Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AvidXchange Holdings, Inc.AVDX · Entity 74232 | Director | October 15, 2021 | October 20, 2021 |
| Happen, Inc.LC · Entity 4526 | Director | June 03, 2025 | June 05, 2025 |
| Payoneer Global Inc.PAYO · Entity 4375 | Director | June 13, 2022 | June 16, 2022 |
| VISA INC.V · Entity 495 | Advisor to the CEO | November 05, 2009 | November 10, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AvidXchange Holdings, Inc.
Report date October 15, 2021 · Filed October 20, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Nyca Investment Partnership, LP | 352,024 |
Reported balance
After 2021-10-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-10-15 · Exercise / conversion · Acquired 352,024 · Balance 352,024 F1: In connection with the issuer's initial public offering of common stock, these warrants were automatically converted into shares of the issuer's common stock on a net exercise basis. |
| Common StockSEC Table I · non-derivative | IndirectBy Nyca Investment Partnership, LP | 323,298 |
Reported balance
After 2021-10-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-10-15 · Tax withholding · Disposed 28,726 · Balance 323,298 F1: In connection with the issuer's initial public offering of common stock, these warrants were automatically converted into shares of the issuer's common stock on a net exercise basis. |
| Common StockSEC Table I · non-derivative | IndirectBy Nyca Investment Partnership, LP | 991,394 |
Reported balance
After 2021-10-15 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-10-15 · Conversion · Acquired 668,096 · Balance 991,394 F2: In connection with the issuer's initial public offering of common stock, all shares of Series E Preferred Stock were automatically converted into shares of the issuer's common stock on a 4-for-1 basis. The preferred stock was perpetual and therefore had no expiration date. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.04 · Expires 2025-12-11 | IndirectBy Nyca Investment Partnership, LP | 0 |
Reported balance
After 2021-10-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-10-15 · Exercise / conversion · Disposed 352,024 · Balance 0 F3: The number of underlying shares of common stock and the exercise price reflect the 4-for-1 forward stock split which was effected on September 30, 2021. |
| Series E Preferred StockSEC Table II · derivative / convertible security | IndirectBy Nyca Investment Partnership, LP | 0 |
Reported balance
After 2021-10-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-10-15 · Conversion · Disposed 167,024 · Balance 0 F2: In connection with the issuer's initial public offering of common stock, all shares of Series E Preferred Stock were automatically converted into shares of the issuer's common stock on a 4-for-1 basis. The preferred stock was perpetual and therefore had no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the issuer's initial public offering of common stock, these warrants were automatically converted into shares of the issuer's common stock on a net exercise basis.
F2: In connection with the issuer's initial public offering of common stock, all shares of Series E Preferred Stock were automatically converted into shares of the issuer's common stock on a 4-for-1 basis. The preferred stock was perpetual and therefore had no expiration date.
F3: The number of underlying shares of common stock and the exercise price reflect the 4-for-1 forward stock split which was effected on September 30, 2021.
Happen, Inc.
Report date June 03, 2025 · Filed June 05, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,121 |
Reported balance
After 2025-06-03 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2025-06-03 · Grant · Acquired 19,121 · Balance 19,121 F1: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 3, 2025, subject to continued service through each vesting date. |
| Common StockSEC Table I · non-derivative | Direct | 6,120 |
Reported balance
Holding disclosure · report date 2025-06-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,120 F2: Represents the unvested portion of a previously granted non-employee director equity award of RSUs made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| Common StockSEC Table I · non-derivative | Direct | 215,588 |
Reported balance
Holding disclosure · report date 2025-06-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 215,588 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 3, 2025, subject to continued service through each vesting date.
F2: Represents the unvested portion of a previously granted non-employee director equity award of RSUs made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
Payoneer Global Inc.
Report date June 13, 2022 · Filed June 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative | Direct | 382,701 |
Reported balance
After 2022-06-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-06-13 · Other · Disposed 3,517,293 · Balance 382,701 F1: Nyca Investment Partnership, LP ("Nyca Investment"), of which the Reporting Person is the general partner, and Nyca PYNR SPV-II, LP ("Nyca SPV"), of which the Reporting Person is manager of the general partner of Nyca SPV, distributed these shares to their limited partners and general partners on a pro rata basis, for no consideration (the "Distribution"). This amount does not include 382,701 shares of Common Stock distributed to the Reporting Person as part of the Distribution. F2: Reflects shares of Common Stock received by the Reporting Person as a result of the Distribution. |
Filing footnotes · ownership attribution and instrument terms
F1: Nyca Investment Partnership, LP ("Nyca Investment"), of which the Reporting Person is the general partner, and Nyca PYNR SPV-II, LP ("Nyca SPV"), of which the Reporting Person is manager of the general partner of Nyca SPV, distributed these shares to their limited partners and general partners on a pro rata basis, for no consideration (the "Distribution"). This amount does not include 382,701 shares of Common Stock distributed to the Reporting Person as part of the Distribution.
F2: Reflects shares of Common Stock received by the Reporting Person as a result of the Distribution.
VISA INC.
Report date November 05, 2009 · Filed November 10, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 34,325 |
Ending reported balance
After 2009-11-05 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2009-11-05 · Sale · Disposed 15,000 · Balance 49,792 F1: The price reported in column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $79.05-$79.22, inclusive. The reporting person undertakes to provide to Visa Inc., any security holder of Visa Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this Form 4. Row 2 · 2009-11-05 · Gift · Disposed 25,000 · Balance 24,792 Row 3 · 2009-11-05 · Grant · Acquired 12,564 · Balance 37,356 F2: Represents restricted stock granted pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The restricted stock vests in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances specified in the award agreement. Row 4 · 2009-11-05 · Tax withholding · Disposed 3,031 · Balance 34,325 |
| Performance SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 49,584 |
Reported balance
After 2009-11-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2009-11-05 · Grant · Acquired 49,584 · Balance 49,584 F3: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The performance shares award earned vests in two equal installments on each of the first two anniversaries of the date earned, subject to earlier vesting in full in limited circumstances specified in the award agreement. |
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $79.59 · Expires 2019-11-05 | Direct | 67,820 |
Reported balance
After 2009-11-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2009-11-05 · Grant · Acquired 67,820 · Balance 67,820 F4: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $79.05-$79.22, inclusive. The reporting person undertakes to provide to Visa Inc., any security holder of Visa Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this Form 4.
F2: Represents restricted stock granted pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The restricted stock vests in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.
F3: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The performance shares award earned vests in two equal installments on each of the first two anniversaries of the date earned, subject to earlier vesting in full in limited circumstances specified in the award agreement.
F4: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Virtu KCG Holdings LLC
Report date July 20, 2017 · Filed July 20, 2017
Section 16 reporting ended · disclosed 2017-07-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy the John C and Katherine M Morris Foundation | 0 |
Reported balance
After 2017-07-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-07-20 · Disposition to issuer · Disposed 20,267 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of April 20, 2017, by and among Virtu Financial, Inc., a Delaware corporation ("Virtu"), Orchestra Merger Sub, Inc., a Delaware corporation ("Merger Sub") and a wholly owned subsidiary of Virtu, and Virtu KCG Holdings LLC, a Delaware limited liability company (formerly known as KCG Holdings, Inc., a Delaware corporation) (the "Company"), at the effective time of the merger (the "Effective Time") of Merger Sub with and into the Company, with the Company as the surviving entity and a wholly owned subsidiary of Virtu, each share of the Company's Class A common stock, par value $0.01 per share (the "Class A Common Stock"), owned by the reporting person was converted into the right to receive $20.00 in cash without interest (the "Merger Consideration"). F3: These securities are held by the John C and Katherine M Morris Foundation, which is a 501(c)(3) charitable organization. |
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-07-20 transaction · row 2
1 source rowRow 2 · 2017-07-20 · Disposition to issuer · Disposed 4,023 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit ("RSU") granted by the Company was cancelled and converted automatically into the right to receive an amount in cash equal to the product of (i) the number of shares of Class A Common Stock subject to such RSU immediately prior to the Effective Time and (ii) the Merger Consideration of $20.00 per share. Accordingly, 4,023 RSUs granted to the reporting person on May 11, 2017 under the Company's stock plan, which would have vested into Class A Common Stock on May 11, 2018 or upon the reporting person's earlier retirement, were cancelled in connection with the Merger in exchange for a cash payment pursuant to the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of April 20, 2017, by and among Virtu Financial, Inc., a Delaware corporation ("Virtu"), Orchestra Merger Sub, Inc., a Delaware corporation ("Merger Sub") and a wholly owned subsidiary of Virtu, and Virtu KCG Holdings LLC, a Delaware limited liability company (formerly known as KCG Holdings, Inc., a Delaware corporation) (the "Company"), at the effective time of the merger (the "Effective Time") of Merger Sub with and into the Company, with the Company as the surviving entity and a wholly owned subsidiary of Virtu, each share of the Company's Class A common stock, par value $0.01 per share (the "Class A Common Stock"), owned by the reporting person was converted into the right to receive $20.00 in cash without interest (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit ("RSU") granted by the Company was cancelled and converted automatically into the right to receive an amount in cash equal to the product of (i) the number of shares of Class A Common Stock subject to such RSU immediately prior to the Effective Time and (ii) the Merger Consideration of $20.00 per share. Accordingly, 4,023 RSUs granted to the reporting person on May 11, 2017 under the Company's stock plan, which would have vested into Class A Common Stock on May 11, 2018 or upon the reporting person's earlier retirement, were cancelled in connection with the Merger in exchange for a cash payment pursuant to the Merger Agreement.
F3: These securities are held by the John C and Katherine M Morris Foundation, which is a 501(c)(3) charitable organization.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2025 Filed Jun 5, 2025 23:05 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 19,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-016912 · form4.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,121 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 3, 2025, subject to continued service through each vesting date. Read SEC document |
| October 29, 2024 Filed Oct 31, 2024 21:34 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 2,500 | $14.36 | $35,894.75 |
DisclosureSEC source: 0001127602-24-026164 · form4.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,348 Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 21:32 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 24,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-018601 · form4.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,480 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 11, 2024, subject to continued service through each vesting date. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 21:25 UTC | Happen, Inc. LC · Entity 4526 | PurchaseCommon Stock | 10,000 | $5.23 | $52,283.00 |
DisclosureSEC source: 0001127602-23-026681 · form4.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,667 F1 · price: This transaction was executed in multiple trades during the date at prices ranging from $5.21 to $5.23. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 23:45 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 21,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-018627 · form4.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,414 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 8, 2023, subject to continued service through each vesting date Read SEC document |
| December 23, 2022 Filed Dec 28, 2022 22:59 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionStock Option (right to buy) · Derivative | 132,000 | $0.00 Strike: $3.48 | $0.00 |
DisclosureSEC source: 0001127602-22-028328 · form4.xml · derivative · entry 4 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 132,000 shares Expires 2023-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully exercisable. Read SEC document |
| December 23, 2022 Filed Dec 28, 2022 22:59 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 52,906 | $3.48 | $183,848.35 |
DisclosureSEC source: 0001127602-22-028328 · form4.xml · nonDerivative · entry 2 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,102 Read SEC document |
| December 23, 2022 Filed Dec 28, 2022 22:59 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 132,000 | $3.48 | $458,700.00 |
DisclosureSEC source: 0001127602-22-028328 · form4.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2022 Filed Jun 16, 2022 00:59 UTC | Payoneer Global Inc. PAYO · Entity 4375 | OtherCommon Stock, par value $0.01 per share ("Common Stock") | 3,517,293 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-022718 · doc4.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,701 F1 · kind: Nyca Investment Partnership, LP ("Nyca Investment"), of which the Reporting Person is the general partner, and Nyca PYNR SPV-II, LP ("Nyca SPV"), of which the Reporting Person is manager of the general partner of Nyca SPV, distributed these shares to their limited partners and general partners on a pro rata basis, for no consideration (the "Distribution"). This amount does not include 382,701 shares of Common Stock distributed to the Reporting Person as part of the Distribution. F2 · balance_after: Reflects shares of Common Stock received by the Reporting Person as a result of the Distribution. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 22:07 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 12,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-016930 · form4.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,423 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 2, 2022, subject to continued service through each vesting date. Read SEC document |
| October 15, 2021 Filed Oct 20, 2021 01:02 UTC | AvidXchange Holdings, Inc. AVDX · Entity 74232 | ConversionSeries E Preferred Stock · Derivative | 167,024 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-040671 · doc4.xml · derivative · entry 5 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Nyca Investment Partnership, LP Disclosed balance after: 0 Underlying: Common Stock · 668,096 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In connection with the issuer's initial public offering of common stock, all shares of Series E Preferred Stock were automatically converted into shares of the issuer's common stock on a 4-for-1 basis. The preferred stock was perpetual and therefore had no expiration date. F2 · derivative.exercise_date: In connection with the issuer's initial public offering of common stock, all shares of Series E Preferred Stock were automatically converted into shares of the issuer's common stock on a 4-for-1 basis. The preferred stock was perpetual and therefore had no expiration date. F2 · derivative.expiration_date: In connection with the issuer's initial public offering of common stock, all shares of Series E Preferred Stock were automatically converted into shares of the issuer's common stock on a 4-for-1 basis. The preferred stock was perpetual and therefore had no expiration date. Read SEC document |
| October 15, 2021 Filed Oct 20, 2021 01:02 UTC | AvidXchange Holdings, Inc. AVDX · Entity 74232 | Exercise / conversionWarrant (right to buy) · Derivative | 352,024 | $0.00 Strike: $2.04 | $0.00 |
DisclosureSEC source: 0000899243-21-040671 · doc4.xml · derivative · entry 4 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Nyca Investment Partnership, LP Disclosed balance after: 0 Underlying: Common Stock · 352,024 shares Expires 2025-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The number of underlying shares of common stock and the exercise price reflect the 4-for-1 forward stock split which was effected on September 30, 2021. F3 · shares: The number of underlying shares of common stock and the exercise price reflect the 4-for-1 forward stock split which was effected on September 30, 2021. F3 · derivative.underlying_shares: The number of underlying shares of common stock and the exercise price reflect the 4-for-1 forward stock split which was effected on September 30, 2021. Read SEC document |
| October 15, 2021 Filed Oct 20, 2021 01:02 UTC | AvidXchange Holdings, Inc. AVDX · Entity 74232 | ConversionCommon Stock | 668,096 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-040671 · doc4.xml · nonDerivative · entry 3 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Nyca Investment Partnership, LP Disclosed balance after: 991,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: In connection with the issuer's initial public offering of common stock, all shares of Series E Preferred Stock were automatically converted into shares of the issuer's common stock on a 4-for-1 basis. The preferred stock was perpetual and therefore had no expiration date. Read SEC document |
| October 15, 2021 Filed Oct 20, 2021 01:02 UTC | AvidXchange Holdings, Inc. AVDX · Entity 74232 | Tax withholdingCommon Stock | 28,726 | $25.00 | $718,150.00 |
DisclosureSEC source: 0000899243-21-040671 · doc4.xml · nonDerivative · entry 2 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Nyca Investment Partnership, LP Disclosed balance after: 323,298 F1 · price: In connection with the issuer's initial public offering of common stock, these warrants were automatically converted into shares of the issuer's common stock on a net exercise basis. Read SEC document |
| October 15, 2021 Filed Oct 20, 2021 01:02 UTC | AvidXchange Holdings, Inc. AVDX · Entity 74232 | Exercise / conversionCommon Stock | 352,024 | $2.04 | $718,128.96 |
DisclosureSEC source: 0000899243-21-040671 · doc4.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Nyca Investment Partnership, LP Disclosed balance after: 352,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the issuer's initial public offering of common stock, these warrants were automatically converted into shares of the issuer's common stock on a net exercise basis. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 23:42 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 1,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-026011 · form4.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,775 F1 · shares: Represents a non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest in their entirety on June 1, 2022. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 23:26 UTC | Payoneer Global Inc. PAYO · Entity 4375 | GrantStock Option (Right to Buy) · Derivative | 607,010 | Not disclosed Strike: $0.54 | Not disclosed |
DisclosureSEC source: 0000950103-21-009661 · dp153341_4-morris.xml · derivative · entry 3 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 607,010 Underlying: Common Stock · 607,010 shares Expires 2024-08-09 F1 · price: Pursuant to the Agreement and Plan of Reorganization, dated as of February 3, 2021, as amended on February 16, 2021, May 10, 2021 and June 22, 2021, by and among New Starship Parent, Inc. ("New Starship"), Starship Merger Sub I Inc. ("Merger Sub I"), Starship Merger Sub II, Inc. ("Merger Sub II"), Payoneer Inc. ("Legacy Payoneer") and FTAC Olympus Acquisition Corp. ("SPAC"), Merger Sub I merged with and into SPAC, with SPAC surviving as a direct wholly owned subsidiary of New Starship (the "SPAC Merger") and, immediately after the SPAC Merger, Merger Sub II merged with and into Legacy Payoneer, with Legacy Payoneer surviving as a direct wholly owned subsidiary of New Starship, with New Starship subsequently changing its name to Payoneer Global Inc. (the "Issuer"). The transactions contemplated by the Agreement and Plan of Reorganization and the amendments thereto are referred to herein as the "Reorganization". F2 · price: Pursuant to the terms of the Reorganization Agreement, the shareholders of Legacy Payoneer at the effective time of the Reorganization (the "Effective Time") received 1.88 shares of common stock of the Issuer ("Common Stock") for each share of common stock of Legacy Payoneer held by them immediately prior to the Effective Time and certain rights to additional shares of Common Stock upon the achievement of certain milestones as described in the Reorganization Agreement (the "Earnout Rights"). Additionally, certain equity awards of Legacy Payoneer were cancelled and converted into equity awards of the Issuer. F7 · price: This option is fully vested and exercisable. This option was received in the Reorganization in exchange for an option to purchase 322,878 shares of common stock of Legacy Payoneer. F7 · derivative.exercise_date: This option is fully vested and exercisable. This option was received in the Reorganization in exchange for an option to purchase 322,878 shares of common stock of Legacy Payoneer. F4 · ownership.nature: These shares of Common Stock and options (and any Earnout Rights associated therewith) are held of record by NYCA PYNR SPV, L.P. The Reporting Person exercises voting and dispositive power, as applicable, over these shares of Common Stock and options. Accordingly, the Reporting Person may be deemed to beneficially own these shares of Common Stock, options and corresponding Earnout Rights; however, the Reporting Person disclaims beneficial ownership of these shares of Common Stock, options and corresponding Earnout Rights except to the extent of any pecuniary interest therein. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 23:26 UTC | Payoneer Global Inc. PAYO · Entity 4375 | GrantEarnout Rights · Derivative | 528,435 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-21-009661 · dp153341_4-morris.xml · derivative · entry 2 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 528,435 Underlying: Common Stock · 528,435 shares Expires 2030-06-28 F5 · derivative.exercise_price: Reflects Earnout Rights acquired pursuant to the Reorganization Agreement. Pursuant to earnout provisions in the Reorganization Agreement, the Reporting Person is entitled to receive such shares of Common Stock if, from the closing of the Reorganization (the "Closing") until the fifth anniversary thereof, the closing per share price of Common Stock exceeds certain thresholds as discussed below. F6 · derivative.exercise_price: Of these Earnout Rights, one-half will be issued if the closing per share price of Common Stock is greater than or equal to $15.00 for any 20 trading days within any 30 trading day period within the first 30 months following the Closing, and one-half will be issued if the closing per share price of Common Stock is greater than or equal to $17.00 for any 20 trading days within any 30 trading day period within the first 60 months following the Closing. The issuance of such shares are subject to certain adjustments, including pro rata adjustments, as set forth in the Reorganization Agreement. F5 · price: Reflects Earnout Rights acquired pursuant to the Reorganization Agreement. Pursuant to earnout provisions in the Reorganization Agreement, the Reporting Person is entitled to receive such shares of Common Stock if, from the closing of the Reorganization (the "Closing") until the fifth anniversary thereof, the closing per share price of Common Stock exceeds certain thresholds as discussed below. F6 · price: Of these Earnout Rights, one-half will be issued if the closing per share price of Common Stock is greater than or equal to $15.00 for any 20 trading days within any 30 trading day period within the first 30 months following the Closing, and one-half will be issued if the closing per share price of Common Stock is greater than or equal to $17.00 for any 20 trading days within any 30 trading day period within the first 60 months following the Closing. The issuance of such shares are subject to certain adjustments, including pro rata adjustments, as set forth in the Reorganization Agreement. F5 · derivative.exercise_date: Reflects Earnout Rights acquired pursuant to the Reorganization Agreement. Pursuant to earnout provisions in the Reorganization Agreement, the Reporting Person is entitled to receive such shares of Common Stock if, from the closing of the Reorganization (the "Closing") until the fifth anniversary thereof, the closing per share price of Common Stock exceeds certain thresholds as discussed below. F6 · derivative.exercise_date: Of these Earnout Rights, one-half will be issued if the closing per share price of Common Stock is greater than or equal to $15.00 for any 20 trading days within any 30 trading day period within the first 30 months following the Closing, and one-half will be issued if the closing per share price of Common Stock is greater than or equal to $17.00 for any 20 trading days within any 30 trading day period within the first 60 months following the Closing. The issuance of such shares are subject to certain adjustments, including pro rata adjustments, as set forth in the Reorganization Agreement. F4 · ownership.nature: These shares of Common Stock and options (and any Earnout Rights associated therewith) are held of record by NYCA PYNR SPV, L.P. The Reporting Person exercises voting and dispositive power, as applicable, over these shares of Common Stock and options. Accordingly, the Reporting Person may be deemed to beneficially own these shares of Common Stock, options and corresponding Earnout Rights; however, the Reporting Person disclaims beneficial ownership of these shares of Common Stock, options and corresponding Earnout Rights except to the extent of any pecuniary interest therein. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 23:26 UTC | Payoneer Global Inc. PAYO · Entity 4375 | GrantCommon Stock | 3,899,994 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-21-009661 · dp153341_4-morris.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 3,899,994 F1 · kind: Pursuant to the Agreement and Plan of Reorganization, dated as of February 3, 2021, as amended on February 16, 2021, May 10, 2021 and June 22, 2021, by and among New Starship Parent, Inc. ("New Starship"), Starship Merger Sub I Inc. ("Merger Sub I"), Starship Merger Sub II, Inc. ("Merger Sub II"), Payoneer Inc. ("Legacy Payoneer") and FTAC Olympus Acquisition Corp. ("SPAC"), Merger Sub I merged with and into SPAC, with SPAC surviving as a direct wholly owned subsidiary of New Starship (the "SPAC Merger") and, immediately after the SPAC Merger, Merger Sub II merged with and into Legacy Payoneer, with Legacy Payoneer surviving as a direct wholly owned subsidiary of New Starship, with New Starship subsequently changing its name to Payoneer Global Inc. (the "Issuer"). The transactions contemplated by the Agreement and Plan of Reorganization and the amendments thereto are referred to herein as the "Reorganization". F2 · kind: Pursuant to the terms of the Reorganization Agreement, the shareholders of Legacy Payoneer at the effective time of the Reorganization (the "Effective Time") received 1.88 shares of common stock of the Issuer ("Common Stock") for each share of common stock of Legacy Payoneer held by them immediately prior to the Effective Time and certain rights to additional shares of Common Stock upon the achievement of certain milestones as described in the Reorganization Agreement (the "Earnout Rights"). Additionally, certain equity awards of Legacy Payoneer were cancelled and converted into equity awards of the Issuer. F3 · kind: Reflects shares of Common Stock acquired pursuant to the Reorganization Agreement. F1 · price: Pursuant to the Agreement and Plan of Reorganization, dated as of February 3, 2021, as amended on February 16, 2021, May 10, 2021 and June 22, 2021, by and among New Starship Parent, Inc. ("New Starship"), Starship Merger Sub I Inc. ("Merger Sub I"), Starship Merger Sub II, Inc. ("Merger Sub II"), Payoneer Inc. ("Legacy Payoneer") and FTAC Olympus Acquisition Corp. ("SPAC"), Merger Sub I merged with and into SPAC, with SPAC surviving as a direct wholly owned subsidiary of New Starship (the "SPAC Merger") and, immediately after the SPAC Merger, Merger Sub II merged with and into Legacy Payoneer, with Legacy Payoneer surviving as a direct wholly owned subsidiary of New Starship, with New Starship subsequently changing its name to Payoneer Global Inc. (the "Issuer"). The transactions contemplated by the Agreement and Plan of Reorganization and the amendments thereto are referred to herein as the "Reorganization". F2 · price: Pursuant to the terms of the Reorganization Agreement, the shareholders of Legacy Payoneer at the effective time of the Reorganization (the "Effective Time") received 1.88 shares of common stock of the Issuer ("Common Stock") for each share of common stock of Legacy Payoneer held by them immediately prior to the Effective Time and certain rights to additional shares of Common Stock upon the achievement of certain milestones as described in the Reorganization Agreement (the "Earnout Rights"). Additionally, certain equity awards of Legacy Payoneer were cancelled and converted into equity awards of the Issuer. F3 · price: Reflects shares of Common Stock acquired pursuant to the Reorganization Agreement. F4 · ownership.nature: These shares of Common Stock and options (and any Earnout Rights associated therewith) are held of record by NYCA PYNR SPV, L.P. The Reporting Person exercises voting and dispositive power, as applicable, over these shares of Common Stock and options. Accordingly, the Reporting Person may be deemed to beneficially own these shares of Common Stock, options and corresponding Earnout Rights; however, the Reporting Person disclaims beneficial ownership of these shares of Common Stock, options and corresponding Earnout Rights except to the extent of any pecuniary interest therein. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 00:02 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 10,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-019123 · form4.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,933 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 1, 2021, subject to continued service through each vesting date. Read SEC document |
| May 28, 2020 Filed Jun 2, 2020 01:21 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 25,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018310 · form4.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,952 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on May 28, 2020, subject to continued service through each vesting date. Read SEC document |
| June 05, 2019 Filed Jun 8, 2019 00:50 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 50,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021181 · form4.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,336 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 5, 2019, subject to continued service through each vesting date. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 22:46 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 60,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019860 · form4.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,791 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on May 31, 2018, subject to continued service through each vesting date. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:53 UTC | Happen, Inc. LC · Entity 4526 | PurchaseCommon Stock | 10,000 | $3.71 | $37,082.00 |
DisclosureSEC source: 0001127602-18-010204 · form4.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,217 F1 · price: This transaction was executed in multiple trades during the day at prices ranging from $3.705 to $3.71. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected Read SEC document |
| July 20, 2017 Filed Jul 20, 2017 22:31 UTC | Virtu KCG Holdings LLC KCG · Entity 106797 | Disposition to issuerRestricted Stock Units | 4,023 | $20.00 | $80,460.00 |
DisclosureSEC source: 0001104659-17-046090 · a4.xml · nonDerivative · entry 2 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit ("RSU") granted by the Company was cancelled and converted automatically into the right to receive an amount in cash equal to the product of (i) the number of shares of Class A Common Stock subject to such RSU immediately prior to the Effective Time and (ii) the Merger Consideration of $20.00 per share. Accordingly, 4,023 RSUs granted to the reporting person on May 11, 2017 under the Company's stock plan, which would have vested into Class A Common Stock on May 11, 2018 or upon the reporting person's earlier retirement, were cancelled in connection with the Merger in exchange for a cash payment pursuant to the Merger Agreement. Read SEC document |
| July 20, 2017 Filed Jul 20, 2017 22:31 UTC | Virtu KCG Holdings LLC KCG · Entity 106797 | Disposition to issuerClass A Common Stock, par value $0.01 per share | 20,267 | $20.00 | $405,340.00 |
DisclosureSEC source: 0001104659-17-046090 · a4.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the John C and Katherine M Morris Foundation Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of April 20, 2017, by and among Virtu Financial, Inc., a Delaware corporation ("Virtu"), Orchestra Merger Sub, Inc., a Delaware corporation ("Merger Sub") and a wholly owned subsidiary of Virtu, and Virtu KCG Holdings LLC, a Delaware limited liability company (formerly known as KCG Holdings, Inc., a Delaware corporation) (the "Company"), at the effective time of the merger (the "Effective Time") of Merger Sub with and into the Company, with the Company as the surviving entity and a wholly owned subsidiary of Virtu, each share of the Company's Class A common stock, par value $0.01 per share (the "Class A Common Stock"), owned by the reporting person was converted into the right to receive $20.00 in cash without interest (the "Merger Consideration"). F3 · ownership.nature: These securities are held by the John C and Katherine M Morris Foundation, which is a 501(c)(3) charitable organization. Read SEC document |
| June 06, 2017 Filed Jun 9, 2017 00:06 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 35,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-021003 · form4.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,336 F1 · shares: Represents the annual equity award of restricted stock units to each non-employee director pursuant to the approved non-employee director compensation plan. The award is made under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units are scheduled to vest as to 25% of the total shares quarterly, over a one-year period, beginning on June 6, 2017, subject to continued service through each vesting date. Read SEC document |
| May 12, 2017 Filed May 15, 2017 21:40 UTC | Virtu KCG Holdings LLC KCG · Entity 106797 | Exercise / conversionClass A Common Stock, par value $0.01 per share | 6,089 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-013144 · doc4.xml · nonDerivative · entry 3 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents restricted stock units that vested into Class A Common Stock of KCG Holdings, Inc. on a one-for-one basis. Read SEC document |
| May 12, 2017 Filed May 15, 2017 21:40 UTC | Virtu KCG Holdings LLC KCG · Entity 106797 | Exercise / conversionRestricted Stock Units | 6,089 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-013144 · doc4.xml · nonDerivative · entry 2 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents restricted stock units that vested into Class A Common Stock of KCG Holdings, Inc. on a one-for-one basis. Read SEC document |
| May 11, 2017 Filed May 15, 2017 21:40 UTC | Virtu KCG Holdings LLC KCG · Entity 106797 | GrantRestricted Stock Units | 4,023 | $19.89 | $80,017.47 |
DisclosureSEC source: 0000899243-17-013144 · doc4.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,112 F1 · shares: Restricted stock units granted pursuant to the KCG Holdings, Inc. Amended and Restated Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Class A Common Stock of KCG Holdings, Inc. Restricted stock units are scheduled to vest on May 11, 2018 or upon earlier retirement and will be settled upon vesting. Read SEC document |
| November 05, 2009 Filed Nov 10, 2009 02:18 UTC | VISA INC. V · Entity 495 | GrantEmployee Stock Options · Derivative | 67,820 | $0.00 Strike: $79.59 | $0.00 |
DisclosureSEC source: 0001181431-09-050747 · rrd256424.xml · derivative · entry 6 Morris John C. · CIK 0001431297 · Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,820 Underlying: Common Stock · 67,820 shares Expires 2019-11-05 F4 · derivative.exercise_date: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 05, 2009 Filed Nov 10, 2009 02:18 UTC | VISA INC. V · Entity 495 | GrantPerformance Shares · Derivative | 49,584 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-050747 · rrd256424.xml · derivative · entry 5 Morris John C. · CIK 0001431297 · Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,584 Underlying: Common Stock · 49,584 shares Expires not disclosed F3 · derivative.exercise_date: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The performance shares award earned vests in two equal installments on each of the first two anniversaries of the date earned, subject to earlier vesting in full in limited circumstances specified in the award agreement. F3 · derivative.expiration_date: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The performance shares award earned vests in two equal installments on each of the first two anniversaries of the date earned, subject to earlier vesting in full in limited circumstances specified in the award agreement. Read SEC document |
| November 05, 2009 Filed Nov 10, 2009 02:18 UTC | VISA INC. V · Entity 495 | Tax withholdingClass A Common Stock | 3,031 | $79.59 | $241,237.29 |
DisclosureSEC source: 0001181431-09-050747 · rrd256424.xml · nonDerivative · entry 4 Morris John C. · CIK 0001431297 · Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,325 Read SEC document |
| November 05, 2009 Filed Nov 10, 2009 02:18 UTC | VISA INC. V · Entity 495 | GrantClass A Common Stock | 12,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-050747 · rrd256424.xml · nonDerivative · entry 3 Morris John C. · CIK 0001431297 · Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,356 F2 · shares: Represents restricted stock granted pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The restricted stock vests in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances specified in the award agreement. Read SEC document |
| November 05, 2009 Filed Nov 10, 2009 02:18 UTC | VISA INC. V · Entity 495 | GiftClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-050747 · rrd256424.xml · nonDerivative · entry 2 Morris John C. · CIK 0001431297 · Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,792 Read SEC document |
| November 05, 2009 Filed Nov 10, 2009 02:18 UTC | VISA INC. V · Entity 495 | SaleClass A Common Stock | 15,000 | $79.11 | $1,186,578.00 |
DisclosureSEC source: 0001181431-09-050747 · rrd256424.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,792 F1 · price: The price reported in column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $79.05-$79.22, inclusive. The reporting person undertakes to provide to Visa Inc., any security holder of Visa Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this Form 4. Read SEC document |
| November 05, 2008 Filed Nov 7, 2008 19:22 UTC | VISA INC. V · Entity 495 | GrantEmployee Stock Options · Derivative | 118,997 | $0.00 Strike: $56.47 | $0.00 |
DisclosureSEC source: 0001181431-08-060315 · rrd222606.xml · derivative · entry 2 Morris John C. · CIK 0001431297 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,997 Underlying: Common Stock · 118,997 shares Expires 2018-11-05 F2 · derivative.exercise_date: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 05, 2008 Filed Nov 7, 2008 19:22 UTC | VISA INC. V · Entity 495 | GrantClass A Common Stock | 24,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-060315 · rrd222606.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,792 F1 · shares: Represents restricted stock granted pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The restricted stock vests in the three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances specified in the award agreement. Read SEC document |
| March 25, 2008 Filed Apr 16, 2008 20:28 UTC | VISA INC. V · Entity 495 | PurchaseClass A Common Stock | 40,000 | $44.00 | $1,760,000.00 |
DisclosureSEC source: 0001181431-08-025221 · rrd202897.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · shares: Represents shares purchased pursuant to Visa Inc.'s Directed Share Program upon the closing of its initial public offering. Read SEC document |
| March 18, 2008 Filed Apr 16, 2008 20:28 UTC | VISA INC. V · Entity 495 | GrantEmployee Stock Option (right to buy) · Derivative | 392,277 | $0.00 Strike: $44.00 | $0.00 |
DisclosureSEC source: 0001181431-08-025220 · rrd202898.xml · derivative · entry 1 Morris John C. · CIK 0001431297 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,277 Underlying: Common Stock · 392,277 shares Expires not disclosed F1 · derivative.exercise_date: The option vests in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances specified in the award agreement. F2 · derivative.expiration_date: The option will expire 10 years from the date of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.