Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROADWAY FINANCIAL CORP DEBYFC · Entity 6703 | Director | February 24, 2021 | February 26, 2021 |
| Happen, Inc.HAPN · Entity 4526 | Director | September 15, 2026 | September 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROADWAY FINANCIAL CORP DE
Report date February 24, 2021 · Filed February 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,334 |
Reported balance
After 2021-02-24 transaction · row 1
1 source rowRow 1 · 2021-02-24 · Grant · Acquired 3,456 · Balance 24,334 F1: Represents Award of unrestricted stock issued on February 24, 2021 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Award of unrestricted stock issued on February 24, 2021 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.
Happen, Inc.
Report date September 15, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 75,380 |
Reported balance
After 2026-09-15 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-09-15 · Sale · Disposed 7,148 · Balance 75,380 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan. |
| Common StockSEC Table I · non-derivative | Direct | 10,287 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,287 F2: Represents the unvested portion of the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 2, 2026, subject to continued service through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan.
F2: Represents the unvested portion of the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 2, 2026, subject to continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 17, 2026 22:41 UTC | Happen, Inc. HAPN · Entity 4526 | SaleCommon Stock | 7,148 | $16.68 | $119,228.64 |
DisclosureSEC source: 0001409970-26-000196 · form4.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 75,380 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 04, 2026 Filed Sep 4, 2026 22:37 UTC | Happen, Inc. HAPN · Entity 4526 | SaleCommon Stock | 2,057 | $17.41 | $35,812.37 |
DisclosureSEC source: 0001409970-26-000192 · form4.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 82,528 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 05, 2026 Filed Aug 27, 2026 22:15 UTC | Happen, Inc. HAPN · Entity 4526 | SaleCommon Stock | 2,391 | $17.40 | $41,603.40 |
DisclosureSEC source: 0001409970-26-000188 · form4.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 81,157 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 02, 2026 Filed Jun 4, 2026 21:31 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 13,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000112 · form4.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,715 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 2, 2026, subject to continued service through each vesting date. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 22:20 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 2,390 | $15.46 | $36,949.40 |
DisclosureSEC source: 0001409970-26-000039 · form4.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 78,767 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 23:26 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 2,390 | $19.47 | $46,533.30 |
DisclosureSEC source: 0001409970-25-000097 · form4.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 76,377 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 05, 2025 Filed Sep 9, 2025 21:27 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 2,390 | $16.82 | $40,199.80 |
DisclosureSEC source: 0001409970-25-000055 · form4.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 73,987 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 13, 2025 Filed Jun 17, 2025 21:10 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 3,060 | $10.70 | $32,742.00 |
DisclosureSEC source: 0001127602-25-017674 · form4.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 71,597 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 23:11 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 19,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-016916 · form4.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,121 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 3, 2025, subject to continued service through each vesting date. Read SEC document |
| March 13, 2025 Filed Mar 14, 2025 20:33 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 3,060 | $10.53 | $32,208.64 |
DisclosureSEC source: 0001127602-25-009495 · form4.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 68,537 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $10.38 to $10.65. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 19, 2025 Filed Feb 21, 2025 23:33 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 6,120 | $14.10 | $86,280.98 |
DisclosureSEC source: 0001127602-25-006276 · form4.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,477 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $14.03 to $14.20. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 05, 2025 Filed Feb 7, 2025 21:14 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 703 | $13.21 | $9,286.63 |
DisclosureSEC source: 0001127602-25-003564 · form4.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 71,597 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 05, 2024 Filed Nov 7, 2024 22:40 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 703 | $13.66 | $9,602.98 |
DisclosureSEC source: 0001127602-24-026758 · form4.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,774 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 05, 2024 Filed Aug 7, 2024 21:28 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 703 | $9.68 | $6,805.04 |
DisclosureSEC source: 0001127602-24-021821 · form4.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 57,951 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 12, 2024 Filed Jun 13, 2024 21:50 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 2,677 | $8.70 | $23,289.90 |
DisclosureSEC source: 0001127602-24-018627 · form4.xml · nonDerivative · entry 2 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 57,248 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 21:50 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 24,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-018627 · form4.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 24,480 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 11, 2024, subject to continued service through each vesting date. Read SEC document |
| May 31, 2024 Filed May 31, 2024 21:39 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 4,083 | $8.88 | $36,257.04 |
DisclosureSEC source: 0001127602-24-017142 · form4.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,571 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 21:14 UTC | Happen, Inc. LC · Entity 4526 | PurchaseCommon Stock | 10,000 | $5.24 | $52,425.00 |
DisclosureSEC source: 0001127602-23-026671 · form4.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,135 F1 · price: This transaction was executed in multiple trades during the date at prices ranging from $5.23 to $5.25. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · balance_after: Incorporates 1,406 restricted stock units ("RSUs") that vested on November 1, 2023. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 23:50 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 21,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-018631 · form4.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,414 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 8, 2023, subject to continued service through each vesting date. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 22:16 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 12,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-016936 · form4.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,423 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 2, 2022, subject to continued service through each vesting date. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 23:36 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 1,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-026007 · form4.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,775 F1 · shares: Represents a non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest in their entirety on June 1, 2022. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:48 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | GrantCommon Stock | 3,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005049 · doc1.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,334 F1 · shares: Represents Award of unrestricted stock issued on February 24, 2021 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 23:18 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 22,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-003814 · form4.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,614 F1 · shares: Represents a grant of Restricted Stock Units ("RSU") under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs are subject to the following vesting schedule: 89 RSUs vested on February 1, 2021, 5,654 RSUs will vest on February 1, 2022, and an additional 6.22% of the total RSUs will vest each quarter thereafter, subject to continued service through each vesting date. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:29 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | GrantCommon Stock | 5,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-002581 · edgar.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,878 F1 · shares: Represents Award of unrestricted stock issued on February 26, 2020 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation Read SEC document |
| January 23, 2019 Filed Jan 28, 2019 20:00 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | GrantCommon Stock | 6,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000953 · edgar.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,723 F1 · security: Represents Award of unrestricted stock issued on January 23, 2019 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 18:49 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | GrantCommon Stock | 3,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001091 · edgar.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,699 F1 · security: Represent Award of unrestricted stock issued on January 24,2018 pursuant to the 2008 Long Term Incentive Plan of Broadway Financial Corporation. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 23:30 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | GrantCommon Stock | 4,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-006231 · edgar.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,548 F1 · security: Represents Award of unrestricted stock on April 26, 2017 pursuant to the 2008 Long Term Incentive Plan of Broadway Financial Corporation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.