Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amalgamated Financial Corp.AMAL · Entity 1203 | SEVP & CFO | March 09, 2021 | March 11, 2021 |
| Bakkt, Inc.BKKT · Entity 5873 | Chief Financial Officer | April 15, 2022 | April 19, 2022 |
| Happen, Inc.HAPN · Entity 4526 | Chief Financial Officer | August 25, 2026 | August 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amalgamated Financial Corp.
Report date March 09, 2021 · Filed March 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,254 |
Reported balance
After 2021-03-09 transaction · row 1
1 source rowRow 1 · 2021-03-09 · Exercise / conversion · Disposed 784 · Balance 26,254 F1: This represents shares withheld for taxes related to the vesting of a restricted stock unit grant of 6918 on March 9, 2020 which has previously been reported and vests in equal 1/3 annual installments, beginning on March 9, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: This represents shares withheld for taxes related to the vesting of a restricted stock unit grant of 6918 on March 9, 2020 which has previously been reported and vests in equal 1/3 annual installments, beginning on March 9, 2021.
Bakkt, Inc.
Report date April 15, 2022 · Filed April 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 320,414 |
Reported balance
After 2022-04-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-04-15 · Tax withholding · Disposed 33,744 · Balance 320,414 F1: In connection with the vesting and settlement of restricted stock units through the issuance of Class A Common Stock of the Issuer pursuant to the Bakkt Holdings, Inc. 2021 Omnibus Employee Incentive Plan, the Issuer withheld Class A Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 18, 2022. F2: Includes 287,491 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the vesting and settlement of restricted stock units through the issuance of Class A Common Stock of the Issuer pursuant to the Bakkt Holdings, Inc. 2021 Omnibus Employee Incentive Plan, the Issuer withheld Class A Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 18, 2022.
F2: Includes 287,491 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.
Happen, Inc.
Report date August 25, 2026 · Filed August 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 233,617 |
Ending reported balance
After 2026-08-25 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-08-25 · Exercise / conversion · Acquired 12,274 · Balance 233,300 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 2 · 2026-08-25 · Exercise / conversion · Acquired 7,509 · Balance 240,809 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 3 · 2026-08-25 · Exercise / conversion · Acquired 6,179 · Balance 246,988 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 4 · 2026-08-25 · Tax withholding · Disposed 13,371 · Balance 233,617 F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 24,549 |
Reported balance
After 2026-08-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-08-25 · Exercise / conversion · Disposed 12,274 · Balance 24,549 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 45,052 |
Reported balance
After 2026-08-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-08-25 · Exercise / conversion · Disposed 7,509 · Balance 45,052 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 61,795 |
Reported balance
After 2026-08-25 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-08-25 · Exercise / conversion · Disposed 6,179 · Balance 61,795 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5: Not applicable. |
| Common StockSEC Table I · non-derivative | IndirectUTMAs for Children | 12,000 |
Reported balance
Holding disclosure · report date 2026-08-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 12,000 F3: Aggregates 6,000 shares of Issuer's common stock held in each of two UTMA accounts for children of the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F3: Aggregates 6,000 shares of Issuer's common stock held in each of two UTMA accounts for children of the Reporting Person.
F4: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F5: Not applicable.
F6: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F7: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2026 Filed Aug 27, 2026 22:07 UTC | Happen, Inc. HAPN · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,179 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000182 · form4.xml · derivative · entry 8 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,795 Underlying: Common Stock · 6,179 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2026 Filed Aug 27, 2026 22:07 UTC | Happen, Inc. HAPN · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,509 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000182 · form4.xml · derivative · entry 7 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,052 Underlying: Common Stock · 7,509 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2026 Filed Aug 27, 2026 22:07 UTC | Happen, Inc. HAPN · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 12,274 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000182 · form4.xml · derivative · entry 6 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,549 Underlying: Common Stock · 12,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2026 Filed Aug 27, 2026 22:07 UTC | Happen, Inc. HAPN · Entity 4526 | Tax withholdingCommon Stock | 13,371 | $18.25 | $244,020.75 |
DisclosureSEC source: 0001409970-26-000182 · form4.xml · nonDerivative · entry 4 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 233,617 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2026 Filed Aug 27, 2026 22:07 UTC | Happen, Inc. HAPN · Entity 4526 | Exercise / conversionCommon Stock | 6,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000182 · form4.xml · nonDerivative · entry 3 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2026 Filed Aug 27, 2026 22:07 UTC | Happen, Inc. HAPN · Entity 4526 | Exercise / conversionCommon Stock | 7,509 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000182 · form4.xml · nonDerivative · entry 2 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2026 Filed Aug 27, 2026 22:07 UTC | Happen, Inc. HAPN · Entity 4526 | Exercise / conversionCommon Stock | 12,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000182 · form4.xml · nonDerivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 233,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 22:25 UTC | Happen, Inc. HAPN · Entity 4526 | SaleCommon Stock | 13,929 | $19.37 | $269,822.84 |
DisclosureSEC source: 0001409970-26-000169 · form4.xml · nonDerivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 221,026 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 7.0% of the Reporting Person's equity interest in the Issuer. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $19.16 to $19.54. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 28, 2026 Filed May 29, 2026 23:27 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 20,000 | $17.00 | $340,064.00 |
DisclosureSEC source: 0001409970-26-000081 · form4.xml · nonDerivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 234,955 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 7.0% of the Reporting Person's equity interest in the Issuer. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $17.00 to $17.02. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 25, 2026 Filed May 27, 2026 23:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,179 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000073 · form4.xml · derivative · entry 8 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,974 Underlying: Common Stock · 6,179 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2026 Filed May 27, 2026 23:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,508 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000073 · form4.xml · derivative · entry 7 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,561 Underlying: Common Stock · 7,508 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2026 Filed May 27, 2026 23:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 12,274 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000073 · form4.xml · derivative · entry 6 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,823 Underlying: Common Stock · 12,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2026 Filed May 27, 2026 23:16 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 13,373 | $15.63 | $209,019.99 |
DisclosureSEC source: 0001409970-26-000073 · form4.xml · nonDerivative · entry 4 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 254,955 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2026 Filed May 27, 2026 23:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000073 · form4.xml · nonDerivative · entry 3 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 268,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2026 Filed May 27, 2026 23:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 7,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000073 · form4.xml · nonDerivative · entry 2 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 262,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2026 Filed May 27, 2026 23:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 12,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000073 · form4.xml · nonDerivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 254,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 23:24 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 74,153 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000048 · form4.xml · derivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,153 Underlying: Common Stock · 74,153 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:38 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,509 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000031 · form4.xml · derivative · entry 8 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,069 Underlying: Common Stock · 7,509 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:38 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 12,274 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000031 · form4.xml · derivative · entry 7 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,097 Underlying: Common Stock · 12,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:38 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 10,849 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000031 · form4.xml · derivative · entry 6 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:38 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 15,786 | $15.02 | $237,105.72 |
DisclosureSEC source: 0001409970-26-000031 · form4.xml · nonDerivative · entry 4 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 242,367 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:38 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 7,509 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000031 · form4.xml · nonDerivative · entry 3 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 258,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:38 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 12,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000031 · form4.xml · nonDerivative · entry 2 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:38 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 10,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000031 · form4.xml · nonDerivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 238,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 17, 2026 Filed Feb 20, 2026 00:35 UTC | Happen, Inc. LC · Entity 4526 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000027 · form4.xml · nonDerivative · entry 3 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · UTMAs for Children Disclosed balance after: 12,000 F3 · balance_after: Aggregates 6,000 shares of Issuer's common stock held in each of two UTMA accounts for children of the Reporting Person. Read SEC document |
| February 17, 2026 Filed Feb 20, 2026 00:35 UTC | Happen, Inc. LC · Entity 4526 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000027 · form4.xml · nonDerivative · entry 2 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,521 F2 · shares: Does not represent a sale of shares. Represents the transfer of 1,000 shares by the Reporting Person of Issuer common stock by bona fide gift. Read SEC document |
| February 17, 2026 Filed Feb 20, 2026 00:35 UTC | Happen, Inc. LC · Entity 4526 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000027 · form4.xml · nonDerivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,521 F1 · shares: Does not represent a sale of shares. Represents two separate transfers of 1,000 shares of Issuer's Common Stock under the Uniform Transfer to Minors Act ("UTMA") for two children of the Reporting Person. Read SEC document |
| January 16, 2026 Filed Jan 22, 2026 00:25 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 36,968 | $20.36 | $752,668.48 |
DisclosureSEC source: 0001409970-26-000009 · form4.xml · nonDerivative · entry 2 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 230,521 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of PBRSUs. Read SEC document |
| January 16, 2026 Filed Jan 22, 2026 00:25 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 70,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000009 · form4.xml · nonDerivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 267,489 F1 · shares: Represents fully-vested shares of Common Stock of the Issuer acquired by the Reporting Person upon the certification by the Compensation Committee of the Issuer's Board of Directors of achievement of the performance criteria underlying an award of performance-based restricted stock units ("PBRSUs") granted to the Reporting Person on March 12, 2023, under the Issuer's 2014 Equity Incentive Plan. Read SEC document |
| November 25, 2025 Filed Nov 27, 2025 00:46 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,508 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000091 · form4.xml · derivative · entry 8 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,578 Underlying: Common Stock · 7,508 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2025 Filed Nov 27, 2025 00:46 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 12,274 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000091 · form4.xml · derivative · entry 7 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,371 Underlying: Common Stock · 12,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2025 Filed Nov 27, 2025 00:46 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 10,848 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000091 · form4.xml · derivative · entry 6 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,849 Underlying: Common Stock · 10,848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2025 Filed Nov 27, 2025 00:46 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 15,788 | $16.80 | $265,238.40 |
DisclosureSEC source: 0001409970-25-000091 · form4.xml · nonDerivative · entry 4 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,592 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2025 Filed Nov 27, 2025 00:46 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 7,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000091 · form4.xml · nonDerivative · entry 3 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2025 Filed Nov 27, 2025 00:46 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 12,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000091 · form4.xml · nonDerivative · entry 2 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2025 Filed Nov 27, 2025 00:46 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 10,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000091 · form4.xml · nonDerivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 22:15 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 20,903 | $17.04 | $356,164.13 |
DisclosureSEC source: 0001409970-25-000062 · form4.xml · nonDerivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 181,750 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2025, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 6.3% of the Reporting Person's equity interest in the Issuer. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $16.80 to $17.26. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 25, 2025 Filed Aug 27, 2025 20:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,509 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000042 · form4.xml · derivative · entry 10 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,086 Underlying: Common Stock · 7,509 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2025 Filed Aug 27, 2025 20:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 12,274 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000042 · form4.xml · derivative · entry 9 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,645 Underlying: Common Stock · 12,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2025 Filed Aug 27, 2025 20:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 10,849 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000042 · form4.xml · derivative · entry 8 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,697 Underlying: Common Stock · 10,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2025 Filed Aug 27, 2025 20:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 20,005 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000042 · form4.xml · derivative · entry 7 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 33.33% of the total shares on August 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2025 Filed Aug 27, 2025 20:37 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 26,095 | $16.31 | $425,609.45 |
DisclosureSEC source: 0001409970-25-000042 · form4.xml · nonDerivative · entry 5 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,653 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2025 Filed Aug 27, 2025 20:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 7,509 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000042 · form4.xml · nonDerivative · entry 4 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2025 Filed Aug 27, 2025 20:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 12,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000042 · form4.xml · nonDerivative · entry 3 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2025 Filed Aug 27, 2025 20:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 10,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000042 · form4.xml · nonDerivative · entry 2 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2025 Filed Aug 27, 2025 20:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 20,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000042 · form4.xml · nonDerivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| July 30, 2025 Filed Aug 1, 2025 21:12 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 17,955 | $16.65 | $298,995.64 |
DisclosureSEC source: 0001127602-25-019882 · form4.xml · nonDerivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 178,111 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2025, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 6.3% of the Reporting Person's equity interest in the Issuer. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $16.50 to $16.73. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 25, 2025 Filed May 28, 2025 21:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,508 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-015840 · form4.xml · derivative · entry 10 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,595 Underlying: Common Stock · 7,508 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2025 Filed May 28, 2025 21:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 12,274 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-015840 · form4.xml · derivative · entry 9 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,919 Underlying: Common Stock · 12,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2025 Filed May 28, 2025 21:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 10,848 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-015840 · form4.xml · derivative · entry 8 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,546 Underlying: Common Stock · 10,848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.