratio"), at an exercise price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of such Solid Power Option immediately prior to the Effective Time divided by (B) the Exchange Ratio. F1 · derivative.exercise_date: 25% of the total number of shares issuable upon exercise of the option will vest on October 25, 2022, and 1/36 of the remaining shares issuable upon exercise of the option vest monthly thereafter. F2 · derivative.underlying_shares: On December 8, 2021, the Issuer completed the merger (the "Merger") pursuant to the as amended Business Combination Agreement and Plan of Reorganization, by and among the Issuer, a wholly owned subsidiary of the Issuer, and Solid Power, Inc. ("Solid Power"). At the effective time of the Merger (the "Effective Time"), each Solid Power option was converted into an option to purchase a number of shares of Common Stock of the Issuer, equal to the product (rounded down to the nearest whole number) of (x) the number of shares of Solid Power Common Stock subject to such Solid Power Option immediately prior to the Effective Time and (y) an exchange ratio calculated at closing (the "Exchange Ratio"), at an exercise price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of such Solid Power Option immediately prior to the Effective Time divided by (B) the Exchange Ratio. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 19:58 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | GrantRestricted Stock Unit · Derivative | 51,848 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000088000-20-000005 · primary_doc.xml · derivative · entry 1 Paprzycki Kevin A. · CIK 0001738972 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,848 Underlying: Common Stock · 51,848 shares Expires not disclosed F1 · derivative.exercise_date: The Restricted Period begins on the Grant Date and one-third of the RSUs will become Vested Units on the Grant Date and on each anniversary of the Grant Date (each anniversary a "Lapse Date"), until the award is fully vested on the second anniversary date. F2 · derivative.expiration_date: Any unvested RSUs will be forfeited on the second anniversary of the grant date. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 22:09 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | GrantRestricted Stock Unit · Derivative | 65,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000088000-19-000010 · primary_doc.xml · derivative · entry 1 Paprzycki Kevin A. · CIK 0001738972 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires not disclosed F1 · derivative.exercise_date: The RSUs have performance and time-based vesting requirements. The award amount that vests on the third anniversary of the grant date will be equal to 38,011, 55,000, or 65,000 shares, depending on whether the Company's common stock achieves a specified per share market price for a 30 consecutive trading day period during the term of the award. F2 · derivative.expiration_date: Any unvested RSUs will be forfeited on the third anniversary of the grant date. Read SEC document |
| June 19, 2018 Filed Jul 6, 2018 21:16 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | GrantIncentive Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.17 | $0.00 |
DisclosureSEC source: 0000088000-18-000007 · primary_doc.xml · derivative · entry 1 Paprzycki Kevin A. · CIK 0001738972 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2023-06-18 F1 · derivative.exercise_date: Option vests 1/48 of the shares each month after 06/19/2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.