Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HARTE HANKS INCHRTH · Entity 7438 | President and COO | June 23, 2020 | September 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HARTE HANKS INC
Report date June 23, 2020 · Filed September 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,880 |
Ending reported balance
After 2020-06-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-06-23 · Exercise / conversion · Acquired 2,817 · Balance 15,541 F1: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Row 2 · 2020-06-23 · Tax withholding · Disposed 661 · Balance 14,880 F2: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-06-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-06-23 · Exercise / conversion · Disposed Not disclosed · Balance 0 F1: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3: On June 23, 2017, the reporting person was granted 8,450 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.
F2: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the RSUs.
F3: On June 23, 2017, the reporting person was granted 8,450 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 23, 2020 Filed Sep 2, 2020 00:30 UTC | HARTE HANKS INC HRTH · Entity 7438 | Exercise / conversionRestricted Stock Units · Derivative | Not disclosed | $0.00 | $2,817.00 |
DisclosureSEC source: 0001437749-20-019166 · rdgdoc.xml · derivative · entry 3 Harrison Andrew P · CIK 0001566753 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,817 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 23, 2017, the reporting person was granted 8,450 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 23, 2017, the reporting person was granted 8,450 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 23, 2020 Filed Sep 2, 2020 00:30 UTC | HARTE HANKS INC HRTH · Entity 7438 | Tax withholdingCommon Stock | 661 | $3.10 | $2,049.10 |
DisclosureSEC source: 0001437749-20-019166 · rdgdoc.xml · nonDerivative · entry 2 Harrison Andrew P · CIK 0001566753 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,880 F2 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the RSUs. Read SEC document |
| June 23, 2020 Filed Sep 2, 2020 00:30 UTC | HARTE HANKS INC HRTH · Entity 7438 | Exercise / conversionCommon Stock | 2,817 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-019166 · rdgdoc.xml · nonDerivative · entry 1 Harrison Andrew P · CIK 0001566753 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| June 23, 2019 Filed Jun 24, 2019 18:37 UTC | HARTE HANKS INC HHS · Entity 7438 | Exercise / conversionRestricted Stock Units · Derivative | 2,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-008260 · wf-form4_156140144613742.xml · derivative · entry 3 Harrison Andrew P · CIK 0001566753 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,817 Underlying: Common Stock · 2,817 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F3 · derivative.exercise_date: On June 23, 2017, the reporting person was granted 8,450 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 23, 2017, the reporting person was granted 8,450 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 23, 2019 Filed Jun 24, 2019 18:37 UTC | HARTE HANKS INC HHS · Entity 7438 | Tax withholdingCommon Stock | 661 | $2.57 | $1,698.77 |
DisclosureSEC source: 0001628280-19-008260 · wf-form4_156140144613742.xml · nonDerivative · entry 2 Harrison Andrew P · CIK 0001566753 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,724 F2 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Restricted Stock Units. Read SEC document |
| June 23, 2019 Filed Jun 24, 2019 18:37 UTC | HARTE HANKS INC HHS · Entity 7438 | Exercise / conversionCommon Stock | 2,817 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-008260 · wf-form4_156140144613742.xml · nonDerivative · entry 1 Harrison Andrew P · CIK 0001566753 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis. Read SEC document |
| April 15, 2019 Filed Apr 15, 2019 14:44 UTC | HARTE HANKS INC HHS · Entity 7438 | Tax withholdingCommon Stock | 435 | $3.59 | $1,561.65 |
DisclosureSEC source: 0001628280-19-004265 · wf-form4_155533943257807.xml · nonDerivative · entry 1 Harrison Andrew P · CIK 0001566753 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,568 F1 · shares: These shares were withheld from a previously reported grant of restricted stock made pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 13:50 UTC | HARTE HANKS INC HHS · Entity 7438 | GrantRestricted Stock Units · Derivative | 113,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-000438 · wf-form4_154816499387881.xml · derivative · entry 1 Harrison Andrew P · CIK 0001566753 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,565 Underlying: Common Stock · 113,565 shares Expires not disclosed F1 · derivative.exercise_price: The grant of restricted stock units is in the amount of $360,000, which amount was calculated by dividing $360,000 by the Issuer's closing share price on the date of grant of $3.17. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement, and vest if, following a period of at least one full year from the date of grant, the closing price of a share of the Issuer's common stock for 30 consecutive days following the grant date reaches (i) $6.00 per share for the first one-third of the restricted stock units, (ii) $10.00 per share for the second one-third of the restricted stock units and (iii) $12.50 per share for the final one-third of the restricted stock units. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement, and vest if, following a period of at least one full year from the date of grant, the closing price of a share of the Issuer's common stock for 30 consecutive days following the grant date reaches (i) $6.00 per share for the first one-third of the restricted stock units, (ii) $10.00 per share for the second one-third of the restricted stock units and (iii) $12.50 per share for the final one-third of the restricted stock units. Read SEC document |
| June 23, 2018 Filed Jun 25, 2018 17:04 UTC | HARTE HANKS INC HHS · Entity 7438 | Exercise / conversionRestricted Stock Units · Derivative | 2,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-008295 · wf-form4_152994625158774.xml · derivative · entry 3 Harrison Andrew P · CIK 0001566753 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,634 Underlying: Common Stock · 2,816 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F3 · derivative.exercise_date: On June 23, 2017, the reporting person was granted 8,450 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 23, 2017, the reporting person was granted 8,450 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 23, 2018 Filed Jun 25, 2018 17:04 UTC | HARTE HANKS INC HHS · Entity 7438 | Tax withholdingCommon Stock | 661 | $11.23 | $7,423.03 |
DisclosureSEC source: 0001628280-18-008295 · wf-form4_152994625158774.xml · nonDerivative · entry 2 Harrison Andrew P · CIK 0001566753 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,004 F2 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Restricted Stock Units. Read SEC document |
| June 23, 2018 Filed Jun 25, 2018 17:04 UTC | HARTE HANKS INC HHS · Entity 7438 | Exercise / conversionCommon Stock | 2,816 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-008295 · wf-form4_152994625158774.xml · nonDerivative · entry 1 Harrison Andrew P · CIK 0001566753 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis. Read SEC document |
| April 15, 2018 Filed Apr 17, 2018 17:56 UTC | HARTE HANKS INC HHS · Entity 7438 | Tax withholdingCommon Stock | 665 | $9.60 | $6,384.00 |
DisclosureSEC source: 0001628280-18-004311 · wf-form4_152398776829089.xml · nonDerivative · entry 1 Harrison Andrew P · CIK 0001566753 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,849 F1 · shares: These shares were withheld from a previously reported grant of restricted stock made pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting F2 · balance_after: All share amounts reflect adjustment for the issuer's 1-for-10 reverse stock split effective January 31, 2018. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 22:42 UTC | HARTE HANKS INC HHS · Entity 7438 | GrantStock Appreciation Right · Derivative | 126,760 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001179110-17-009721 · edgar.xml · derivative · entry 2 Harrison Andrew P · CIK 0001566753 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,760 Underlying: Common Stock · 126,760 shares Expires not disclosed F3 · derivative.exercise_date: These stock appreciation rights were granted under the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest and become exercisable for cash in four equal installments on the first through fourth anniversaries of the grant date. All such stock appreciation rights shall expire on the tenth anniversary of the grant date. F3 · derivative.expiration_date: These stock appreciation rights were granted under the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest and become exercisable for cash in four equal installments on the first through fourth anniversaries of the grant date. All such stock appreciation rights shall expire on the tenth anniversary of the grant date. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 22:42 UTC | HARTE HANKS INC HHS · Entity 7438 | GrantRestricted Stock Units · Derivative | 84,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-009721 · edgar.xml · derivative · entry 1 Harrison Andrew P · CIK 0001566753 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,507 Underlying: Common Stock · 84,507 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock. F2 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date. F2 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date. Read SEC document |
| April 15, 2017 Filed Apr 17, 2017 19:19 UTC | HARTE HANKS INC HHS · Entity 7438 | Tax withholdingCommon Stock | 9,459 | $1.28 | $12,107.52 |
DisclosureSEC source: 0001179110-17-006019 · edgar.xml · nonDerivative · entry 1 Harrison Andrew P · CIK 0001566753 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,138 F1 · shares: These shares were withheld from a previously reported grant of restricted stock made pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.