Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HARTE HANKS INC
Report date September 17, 2018 · Filed September 17, 2018
Section 16 reporting ended · disclosed 2018-09-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,673 |
Reported balance
After 2018-09-17 transaction · row 1
1 source rowRow 1 · 2018-09-17 · Disposition to issuer · Disposed 1,538 · Balance 4,673 F1: These shares of restricted stock were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-09-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-09-17 · Disposition to issuer · Disposed 7,512 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock. F3: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of restricted stock were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment.
F2: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.
F3: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2018 Filed Sep 17, 2018 16:04 UTC | HARTE HANKS INC HHS · Entity 7438 | Disposition to issuerRestricted Stock Units · Derivative | 7,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-011902 · wf-form4_153720022350067.xml · derivative · entry 2 GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock. F3 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment. F3 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment. Read SEC document |
| September 17, 2018 Filed Sep 17, 2018 16:04 UTC | HARTE HANKS INC HHS · Entity 7438 | Disposition to issuerCommon Stock | 1,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-011902 · wf-form4_153720022350067.xml · nonDerivative · entry 1 GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,673 F1 · shares: These shares of restricted stock were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment. Read SEC document |
| June 23, 2018 Filed Jun 25, 2018 17:04 UTC | HARTE HANKS INC HHS · Entity 7438 | Exercise / conversionRestricted Stock Units · Derivative | 3,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-008294 · wf-form4_152994622019820.xml · derivative · entry 3 GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,512 Underlying: Common Stock · 3,755 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F3 · derivative.exercise_date: On June 23, 2017, the reporting person was granted 11,267 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 23, 2017, the reporting person was granted 11,267 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 23, 2018 Filed Jun 25, 2018 17:04 UTC | HARTE HANKS INC HHS · Entity 7438 | Tax withholdingCommon Stock | 1,089 | $11.23 | $12,229.47 |
DisclosureSEC source: 0001628280-18-008294 · wf-form4_152994622019820.xml · nonDerivative · entry 2 GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,211 F2 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Restricted Stock Units. Read SEC document |
| June 23, 2018 Filed Jun 25, 2018 17:04 UTC | HARTE HANKS INC HHS · Entity 7438 | Exercise / conversionCommon Stock | 3,755 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-008294 · wf-form4_152994622019820.xml · nonDerivative · entry 1 GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis. Read SEC document |
| April 15, 2018 Filed Apr 17, 2018 17:55 UTC | HARTE HANKS INC HHS · Entity 7438 | Tax withholdingCommon Stock | 378 | $9.60 | $3,628.80 |
DisclosureSEC source: 0001628280-18-004310 · wf-form4_152398769269647.xml · nonDerivative · entry 1 GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,545 F1 · shares: These shares were withheld from a previously reported grant of restricted stock made pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting. F2 · balance_after: All share amounts reflect adjustment for the issuer's 1-for-10 reverse stock split effective January 31, 2018. Read SEC document |
| October 28, 2017 Filed Oct 30, 2017 18:25 UTC | HARTE HANKS INC HHS · Entity 7438 | Tax withholdingCommon Stock | 1,402 | $1.01 | $1,416.02 |
DisclosureSEC source: 0001628280-17-010364 · wf-form4_150938790785115.xml · nonDerivative · entry 1 GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,240 F1 · shares: These shares were withheld from a previously reported grant of restricted stock issued pursuant to a Restricted Stock Inducement Award Agreement with the Reporting Person in order to pay applicable withholding taxes upon vesting. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 22:43 UTC | HARTE HANKS INC HHS · Entity 7438 | GrantStock Appreciation Right · Derivative | 169,014 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001179110-17-009724 · edgar.xml · derivative · entry 2 GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,014 Underlying: Common Stock · 169,014 shares Expires not disclosed F3 · derivative.exercise_date: These stock appreciation rights were granted under the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest and become exercisable for cash in four equal installments on the first through fourth anniversaries of the grant date. All such stock appreciation rights shall expire on the tenth anniversary of the grant date. F3 · derivative.expiration_date: These stock appreciation rights were granted under the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest and become exercisable for cash in four equal installments on the first through fourth anniversaries of the grant date. All such stock appreciation rights shall expire on the tenth anniversary of the grant date. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 22:43 UTC | HARTE HANKS INC HHS · Entity 7438 | GrantRestricted Stock Units · Derivative | 112,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-009724 · edgar.xml · derivative · entry 1 GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,676 Underlying: Common Stock · 112,676 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock. F2 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date. F2 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date. Read SEC document |
| April 15, 2017 Filed Apr 17, 2017 19:19 UTC | HARTE HANKS INC HHS · Entity 7438 | Tax withholdingCommon Stock | 4,101 | $1.28 | $5,249.28 |
DisclosureSEC source: 0001179110-17-006017 · edgar.xml · nonDerivative · entry 1 GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,642 F1 · shares: These shares were withheld from a previously reported grant of restricted stock made pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting. Read SEC document |
| October 28, 2016 Filed Oct 28, 2016 19:10 UTC | HARTE HANKS INC HHS · Entity 7438 | Tax withholdingCommon Stock | 1,402 | $1.38 | $1,934.76 |
DisclosureSEC source: 0001179110-16-030980 · edgar.xml · nonDerivative · entry 1 GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,743 F1 · shares: These shares were withheld from a previously reported grant of restricted stock issued pursuant to a Restricted Stock Inducement Award Agreement with the Reporting Person in order to pay applicable withholding taxes upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.