Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Heritage Global Inc.HGBL · Entity 256 | President, NLEX | May 14, 2026 | May 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Heritage Global Inc.
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 246,527 |
Reported balance
After 2026-05-14 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2026-05-14 · Exercise / conversion · Acquired 31,875 · Balance 246,527 |
| Common StockSEC Table I · non-derivative | Direct | 222,608 |
Reported balance
After 2026-05-14 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2026-05-14 · Tax withholding · Acquired 23,919 · Balance 222,608 |
| Options to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.70 · Expires 2029-06-01 | Direct | 85,000 |
Reported balance
After 2026-05-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-14 · Exercise / conversion · Disposed 31,875 · Balance 85,000 F1: Options were granted 6/1/2019 and vested 25% annually beginning on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Options were granted 6/1/2019 and vested 25% annually beginning on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2026 Filed May 18, 2026 22:34 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionOptions to purchase common stock · Derivative | 31,875 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001193125-26-229230 · ownership.xml · derivative · entry 3 Ludwig Thomas Van · CIK 0002124450 · President, NLEX 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 31,875 shares Expires 2029-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 6/1/2019 and vested 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| May 14, 2026 Filed May 18, 2026 22:34 UTC | Heritage Global Inc. HGBL · Entity 256 | Tax withholdingCommon Stock | 23,919 | $1.22 | $29,181.18 |
DisclosureSEC source: 0001193125-26-229230 · ownership.xml · nonDerivative · entry 2 Ludwig Thomas Van · CIK 0002124450 · President, NLEX 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,608 Read SEC document |
| May 14, 2026 Filed May 18, 2026 22:34 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionCommon Stock | 31,875 | $0.70 | $22,312.50 |
DisclosureSEC source: 0001193125-26-229230 · ownership.xml · nonDerivative · entry 1 Ludwig Thomas Van · CIK 0002124450 · President, NLEX 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.