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person · Reporting owner

KEARNES LAURILEE

Disclosed activity across 2 companies

Tapewire entity
28993
SEC CIK
0001751130

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Byrna Technologies Inc.BYRN · Entity 6938Chief Financial OfficerJuly 22, 2026July 23, 2026
HARTE HANKS INCHHS · Entity 7438Chief Financial OfficerAugust 06, 2023August 08, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Byrna Technologies Inc.

Report date July 22, 2026 · Filed July 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect18,887 Reported balance After 2026-07-22 transaction · row 1
1 source row

Row 1 · 2026-07-22 · Purchase · Acquired 2,000 · Balance 18,887

F1: The shares were purchased in a single transaction for a total cost of $6,830.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were purchased in a single transaction for a total cost of $6,830.

HARTE HANKS INC

Report date August 06, 2023 · Filed August 08, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect91,278 Ending reported balance After 2023-08-08 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-08-06 · Tax withholding · Disposed 2,624 · Balance 99,804

F1: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Restricted Stock Units.

Row 2 · 2023-08-08 · Tax withholding · Disposed 8,526 · Balance 91,278

F1: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Restricted Stock Units.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Restricted Stock Units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 22, 2026 Filed Jul 23, 2026 20:03 UTC Byrna Technologies Inc. BYRN · Entity 6938 PurchaseCommon stock 2,000 $3.42 $6,830.00
Disclosure

SEC source: 0001437749-26-024300 · rdgdoc.xml · nonDerivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,887

F1 · price: The shares were purchased in a single transaction for a total cost of $6,830.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 00:00 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionRestricted Stock Unit · Derivative 7,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-023737 · rdgdoc.xml · derivative · entry 2

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of 7,500 restricted stock units in shares of common stock following vesting.

F1 · price: Each restricted stock unit represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of 7,500 restricted stock units in shares of common stock following vesting.

F2 · derivative.exercise_date: These restricted stock units vested on 6/19/26, were required to be settled by 3/15/27, and were settled on 7/15/26.

F2 · derivative.expiration_date: These restricted stock units vested on 6/19/26, were required to be settled by 3/15/27, and were settled on 7/15/26.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 00:00 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionCommon stock 7,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-023737 · rdgdoc.xml · nonDerivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: These restricted stock units vested on 6/19/26, were required to be settled by 3/15/27, and were settled on 7/15/26.

F1 · price: Each restricted stock unit represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of 7,500 restricted stock units in shares of common stock following vesting.

Read SEC document
May 05, 2026 Filed May 7, 2026 21:23 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionRestricted Stock Unit · Derivative 2,313 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-015670 · rdgdoc.xml · derivative · entry 2

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,080

Underlying: Common Stock · 2,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of 2,313 restricted stock units in shares of common stock upon vesting.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of 2,313 restricted stock units in shares of common stock upon vesting.

F2 · derivative.exercise_date: These restricted stock units vested on 5/4/26 and were settled on 5/5/26.

F2 · derivative.expiration_date: These restricted stock units vested on 5/4/26 and were settled on 5/5/26.

Read SEC document
May 05, 2026 Filed May 7, 2026 21:23 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionCommon stock 2,313 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-015670 · rdgdoc.xml · nonDerivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: These restricted stock units vested on 5/4/26 and were settled on 5/5/26.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of 2,313 restricted stock units in shares of common stock upon vesting.

Read SEC document
March 17, 2026 Filed Mar 19, 2026 00:00 UTC Byrna Technologies Inc. BYRN · Entity 6938 GrantRestricted Stock Units · Derivative 18,210 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-008911 · rdgdoc.xml · derivative · entry 2

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,210

Underlying: Common Stock · 18,210 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Byrna Technologies Inc. (the "Issuer").

F3 · derivative.exercise_date: The RSUs were granted pursuant to the Issuer's Long Term Incentive Program. They are performance-based and will vest on November 30, 2028 if and to the extent that (a) the Issuer achieves preset revenue levels for its fiscal year ending November 30, 2027 and (b) the Reporting Person (i) remains employed by the Issuer through November 30, 2028 or (ii) is terminated without cause after November 30, 2027. Such vesting will be accelerated upon the death or disability of the Reporting Person or upon the termination of the Reporting Person without cause or resignation by the Reporting Person for good reason within 12 months following a qualifying change of control transaction.

F3 · derivative.expiration_date: The RSUs were granted pursuant to the Issuer's Long Term Incentive Program. They are performance-based and will vest on November 30, 2028 if and to the extent that (a) the Issuer achieves preset revenue levels for its fiscal year ending November 30, 2027 and (b) the Reporting Person (i) remains employed by the Issuer through November 30, 2028 or (ii) is terminated without cause after November 30, 2027. Such vesting will be accelerated upon the death or disability of the Reporting Person or upon the termination of the Reporting Person without cause or resignation by the Reporting Person for good reason within 12 months following a qualifying change of control transaction.

Read SEC document
March 17, 2026 Filed Mar 19, 2026 00:00 UTC Byrna Technologies Inc. BYRN · Entity 6938 GrantRestricted Stock Units · Derivative 18,210 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-008911 · rdgdoc.xml · derivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,210

Underlying: Common Stock · 18,210 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Byrna Technologies Inc. (the "Issuer").

F2 · derivative.exercise_date: The RSUs were granted pursuant to the Issuer's Long Term Incentive Program. They vest in three equal tranches on March 17, 2027, March 2, 2028 and March 2, 2029, subject to the Reporting Person's continuous service to the Issuer through each such vesting date. Such vesting will be accelerated upon the death or disability of the Reporting Person or upon the termination of the Reporting Person without cause or resignation by the Reporting Person for good reason within 12 months following a qualifying change of control transaction.

F3 · derivative.expiration_date: The RSUs were granted pursuant to the Issuer's Long Term Incentive Program. They are performance-based and will vest on November 30, 2028 if and to the extent that (a) the Issuer achieves preset revenue levels for its fiscal year ending November 30, 2027 and (b) the Reporting Person (i) remains employed by the Issuer through November 30, 2028 or (ii) is terminated without cause after November 30, 2027. Such vesting will be accelerated upon the death or disability of the Reporting Person or upon the termination of the Reporting Person without cause or resignation by the Reporting Person for good reason within 12 months following a qualifying change of control transaction.

Read SEC document
June 19, 2025 Filed Jun 30, 2025 10:45 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionRestricted Stock Unit · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-021477 · rdgdoc.xml · derivative · entry 3

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of 5,000 restricted stock units in shares of common stock upon vesting.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of 5,000 restricted stock units in shares of common stock upon vesting.

F3 · derivative.exercise_date: These restricted stock units vested and were settled on 6/19/25.

F3 · derivative.expiration_date: These restricted stock units vested and were settled on 6/19/25.

Read SEC document
June 19, 2025 Filed Jun 30, 2025 10:45 UTC Byrna Technologies Inc. BYRN · Entity 6938 Tax withholdingCommon Stock 1,426 $29.82 $42,523.32
Disclosure

SEC source: 0001437749-25-021477 · rdgdoc.xml · nonDerivative · entry 2

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,074

F2 · kind: In accordance with the terms of the Company's Amended and Restated 2020 Incentive Equity Plan and the Restricted Stock Unit Award Agreement, the Reporting Owner forfeited her rights to 1,426 shares of common stock that otherwise was due to her as part of the RSU settlement to cover the Reporting Owner's withholding tax obligations arising from settlement of vested restricted stock units. There was no market transaction in connection with this forfeiture. Reporting owner was issued the net number of shares (3,574) reflecting the 5,000 rsus settlement net of the 1,426 shares withhdeld for taxes calculated at the prior trading day's closing price of $29.82.

Read SEC document
June 19, 2025 Filed Jun 30, 2025 10:45 UTC Byrna Technologies Inc. BYRN · Entity 6938 Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-021477 · rdgdoc.xml · nonDerivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: These restricted stock units vested and were settled on 6/19/25.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of 5,000 restricted stock units in shares of common stock upon vesting.

Read SEC document
May 02, 2025 Filed May 8, 2025 23:31 UTC Byrna Technologies Inc. BYRN · Entity 6938 GrantRestricted Stock Unit · Derivative 6,939 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-015601 · rdgdoc.xml · derivative · entry 2

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,939

Underlying: Common Stock · 6,939 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock of Byrna Technologies Inc.

F3 · derivative.exercise_date: The restricted stock units are performance-based and will vest on November 30, 2027 if and to the extent that (a) the issuer achieves preset revenue levels for its fiscal year ending November 30, 2026 and (b) the reporting person (i) remains employed by the issuer through November 30, 2027 or (ii) is terminated without cause after November 30, 2026. Such vesting will be accelerated upon the death or disability of the reporting person or upon the termination of the reporting person without cause or resignation by the reporting person for good reason within 12 months following a qualifying change of control transaction.

F3 · derivative.expiration_date: The restricted stock units are performance-based and will vest on November 30, 2027 if and to the extent that (a) the issuer achieves preset revenue levels for its fiscal year ending November 30, 2026 and (b) the reporting person (i) remains employed by the issuer through November 30, 2027 or (ii) is terminated without cause after November 30, 2026. Such vesting will be accelerated upon the death or disability of the reporting person or upon the termination of the reporting person without cause or resignation by the reporting person for good reason within 12 months following a qualifying change of control transaction.

Read SEC document
May 02, 2025 Filed May 8, 2025 23:31 UTC Byrna Technologies Inc. BYRN · Entity 6938 GrantRestricted Stock Unit · Derivative 6,939 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-015601 · rdgdoc.xml · derivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,939

Underlying: Common Stock · 6,939 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock of Byrna Technologies Inc.

F2 · derivative.exercise_date: The restricted stock units vest in three equal tranches on May 2, 2026, March 7, 2027 and March 7, 2028, provided that such vesting will be accelerated upon the death or disability of the reporting person or upon the termination of the reporting person without cause or resignation by the reporting person for good reason within 12 months following a qualifying change of control transaction.

F2 · derivative.expiration_date: The restricted stock units vest in three equal tranches on May 2, 2026, March 7, 2027 and March 7, 2028, provided that such vesting will be accelerated upon the death or disability of the reporting person or upon the termination of the reporting person without cause or resignation by the reporting person for good reason within 12 months following a qualifying change of control transaction.

Read SEC document
May 02, 2025 Filed May 12, 2025 10:01 UTC Amendment Byrna Technologies Inc. BYRN · Entity 6938 GrantRestricted Stock Unit · Derivative 6,939 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-015913 · rdgdoc.xml · derivative · entry 2

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,939

Underlying: Common Stock · 6,939 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock of Byrna Technologies Inc.

F3 · derivative.exercise_date: The restricted stock units are performance-based and will vest on November 30, 2027 if and to the extent that (a) the issuer achieves preset revenue levels for its fiscal year ending November 30, 2026 and (b) the reporting person (i) remains employed by the issuer through November 30, 2027 or (ii) is terminated without cause after November 30, 2026. Such vesting will be accelerated upon the death or disability of the reporting person or upon the termination of the reporting person without cause or resignation by the reporting person for good reason within 12 months following a qualifying change of control transaction.

F3 · derivative.expiration_date: The restricted stock units are performance-based and will vest on November 30, 2027 if and to the extent that (a) the issuer achieves preset revenue levels for its fiscal year ending November 30, 2026 and (b) the reporting person (i) remains employed by the issuer through November 30, 2027 or (ii) is terminated without cause after November 30, 2026. Such vesting will be accelerated upon the death or disability of the reporting person or upon the termination of the reporting person without cause or resignation by the reporting person for good reason within 12 months following a qualifying change of control transaction.

Read SEC document
May 02, 2025 Filed May 12, 2025 10:01 UTC Amendment Byrna Technologies Inc. BYRN · Entity 6938 GrantRestricted Stock Unit · Derivative 6,939 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-015913 · rdgdoc.xml · derivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,939

Underlying: Common Stock · 6,939 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock of Byrna Technologies Inc.

F2 · derivative.exercise_date: The restricted stock units vest in three equal tranches on May 2, 2026, March 1, 2027 and March 1, 2028, provided that such vesting will be accelerated upon the death or disability of the reporting person or upon the termination of the reporting person without cause or resignation by the reporting person for good reason within 12 months following a qualifying change of control transaction. This amendment corrects the vesting dates of the second and third RSU tranches to comport to the terms of the grant.

F2 · derivative.expiration_date: The restricted stock units vest in three equal tranches on May 2, 2026, March 1, 2027 and March 1, 2028, provided that such vesting will be accelerated upon the death or disability of the reporting person or upon the termination of the reporting person without cause or resignation by the reporting person for good reason within 12 months following a qualifying change of control transaction. This amendment corrects the vesting dates of the second and third RSU tranches to comport to the terms of the grant.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:00 UTC Byrna Technologies Inc. BYRN · Entity 6938 PurchaseCommon Stock 1,000 $18.60 $18,600.00
Disclosure

SEC source: 0001437749-24-035608 · rdgdoc.xml · nonDerivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,500

F1 · price: The shares were purchased in two transactions, both at the price of $18.60. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding each transaction.

Read SEC document
October 10, 2024 Filed Oct 11, 2024 23:57 UTC Byrna Technologies Inc. BYRN · Entity 6938 PurchaseCommon Stock 2,000 $14.04 $28,076.40
Disclosure

SEC source: 0001437749-24-031149 · rdgdoc.xml · nonDerivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

F1 · price: The shares were purchased in multiple transactions at prices ranging from $13.8963 to $14.18. The listed price of $14.0382 represents the weighted average price of the purchases. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding each transaction.

Read SEC document
August 08, 2023 Filed Aug 8, 2023 20:27 UTC HARTE HANKS INC HHS · Entity 7438 Tax withholdingCommon Stock 8,526 $5.86 $49,962.36
Disclosure

SEC source: 0001437749-23-022529 · rdgdoc.xml · nonDerivative · entry 2

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,278

F1 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Restricted Stock Units.

Read SEC document
August 06, 2023 Filed Aug 8, 2023 20:27 UTC HARTE HANKS INC HHS · Entity 7438 Tax withholdingCommon Stock 2,624 $5.86 $15,376.64
Disclosure

SEC source: 0001437749-23-022529 · rdgdoc.xml · nonDerivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,804

F1 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Restricted Stock Units.

Read SEC document
May 26, 2023 Filed May 26, 2023 16:31 UTC HARTE HANKS INC HHS · Entity 7438 Tax withholdingCommon Stock 989 $5.76 $5,696.64
Disclosure

SEC source: 0001437749-23-015948 · rdgdoc.xml · nonDerivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,428

F1 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Restricted Stock Units.

Read SEC document
May 11, 2023 Filed May 11, 2023 17:28 UTC HARTE HANKS INC HHS · Entity 7438 PurchaseCommon Stock 1,650 $5.99 $9,883.50
Disclosure

SEC source: 0001437749-23-013845 · rdgdoc.xml · nonDerivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,417

F1 · shares: Participant purchased common stock.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 21:51 UTC HARTE HANKS INC HHS · Entity 7438 Tax withholdingCommon Stock 1,726 $14.35 $24,768.10
Disclosure

SEC source: 0001437749-22-022003 · rdgdoc.xml · nonDerivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,767

Read SEC document
August 08, 2022 Filed Aug 10, 2022 21:01 UTC HARTE HANKS INC HHS · Entity 7438 Exercise / conversionCommon Stock - Restricted Stock Units · Derivative 21,667 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-019823 · rdgdoc.xml · derivative · entry 6

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,386

Underlying: Common Stock · 21,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On August 8, 2020, the reporting person was granted 65,000 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On August 8, 2020, the reporting person was granted 65,000 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 08, 2022 Filed Aug 10, 2022 21:01 UTC HARTE HANKS INC HHS · Entity 7438 Tax withholdingCommon Stock 8,526 $11.85 $101,033.10
Disclosure

SEC source: 0001437749-22-019823 · rdgdoc.xml · nonDerivative · entry 4

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,107

F2 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the RSUs.

Read SEC document
August 08, 2022 Filed Aug 10, 2022 21:01 UTC HARTE HANKS INC HHS · Entity 7438 Exercise / conversionCommon Stock 21,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-019823 · rdgdoc.xml · nonDerivative · entry 3

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
August 06, 2022 Filed Aug 10, 2022 21:01 UTC HARTE HANKS INC HHS · Entity 7438 Exercise / conversionCommon Stock - Restricted Stock Units · Derivative 6,666 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-019823 · rdgdoc.xml · derivative · entry 5

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,053

Underlying: Common Stock · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 6, 2021, the reporting person was granted 20,000 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 6, 2021, the reporting person was granted 20,000 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 06, 2022 Filed Aug 10, 2022 21:01 UTC HARTE HANKS INC HHS · Entity 7438 Tax withholdingCommon Stock 2,624 $11.85 $31,094.40
Disclosure

SEC source: 0001437749-22-019823 · rdgdoc.xml · nonDerivative · entry 2

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,966

F2 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the RSUs.

Read SEC document
August 06, 2022 Filed Aug 10, 2022 21:01 UTC HARTE HANKS INC HHS · Entity 7438 Exercise / conversionCommon Stock 6,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-019823 · rdgdoc.xml · nonDerivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 18:24 UTC HARTE HANKS INC HHS · Entity 7438 Exercise / conversionPerformance-based Stock Units · Derivative 13,158 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-014936 · rdgdoc.xml · derivative · entry 3

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-based Stock Units ("PSU") convert into Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 6, 2019, the reporting person was granted 13,158 Performance-based Stock Units, which will vest on the later of (i) the first anniversary of the grant date and (ii) the first business day following the date on which the Company's common stock price reaches $8.00 and remains at or above such price for a consecutive 30-day period, subject to reporting person's employment on the applicable vesting date.

F3 · derivative.expiration_date: On September 6, 2019, the reporting person was granted 13,158 Performance-based Stock Units, which will vest on the later of (i) the first anniversary of the grant date and (ii) the first business day following the date on which the Company's common stock price reaches $8.00 and remains at or above such price for a consecutive 30-day period, subject to reporting person's employment on the applicable vesting date.

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June 13, 2022 Filed Jun 14, 2022 18:24 UTC HARTE HANKS INC HHS · Entity 7438 Tax withholdingCommon Stock 5,178 $10.84 $56,129.52
Disclosure

SEC source: 0001437749-22-014936 · rdgdoc.xml · nonDerivative · entry 2

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,643

F2 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Performance-based Stock Units.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 18:24 UTC HARTE HANKS INC HHS · Entity 7438 Exercise / conversionCommon Stock 13,158 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-014936 · rdgdoc.xml · nonDerivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance-based Stock Units ("PSU") convert into Common Stock on a one-for-one basis.

Read SEC document
May 26, 2022 Filed Jun 29, 2022 22:02 UTC HARTE HANKS INC HHS · Entity 7438 GrantCommon Stock - Restricted Stock Units · Derivative 10,000 $0.00 Strike: $8.43 $0.00
Disclosure

SEC source: 0001437749-22-016211 · rdgdoc.xml · derivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,719

Underlying: Common Stock · 10,000 shares

Expires 2025-05-26

F1 · shares: On May 26, 2022, the reporting person was granted 10,000 Restricted Stock Units, vesting in three equal installments beginning on the first anniversary of the grant date.

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December 02, 2021 Filed Dec 3, 2021 15:51 UTC HARTE HANKS INC HRTH · Entity 7438 PurchaseCommon Stock 144 $7.99 $1,150.56
Disclosure

SEC source: 0001437749-21-027784 · rdgdoc.xml · nonDerivative · entry 4

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,821

Read SEC document
December 02, 2021 Filed Dec 3, 2021 15:51 UTC HARTE HANKS INC HRTH · Entity 7438 PurchaseCommon Stock 100 $7.97 $797.00
Disclosure

SEC source: 0001437749-21-027784 · rdgdoc.xml · nonDerivative · entry 3

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,677

Read SEC document
December 01, 2021 Filed Dec 3, 2021 15:51 UTC HARTE HANKS INC HRTH · Entity 7438 PurchaseCommon Stock 1 $8.00 $8.00
Disclosure

SEC source: 0001437749-21-027784 · rdgdoc.xml · nonDerivative · entry 2

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,577

Read SEC document
December 01, 2021 Filed Dec 3, 2021 15:51 UTC HARTE HANKS INC HRTH · Entity 7438 PurchaseCommon Stock 5 $7.98 $39.90
Disclosure

SEC source: 0001437749-21-027784 · rdgdoc.xml · nonDerivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,576

Read SEC document
September 06, 2021 Filed Sep 8, 2021 01:48 UTC HARTE HANKS INC HRTH · Entity 7438 Tax withholdingCommon Stock 1,726 $6.89 $11,892.14
Disclosure

SEC source: 0001437749-21-021606 · rdgdoc.xml · nonDerivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,571

F1 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Restricted Stock Units.

Read SEC document
August 30, 2021 Filed Sep 2, 2021 00:08 UTC HARTE HANKS INC HRTH · Entity 7438 PurchaseCommon Stock 400 $6.60 $2,640.00
Disclosure

SEC source: 0001437749-21-021340 · rdgdoc.xml · nonDerivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,297

Read SEC document
August 08, 2021 Filed Aug 12, 2021 00:07 UTC HARTE HANKS INC HRTH · Entity 7438 Tax withholdingCommon Stock 8,331 $6.00 $49,986.00
Disclosure

SEC source: 0001437749-21-019520 · rdgdoc.xml · nonDerivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,897

F1 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the RSUs.

Read SEC document
August 06, 2021 Filed Oct 29, 2021 21:49 UTC HARTE HANKS INC HRTH · Entity 7438 GrantCommon Stock 20,000 $6.28 $125,600.00
Disclosure

SEC source: 0001437749-21-024675 · rdgdoc.xml · nonDerivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,571

F1 · shares: On August 6,2021 the reporting person was granted 20,000 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 23, 2021 Filed Jun 25, 2021 20:17 UTC HARTE HANKS INC HRTH · Entity 7438 Exercise / conversionPerformance-based Stock Units · Derivative 13,158 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-015666 · rdgdoc.xml · derivative · entry 3

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,158

Underlying: Common Stock · 13,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-based Stock Units ("PSU") convert into Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 6, 2019, the reporting person was granted 13,158 PSUs, which will vest on the later of (i) the first anniversary of the grant date and (ii) the first business day following the date on which the Company's common stock price reaches $6.00 and remains at or above such price for a consecutive 30-day period, subject to reporting person's employment on the applicable vesting date.

F3 · derivative.expiration_date: On September 6, 2019, the reporting person was granted 13,158 PSUs, which will vest on the later of (i) the first anniversary of the grant date and (ii) the first business day following the date on which the Company's common stock price reaches $6.00 and remains at or above such price for a consecutive 30-day period, subject to reporting person's employment on the applicable vesting date.

Read SEC document
June 23, 2021 Filed Jun 25, 2021 20:17 UTC HARTE HANKS INC HRTH · Entity 7438 Tax withholdingCommon Stock 5,178 $6.30 $32,621.40
Disclosure

SEC source: 0001437749-21-015666 · rdgdoc.xml · nonDerivative · entry 2

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,228

F2 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the PSUs.

Read SEC document
June 23, 2021 Filed Jun 25, 2021 20:17 UTC HARTE HANKS INC HRTH · Entity 7438 Exercise / conversionCommon Stock 13,158 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-015666 · rdgdoc.xml · nonDerivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance-based Stock Units ("PSU") convert into Common Stock on a one-for-one basis.

Read SEC document
September 06, 2020 Filed Sep 9, 2020 20:54 UTC HARTE HANKS INC HRTH · Entity 7438 Exercise / conversionRestricted Stock Units · Derivative 4,386 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-019508 · rdgdoc.xml · derivative · entry 4

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,772

Underlying: Common Stock · 4,386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 6, 2019, the reporting person was granted 13,158 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On September 6, 2019, the reporting person was granted 13,158 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
September 06, 2020 Filed Sep 9, 2020 20:54 UTC HARTE HANKS INC HRTH · Entity 7438 Tax withholdingCommon Stock 1,068 $1.75 $1,869.00
Disclosure

SEC source: 0001437749-20-019508 · rdgdoc.xml · nonDerivative · entry 3

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,318

F2 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the RSUs.

Read SEC document
September 06, 2020 Filed Sep 9, 2020 20:54 UTC HARTE HANKS INC HRTH · Entity 7438 Exercise / conversionCommon Stock 4,386 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-019508 · rdgdoc.xml · nonDerivative · entry 2

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
September 06, 2020 Filed Mar 5, 2021 22:04 UTC Amendment HARTE HANKS INC HRTH · Entity 7438 Exercise / conversionRestricted Stock Units · Derivative 4,386 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-005165 · rdgdoc.xml · derivative · entry 4

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,772

Underlying: Common Stock · 4,386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 6, 2019, the reporting person was granted 13,158 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On September 6, 2019, the reporting person was granted 13,158 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
September 06, 2020 Filed Mar 5, 2021 22:04 UTC Amendment HARTE HANKS INC HRTH · Entity 7438 Tax withholdingCommon Stock 1,068 $1.75 $1,869.00
Disclosure

SEC source: 0001437749-21-005165 · rdgdoc.xml · nonDerivative · entry 3

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,406

F2 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the RSUs.

Read SEC document
September 06, 2020 Filed Mar 5, 2021 22:04 UTC Amendment HARTE HANKS INC HRTH · Entity 7438 Exercise / conversionCommon Stock 4,386 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-005165 · rdgdoc.xml · nonDerivative · entry 2

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.

Read SEC document
August 08, 2020 Filed Sep 9, 2020 20:54 UTC HARTE HANKS INC HRTH · Entity 7438 GrantCommon Stock 65,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-019508 · rdgdoc.xml · nonDerivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,474

Read SEC document
August 08, 2020 Filed Mar 5, 2021 22:04 UTC Amendment HARTE HANKS INC HRTH · Entity 7438 GrantCommon Stock 65,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-005165 · rdgdoc.xml · nonDerivative · entry 1

KEARNES LAURILEE · CIK 0001751130 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,474

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.