Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Happen, Inc.LC · Entity 4526 | Chief Administrative Officer | August 25, 2023 | August 29, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Happen, Inc.
Report date August 25, 2023 · Filed August 29, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 215,369 |
Ending reported balance
After 2023-08-25 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2023-08-25 · Exercise / conversion · Acquired 5,878 · Balance 209,883 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 2 · 2023-08-25 · Exercise / conversion · Acquired 6,097 · Balance 215,980 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 3 · 2023-08-25 · Exercise / conversion · Acquired 4,280 · Balance 220,260 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 4 · 2023-08-25 · Exercise / conversion · Acquired 7,749 · Balance 228,009 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 5 · 2023-08-25 · Tax withholding · Disposed 12,640 · Balance 215,369 F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 11,757 |
Reported balance
After 2023-08-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-08-25 · Exercise / conversion · Disposed 5,878 · Balance 11,757 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 12,194 |
Reported balance
After 2023-08-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-08-25 · Exercise / conversion · Disposed 6,097 · Balance 12,194 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 25,675 |
Reported balance
After 2023-08-25 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-08-25 · Exercise / conversion · Disposed 4,280 · Balance 25,675 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 77,490 |
Reported balance
After 2023-08-25 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-08-25 · Exercise / conversion · Disposed 7,749 · Balance 77,490 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F3: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F4: Not applicable.
F5: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F6: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F7: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2023 Filed Aug 29, 2023 22:34 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,749 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023396 · form4.xml · derivative · entry 9 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,490 Underlying: Common Stock · 7,749 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:34 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,280 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023396 · form4.xml · derivative · entry 8 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,675 Underlying: Common Stock · 4,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:34 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,097 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023396 · form4.xml · derivative · entry 7 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,194 Underlying: Common Stock · 6,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:34 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,878 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023396 · form4.xml · derivative · entry 6 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,757 Underlying: Common Stock · 5,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:34 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 12,640 | $6.88 | $86,963.20 |
DisclosureSEC source: 0001127602-23-023396 · form4.xml · nonDerivative · entry 5 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,369 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:34 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 7,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023396 · form4.xml · nonDerivative · entry 4 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:34 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023396 · form4.xml · nonDerivative · entry 3 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 220,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:34 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023396 · form4.xml · nonDerivative · entry 2 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:34 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023396 · form4.xml · nonDerivative · entry 1 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 23:10 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 44,787 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019081 · form4.xml · derivative · entry 4 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,787 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The RSUs vested as to 100% of the total shares on June 15, 2023. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 23:10 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 44,787 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019081 · form4.xml · derivative · entry 3 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,787 Underlying: Common Stock · 44,787 shares Expires not disclosed F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan as a result of the Issuer's achievement of certain performance criteria for the period of June 2020 through May 2023. The RSUs vested as to 100% of the total shares on June 15, 2023. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 23:10 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 23,581 | $9.41 | $221,897.21 |
DisclosureSEC source: 0001127602-23-019081 · form4.xml · nonDerivative · entry 2 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,005 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 23:10 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 44,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019081 · form4.xml · nonDerivative · entry 1 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2023 Filed May 30, 2023 23:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,748 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017099 · form4.xml · derivative · entry 9 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,239 Underlying: Common Stock · 7,748 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2023 Filed May 30, 2023 23:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,279 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017099 · form4.xml · derivative · entry 8 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,955 Underlying: Common Stock · 4,279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2023 Filed May 30, 2023 23:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,096 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017099 · form4.xml · derivative · entry 7 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,291 Underlying: Common Stock · 6,096 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2023 Filed May 30, 2023 23:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,878 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017099 · form4.xml · derivative · entry 6 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,635 Underlying: Common Stock · 5,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2023 Filed May 30, 2023 23:21 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 12,638 | $8.10 | $102,367.80 |
DisclosureSEC source: 0001127602-23-017099 · form4.xml · nonDerivative · entry 5 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,799 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2023 Filed May 30, 2023 23:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 7,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017099 · form4.xml · nonDerivative · entry 4 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2023 Filed May 30, 2023 23:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017099 · form4.xml · nonDerivative · entry 3 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2023 Filed May 30, 2023 23:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017099 · form4.xml · nonDerivative · entry 2 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2023 Filed May 30, 2023 23:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017099 · form4.xml · nonDerivative · entry 1 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| March 12, 2023 Filed Mar 14, 2023 23:20 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 92,987 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-010163 · form4.xml · derivative · entry 1 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,987 Underlying: Common Stock · 92,987 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 00:14 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,279 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007637 · form4.xml · derivative · entry 11 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,234 Underlying: Common Stock · 4,279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 00:14 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,097 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007637 · form4.xml · derivative · entry 10 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,387 Underlying: Common Stock · 6,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 00:14 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 16,828 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007637 · form4.xml · derivative · entry 9 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,828 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 00:14 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,878 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007637 · form4.xml · derivative · entry 8 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,513 Underlying: Common Stock · 5,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 00:14 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,692 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007637 · form4.xml · derivative · entry 7 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,692 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 00:14 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 20,416 | $9.61 | $196,197.76 |
DisclosureSEC source: 0001127602-23-007637 · form4.xml · nonDerivative · entry 6 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,436 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 00:14 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007637 · form4.xml · nonDerivative · entry 5 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 00:14 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007637 · form4.xml · nonDerivative · entry 4 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 00:14 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 16,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007637 · form4.xml · nonDerivative · entry 3 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 00:14 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007637 · form4.xml · nonDerivative · entry 2 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 00:14 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007637 · form4.xml · nonDerivative · entry 1 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 01:12 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 21,342 | $10.08 | $215,219.13 |
DisclosureSEC source: 0001127602-22-026512 · form4.xml · nonDerivative · entry 7 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,078 F3 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its 2014 Equity Incentive Plan to require the satisfaction of tax withholding obligations with respect to the Reporting Person to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.93 to $10.29. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 25, 2022 Filed Nov 30, 2022 01:12 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,279 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026512 · form4.xml · derivative · entry 12 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,513 Underlying: Common Stock · 4,279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F10 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2022 Filed Nov 30, 2022 01:12 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,097 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026512 · form4.xml · derivative · entry 11 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,484 Underlying: Common Stock · 6,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F9 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2022 Filed Nov 30, 2022 01:12 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 16,827 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026512 · form4.xml · derivative · entry 10 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,828 Underlying: Common Stock · 16,827 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2022 Filed Nov 30, 2022 01:12 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,878 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026512 · form4.xml · derivative · entry 9 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,391 Underlying: Common Stock · 5,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2022 Filed Nov 30, 2022 01:12 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,691 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026512 · form4.xml · derivative · entry 8 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,692 Underlying: Common Stock · 5,691 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2022 Filed Nov 30, 2022 01:12 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026512 · form4.xml · nonDerivative · entry 6 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2022 Filed Nov 30, 2022 01:12 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026512 · form4.xml · nonDerivative · entry 5 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2022 Filed Nov 30, 2022 01:12 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 16,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026512 · form4.xml · nonDerivative · entry 4 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2022 Filed Nov 30, 2022 01:12 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026512 · form4.xml · nonDerivative · entry 3 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2022 Filed Nov 30, 2022 01:12 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026512 · form4.xml · nonDerivative · entry 2 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| October 31, 2022 Filed Nov 30, 2022 01:12 UTC | Happen, Inc. LC · Entity 4526 | GiftCommon Stock | 6,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026512 · form4.xml · nonDerivative · entry 1 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,648 F1 · shares: Transaction represents the transfer of 6,400 shares by the Reporting Person of Issuer common stock by bona fide gift. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 00:42 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 20,642 | $13.86 | $286,079.54 |
DisclosureSEC source: 0001127602-22-021738 · form4.xml · nonDerivative · entry 6 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,048 F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its 2014 Equity Incentive Plan to require the satisfaction of tax withholding obligations with respect to the Reporting Person to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $13.72 to $14.04. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:42 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,279 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021738 · form4.xml · derivative · entry 11 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,792 Underlying: Common Stock · 4,279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F9 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:42 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,097 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021738 · form4.xml · derivative · entry 10 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,581 Underlying: Common Stock · 6,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:42 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 16,827 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021738 · form4.xml · derivative · entry 9 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,655 Underlying: Common Stock · 16,827 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.