Last 12 months
Inside the activity.
0 purchase rows · 29 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 6 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2023 Filed Aug 29, 2023 22:36 UTC |
LaBenne AndrewChief Financial Officer
|
Tax withholdingCommon Stock | 46,784 | $6.88 | $321,873.92 |
DisclosureSEC source: 0001127602-23-023398 · form4.xml · nonDerivative · entry 3 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,218 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:36 UTC |
LaBenne AndrewChief Financial Officer
|
Exercise / conversionCommon Stock | 10,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023398 · form4.xml · nonDerivative · entry 2 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:36 UTC |
LaBenne AndrewChief Financial Officer
|
Exercise / conversionCommon Stock | 80,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023398 · form4.xml · nonDerivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:34 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,749 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023396 · form4.xml · derivative · entry 9 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,490 Underlying: Common Stock · 7,749 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:34 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,280 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023396 · form4.xml · derivative · entry 8 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,675 Underlying: Common Stock · 4,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:34 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,097 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023396 · form4.xml · derivative · entry 7 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,194 Underlying: Common Stock · 6,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:34 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,878 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023396 · form4.xml · derivative · entry 6 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,757 Underlying: Common Stock · 5,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:34 UTC |
PACE BRANDONChief Administrative Officer
|
Tax withholdingCommon Stock | 12,640 | $6.88 | $86,963.20 |
DisclosureSEC source: 0001127602-23-023396 · form4.xml · nonDerivative · entry 5 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,369 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:34 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionCommon Stock | 7,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023396 · form4.xml · nonDerivative · entry 4 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:34 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionCommon Stock | 4,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023396 · form4.xml · nonDerivative · entry 3 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 220,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:34 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionCommon Stock | 6,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023396 · form4.xml · nonDerivative · entry 2 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:34 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionCommon Stock | 5,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023396 · form4.xml · nonDerivative · entry 1 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 23:10 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
GiftCommon Stock | 14,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023027 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,093 F1 · shares: Transaction represents the transfer of 14,354 shares by the Reporting Person of Issuer common stock by bona fide gift. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 19:06 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 95,972 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019079 · form4.xml · derivative · entry 4 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 95,972 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The RSUs vested as to 100% of the total shares on June 15, 2023. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 19:06 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
GrantRestricted Stock Unit (RSU) · Derivative | 95,972 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019079 · form4.xml · derivative · entry 3 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,972 Underlying: Common Stock · 95,972 shares Expires not disclosed F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan as a result of the Issuer's achievement of certain performance criteria for the period of June 2020 through May 2023. The RSUs vested as to 100% of the total shares on June 15, 2023. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 19:06 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Tax withholdingCommon Stock | 50,530 | $9.41 | $475,487.30 |
DisclosureSEC source: 0001127602-23-019079 · form4.xml · nonDerivative · entry 2 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 263,382 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 19:06 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionCommon Stock | 95,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019079 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 23:15 UTC |
Sanborn ScottDirector · CEO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 293,243 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019090 · form4.xml · derivative · entry 4 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 293,243 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The RSUs vested as to 100% of the total shares on June 15, 2023. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 23:15 UTC |
Sanborn ScottDirector · CEO
|
GrantRestricted Stock Unit (RSU) · Derivative | 293,243 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019090 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 293,243 Underlying: Common Stock · 293,243 shares Expires not disclosed F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan as a result of the Issuer's achievement of certain performance criteria for the period of June 2020 through May 2023. The RSUs vested as to 100% of the total shares on June 15, 2023. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 23:15 UTC |
Sanborn ScottDirector · CEO
|
Tax withholdingCommon Stock | 154,393 | $9.41 | $1,452,838.13 |
DisclosureSEC source: 0001127602-23-019090 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,334,154 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 23:15 UTC |
Sanborn ScottDirector · CEO
|
Exercise / conversionCommon Stock | 293,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019090 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,488,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 23:12 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 51,185 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019085 · form4.xml · derivative · entry 4 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,185 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The RSUs vested as to 100% of the total shares on June 15, 2023. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 23:12 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
GrantRestricted Stock Unit (RSU) · Derivative | 51,185 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019085 · form4.xml · derivative · entry 3 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,185 Underlying: Common Stock · 51,185 shares Expires not disclosed F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan as a result of the Issuer's achievement of certain performance criteria for the period of June 2020 through May 2023. The RSUs vested as to 100% of the total shares on June 15, 2023. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 23:12 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
Tax withholdingCommon Stock | 26,949 | $9.41 | $253,590.09 |
DisclosureSEC source: 0001127602-23-019085 · form4.xml · nonDerivative · entry 2 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 232,447 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 23:12 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
Exercise / conversionCommon Stock | 51,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019085 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 259,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 23:10 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 44,787 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019081 · form4.xml · derivative · entry 4 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,787 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The RSUs vested as to 100% of the total shares on June 15, 2023. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 23:10 UTC |
PACE BRANDONChief Administrative Officer
|
GrantRestricted Stock Unit (RSU) · Derivative | 44,787 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019081 · form4.xml · derivative · entry 3 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,787 Underlying: Common Stock · 44,787 shares Expires not disclosed F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan as a result of the Issuer's achievement of certain performance criteria for the period of June 2020 through May 2023. The RSUs vested as to 100% of the total shares on June 15, 2023. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 23:10 UTC |
PACE BRANDONChief Administrative Officer
|
Tax withholdingCommon Stock | 23,581 | $9.41 | $221,897.21 |
DisclosureSEC source: 0001127602-23-019081 · form4.xml · nonDerivative · entry 2 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,005 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 23:10 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionCommon Stock | 44,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019081 · form4.xml · nonDerivative · entry 1 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 23:42 UTC |
Mayopoulos Timothy JDirector
|
GrantCommon Stock | 21,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-018625 · form4.xml · nonDerivative · entry 1 Mayopoulos Timothy J · CIK 0001462553 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,414 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 8, 2023, subject to continued service through each vesting date. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 23:45 UTC |
Morris John C.Director
|
GrantCommon Stock | 21,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-018627 · form4.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,414 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 8, 2023, subject to continued service through each vesting date Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 23:55 UTC |
ZEISSER MICHAEL PDirector
|
GrantCommon Stock | 21,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-018635 · form4.xml · nonDerivative · entry 1 ZEISSER MICHAEL P · CIK 0001267951 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,414 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 8, 2023, subject to continued service through each vesting date Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 23:53 UTC |
Whiteside JaneyDirector
|
GrantCommon Stock | 21,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-018633 · form4.xml · nonDerivative · entry 1 Whiteside Janey · CIK 0001973495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,414 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 8, 2023, subject to continued service through each vesting date. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 23:50 UTC |
Selleck ErinDirector
|
GrantCommon Stock | 21,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-018631 · form4.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,414 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 8, 2023, subject to continued service through each vesting date. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 23:48 UTC |
Reimann KathrynDirector
|
GrantCommon Stock | 21,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-018629 · form4.xml · nonDerivative · entry 1 Reimann Kathryn · CIK 0001941357 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,414 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 8, 2023, subject to continued service through each vesting date. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 23:40 UTC |
LANDON ALLAN RDirector
|
GrantCommon Stock | 21,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-018623 · form4.xml · nonDerivative · entry 1 LANDON ALLAN R · CIK 0001204667 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,414 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 8, 2023, subject to continued service through each vesting date. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 23:37 UTC |
Cutler Stephen MDirector
|
GrantCommon Stock | 21,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-018621 · form4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,414 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 8, 2023, subject to continued service through each vesting date. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 23:35 UTC |
Ahmad Syed FaizDirector
|
GrantCommon Stock | 21,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-018619 · form4.xml · nonDerivative · entry 1 Ahmad Syed Faiz · CIK 0001940973 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,414 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 8, 2023, subject to continued service through each vesting date. Read SEC document |
| May 25, 2023 Filed May 30, 2023 19:13 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,748 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017089 · form4.xml · derivative · entry 9 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,239 Underlying: Common Stock · 7,748 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2023 Filed May 30, 2023 19:13 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,279 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017089 · form4.xml · derivative · entry 8 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,955 Underlying: Common Stock · 4,279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2023 Filed May 30, 2023 19:13 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,487 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017089 · form4.xml · derivative · entry 7 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,462 Underlying: Common Stock · 5,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2023 Filed May 30, 2023 19:13 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 23,777 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017089 · form4.xml · derivative · entry 6 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,109 Underlying: Common Stock · 23,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2023 Filed May 30, 2023 19:13 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Tax withholdingCommon Stock | 21,741 | $8.10 | $176,102.10 |
DisclosureSEC source: 0001127602-23-017089 · form4.xml · nonDerivative · entry 5 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,940 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2023 Filed May 30, 2023 19:13 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionCommon Stock | 7,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017089 · form4.xml · nonDerivative · entry 4 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2023 Filed May 30, 2023 19:13 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionCommon Stock | 4,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017089 · form4.xml · nonDerivative · entry 3 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2023 Filed May 30, 2023 19:13 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionCommon Stock | 5,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017089 · form4.xml · nonDerivative · entry 2 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2023 Filed May 30, 2023 19:13 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionCommon Stock | 23,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017089 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2023 Filed May 30, 2023 23:26 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,645 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017107 · form4.xml · derivative · entry 9 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,103 Underlying: Common Stock · 5,645 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2023 Filed May 30, 2023 23:26 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,118 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017107 · form4.xml · derivative · entry 8 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,824 Underlying: Common Stock · 3,118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2023 Filed May 30, 2023 23:26 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,442 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017107 · form4.xml · derivative · entry 7 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,326 Underlying: Common Stock · 4,442 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.