Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Happen, Inc.HAPN · Entity 4526 | Director · CEO | August 25, 2026 | August 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Happen, Inc.
Report date August 25, 2026 · Filed August 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,462,774 |
Ending reported balance
After 2026-08-26 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-08-25 · Exercise / conversion · Acquired 13,151 · Balance 1,491,714 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 2 · 2026-08-25 · Exercise / conversion · Acquired 8,045 · Balance 1,499,759 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 3 · 2026-08-25 · Exercise / conversion · Acquired 6,621 · Balance 1,506,380 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 4 · 2026-08-25 · Tax withholding · Disposed 14,856 · Balance 1,491,524 F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Row 5 · 2026-08-26 · Sale · Disposed 28,750 · Balance 1,462,774 F3: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer. F4: This transaction was executed in multiple trades during the date at prices ranging from $18.13 to $18.40. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 26,302 |
Reported balance
After 2026-08-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-08-25 · Exercise / conversion · Disposed 13,151 · Balance 26,302 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 48,270 |
Reported balance
After 2026-08-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-08-25 · Exercise / conversion · Disposed 8,045 · Balance 48,270 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 66,209 |
Reported balance
After 2026-08-25 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-08-25 · Exercise / conversion · Disposed 6,621 · Balance 66,209 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F3: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer.
F4: This transaction was executed in multiple trades during the date at prices ranging from $18.13 to $18.40. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
F5: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F6: Not applicable.
F7: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F8: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 26, 2026 Filed Aug 27, 2026 22:12 UTC | Happen, Inc. HAPN · Entity 4526 | SaleCommon Stock | 28,750 | $18.25 | $524,710.50 |
DisclosureSEC source: 0001409970-26-000186 · form4.xml · nonDerivative · entry 5 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,462,774 F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer. F4 · price: This transaction was executed in multiple trades during the date at prices ranging from $18.13 to $18.40. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 25, 2026 Filed Aug 27, 2026 22:12 UTC | Happen, Inc. HAPN · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,621 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000186 · form4.xml · derivative · entry 8 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,209 Underlying: Common Stock · 6,621 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2026 Filed Aug 27, 2026 22:12 UTC | Happen, Inc. HAPN · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,045 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000186 · form4.xml · derivative · entry 7 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 48,270 Underlying: Common Stock · 8,045 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2026 Filed Aug 27, 2026 22:12 UTC | Happen, Inc. HAPN · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,151 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000186 · form4.xml · derivative · entry 6 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 26,302 Underlying: Common Stock · 13,151 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2026 Filed Aug 27, 2026 22:12 UTC | Happen, Inc. HAPN · Entity 4526 | Tax withholdingCommon Stock | 14,856 | $18.25 | $271,122.00 |
DisclosureSEC source: 0001409970-26-000186 · form4.xml · nonDerivative · entry 4 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,491,524 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2026 Filed Aug 27, 2026 22:12 UTC | Happen, Inc. HAPN · Entity 4526 | Exercise / conversionCommon Stock | 6,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000186 · form4.xml · nonDerivative · entry 3 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,506,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2026 Filed Aug 27, 2026 22:12 UTC | Happen, Inc. HAPN · Entity 4526 | Exercise / conversionCommon Stock | 8,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000186 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,499,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2026 Filed Aug 27, 2026 22:12 UTC | Happen, Inc. HAPN · Entity 4526 | Exercise / conversionCommon Stock | 13,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000186 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,491,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 05, 2026 Filed Aug 7, 2026 20:58 UTC | Happen, Inc. HAPN · Entity 4526 | SaleCommon Stock | 28,750 | $20.56 | $591,192.00 |
DisclosureSEC source: 0001409970-26-000166 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,478,563 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $20.25 to $21.04. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| July 15, 2026 Filed Jul 17, 2026 21:59 UTC | Happen, Inc. HAPN · Entity 4526 | SaleCommon Stock | 28,750 | $20.08 | $577,242.50 |
DisclosureSEC source: 0001409970-26-000155 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,507,313 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $19.76 to $20.27. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 21:14 UTC | Happen, Inc. HAPN · Entity 4526 | SaleCommon Stock | 25,000 | $21.00 | $525,027.50 |
DisclosureSEC source: 0001409970-26-000150 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,536,063 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $21.00 to $21.03. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 21:27 UTC | Happen, Inc. HAPN · Entity 4526 | SaleCommon Stock | 28,750 | $19.17 | $551,212.25 |
DisclosureSEC source: 0001409970-26-000143 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,561,063 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $18.90 to $19.75. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| June 09, 2026 Filed Jun 11, 2026 22:14 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 4,899 | $18.00 | $88,182.00 |
DisclosureSEC source: 0001409970-26-000122 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,589,813 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer. Read SEC document |
| June 02, 2026 Filed Jun 4, 2026 21:17 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 23,851 | $17.86 | $425,947.85 |
DisclosureSEC source: 0001409970-26-000100 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,594,712 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $17.35 to $18.18. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 25, 2026 Filed May 27, 2026 22:53 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,620 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000071 · form4.xml · derivative · entry 7 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,830 Underlying: Common Stock · 6,620 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2026 Filed May 27, 2026 22:53 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,045 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000071 · form4.xml · derivative · entry 6 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,315 Underlying: Common Stock · 8,045 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2026 Filed May 27, 2026 22:53 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,150 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000071 · form4.xml · derivative · entry 5 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,453 Underlying: Common Stock · 13,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2026 Filed May 27, 2026 22:53 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 14,856 | $15.63 | $232,199.28 |
DisclosureSEC source: 0001409970-26-000071 · form4.xml · nonDerivative · entry 4 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,618,563 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2026 Filed May 27, 2026 22:53 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000071 · form4.xml · nonDerivative · entry 3 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,633,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2026 Filed May 27, 2026 22:53 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 8,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000071 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,626,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2026 Filed May 27, 2026 22:53 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 13,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000071 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,618,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| March 05, 2026 Filed Mar 10, 2026 00:32 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 79,450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000054 · form4.xml · derivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,450 Underlying: Common Stock · 79,450 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,045 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000037 · form4.xml · derivative · entry 9 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,360 Underlying: Common Stock · 8,045 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,151 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000037 · form4.xml · derivative · entry 8 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,603 Underlying: Common Stock · 13,151 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 498,754 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000037 · form4.xml · derivative · entry 7 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 498,754 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 100% of the total shares on February 25, 2026, subject to continued service through the vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 14,945 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000037 · form4.xml · derivative · entry 6 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,945 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:47 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 285,636 | $15.02 | $4,290,252.72 |
DisclosureSEC source: 0001409970-26-000037 · form4.xml · nonDerivative · entry 5 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,605,604 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 8,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000037 · form4.xml · nonDerivative · entry 4 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,891,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 13,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000037 · form4.xml · nonDerivative · entry 3 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,883,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 498,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000037 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,870,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 14,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000037 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,371,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| January 16, 2026 Filed Jan 22, 2026 00:21 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 149,140 | $20.36 | $3,036,490.40 |
DisclosureSEC source: 0001409970-26-000005 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,356,345 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of PBRSUs. Read SEC document |
| January 16, 2026 Filed Jan 22, 2026 00:21 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 278,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000005 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,505,485 F1 · shares: Represents fully-vested shares of Common Stock of the Issuer acquired by the Reporting Person upon the certification by the Compensation Committee of the Issuer's Board of Directors of achievement of the performance criteria underlying an award of performance-based restricted stock units ("PBRSUs") granted to the Reporting Person on March 12, 2023, under the Issuer's 2014 Equity Incentive Plan. Read SEC document |
| November 25, 2025 Filed Nov 27, 2025 00:48 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,045 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000093 · form4.xml · derivative · entry 7 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,405 Underlying: Common Stock · 8,045 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2025 Filed Nov 27, 2025 00:48 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,151 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000093 · form4.xml · derivative · entry 6 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,754 Underlying: Common Stock · 13,151 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2025 Filed Nov 27, 2025 00:48 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 14,944 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000093 · form4.xml · derivative · entry 5 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,945 Underlying: Common Stock · 14,944 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2025 Filed Nov 27, 2025 00:48 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 19,245 | $16.80 | $323,316.00 |
DisclosureSEC source: 0001409970-25-000093 · form4.xml · nonDerivative · entry 4 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,226,965 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2025 Filed Nov 27, 2025 00:48 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 8,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000093 · form4.xml · nonDerivative · entry 3 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,246,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2025 Filed Nov 27, 2025 00:48 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 13,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000093 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,238,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2025 Filed Nov 27, 2025 00:48 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 14,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000093 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,225,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| October 23, 2025 Filed Oct 24, 2025 20:36 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 30,000 | $19.29 | $578,700.00 |
DisclosureSEC source: 0001409970-25-000072 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,210,070 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending June 30, 2025, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 3.5% of the Reporting Person's equity interest in the Issuer. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 22:13 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 30,000 | $17.04 | $511,149.00 |
DisclosureSEC source: 0001409970-25-000060 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,240,070 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending June 30, 2025, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 3.5% of the Reporting Person's equity interest in the Issuer. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $17.00 to $17.13. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 21:52 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 30,000 | $16.65 | $499,455.00 |
DisclosureSEC source: 0001409970-25-000052 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,270,070 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending June 30, 2025, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 3.5% of the Reporting Person's equity interest in the Issuer. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $16.44 to $16.81. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 25, 2025 Filed Aug 27, 2025 20:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,045 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000044 · form4.xml · derivative · entry 7 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,450 Underlying: Common Stock · 8,045 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2025 Filed Aug 27, 2025 20:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,151 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000044 · form4.xml · derivative · entry 6 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,905 Underlying: Common Stock · 13,151 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2025 Filed Aug 27, 2025 20:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 14,944 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000044 · form4.xml · derivative · entry 5 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,889 Underlying: Common Stock · 14,944 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2025 Filed Aug 27, 2025 20:39 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 19,245 | $16.31 | $313,885.95 |
DisclosureSEC source: 0001409970-25-000044 · form4.xml · nonDerivative · entry 4 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,300,070 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2025 Filed Aug 27, 2025 20:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 8,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000044 · form4.xml · nonDerivative · entry 3 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,319,315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2025 Filed Aug 27, 2025 20:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 13,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000044 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,311,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2025 Filed Aug 27, 2025 20:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 14,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-25-000044 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,298,119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.