Last 12 months
Inside the activity.
5 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 1 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 3 | 0 |
| Sep 2026 | 1 | 2 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2021 Filed May 11, 2021 21:28 UTC |
SILBER ALLAN C10% owner
|
SaleCommon Stock | 17,640 | $3.00 | $52,920.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 2 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,959 Read SEC document |
| March 11, 2021 Filed Mar 11, 2021 16:32 UTC |
DOVE ROSSDirector · CEO
|
PurchaseCommon Stock | 6,500 | $3.03 | $19,695.00 |
DisclosureSEC source: 0001209191-21-019711 · doc4.xml · nonDerivative · entry 1 DOVE ROSS · CIK 0001245119 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,844,085 Read SEC document |
| March 11, 2021 Filed May 11, 2021 21:28 UTC |
SILBER ALLAN C10% owner
|
SaleCommon Stock | 44,874 | $3.00 | $134,622.00 |
DisclosureSEC source: 0001209191-21-031774 · doc4.xml · nonDerivative · entry 1 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,599 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.03, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3), (5), (6), (7), (8), (9), (10), (11), (12) and (13) to this Form 4. F2 · balance_after: This amount reflects certain shares held by the reporting person directly that were not previously reported. Read SEC document |
| March 10, 2021 Filed Mar 31, 2021 23:06 UTC |
RYAN JAMES BRENDANDirector
|
Exercise / conversionOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001209191-21-023862 · doc4.xml · derivative · entry 2 RYAN JAMES BRENDAN · CIK 0001528107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2021-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 3/31/2014 and vested 25% annually beginning on the first anniversary of the grant date Read SEC document |
| March 10, 2021 Filed Mar 31, 2021 23:06 UTC |
RYAN JAMES BRENDANDirector
|
Exercise / conversionCommon Stock | 10,000 | $0.69 | $6,900.00 |
DisclosureSEC source: 0001209191-21-023862 · doc4.xml · nonDerivative · entry 1 RYAN JAMES BRENDAN · CIK 0001528107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2020 Filed Feb 5, 2021 21:48 UTC |
Sharpe Kelly SDirector
|
GrantOption to purchase common stock · Derivative | 25,000 | $0.00 Strike: $1.77 | $0.00 |
DisclosureSEC source: 0001209191-21-008118 · doc4.xml · derivative · entry 1 Sharpe Kelly S · CIK 0001844350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2030-11-05 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| October 06, 2020 Filed Oct 6, 2020 22:11 UTC |
Topline Capital Management, LLCSee Explanation in Footnotes
McBirney CollinSee Explanation in Footnotes
|
PurchaseCommon Stock | 32,292 | $1.91 | $61,677.72 |
DisclosureSEC source: 0001792549-20-000003 · primary_doc.xml · nonDerivative · entry 4 Topline Capital Management, LLC · CIK 0001792549 · See Explanation in Footnotes McBirney Collin · CIK 0001792547 · See Explanation in Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Topline Capital Partners, LP Disclosed balance after: 4,420,000 F1 · ownership.direct: The reporting persons are (i) Topline Capital Management, LLC, an exempt reporting adviser ("TCM"), and (ii) Collin McBirney, TCM's managing member. F2 · ownership.direct: Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock. Each reporting person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. F3 · ownership.nature: The shares of common stock reported in Table I on this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the "Fund"). As a greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuer's securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. McBirney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund. Read SEC document |
| October 06, 2020 Filed Oct 6, 2020 21:33 UTC |
Topline Capital Partners, LP10% owner
|
PurchaseCommon Stock | 32,292 | $1.91 | $61,677.72 |
DisclosureSEC source: 0001754074-20-000004 · primary_doc.xml · nonDerivative · entry 4 Topline Capital Partners, LP · CIK 0001754074 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,420,000 Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 22:11 UTC |
Topline Capital Management, LLCSee Explanation in Footnotes
McBirney CollinSee Explanation in Footnotes
|
PurchaseCommon Stock | 27,708 | $1.86 | $51,536.88 |
DisclosureSEC source: 0001792549-20-000003 · primary_doc.xml · nonDerivative · entry 3 Topline Capital Management, LLC · CIK 0001792549 · See Explanation in Footnotes McBirney Collin · CIK 0001792547 · See Explanation in Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Topline Capital Partners, LP Disclosed balance after: 4,387,708 F1 · ownership.direct: The reporting persons are (i) Topline Capital Management, LLC, an exempt reporting adviser ("TCM"), and (ii) Collin McBirney, TCM's managing member. F2 · ownership.direct: Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock. Each reporting person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. F3 · ownership.nature: The shares of common stock reported in Table I on this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the "Fund"). As a greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuer's securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. McBirney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 21:33 UTC |
Topline Capital Partners, LP10% owner
|
PurchaseCommon Stock | 27,708 | $1.86 | $51,536.88 |
DisclosureSEC source: 0001754074-20-000004 · primary_doc.xml · nonDerivative · entry 3 Topline Capital Partners, LP · CIK 0001754074 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,387,708 Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 22:44 UTC |
DOVE ROSSDirector · CEO
|
PurchaseCommon Stock | 28,570 | $1.75 | $49,997.50 |
DisclosureSEC source: 0001209191-20-053869 · doc4.xml · nonDerivative · entry 1 DOVE ROSS · CIK 0001245119 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,837,585 Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 22:11 UTC |
Topline Capital Management, LLCSee Explanation in Footnotes
McBirney CollinSee Explanation in Footnotes
|
PurchaseCommon Stock | 48,937 | $1.82 | $89,065.34 |
DisclosureSEC source: 0001792549-20-000003 · primary_doc.xml · nonDerivative · entry 2 Topline Capital Management, LLC · CIK 0001792549 · See Explanation in Footnotes McBirney Collin · CIK 0001792547 · See Explanation in Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Topline Capital Partners, LP Disclosed balance after: 4,360,000 F1 · ownership.direct: The reporting persons are (i) Topline Capital Management, LLC, an exempt reporting adviser ("TCM"), and (ii) Collin McBirney, TCM's managing member. F2 · ownership.direct: Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock. Each reporting person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. F3 · ownership.nature: The shares of common stock reported in Table I on this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the "Fund"). As a greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuer's securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. McBirney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 22:11 UTC |
Topline Capital Management, LLCSee Explanation in Footnotes
McBirney CollinSee Explanation in Footnotes
|
PurchaseCommon Stock | 800,000 | $1.75 | $1,400,000.00 |
DisclosureSEC source: 0001792549-20-000003 · primary_doc.xml · nonDerivative · entry 1 Topline Capital Management, LLC · CIK 0001792549 · See Explanation in Footnotes McBirney Collin · CIK 0001792547 · See Explanation in Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Topline Capital Partners, LP Disclosed balance after: 4,311,063 F1 · ownership.direct: The reporting persons are (i) Topline Capital Management, LLC, an exempt reporting adviser ("TCM"), and (ii) Collin McBirney, TCM's managing member. F2 · ownership.direct: Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock. Each reporting person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. F3 · ownership.nature: The shares of common stock reported in Table I on this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the "Fund"). As a greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuer's securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. McBirney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 21:33 UTC |
Topline Capital Partners, LP10% owner
|
PurchaseCommon Stock | 48,937 | $1.82 | $89,065.34 |
DisclosureSEC source: 0001754074-20-000004 · primary_doc.xml · nonDerivative · entry 2 Topline Capital Partners, LP · CIK 0001754074 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,360,000 Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 21:33 UTC |
Topline Capital Partners, LP10% owner
|
PurchaseCommon Stock | 800,000 | $1.75 | $1,400,000.00 |
DisclosureSEC source: 0001754074-20-000004 · primary_doc.xml · nonDerivative · entry 1 Topline Capital Partners, LP · CIK 0001754074 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,311,063 Read SEC document |
| August 11, 2020 Filed Aug 11, 2020 18:04 UTC |
DOVE ROSSDirector · CEO
|
PurchaseCommon Stock | 7,225 | $3.22 | $23,264.50 |
DisclosureSEC source: 0001209191-20-046074 · doc4.xml · nonDerivative · entry 1 DOVE ROSS · CIK 0001245119 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,809,015 Read SEC document |
| June 01, 2020 Filed Jun 5, 2020 19:57 UTC |
Ludwig David VanPresident of subsidiary
|
GrantOption to purchase common stock · Derivative | 45,000 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001209191-20-034675 · doc4.xml · derivative · entry 1 Ludwig David Van · CIK 0001628293 · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2030-06-01 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| May 22, 2020 Filed May 22, 2020 19:59 UTC |
Topline Capital Partners, LP10% owner
|
PurchaseCommon Stock | 264,000 | $1.09 | $287,760.00 |
DisclosureSEC source: 0001754074-20-000002 · primary_doc.xml · nonDerivative · entry 1 Topline Capital Partners, LP · CIK 0001754074 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,511,063 Read SEC document |
| May 22, 2020 Filed May 22, 2020 19:47 UTC |
Topline Capital Management, LLCSee Explanation in Footnotes
McBirney CollinSee Explanation in Footnotes
|
PurchaseCommon Stock | 264,000 | $1.09 | $287,760.00 |
DisclosureSEC source: 0001792549-20-000002 · primary_doc.xml · nonDerivative · entry 1 Topline Capital Management, LLC · CIK 0001792549 · See Explanation in Footnotes McBirney Collin · CIK 0001792547 · See Explanation in Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Topline Capital Partners, LP Disclosed balance after: 3,511,063 F1 · ownership.direct: The reporting persons are (i) Topline Capital Management, LLC, an exempt reporting adviser ("TCM"), and (ii)Collin McBirney, TCM's managing member. F2 · ownership.direct: Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock. Each reporting person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. F3 · ownership.nature: 3,511,063 shares of common stock reported in Table I on this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the "Fund"). As a greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuer's securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. McBirney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund. Read SEC document |
| May 22, 2020 Filed May 22, 2020 18:10 UTC |
DOVE ROSSDirector · CEO
|
PurchaseCommon Stock | 20,000 | $1.22 | $24,400.00 |
DisclosureSEC source: 0001209191-20-031644 · doc4.xml · nonDerivative · entry 1 DOVE ROSS · CIK 0001245119 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,801,790 Read SEC document |
| March 31, 2020 Filed Apr 7, 2020 01:39 UTC |
RYAN JAMES BRENDANDirector
|
GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001209191-20-023692 · doc4.xml · derivative · entry 1 RYAN JAMES BRENDAN · CIK 0001528107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2030-03-31 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 31, 2020 Filed Apr 6, 2020 23:12 UTC |
Hexner MichaelDirector
|
GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001209191-20-023664 · doc4.xml · derivative · entry 1 Hexner Michael · CIK 0001693277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2030-03-31 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 31, 2020 Filed Apr 7, 2020 01:38 UTC |
SHIMER SAMUEL LDirector
|
GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001209191-20-023690 · doc4.xml · derivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2030-03-31 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 31, 2020 Filed Apr 6, 2020 23:16 UTC |
SILBER ALLAN CDirector · 10% owner
|
GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001209191-20-023669 · doc4.xml · derivative · entry 1 SILBER ALLAN C · CIK 0001009161 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2030-03-31 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 31, 2020 Filed Apr 6, 2020 23:13 UTC |
Perlis MorrisDirector
|
GrantOptions to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001209191-20-023667 · doc4.xml · derivative · entry 1 Perlis Morris · CIK 0001329710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2030-03-31 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 31, 2020 Filed Apr 6, 2020 23:10 UTC |
DEMOSS EMMETTDirector
|
GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001209191-20-023662 · doc4.xml · derivative · entry 1 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2030-03-31 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 17:03 UTC | PurchaseCommon Stock | 1,000 | $0.69 | $692.00 |
DisclosureSEC source: 0001209191-20-019949 · doc4.xml · nonDerivative · entry 1 West Scott Allen · CIK 0001607848 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,360 Read SEC document |
|
| December 16, 2019 Filed Dec 16, 2019 16:11 UTC |
DOVE ROSSDirector · CEO
|
PurchaseCommon Stock | 27,750 | $0.90 | $24,947.25 |
DisclosureSEC source: 0001209191-19-060560 · doc4.xml · nonDerivative · entry 1 DOVE ROSS · CIK 0001245119 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,781,790 Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 17:58 UTC |
DOVE ROSSDirector · CEO
|
PurchaseCommon Stock | 110,000 | $0.90 | $99,000.00 |
DisclosureSEC source: 0001209191-19-056289 · doc4.xml · nonDerivative · entry 1 DOVE ROSS · CIK 0001245119 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,754,040 Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 16:26 UTC |
Hexner MichaelDirector
|
PurchaseCommon Stock | 12,500 | $0.90 | $11,250.00 |
DisclosureSEC source: 0001209191-19-051214 · doc4.xml · nonDerivative · entry 1 Hexner Michael · CIK 0001693277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,026 Read SEC document |
| September 20, 2019 Filed Oct 1, 2019 16:26 UTC |
Hexner MichaelDirector
|
PurchaseCommon Stock | 900 | $0.72 | $648.00 |
DisclosureSEC source: 0001209191-19-051214 · doc4.xml · nonDerivative · entry 5 Hexner Michael · CIK 0001693277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,300 Read SEC document |
| September 20, 2019 Filed Oct 1, 2019 16:26 UTC |
Hexner MichaelDirector
|
PurchaseCommon Stock | 900 | $0.73 | $657.00 |
DisclosureSEC source: 0001209191-19-051214 · doc4.xml · nonDerivative · entry 4 Hexner Michael · CIK 0001693277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,200 Read SEC document |
| September 20, 2019 Filed Oct 1, 2019 16:26 UTC |
Hexner MichaelDirector
|
PurchaseCommon Stock | 900 | $0.74 | $666.00 |
DisclosureSEC source: 0001209191-19-051214 · doc4.xml · nonDerivative · entry 3 Hexner Michael · CIK 0001693277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,100 Read SEC document |
| September 20, 2019 Filed Oct 1, 2019 16:26 UTC |
Hexner MichaelDirector
|
PurchaseCommon Stock | 7,426 | $0.77 | $5,734.36 |
DisclosureSEC source: 0001209191-19-051214 · doc4.xml · nonDerivative · entry 2 Hexner Michael · CIK 0001693277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,526 Read SEC document |
| September 19, 2019 Filed Sep 19, 2019 16:20 UTC |
DOVE ROSSDirector · CEO
|
PurchaseCommon Stock | 13,000 | $0.75 | $9,724.00 |
DisclosureSEC source: 0001209191-19-050201 · doc4.xml · nonDerivative · entry 1 DOVE ROSS · CIK 0001245119 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,644,040 Read SEC document |
| September 17, 2019 Filed Sep 17, 2019 20:25 UTC | PurchaseCommon Stock | 3,882 | $0.73 | $2,814.45 |
DisclosureSEC source: 0001209191-19-049842 · doc4.xml · nonDerivative · entry 1 West Scott Allen · CIK 0001607848 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,360 Read SEC document |
|
| August 08, 2019 Filed Aug 9, 2019 15:10 UTC |
Ludwig David VanPresident of subsidiary
|
PurchaseCommon Stock | 1,000 | $0.70 | $700.00 |
DisclosureSEC source: 0001209191-19-045274 · doc4.xml · nonDerivative · entry 3 Ludwig David Van · CIK 0001628293 · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681,605 Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 15:10 UTC |
Ludwig David VanPresident of subsidiary
|
PurchaseCommon Stock | 130,000 | $0.72 | $93,600.00 |
DisclosureSEC source: 0001209191-19-045274 · doc4.xml · nonDerivative · entry 2 Ludwig David Van · CIK 0001628293 · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 811,605 Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 15:10 UTC |
Ludwig David VanPresident of subsidiary
|
PurchaseCommon Stock | 6,000 | $0.72 | $4,320.00 |
DisclosureSEC source: 0001209191-19-045274 · doc4.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 817,605 Read SEC document |
| August 07, 2019 Filed Aug 7, 2019 17:18 UTC |
DOVE ROSSDirector · CEO
|
PurchaseCommon Stock | 14,440 | $0.69 | $10,006.92 |
DisclosureSEC source: 0001209191-19-044931 · doc4.xml · nonDerivative · entry 1 DOVE ROSS · CIK 0001245119 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,631,040 Read SEC document |
| June 13, 2019 Filed Jun 13, 2019 18:57 UTC |
DOVE ROSSDirector · CEO
|
PurchaseCommon Stock | 16,500 | $0.70 | $11,550.00 |
DisclosureSEC source: 0001209191-19-036684 · doc4.xml · nonDerivative · entry 1 DOVE ROSS · CIK 0001245119 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,616,600 Read SEC document |
| May 31, 2019 Filed Oct 1, 2019 16:26 UTC |
Hexner MichaelDirector
|
PurchaseCommon Stock | 3,260 | $0.57 | $1,858.20 |
DisclosureSEC source: 0001209191-19-051214 · doc4.xml · nonDerivative · entry 6 Hexner Michael · CIK 0001693277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,400 Read SEC document |
| May 24, 2019 Filed May 24, 2019 20:27 UTC |
DOVE ROSSDirector · CEO
|
PurchaseCommon Stock | 28,500 | $0.64 | $18,240.00 |
DisclosureSEC source: 0001209191-19-032724 · doc4.xml · nonDerivative · entry 1 DOVE ROSS · CIK 0001245119 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600,100 Read SEC document |
| May 24, 2019 Filed Oct 1, 2019 16:26 UTC |
Hexner MichaelDirector
|
PurchaseCommon Stock | 125 | $0.57 | $71.25 |
DisclosureSEC source: 0001209191-19-051214 · doc4.xml · nonDerivative · entry 7 Hexner Michael · CIK 0001693277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140 Read SEC document |
| May 20, 2019 Filed Oct 1, 2019 16:26 UTC |
Hexner MichaelDirector
|
PurchaseCommon Stock | 15 | $0.57 | $8.55 |
DisclosureSEC source: 0001209191-19-051214 · doc4.xml · nonDerivative · entry 8 Hexner Michael · CIK 0001693277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15 Read SEC document |
| May 13, 2019 Filed May 20, 2019 21:23 UTC |
Ludwig David VanPresident of subsidiary
|
PurchaseCommon Stock | 45,000 | $0.55 | $24,750.00 |
DisclosureSEC source: 0001209191-19-031462 · doc4.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,605 Read SEC document |
| May 10, 2019 Filed May 20, 2019 21:23 UTC |
Ludwig David VanPresident of subsidiary
|
PurchaseCommon Stock | 2,605 | $0.58 | $1,510.90 |
DisclosureSEC source: 0001209191-19-031462 · doc4.xml · nonDerivative · entry 2 Ludwig David Van · CIK 0001628293 · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635,605 Read SEC document |
| May 08, 2019 Filed May 20, 2019 21:23 UTC |
Ludwig David VanPresident of subsidiary
|
PurchaseCommon Stock | 40,500 | $0.58 | $23,490.00 |
DisclosureSEC source: 0001209191-19-031462 · doc4.xml · nonDerivative · entry 3 Ludwig David Van · CIK 0001628293 · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633,000 Read SEC document |
| May 02, 2019 Filed Jun 5, 2020 19:57 UTC |
Ludwig David VanPresident of subsidiary
|
GrantOption to purchase common stock · Derivative | 42,500 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001209191-20-034675 · doc4.xml · derivative · entry 2 Ludwig David Van · CIK 0001628293 · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,500 Underlying: Common Stock · 42,500 shares Expires 2029-06-01 F2 · derivative.exercise_date: Options vest 25% annually beginning on June 1, 2020. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 15:13 UTC |
SILBER ALLAN CDirector · 10% owner
|
GrantOptions to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001209191-19-022163 · doc4.xml · derivative · entry 1 SILBER ALLAN C · CIK 0001009161 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2029-03-29 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.