Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Horizon Kinetics Holding Corp
Report date April 01, 2022 · Filed June 13, 2023
Section 16 reporting ended · disclosed 2023-06-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-06-12 transaction · row 1
1 source rowRow 1 · 2023-06-12 · Sale · Disposed 2,584,538 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 12, 2023 Filed Jun 13, 2023 20:28 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | SaleCommon Stock | 2,584,538 | $0.33 | $852,897.54 |
DisclosureSEC source: 0001104659-23-070821 · tm2318588-1_4seq1.xml · nonDerivative · entry 1 GOLDSTEIN MARK E · CIK 0001106828 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 14:01 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | SaleCommon Stock | 127,000 | $0.98 | $124,460.00 |
DisclosureSEC source: 0001104659-22-042603 · tm2211487-1_4seq1.xml · nonDerivative · entry 1 GOLDSTEIN MARK E · CIK 0001106828 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,584,538 F1 · price: The Price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 per share to $1.09 per share, inclusive. The reporting person undertakes to provide to Scott's Liquid Gold - Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 18:35 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | SaleCommon Stock | 63,114 | $1.07 | $67,727.63 |
DisclosureSEC source: 0001104659-21-145822 · tm2134453d1_4seq1.xml · nonDerivative · entry 1 GOLDSTEIN MARK E · CIK 0001106828 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,711,538 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.05 per share to $1.21 per share, inclusive. The reporting person undertakes to provide to Scott's Liquid Gold - Inc., any security holder of Scott's Liquid Gold - Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 21:05 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | SaleCommon Stock | 62,000 | $1.24 | $76,917.20 |
DisclosureSEC source: 0001104659-21-145400 · tm2134361-1_4seq1.xml · nonDerivative · entry 1 GOLDSTEIN MARK E · CIK 0001106828 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,774,652 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.22 per share to $1.40 per share, inclusive. The reporting person undertakes to provide to Scott's Liquid Gold - Inc., any security holder of Scott's Liquid Gold - Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 10, 2021 Filed Sep 28, 2021 22:59 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Disposition to issuerCommon Stock | 2,020 | $2.20 | $4,444.00 |
DisclosureSEC source: 0000088000-21-000009 · primary_doc.xml · nonDerivative · entry 2 GOLDSTEIN MARK E · CIK 0001106828 · 10% owner · Former CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,836,652 Read SEC document |
| September 10, 2021 Filed Sep 28, 2021 22:59 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Disposition to issuerCommon Stock | 100 | $2.30 | $230.00 |
DisclosureSEC source: 0000088000-21-000009 · primary_doc.xml · nonDerivative · entry 1 GOLDSTEIN MARK E · CIK 0001106828 · 10% owner · Former CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,838,672 Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 19:43 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | GrantRestricted Stock Unit · Derivative | 93,358 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000088000-20-000004 · primary_doc.xml · derivative · entry 1 GOLDSTEIN MARK E · CIK 0001106828 · Director · COB/President/CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,358 Underlying: Common Stock · 93,358 shares Expires not disclosed F1 · derivative.exercise_date: The Restricted Period begins on the Grant Date and one-third of the RSUs will become Vested Units on the Grant Date and on each anniversary of the Grant Date (each anniversary a "Lapse Date"), until the award is fully vested on the second anniversary of the Grant Date. F2 · derivative.expiration_date: Any unvested RSUs will be forfeited on the second anniversary of the grant date. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:07 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $1.38 | $0.00 |
DisclosureSEC source: 0000088000-20-000001 · primary_doc.xml · derivative · entry 6 GOLDSTEIN MARK E · CIK 0001106828 · Director · COB/President/CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 25,000 shares Expires 2020-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested 1/2 on 08/31/2015 and 1/2 on 08/31/2016. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:07 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | Exercise / conversionCommon Stock | 25,000 | $1.38 | $34,375.00 |
DisclosureSEC source: 0000088000-20-000001 · primary_doc.xml · nonDerivative · entry 1 GOLDSTEIN MARK E · CIK 0001106828 · Director · COB/President/CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 21:58 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | GrantRestricted Stock Unit · Derivative | 122,255 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000088000-19-000009 · primary_doc.xml · derivative · entry 1 GOLDSTEIN MARK E · CIK 0001106828 · Director · COB/President/CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,255 Underlying: Common Stock · 122,255 shares Expires not disclosed F1 · derivative.exercise_date: The RSUs have performance and time-based vesting requirements. The award amount that vests on the third anniversary of the grant date will be equal to 58,454, 96,588 or 122,255 shares, depending on whether the Company's common stock achieves a specified per share market price for a 30 consecutive trading day period during the term of the award. F2 · derivative.expiration_date: Any unvested RSUs will be forfeited on the third anniversary of the grant date. Read SEC document |
| June 28, 2018 Filed Jul 6, 2018 21:26 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | GrantIncentive Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $2.09 | $0.00 |
DisclosureSEC source: 0000088000-18-000008 · primary_doc.xml · derivative · entry 1 GOLDSTEIN MARK E · CIK 0001106828 · Director · COB/President/CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2023-06-27 F1 · derivative.exercise_date: Option vests 1/48 of the shares each month after 06/28/2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.