Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Horizon Kinetics Holding CorpSLGD · Entity 1286 | Director · Treasurer/CFO/COO | March 06, 2018 | March 08, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Horizon Kinetics Holding Corp
Report date March 06, 2018 · Filed March 08, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 150,000 |
Reported balance
After 2018-03-06 transaction · row 1
1 source rowRow 1 · 2018-03-06 · Exercise / conversion · Acquired 50,000 · Balance 150,000 |
| Non-qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.41 · Expires 2018-03-18 | Direct | 0 |
Reported balance
After 2018-03-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-03-06 · Exercise / conversion · Disposed 50,000 · Balance 0 F1: The option vested 1/48 each month after the date of grant and was fully vested as of 3/18/2017. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vested 1/48 each month after the date of grant and was fully vested as of 3/18/2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2018 Filed Mar 8, 2018 16:05 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.41 | $0.00 |
DisclosureSEC source: 0000088000-18-000002 · primary_doc.xml · derivative · entry 2 Levine Barry J · CIK 0001543554 · Director · Treasurer/CFO/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2018-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested 1/48 each month after the date of grant and was fully vested as of 3/18/2017. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 16:05 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionCommon Stock | 50,000 | $0.41 | $20,500.00 |
DisclosureSEC source: 0000088000-18-000002 · primary_doc.xml · nonDerivative · entry 1 Levine Barry J · CIK 0001543554 · Director · Treasurer/CFO/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 10, 2017 16:59 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $0.24 | $0.00 |
DisclosureSEC source: 0000088000-17-000001 · primary_doc.xml · derivative · entry 2 Levine Barry J · CIK 0001543554 · Director · Treasurer/CFO/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2017-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 1/48 of shares each month after the grant date. Read SEC document |
| March 10, 2017 Filed Mar 10, 2017 16:59 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionCommon Stock | 100,000 | $0.24 | $24,000.00 |
DisclosureSEC source: 0000088000-17-000001 · primary_doc.xml · nonDerivative · entry 1 Levine Barry J · CIK 0001543554 · Director · Treasurer/CFO/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.