Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AmBase CorpABCP · Entity 7563 | 10% owner | December 30, 2019 | January 02, 2020 |
| CRYO CELL INTERNATIONAL INCCCEL · Entity 7400 | Director | October 20, 2021 | October 21, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AmBase Corp
Report date December 30, 2019 · Filed January 02, 2020
Jointly reported with ISZO CAPITAL MANAGEMENT LP, ISZO CAPITAL LP, ISZO CAPITAL GP LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy IsZo Capital LP | 0 |
Reported balance
After 2019-12-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-12-30 · Sale · Disposed 9,896,969 · Balance 0 F1: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons").
F2: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
F3: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund.
CRYO CELL INTERNATIONAL INC
Report date October 20, 2021 · Filed October 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $12.63 · Expires 2022-10-20 | Direct | 5,300 |
Reported balance
After 2021-10-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-10-20 · Grant · Acquired 5,300 · Balance 5,300 F4: Stock options vest at a rate of 1/12 per month commencing on October 20, 2021. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.53 · Expires 2029-08-30 | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2021-10-20 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 20,000 F1: Stock options vest at a rate of 1/12 per month commencing on August 30, 2019. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.74 · Expires 2029-11-25 | Direct | 5,300 |
Reported balance
Holding disclosure · report date 2021-10-20 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 5,300 F2: Stock options vest at a rate of 1/12 per month commencing on November 25, 2019. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.85 · Expires 2030-09-22 | Direct | 5,300 |
Reported balance
Holding disclosure · report date 2021-10-20 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,300 F3: Stock options vest at a rate of 1/12 per month commencing on September 22, 2020 |
| Common StockSEC Table I · non-derivative | IndirectBy Corporation | 496,503 |
Reported balance
Holding disclosure · report date 2021-10-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 496,503 |
Filing footnotes · ownership attribution and instrument terms
F1: Stock options vest at a rate of 1/12 per month commencing on August 30, 2019.
F2: Stock options vest at a rate of 1/12 per month commencing on November 25, 2019.
F3: Stock options vest at a rate of 1/12 per month commencing on September 22, 2020
F4: Stock options vest at a rate of 1/12 per month commencing on October 20, 2021.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Horizon Kinetics Holding Corp
Report date October 31, 2019 · Filed November 04, 2019
Jointly reported with ISZO CAPITAL LP, ISZO CAPITAL GP LLC, ISZO CAPITAL MANAGEMENT LP
Section 16 reporting ended · disclosed 2019-11-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 950,197 |
Reported balance
After 2019-10-31 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-10-31 · Sale · Disposed 500,000 · Balance 950,197 F1: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may have been deemed to have beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons").
F2: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may have been deemed to have beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
F3: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 20, 2021 Filed Oct 21, 2021 21:00 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | GrantStock Option · Derivative | 5,300 | $12.63 Strike: $12.63 | $66,939.00 |
DisclosureSEC source: 0001209191-21-061273 · doc4.xml · derivative · entry 5 SHEEHY BRIAN L. · CIK 0001646597 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,300 Underlying: Common Stock · 5,300 shares Expires 2022-10-20 F4 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on October 20, 2021. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 20:00 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | GrantStock Option · Derivative | 5,300 | $7.85 Strike: $7.85 | $41,605.00 |
DisclosureSEC source: 0001209191-20-051877 · doc4.xml · derivative · entry 4 SHEEHY BRIAN L. · CIK 0001646597 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,300 Underlying: Common Stock · 5,300 shares Expires 2030-09-22 F3 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on September 22, 2020 Read SEC document |
| August 10, 2020 Filed Aug 10, 2020 21:25 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | PurchaseCommon Stock | 6,455 | $9.00 | $58,070.47 |
DisclosureSEC source: 0001209191-20-045987 · doc4.xml · nonDerivative · entry 1 SHEEHY BRIAN L. · CIK 0001646597 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 496,503 F1 · ownership.nature: Shares of Common Stock held by IsZo GP, as to which Brian L. Sheehy may be deemed the beneficial owner as the managing member of IsZo GP and the President of the general partner of ICM. IsZo GP is the general partner of the Fund and ICM is the investment manager of the Fund. Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 20:09 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | PurchaseCommon Stock | 5,849 | $8.72 | $50,997.43 |
DisclosureSEC source: 0001209191-20-045670 · doc4.xml · nonDerivative · entry 1 SHEEHY BRIAN L. · CIK 0001646597 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 490,048 F1 · ownership.nature: Shares of Common Stock held by IsZo GP, as to which Brian L. Sheehy may be deemed the beneficial owner as the managing member of IsZo GP and the President and the general partner of ICM. IsZo GP is the general partner of the Fund and ICM is the investment manager of the Fund. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 18:26 UTC | AmBase Corp ABCP · Entity 7563 | SaleCommon Stock, $0.01 par value | 9,896,969 | $0.16 | $1,583,515.04 |
DisclosureSEC source: 0001013594-20-000002 · form4.xml · nonDerivative · entry 1 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner ISZO CAPITAL LP · CIK 0001484190 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| November 25, 2019 Filed Dec 12, 2019 22:32 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | GrantStock Option · Derivative | 5,300 | $7.74 Strike: $7.74 | $41,022.00 |
DisclosureSEC source: 0000899243-19-029061 · doc4.xml · derivative · entry 3 SHEEHY BRIAN L. · CIK 0001646597 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,300 Underlying: Common Stock · 5,300 shares Expires 2026-11-25 F3 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on November 25, 2019. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 19:24 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | SaleCommon Stock, $0.10 par value | 500,000 | $1.15 | $575,000.00 |
DisclosureSEC source: 0001567619-19-020360 · doc1.xml · nonDerivative · entry 1 ISZO CAPITAL LP · CIK 0001484190 · Former 10% Owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 950,197 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may have been deemed to have beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 21:15 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | GrantStock Option · Derivative | 20,000 | $7.53 Strike: $7.53 | $150,600.00 |
DisclosureSEC source: 0000899243-19-022748 · doc4.xml · derivative · entry 2 SHEEHY BRIAN L. · CIK 0001646597 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2029-08-30 F2 · derivative.exercise_date: Stock options will vest 1/3 upon date of grant, 1/3 on August 30, 2020 and 1/3 on August 30, 2021. Read SEC document |
| June 05, 2019 Filed Jun 5, 2019 23:07 UTC | AmBase Corp ABCP · Entity 7563 | SaleCommon Stock, $0.01 par value | 12,000 | $0.40 | $4,800.00 |
DisclosureSEC source: 0001567619-19-012851 · doc1.xml · nonDerivative · entry 3 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner ISZO CAPITAL LP · CIK 0001484190 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 9,896,969 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| June 04, 2019 Filed Jun 5, 2019 23:07 UTC | AmBase Corp ABCP · Entity 7563 | SaleCommon Stock, $0.01 par value | 5,100 | $0.40 | $2,040.00 |
DisclosureSEC source: 0001567619-19-012851 · doc1.xml · nonDerivative · entry 2 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner ISZO CAPITAL LP · CIK 0001484190 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 9,908,969 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 23:07 UTC | AmBase Corp ABCP · Entity 7563 | SaleCommon Stock, $0.01 par value | 250,000 | $0.37 | $92,500.00 |
DisclosureSEC source: 0001567619-19-012851 · doc1.xml · nonDerivative · entry 1 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner ISZO CAPITAL LP · CIK 0001484190 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 9,914,069 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 22:00 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | PurchaseCommon Stock | 10,750 | $7.14 | $76,755.00 |
DisclosureSEC source: 0000899243-19-003171 · doc4.xml · nonDerivative · entry 1 SHEEHY BRIAN L. · CIK 0001646597 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 484,199 F1 · ownership.nature: Shares of Common Stock held by IsZo GP, as to which Brian L. Sheehy may be deemed the beneficial owner as the managing member of IsZo GP and the President of the general partner of ICM. IsZo GP is the general partner of the Fund and ICM is the investment manager of the Fund. Read SEC document |
| January 10, 2019 Filed Jan 11, 2019 13:00 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | PurchaseCommon Stock | 2,100 | $7.00 | $14,700.00 |
DisclosureSEC source: 0000899243-19-001008 · doc4.xml · nonDerivative · entry 1 SHEEHY BRIAN L. · CIK 0001646597 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 473,449 F1 · ownership.nature: Shares of Common Stock held by IsZo GP, as to which Brian L. Sheehy may be deemed the beneficial owner as the managing member of IsZo GP and the President of the general partner of ICM. IsZo GP is the general partner of the Fund and ICM is the investment manager of the Fund. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 21:00 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | PurchaseCommon Stock | 2,280 | $7.00 | $15,960.00 |
DisclosureSEC source: 0000899243-18-028708 · doc4.xml · nonDerivative · entry 1 SHEEHY BRIAN L. · CIK 0001646597 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 471,349 F1 · ownership.nature: Shares of Common Stock held by IsZo GP, as to which Brian L. Sheehy may be deemed the beneficial owner as the managing member of IsZo GP and the President of the general partner of ICM. IsZo GP is the general partner of the Fund and ICM is the investment manager of the Fund. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 20:33 UTC | CRYO CELL INTERNATIONAL INC CCEL · Entity 7400 | PurchaseCommon Stock | 14,100 | $6.73 | $94,893.00 |
DisclosureSEC source: 0000899243-18-027088 · doc4.xml · nonDerivative · entry 1 SHEEHY BRIAN L. · CIK 0001646597 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 469,069 F1 · ownership.nature: Shares of Common Stock held by IsZo GP, as to which Brian L. Sheehy may be deemed the beneficial owner as the managing member of IsZo GP and the President of the general partner of ICM. IsZo GP is the general partner of the Fund and ICM is the investment manager of the Fund. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 21:14 UTC | AmBase Corp ABCP · Entity 7563 | SaleCommon Stock, $0.01 par value | 158,416 | $0.54 | $84,752.56 |
DisclosureSEC source: 0001567619-18-002967 · doc1.xml · nonDerivative · entry 1 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner ISZO CAPITAL LP · CIK 0001484190 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 10,164,069 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| September 07, 2018 Filed Sep 20, 2018 20:28 UTC Amendment | AmBase Corp ABCP · Entity 7563 | PurchaseCommon Stock, $0.01 par value | 219,534 | $0.52 | $114,355.26 |
DisclosureSEC source: 0001567619-18-002943 · doc1.xml · nonDerivative · entry 1 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner ISZO CAPITAL LP · CIK 0001484190 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 10,322,485 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| May 02, 2018 Filed Sep 20, 2018 20:28 UTC Amendment | AmBase Corp ABCP · Entity 7563 | PurchaseCommon Stock, $0.01 par value | 131,500 | $0.52 | $68,380.00 |
DisclosureSEC source: 0001567619-18-002942 · doc1.xml · nonDerivative · entry 3 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner ISZO CAPITAL LP · CIK 0001484190 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 10,102,951 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| May 01, 2018 Filed Sep 20, 2018 20:28 UTC Amendment | AmBase Corp ABCP · Entity 7563 | PurchaseCommon Stock, $0.01 par value | 75,000 | $0.50 | $37,500.00 |
DisclosureSEC source: 0001567619-18-002942 · doc1.xml · nonDerivative · entry 2 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner ISZO CAPITAL LP · CIK 0001484190 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 9,971,451 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| April 30, 2018 Filed Sep 20, 2018 20:28 UTC Amendment | AmBase Corp ABCP · Entity 7563 | PurchaseCommon Stock, $0.01 par value | 200,500 | $0.45 | $90,225.00 |
DisclosureSEC source: 0001567619-18-002942 · doc1.xml · nonDerivative · entry 1 ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner ISZO CAPITAL LP · CIK 0001484190 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By IsZo Capital LP Disclosed balance after: 9,896,451 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 16:46 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | PurchaseCommon Stock, $0.10 par value | 13,900 | $3.15 | $43,833.65 |
DisclosureSEC source: 0001140361-18-007773 · doc1.xml · nonDerivative · entry 1 ISZO CAPITAL LP · CIK 0001484190 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,403,469 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| February 09, 2018 Filed Feb 12, 2018 23:22 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | PurchaseCommon Stock, $0.10 par value | 6,982 | $3.16 | $22,043.57 |
DisclosureSEC source: 0001140361-18-006699 · doc1.xml · nonDerivative · entry 2 ISZO CAPITAL LP · CIK 0001484190 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389,569 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 23:22 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | PurchaseCommon Stock, $0.10 par value | 104,636 | $3.31 | $346,512.58 |
DisclosureSEC source: 0001140361-18-006699 · doc1.xml · nonDerivative · entry 1 ISZO CAPITAL LP · CIK 0001484190 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,382,587 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| February 07, 2018 Filed Feb 12, 2018 23:21 UTC Amendment | Horizon Kinetics Holding Corp SLGD · Entity 1286 | PurchaseCommon Stock, $0.10 par value | 49,700 | $3.23 | $160,749.68 |
DisclosureSEC source: 0001140361-18-006698 · doc1.xml · nonDerivative · entry 2 ISZO CAPITAL LP · CIK 0001484190 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,277,951 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
| February 06, 2018 Filed Feb 12, 2018 23:21 UTC Amendment | Horizon Kinetics Holding Corp SLGD · Entity 1286 | PurchaseCommon Stock, $0.10 par value | 3,623 | $3.14 | $11,388.90 |
DisclosureSEC source: 0001140361-18-006698 · doc1.xml · nonDerivative · entry 1 ISZO CAPITAL LP · CIK 0001484190 · 10% owner ISZO CAPITAL GP LLC · CIK 0001646598 · 10% owner ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner SHEEHY BRIAN L. · CIK 0001646597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,228,251 F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.