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Nasdaq · USD

HHS

HARTE HANKS INC

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7438
SEC CIK
0000045919
Parsed reports
263

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 23, 2019 Filed Jun 24, 2019 18:37 UTC
Harrison Andrew PPresident and COO
Tax withholdingCommon Stock 661 $2.57 $1,698.77
Disclosure

SEC source: 0001628280-19-008260 · wf-form4_156140144613742.xml · nonDerivative · entry 2

Harrison Andrew P · CIK 0001566753 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,724

F2 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Restricted Stock Units.

Read SEC document
June 23, 2019 Filed Jun 24, 2019 18:37 UTC
Harrison Andrew PPresident and COO
Exercise / conversionCommon Stock 2,817 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-008260 · wf-form4_156140144613742.xml · nonDerivative · entry 1

Harrison Andrew P · CIK 0001566753 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

Read SEC document
June 23, 2019 Filed Mar 27, 2020 21:53 UTC
KEARNES LAURILEEChief Financial Officer
Exercise / conversionPhantom Stock · Derivative 520 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006364 · rdgdoc.xml · derivative · entry 6

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,040

Underlying: Common Stock · 520 shares

Expires 2019-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock was the economic equivalent of one share of the Issuer's common stock. All of the shares of phantom stock were cash settled.

F1 · price: Each share of phantom stock was the economic equivalent of one share of the Issuer's common stock. All of the shares of phantom stock were cash settled.

Read SEC document
June 23, 2019 Filed Mar 27, 2020 21:53 UTC
KEARNES LAURILEEChief Financial Officer
Disposition to issuerCommon Stock 520 $2.57 $1,336.40
Disclosure

SEC source: 0001437749-20-006364 · rdgdoc.xml · nonDerivative · entry 4

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,474

Read SEC document
June 23, 2019 Filed Mar 27, 2020 21:53 UTC
KEARNES LAURILEEChief Financial Officer
Exercise / conversionCommon Stock 520 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006364 · rdgdoc.xml · nonDerivative · entry 3

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock was the economic equivalent of one share of the Issuer's common stock. All of the shares of phantom stock were cash settled.

Read SEC document
April 15, 2019 Filed Apr 15, 2019 14:44 UTC
Harrison Andrew PPresident and COO
Tax withholdingCommon Stock 435 $3.59 $1,561.65
Disclosure

SEC source: 0001628280-19-004265 · wf-form4_155533943257807.xml · nonDerivative · entry 1

Harrison Andrew P · CIK 0001566753 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,568

F1 · shares: These shares were withheld from a previously reported grant of restricted stock made pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting

Read SEC document
April 15, 2019 Filed Mar 27, 2020 21:53 UTC
KEARNES LAURILEEChief Financial Officer
Exercise / conversionPhantom Stock · Derivative 232 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006364 · rdgdoc.xml · derivative · entry 5

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233

Underlying: Common Stock · 232 shares

Expires 2019-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock was the economic equivalent of one share of the Issuer's common stock. All of the shares of phantom stock were cash settled.

F1 · price: Each share of phantom stock was the economic equivalent of one share of the Issuer's common stock. All of the shares of phantom stock were cash settled.

Read SEC document
April 15, 2019 Filed Mar 27, 2020 21:53 UTC
KEARNES LAURILEEChief Financial Officer
Disposition to issuerCommon Stock 232 $3.59 $832.88
Disclosure

SEC source: 0001437749-20-006364 · rdgdoc.xml · nonDerivative · entry 2

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,474

Read SEC document
April 15, 2019 Filed Mar 27, 2020 21:53 UTC
KEARNES LAURILEEChief Financial Officer
Exercise / conversionCommon Stock 232 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-006364 · rdgdoc.xml · nonDerivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock was the economic equivalent of one share of the Issuer's common stock. All of the shares of phantom stock were cash settled.

Read SEC document
March 21, 2019 Filed Mar 28, 2019 13:30 UTC GrantCommon Stock 23,136 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-003521 · wf-form4_155377980401561.xml · nonDerivative · entry 1

GRIFFIN JOHN H JR · CIK 0001249243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,515

F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement and vest following a period of one full year from the date of grant.

F2 · balance_after: These securities consist of (i) the 23,136 RSUs reported on this form and (ii) 35,515.

Read SEC document
March 21, 2019 Filed Mar 28, 2019 13:29 UTC GrantCommon Stock 23,136 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-003520 · wf-form4_155377972523307.xml · nonDerivative · entry 1

OCONNELL MAUREEN · CIK 0001111318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,971

F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement and vest following a period of one full year from the date of grant.

F2 · balance_after: These securities consist of (i) the 23,136 RSUs reported on this form and (ii) 29,971.

Read SEC document
March 21, 2019 Filed Mar 28, 2019 13:27 UTC GrantCommon Stock 23,136 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-003519 · wf-form4_155377965425976.xml · nonDerivative · entry 1

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,466

F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement and vest following a period of one full year from the date of grant.

F2 · balance_after: These securities consist of (i) the 23,136 RSUs reported on this form and (ii) 45,466.

Read SEC document
March 21, 2019 Filed Mar 28, 2019 13:26 UTC GrantCommon Stock 23,136 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-003518 · wf-form4_155377958592444.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,676

F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement and vest following a period of one full year from the date of grant.

F2 · balance_after: These securities consist of (i) the 23,136 RSUs reported on this form and (ii) 38,676.

Read SEC document
March 21, 2019 Filed Mar 28, 2019 13:25 UTC GrantCommon Stock 23,136 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-003517 · wf-form4_155377951110408.xml · nonDerivative · entry 1

COPELAND DAVID L · CIK 0001033746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,020

F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement and vest following a period of one full year from the date of grant.

F2 · balance_after: These securities consist of (i) the 23,136 RSUs reported on this form and (ii) 52,020.

Read SEC document
March 21, 2019 Filed May 8, 2019 15:02 UTC
BEHRENS EVANDirector
GrantCommon Stock 23,136 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006211 · wf-form4_155732772937899.xml · nonDerivative · entry 1

BEHRENS EVAN · CIK 0001481324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,136

F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement and vest following a period of one full year from the date of grant.

F2 · balance_after: These securities consist of (i) the 23,136 RSUs reported on this form and (ii) 28,136.

Read SEC document
January 17, 2019 Filed Jan 22, 2019 13:50 UTC
Harrison Andrew PPresident and COO
GrantRestricted Stock Units · Derivative 113,565 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-000438 · wf-form4_154816499387881.xml · derivative · entry 1

Harrison Andrew P · CIK 0001566753 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,565

Underlying: Common Stock · 113,565 shares

Expires not disclosed

F1 · derivative.exercise_price: The grant of restricted stock units is in the amount of $360,000, which amount was calculated by dividing $360,000 by the Issuer's closing share price on the date of grant of $3.17.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement, and vest if, following a period of at least one full year from the date of grant, the closing price of a share of the Issuer's common stock for 30 consecutive days following the grant date reaches (i) $6.00 per share for the first one-third of the restricted stock units, (ii) $10.00 per share for the second one-third of the restricted stock units and (iii) $12.50 per share for the final one-third of the restricted stock units.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement, and vest if, following a period of at least one full year from the date of grant, the closing price of a share of the Issuer's common stock for 30 consecutive days following the grant date reaches (i) $6.00 per share for the first one-third of the restricted stock units, (ii) $10.00 per share for the second one-third of the restricted stock units and (iii) $12.50 per share for the final one-third of the restricted stock units.

Read SEC document
January 17, 2019 Filed Jan 22, 2019 13:48 UTC
Breen Timothy E.Director · CEO
GrantRestricted Stock Units · Derivative 236,594 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-000436 · wf-form4_154816487103805.xml · derivative · entry 1

Breen Timothy E. · CIK 0001744312 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,594

Underlying: Common Stock · 236,594 shares

Expires not disclosed

F1 · derivative.exercise_price: The grant of restricted stock units is in the amount of $750,000, which amount was calculated by dividing $750,000 by the Issuer's closing share price on the date of grant of $3.17.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement, and vest if, following a period of at least one full year from the date of grant, the closing price of a share of the Issuer's common stock for 30 consecutive days following the grant date reaches (i) $6.00 per share for the first one-third of the restricted stock units, (ii) $10.00 per share for the second one-third of the restricted stock units and (iii) $12.50 per share for the final one-third of the restricted stock units.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement, and vest if, following a period of at least one full year from the date of grant, the closing price of a share of the Issuer's common stock for 30 consecutive days following the grant date reaches (i) $6.00 per share for the first one-third of the restricted stock units, (ii) $10.00 per share for the second one-third of the restricted stock units and (iii) $12.50 per share for the final one-third of the restricted stock units.

Read SEC document
January 17, 2019 Filed Jan 23, 2019 14:07 UTC
Del Priore MarkChief Financial Officer
GrantRestricted Stock Units · Derivative 75,710 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-000489 · wf-form4_154825243351059.xml · derivative · entry 1

Del Priore Mark · CIK 0001708976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,710

Underlying: Common Stock · 75,710 shares

Expires not disclosed

F1 · derivative.exercise_price: The grant of restricted stock units is in the amount of $240,000, which amount was calculated by dividing $240,000 by the Issuer's closing share price on the date of grant of $3.17.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement, and vest if, following a period of at least one full year from the date of grant, the closing price of a share of the Issuer's common stock for 30 consecutive days following the grant date reaches (i) $6.00 per share for the first one-third of the restricted stock units, (ii) $10.00 per share for the second one-third of the restricted stock units and (iii) $12.50 per share for the final one-third of the restricted stock units.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement, and vest if, following a period of at least one full year from the date of grant, the closing price of a share of the Issuer's common stock for 30 consecutive days following the grant date reaches (i) $6.00 per share for the first one-third of the restricted stock units, (ii) $10.00 per share for the second one-third of the restricted stock units and (iii) $12.50 per share for the final one-third of the restricted stock units.

Read SEC document
January 17, 2019 Filed Feb 6, 2019 16:20 UTC Amendment
Breen Timothy E.Director · CEO
OtherRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-001013 · wf-form4a_154947003798506.xml · derivative · entry 1

Breen Timothy E. · CIK 0001744312 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement, and vest if, following a period of at least one full year from the date of grant, the closing price of a share of the Issuer's common stock for 30 consecutive days following the grant date reaches (i) $6.00 per share for the first one-third of the restricted stock units, (ii) $10.00 per share for the second one-third of the restricted stock units and (iii) $12.50 per share for the final one-third of the restricted stock units.

F2 · shares: This Form 4 amendment amends and restates the original Form 4, filed on January 22, 2019, to correct an error in the number of restricted stock units originally granted and to reduce the number of restricted stock units granted from 236,594 to 150,000.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement, and vest if, following a period of at least one full year from the date of grant, the closing price of a share of the Issuer's common stock for 30 consecutive days following the grant date reaches (i) $6.00 per share for the first one-third of the restricted stock units, (ii) $10.00 per share for the second one-third of the restricted stock units and (iii) $12.50 per share for the final one-third of the restricted stock units.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement, and vest if, following a period of at least one full year from the date of grant, the closing price of a share of the Issuer's common stock for 30 consecutive days following the grant date reaches (i) $6.00 per share for the first one-third of the restricted stock units, (ii) $10.00 per share for the second one-third of the restricted stock units and (iii) $12.50 per share for the final one-third of the restricted stock units.

F2 · derivative.underlying_shares: This Form 4 amendment amends and restates the original Form 4, filed on January 22, 2019, to correct an error in the number of restricted stock units originally granted and to reduce the number of restricted stock units granted from 236,594 to 150,000.

F2 · balance_after: This Form 4 amendment amends and restates the original Form 4, filed on January 22, 2019, to correct an error in the number of restricted stock units originally granted and to reduce the number of restricted stock units granted from 236,594 to 150,000.

Read SEC document
January 03, 2019 Filed Jan 3, 2019 18:51 UTC GrantCommon Stock 4,700 $2.42 $11,374.00
Disclosure

SEC source: 0001628280-19-000070 · wf-form4_154654145170892.xml · nonDerivative · entry 1

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,240

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

Read SEC document
January 03, 2019 Filed Jan 3, 2019 18:50 UTC GrantCommon Stock 1,355 $2.42 $3,279.10
Disclosure

SEC source: 0001628280-19-000069 · wf-form4_154654138516737.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,450

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

Read SEC document
November 13, 2018 Filed Nov 14, 2018 15:00 UTC
BIRO JON CChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-014307 · wf-form4_154220760784887.xml · derivative · entry 3

BIRO JON C · CIK 0001221219 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units converted into voting common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units were issued pursuant to a Restricted Stock Unit Inducement Award Agreement with the Reporting Person, and vest in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: These restricted stock units were issued pursuant to a Restricted Stock Unit Inducement Award Agreement with the Reporting Person, and vest in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.underlying_shares: The amounts shown reflect the company's having effected a reverse split on January 31, 2018.

F3 · balance_after: The amounts shown reflect the company's having effected a reverse split on January 31, 2018.

Read SEC document
November 13, 2018 Filed Nov 14, 2018 15:00 UTC
BIRO JON CChief Financial Officer
Tax withholdingCommon Stock 1,948 $5.29 $10,304.92
Disclosure

SEC source: 0001628280-18-014307 · wf-form4_154220760784887.xml · nonDerivative · entry 2

BIRO JON C · CIK 0001221219 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,052

Read SEC document
November 13, 2018 Filed Nov 14, 2018 15:00 UTC
BIRO JON CChief Financial Officer
Exercise / conversionCommon Stock 8,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-014307 · wf-form4_154220760784887.xml · nonDerivative · entry 1

BIRO JON C · CIK 0001221219 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units converted into voting common stock on a one-for-one basis.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 15:39 UTC GrantCommon Stock 1,595 $7.13 $11,372.35
Disclosure

SEC source: 0001628280-18-012206 · wf-form4_153849476927700.xml · nonDerivative · entry 1

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,540

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 15:38 UTC GrantCommon Stock 460 $7.13 $3,279.80
Disclosure

SEC source: 0001628280-18-012205 · wf-form4_153849471208639.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,095

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

Read SEC document
September 17, 2018 Filed Sep 17, 2018 16:04 UTC
GRILLO FRANK MEVP & Chief Marketing Officer
Disposition to issuerRestricted Stock Units · Derivative 7,512 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-011902 · wf-form4_153720022350067.xml · derivative · entry 2

GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F3 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment.

F3 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment.

Read SEC document
September 17, 2018 Filed Sep 17, 2018 16:04 UTC
GRILLO FRANK MEVP & Chief Marketing Officer
Disposition to issuerCommon Stock 1,538 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-011902 · wf-form4_153720022350067.xml · nonDerivative · entry 1

GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,673

F1 · shares: These shares of restricted stock were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 13:53 UTC
Alvarado Carlos MVice President and Controller
Disposition to issuerRestricted Stock Units · Derivative 1,878 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-011223 · wf-form4_153477319922738.xml · derivative · entry 2

Alvarado Carlos M · CIK 0001580195 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F3 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment.

F3 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment.

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August 17, 2018 Filed Aug 20, 2018 13:53 UTC
Alvarado Carlos MVice President and Controller
Disposition to issuerCommon Stock 234 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-011223 · wf-form4_153477319922738.xml · nonDerivative · entry 1

Alvarado Carlos M · CIK 0001580195 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,599

F1 · shares: These shares of restricted stock were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment.

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August 03, 2018 Filed Aug 3, 2018 13:02 UTC Exercise / conversionRestricted Stock Units · Derivative 2,127 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010390 · wf-form4_153330132966653.xml · derivative · entry 2

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,255

Underlying: Common Stock · 2,127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 3, 2017, the reporting person was granted 6,382 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 3, 2017, the reporting person was granted 6,382 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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August 03, 2018 Filed Aug 3, 2018 13:02 UTC Exercise / conversionCommon Stock 2,127 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-010390 · wf-form4_153330132966653.xml · nonDerivative · entry 1

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

Read SEC document
August 03, 2018 Filed Aug 3, 2018 13:01 UTC Exercise / conversionRestricted Stock Units · Derivative 2,127 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010389 · wf-form4_153330126685263.xml · derivative · entry 2

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,255

Underlying: Common Stock · 2,127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 3, 2017, the reporting person was granted 6,382 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 3, 2017, the reporting person was granted 6,382 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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August 03, 2018 Filed Aug 3, 2018 13:01 UTC Exercise / conversionCommon Stock 2,127 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-010389 · wf-form4_153330126685263.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

Read SEC document
July 27, 2018 Filed Jul 30, 2018 18:12 UTC GrantCommon Stock 6,835 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-009747 · wf-form4_153297436082070.xml · nonDerivative · entry 1

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,035

F1 · price: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan, and vest in three equal annual installments. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

Read SEC document
July 27, 2018 Filed Jul 30, 2018 18:12 UTC GrantCommon Stock 6,835 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-009745 · wf-form4_153297430904638.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,725

F1 · price: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan, and vest in three equal annual installments. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

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July 27, 2018 Filed Jul 30, 2018 18:11 UTC GrantCommon Stock 6,835 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-009744 · wf-form4_153297425952017.xml · nonDerivative · entry 1

COPELAND DAVID L · CIK 0001033746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,885

F1 · price: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan, and vest in three equal annual installments. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

Read SEC document
July 27, 2018 Filed Jul 30, 2018 18:10 UTC GrantCommon Stock 6,835 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-009743 · wf-form4_153297419895320.xml · nonDerivative · entry 1

REIDY MARTIN F · CIK 0001306750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,835

F1 · price: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan, and vest in three equal annual installments. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

Read SEC document
July 27, 2018 Filed Jul 30, 2018 18:08 UTC GrantCommon Stock 6,835 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-009741 · wf-form4_153297409392378.xml · nonDerivative · entry 1

Breen Timothy E. · CIK 0001744312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,835

F1 · price: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan, and vest in three equal annual installments. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

Read SEC document
July 27, 2018 Filed Jul 30, 2018 18:09 UTC GrantCommon Stock 6,835 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-009742 · wf-form4_153297414948465.xml · nonDerivative · entry 1

OCONNELL MAUREEN · CIK 0001111318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,835

F1 · price: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan, and vest in three equal annual installments. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

Read SEC document
July 20, 2018 Filed Jul 20, 2018 12:27 UTC
Munden Robert Linton ReevesEVP, GC & Secretary
Tax withholdingRestricted Stock Units · Derivative 10,328 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-009458 · wf-form4_153208965642972.xml · derivative · entry 2

Munden Robert Linton Reeves · CIK 0001488578 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F3 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment.

F3 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment.

Read SEC document
July 20, 2018 Filed Jul 20, 2018 12:27 UTC
Munden Robert Linton ReevesEVP, GC & Secretary
Tax withholdingCommon Stock 1,467 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-009458 · wf-form4_153208965642972.xml · nonDerivative · entry 1

Munden Robert Linton Reeves · CIK 0001488578 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,489

F1 · shares: These shares of restricted stock were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment.

Read SEC document
July 16, 2018 Filed Jul 16, 2018 18:43 UTC GrantCommon Stock 921 $11.10 $10,223.10
Disclosure

SEC source: 0001628280-18-009237 · wf-form4_153176660491706.xml · nonDerivative · entry 1

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,818

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

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July 16, 2018 Filed Jul 16, 2018 18:42 UTC GrantCommon Stock 236 $11.10 $2,619.60
Disclosure

SEC source: 0001628280-18-009236 · wf-form4_153176655689794.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

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July 14, 2018 Filed Jul 16, 2018 13:56 UTC
PUCKETT KAREN ADirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 7,042 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-009221 · wf-form4_153174935140058.xml · derivative · entry 3

PUCKETT KAREN A · CIK 0001202861 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,084

Underlying: Common Stock · 7,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 14, 2017, the reporting person was granted 21,126 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On July 14, 2017, the reporting person was granted 21,126 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
July 14, 2018 Filed Jul 16, 2018 13:56 UTC
PUCKETT KAREN ADirector · President and CEO
Tax withholdingCommon Stock 1,715 $11.04 $18,933.60
Disclosure

SEC source: 0001628280-18-009221 · wf-form4_153174935140058.xml · nonDerivative · entry 2

PUCKETT KAREN A · CIK 0001202861 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,829

F2 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Restricted Stock Units.

Read SEC document
July 14, 2018 Filed Jul 16, 2018 13:56 UTC
PUCKETT KAREN ADirector · President and CEO
Exercise / conversionCommon Stock 7,042 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-009221 · wf-form4_153174935140058.xml · nonDerivative · entry 1

PUCKETT KAREN A · CIK 0001202861 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 19:17 UTC GrantRestricted Stock Units 6,427 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-009175 · wf-form4_153125021071407.xml · nonDerivative · entry 1

GRIFFIN JOHN H JR · CIK 0001249243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,427

F1 · security: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan, and vest in three equal annual installments. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F1 · price: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan, and vest in three equal annual installments. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 18:44 UTC Tax withholdingRestricted Stock Units · Derivative 4,124 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-009157 · wf-form4_153116183443249.xml · derivative · entry 2

FARLEY WILLIAM F · CIK 0001037860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F3 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors.

F3 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 18:44 UTC Tax withholdingCommon Stock 743 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-009157 · wf-form4_153116183443249.xml · nonDerivative · entry 1

FARLEY WILLIAM F · CIK 0001037860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,453

F1 · shares: These shares of restricted stock were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.