Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 23, 2019 Filed Jun 24, 2019 18:37 UTC |
Harrison Andrew PPresident and COO
|
Tax withholdingCommon Stock | 661 | $2.57 | $1,698.77 |
DisclosureSEC source: 0001628280-19-008260 · wf-form4_156140144613742.xml · nonDerivative · entry 2 Harrison Andrew P · CIK 0001566753 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,724 F2 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Restricted Stock Units. Read SEC document |
| June 23, 2019 Filed Jun 24, 2019 18:37 UTC |
Harrison Andrew PPresident and COO
|
Exercise / conversionCommon Stock | 2,817 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-008260 · wf-form4_156140144613742.xml · nonDerivative · entry 1 Harrison Andrew P · CIK 0001566753 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis. Read SEC document |
| June 23, 2019 Filed Mar 27, 2020 21:53 UTC |
KEARNES LAURILEEChief Financial Officer
|
Exercise / conversionPhantom Stock · Derivative | 520 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-006364 · rdgdoc.xml · derivative · entry 6 KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,040 Underlying: Common Stock · 520 shares Expires 2019-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock was the economic equivalent of one share of the Issuer's common stock. All of the shares of phantom stock were cash settled. F1 · price: Each share of phantom stock was the economic equivalent of one share of the Issuer's common stock. All of the shares of phantom stock were cash settled. Read SEC document |
| June 23, 2019 Filed Mar 27, 2020 21:53 UTC |
KEARNES LAURILEEChief Financial Officer
|
Disposition to issuerCommon Stock | 520 | $2.57 | $1,336.40 |
DisclosureSEC source: 0001437749-20-006364 · rdgdoc.xml · nonDerivative · entry 4 KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,474 Read SEC document |
| June 23, 2019 Filed Mar 27, 2020 21:53 UTC |
KEARNES LAURILEEChief Financial Officer
|
Exercise / conversionCommon Stock | 520 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-006364 · rdgdoc.xml · nonDerivative · entry 3 KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock was the economic equivalent of one share of the Issuer's common stock. All of the shares of phantom stock were cash settled. Read SEC document |
| April 15, 2019 Filed Apr 15, 2019 14:44 UTC |
Harrison Andrew PPresident and COO
|
Tax withholdingCommon Stock | 435 | $3.59 | $1,561.65 |
DisclosureSEC source: 0001628280-19-004265 · wf-form4_155533943257807.xml · nonDerivative · entry 1 Harrison Andrew P · CIK 0001566753 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,568 F1 · shares: These shares were withheld from a previously reported grant of restricted stock made pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting Read SEC document |
| April 15, 2019 Filed Mar 27, 2020 21:53 UTC |
KEARNES LAURILEEChief Financial Officer
|
Exercise / conversionPhantom Stock · Derivative | 232 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-006364 · rdgdoc.xml · derivative · entry 5 KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233 Underlying: Common Stock · 232 shares Expires 2019-04-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock was the economic equivalent of one share of the Issuer's common stock. All of the shares of phantom stock were cash settled. F1 · price: Each share of phantom stock was the economic equivalent of one share of the Issuer's common stock. All of the shares of phantom stock were cash settled. Read SEC document |
| April 15, 2019 Filed Mar 27, 2020 21:53 UTC |
KEARNES LAURILEEChief Financial Officer
|
Disposition to issuerCommon Stock | 232 | $3.59 | $832.88 |
DisclosureSEC source: 0001437749-20-006364 · rdgdoc.xml · nonDerivative · entry 2 KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,474 Read SEC document |
| April 15, 2019 Filed Mar 27, 2020 21:53 UTC |
KEARNES LAURILEEChief Financial Officer
|
Exercise / conversionCommon Stock | 232 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-006364 · rdgdoc.xml · nonDerivative · entry 1 KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock was the economic equivalent of one share of the Issuer's common stock. All of the shares of phantom stock were cash settled. Read SEC document |
| March 21, 2019 Filed Mar 28, 2019 13:30 UTC |
GRIFFIN JOHN H JRDirector
|
GrantCommon Stock | 23,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-003521 · wf-form4_155377980401561.xml · nonDerivative · entry 1 GRIFFIN JOHN H JR · CIK 0001249243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,515 F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement and vest following a period of one full year from the date of grant. F2 · balance_after: These securities consist of (i) the 23,136 RSUs reported on this form and (ii) 35,515. Read SEC document |
| March 21, 2019 Filed Mar 28, 2019 13:29 UTC |
OCONNELL MAUREENDirector
|
GrantCommon Stock | 23,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-003520 · wf-form4_155377972523307.xml · nonDerivative · entry 1 OCONNELL MAUREEN · CIK 0001111318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,971 F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement and vest following a period of one full year from the date of grant. F2 · balance_after: These securities consist of (i) the 23,136 RSUs reported on this form and (ii) 29,971. Read SEC document |
| March 21, 2019 Filed Mar 28, 2019 13:27 UTC |
Tobia Alfred Victor Jr.Director
|
GrantCommon Stock | 23,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-003519 · wf-form4_155377965425976.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,466 F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement and vest following a period of one full year from the date of grant. F2 · balance_after: These securities consist of (i) the 23,136 RSUs reported on this form and (ii) 45,466. Read SEC document |
| March 21, 2019 Filed Mar 28, 2019 13:26 UTC |
KEATING MELVIN LDirector
|
GrantCommon Stock | 23,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-003518 · wf-form4_155377958592444.xml · nonDerivative · entry 1 KEATING MELVIN L · CIK 0001263463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,676 F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement and vest following a period of one full year from the date of grant. F2 · balance_after: These securities consist of (i) the 23,136 RSUs reported on this form and (ii) 38,676. Read SEC document |
| March 21, 2019 Filed Mar 28, 2019 13:25 UTC |
COPELAND DAVID LDirector
|
GrantCommon Stock | 23,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-003517 · wf-form4_155377951110408.xml · nonDerivative · entry 1 COPELAND DAVID L · CIK 0001033746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,020 F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement and vest following a period of one full year from the date of grant. F2 · balance_after: These securities consist of (i) the 23,136 RSUs reported on this form and (ii) 52,020. Read SEC document |
| March 21, 2019 Filed May 8, 2019 15:02 UTC |
BEHRENS EVANDirector
|
GrantCommon Stock | 23,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-006211 · wf-form4_155732772937899.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,136 F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement and vest following a period of one full year from the date of grant. F2 · balance_after: These securities consist of (i) the 23,136 RSUs reported on this form and (ii) 28,136. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 13:50 UTC |
Harrison Andrew PPresident and COO
|
GrantRestricted Stock Units · Derivative | 113,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-000438 · wf-form4_154816499387881.xml · derivative · entry 1 Harrison Andrew P · CIK 0001566753 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,565 Underlying: Common Stock · 113,565 shares Expires not disclosed F1 · derivative.exercise_price: The grant of restricted stock units is in the amount of $360,000, which amount was calculated by dividing $360,000 by the Issuer's closing share price on the date of grant of $3.17. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement, and vest if, following a period of at least one full year from the date of grant, the closing price of a share of the Issuer's common stock for 30 consecutive days following the grant date reaches (i) $6.00 per share for the first one-third of the restricted stock units, (ii) $10.00 per share for the second one-third of the restricted stock units and (iii) $12.50 per share for the final one-third of the restricted stock units. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement, and vest if, following a period of at least one full year from the date of grant, the closing price of a share of the Issuer's common stock for 30 consecutive days following the grant date reaches (i) $6.00 per share for the first one-third of the restricted stock units, (ii) $10.00 per share for the second one-third of the restricted stock units and (iii) $12.50 per share for the final one-third of the restricted stock units. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 13:48 UTC |
Breen Timothy E.Director · CEO
|
GrantRestricted Stock Units · Derivative | 236,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-000436 · wf-form4_154816487103805.xml · derivative · entry 1 Breen Timothy E. · CIK 0001744312 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,594 Underlying: Common Stock · 236,594 shares Expires not disclosed F1 · derivative.exercise_price: The grant of restricted stock units is in the amount of $750,000, which amount was calculated by dividing $750,000 by the Issuer's closing share price on the date of grant of $3.17. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement, and vest if, following a period of at least one full year from the date of grant, the closing price of a share of the Issuer's common stock for 30 consecutive days following the grant date reaches (i) $6.00 per share for the first one-third of the restricted stock units, (ii) $10.00 per share for the second one-third of the restricted stock units and (iii) $12.50 per share for the final one-third of the restricted stock units. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement, and vest if, following a period of at least one full year from the date of grant, the closing price of a share of the Issuer's common stock for 30 consecutive days following the grant date reaches (i) $6.00 per share for the first one-third of the restricted stock units, (ii) $10.00 per share for the second one-third of the restricted stock units and (iii) $12.50 per share for the final one-third of the restricted stock units. Read SEC document |
| January 17, 2019 Filed Jan 23, 2019 14:07 UTC |
Del Priore MarkChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 75,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-000489 · wf-form4_154825243351059.xml · derivative · entry 1 Del Priore Mark · CIK 0001708976 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,710 Underlying: Common Stock · 75,710 shares Expires not disclosed F1 · derivative.exercise_price: The grant of restricted stock units is in the amount of $240,000, which amount was calculated by dividing $240,000 by the Issuer's closing share price on the date of grant of $3.17. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement, and vest if, following a period of at least one full year from the date of grant, the closing price of a share of the Issuer's common stock for 30 consecutive days following the grant date reaches (i) $6.00 per share for the first one-third of the restricted stock units, (ii) $10.00 per share for the second one-third of the restricted stock units and (iii) $12.50 per share for the final one-third of the restricted stock units. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement, and vest if, following a period of at least one full year from the date of grant, the closing price of a share of the Issuer's common stock for 30 consecutive days following the grant date reaches (i) $6.00 per share for the first one-third of the restricted stock units, (ii) $10.00 per share for the second one-third of the restricted stock units and (iii) $12.50 per share for the final one-third of the restricted stock units. Read SEC document |
| January 17, 2019 Filed Feb 6, 2019 16:20 UTC Amendment |
Breen Timothy E.Director · CEO
|
OtherRestricted Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-001013 · wf-form4a_154947003798506.xml · derivative · entry 1 Breen Timothy E. · CIK 0001744312 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement, and vest if, following a period of at least one full year from the date of grant, the closing price of a share of the Issuer's common stock for 30 consecutive days following the grant date reaches (i) $6.00 per share for the first one-third of the restricted stock units, (ii) $10.00 per share for the second one-third of the restricted stock units and (iii) $12.50 per share for the final one-third of the restricted stock units. F2 · shares: This Form 4 amendment amends and restates the original Form 4, filed on January 22, 2019, to correct an error in the number of restricted stock units originally granted and to reduce the number of restricted stock units granted from 236,594 to 150,000. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement, and vest if, following a period of at least one full year from the date of grant, the closing price of a share of the Issuer's common stock for 30 consecutive days following the grant date reaches (i) $6.00 per share for the first one-third of the restricted stock units, (ii) $10.00 per share for the second one-third of the restricted stock units and (iii) $12.50 per share for the final one-third of the restricted stock units. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement, and vest if, following a period of at least one full year from the date of grant, the closing price of a share of the Issuer's common stock for 30 consecutive days following the grant date reaches (i) $6.00 per share for the first one-third of the restricted stock units, (ii) $10.00 per share for the second one-third of the restricted stock units and (iii) $12.50 per share for the final one-third of the restricted stock units. F2 · derivative.underlying_shares: This Form 4 amendment amends and restates the original Form 4, filed on January 22, 2019, to correct an error in the number of restricted stock units originally granted and to reduce the number of restricted stock units granted from 236,594 to 150,000. F2 · balance_after: This Form 4 amendment amends and restates the original Form 4, filed on January 22, 2019, to correct an error in the number of restricted stock units originally granted and to reduce the number of restricted stock units granted from 236,594 to 150,000. Read SEC document |
| January 03, 2019 Filed Jan 3, 2019 18:51 UTC |
Tobia Alfred Victor Jr.Director
|
GrantCommon Stock | 4,700 | $2.42 | $11,374.00 |
DisclosureSEC source: 0001628280-19-000070 · wf-form4_154654145170892.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,240 F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter. Read SEC document |
| January 03, 2019 Filed Jan 3, 2019 18:50 UTC |
KEATING MELVIN LDirector
|
GrantCommon Stock | 1,355 | $2.42 | $3,279.10 |
DisclosureSEC source: 0001628280-19-000069 · wf-form4_154654138516737.xml · nonDerivative · entry 1 KEATING MELVIN L · CIK 0001263463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,450 F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 15:00 UTC |
BIRO JON CChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-014307 · wf-form4_154220760784887.xml · derivative · entry 3 BIRO JON C · CIK 0001221219 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units converted into voting common stock on a one-for-one basis. F2 · derivative.exercise_date: These restricted stock units were issued pursuant to a Restricted Stock Unit Inducement Award Agreement with the Reporting Person, and vest in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: These restricted stock units were issued pursuant to a Restricted Stock Unit Inducement Award Agreement with the Reporting Person, and vest in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.underlying_shares: The amounts shown reflect the company's having effected a reverse split on January 31, 2018. F3 · balance_after: The amounts shown reflect the company's having effected a reverse split on January 31, 2018. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 15:00 UTC |
BIRO JON CChief Financial Officer
|
Tax withholdingCommon Stock | 1,948 | $5.29 | $10,304.92 |
DisclosureSEC source: 0001628280-18-014307 · wf-form4_154220760784887.xml · nonDerivative · entry 2 BIRO JON C · CIK 0001221219 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,052 Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 15:00 UTC |
BIRO JON CChief Financial Officer
|
Exercise / conversionCommon Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-014307 · wf-form4_154220760784887.xml · nonDerivative · entry 1 BIRO JON C · CIK 0001221219 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units converted into voting common stock on a one-for-one basis. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 15:39 UTC |
Tobia Alfred Victor Jr.Director
|
GrantCommon Stock | 1,595 | $7.13 | $11,372.35 |
DisclosureSEC source: 0001628280-18-012206 · wf-form4_153849476927700.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,540 F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 15:38 UTC |
KEATING MELVIN LDirector
|
GrantCommon Stock | 460 | $7.13 | $3,279.80 |
DisclosureSEC source: 0001628280-18-012205 · wf-form4_153849471208639.xml · nonDerivative · entry 1 KEATING MELVIN L · CIK 0001263463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,095 F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter. Read SEC document |
| September 17, 2018 Filed Sep 17, 2018 16:04 UTC |
GRILLO FRANK MEVP & Chief Marketing Officer
|
Disposition to issuerRestricted Stock Units · Derivative | 7,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-011902 · wf-form4_153720022350067.xml · derivative · entry 2 GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock. F3 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment. F3 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment. Read SEC document |
| September 17, 2018 Filed Sep 17, 2018 16:04 UTC |
GRILLO FRANK MEVP & Chief Marketing Officer
|
Disposition to issuerCommon Stock | 1,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-011902 · wf-form4_153720022350067.xml · nonDerivative · entry 1 GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,673 F1 · shares: These shares of restricted stock were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment. Read SEC document |
| August 17, 2018 Filed Aug 20, 2018 13:53 UTC |
Alvarado Carlos MVice President and Controller
|
Disposition to issuerRestricted Stock Units · Derivative | 1,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-011223 · wf-form4_153477319922738.xml · derivative · entry 2 Alvarado Carlos M · CIK 0001580195 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock. F3 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment. F3 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment. Read SEC document |
| August 17, 2018 Filed Aug 20, 2018 13:53 UTC |
Alvarado Carlos MVice President and Controller
|
Disposition to issuerCommon Stock | 234 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-011223 · wf-form4_153477319922738.xml · nonDerivative · entry 1 Alvarado Carlos M · CIK 0001580195 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,599 F1 · shares: These shares of restricted stock were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment. Read SEC document |
| August 03, 2018 Filed Aug 3, 2018 13:02 UTC |
Tobia Alfred Victor Jr.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 2,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010390 · wf-form4_153330132966653.xml · derivative · entry 2 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,255 Underlying: Common Stock · 2,127 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On August 3, 2017, the reporting person was granted 6,382 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On August 3, 2017, the reporting person was granted 6,382 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 03, 2018 Filed Aug 3, 2018 13:02 UTC |
Tobia Alfred Victor Jr.Director
|
Exercise / conversionCommon Stock | 2,127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-010390 · wf-form4_153330132966653.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis. Read SEC document |
| August 03, 2018 Filed Aug 3, 2018 13:01 UTC |
KEATING MELVIN LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010389 · wf-form4_153330126685263.xml · derivative · entry 2 KEATING MELVIN L · CIK 0001263463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,255 Underlying: Common Stock · 2,127 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On August 3, 2017, the reporting person was granted 6,382 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On August 3, 2017, the reporting person was granted 6,382 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 03, 2018 Filed Aug 3, 2018 13:01 UTC |
KEATING MELVIN LDirector
|
Exercise / conversionCommon Stock | 2,127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-010389 · wf-form4_153330126685263.xml · nonDerivative · entry 1 KEATING MELVIN L · CIK 0001263463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis. Read SEC document |
| July 27, 2018 Filed Jul 30, 2018 18:12 UTC |
Tobia Alfred Victor Jr.Director
|
GrantCommon Stock | 6,835 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-009747 · wf-form4_153297436082070.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,035 F1 · price: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan, and vest in three equal annual installments. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Read SEC document |
| July 27, 2018 Filed Jul 30, 2018 18:12 UTC |
KEATING MELVIN LDirector
|
GrantCommon Stock | 6,835 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-009745 · wf-form4_153297430904638.xml · nonDerivative · entry 1 KEATING MELVIN L · CIK 0001263463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,725 F1 · price: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan, and vest in three equal annual installments. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Read SEC document |
| July 27, 2018 Filed Jul 30, 2018 18:11 UTC |
COPELAND DAVID LDirector
|
GrantCommon Stock | 6,835 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-009744 · wf-form4_153297425952017.xml · nonDerivative · entry 1 COPELAND DAVID L · CIK 0001033746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,885 F1 · price: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan, and vest in three equal annual installments. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Read SEC document |
| July 27, 2018 Filed Jul 30, 2018 18:10 UTC |
REIDY MARTIN FDirector
|
GrantCommon Stock | 6,835 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-009743 · wf-form4_153297419895320.xml · nonDerivative · entry 1 REIDY MARTIN F · CIK 0001306750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,835 F1 · price: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan, and vest in three equal annual installments. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Read SEC document |
| July 27, 2018 Filed Jul 30, 2018 18:08 UTC |
Breen Timothy E.Director
|
GrantCommon Stock | 6,835 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-009741 · wf-form4_153297409392378.xml · nonDerivative · entry 1 Breen Timothy E. · CIK 0001744312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,835 F1 · price: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan, and vest in three equal annual installments. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Read SEC document |
| July 27, 2018 Filed Jul 30, 2018 18:09 UTC |
OCONNELL MAUREENDirector
|
GrantCommon Stock | 6,835 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-009742 · wf-form4_153297414948465.xml · nonDerivative · entry 1 OCONNELL MAUREEN · CIK 0001111318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,835 F1 · price: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan, and vest in three equal annual installments. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Read SEC document |
| July 20, 2018 Filed Jul 20, 2018 12:27 UTC |
Munden Robert Linton ReevesEVP, GC & Secretary
|
Tax withholdingRestricted Stock Units · Derivative | 10,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-009458 · wf-form4_153208965642972.xml · derivative · entry 2 Munden Robert Linton Reeves · CIK 0001488578 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock. F3 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment. F3 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment. Read SEC document |
| July 20, 2018 Filed Jul 20, 2018 12:27 UTC |
Munden Robert Linton ReevesEVP, GC & Secretary
|
Tax withholdingCommon Stock | 1,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-009458 · wf-form4_153208965642972.xml · nonDerivative · entry 1 Munden Robert Linton Reeves · CIK 0001488578 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,489 F1 · shares: These shares of restricted stock were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment. Read SEC document |
| July 16, 2018 Filed Jul 16, 2018 18:43 UTC |
Tobia Alfred Victor Jr.Director
|
GrantCommon Stock | 921 | $11.10 | $10,223.10 |
DisclosureSEC source: 0001628280-18-009237 · wf-form4_153176660491706.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,818 F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter. Read SEC document |
| July 16, 2018 Filed Jul 16, 2018 18:42 UTC |
KEATING MELVIN LDirector
|
GrantCommon Stock | 236 | $11.10 | $2,619.60 |
DisclosureSEC source: 0001628280-18-009236 · wf-form4_153176655689794.xml · nonDerivative · entry 1 KEATING MELVIN L · CIK 0001263463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508 F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter. Read SEC document |
| July 14, 2018 Filed Jul 16, 2018 13:56 UTC |
PUCKETT KAREN ADirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 7,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-009221 · wf-form4_153174935140058.xml · derivative · entry 3 PUCKETT KAREN A · CIK 0001202861 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,084 Underlying: Common Stock · 7,042 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F3 · derivative.exercise_date: On July 14, 2017, the reporting person was granted 21,126 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On July 14, 2017, the reporting person was granted 21,126 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| July 14, 2018 Filed Jul 16, 2018 13:56 UTC |
PUCKETT KAREN ADirector · President and CEO
|
Tax withholdingCommon Stock | 1,715 | $11.04 | $18,933.60 |
DisclosureSEC source: 0001628280-18-009221 · wf-form4_153174935140058.xml · nonDerivative · entry 2 PUCKETT KAREN A · CIK 0001202861 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,829 F2 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Restricted Stock Units. Read SEC document |
| July 14, 2018 Filed Jul 16, 2018 13:56 UTC |
PUCKETT KAREN ADirector · President and CEO
|
Exercise / conversionCommon Stock | 7,042 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-009221 · wf-form4_153174935140058.xml · nonDerivative · entry 1 PUCKETT KAREN A · CIK 0001202861 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 19:17 UTC |
GRIFFIN JOHN H JRDirector
|
GrantRestricted Stock Units | 6,427 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-009175 · wf-form4_153125021071407.xml · nonDerivative · entry 1 GRIFFIN JOHN H JR · CIK 0001249243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,427 F1 · security: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan, and vest in three equal annual installments. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F1 · price: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan, and vest in three equal annual installments. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 18:44 UTC |
FARLEY WILLIAM FDirector
|
Tax withholdingRestricted Stock Units · Derivative | 4,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-009157 · wf-form4_153116183443249.xml · derivative · entry 2 FARLEY WILLIAM F · CIK 0001037860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock. F3 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors. F3 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 18:44 UTC |
FARLEY WILLIAM FDirector
|
Tax withholdingCommon Stock | 743 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-009157 · wf-form4_153116183443249.xml · nonDerivative · entry 1 FARLEY WILLIAM F · CIK 0001037860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,453 F1 · shares: These shares of restricted stock were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.