GTIM

SEC source: 0001214659-17-005182 · marketforms-39456.xml · nonDerivative · entry 2

TERAN ALAN A · CIK 0001066801 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Termar Enterprises, Inc.

Disclosed balance after: 8,000

F1 · ownership.nature: Shares are owned indirectly and are held in the entity Termar Enterprises, Inc. Mr. Teran is the President of Termar Enterprises, Inc..

SEC source: 0001214659-17-005182 · marketforms-39456.xml · nonDerivative · entry 1

TERAN ALAN A · CIK 0001066801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,877

SEC source: 0001145839-17-000003 · primary_doc.xml · nonDerivative · entry 1

JOBSON CHARLES E · CIK 0001232587 · Director · 10% owner

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

PRISM PARTNERS, L.P. · CIK 0001086234 · 10% owner

Delta Advisors, LLC · CIK 0001690978 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 2,269,826

F1 · ownership.direct: Reporting person, Delta Partners, LP is the investment manager for three private funds, Prism Partners, L.P., Prism Offshore Fund, Ltd. and Delta Growth Master Fund, LP and is deemed to have beneficial ownership. The three funds are the actual owners of the issuer. Of the shares reported herein, 1,363,440 shares of common stock are held directly by reporting person Prism Partners, L.P. Delta Advisors, LLC is the general partner of Prism Partners, L.P. and Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson, a member of the Board of Directors of Good Times Restaurants, Inc., is principal of Delta Partners, LP and managing member of Delta Partners GP, LLC, and Delta Advisors, LLC and can be deemed to have investment discretion. Each of Delta Partners, LP, Delta Advisors, LLC, Delta Partners GP, LLC and Charles Jobson disclaims Section 16 beneficial ownership except to the extent, if any, of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP is the investment manager for three private funds, Prism Partners, L.P., Prism Offshore Fund, Ltd. and Delta Growth Master Fund, LP and is deemed to have beneficial ownership. The three funds are the actual owners of the issuer. Of the shares reported herein, 1,363,440 shares of common stock are held directly by reporting person Prism Partners, L.P. Delta Advisors, LLC is the general partner of Prism Partners, L.P. and Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson, a member of the Board of Directors of Good Times Restaurants, Inc., is principal of Delta Partners, LP and managing member of Delta Partners GP, LLC, and Delta Advisors, LLC and can be deemed to have investment discretion. Each of Delta Partners, LP, Delta Advisors, LLC, Delta Partners GP, LLC and Charles Jobson disclaims Section 16 beneficial ownership except to the extent, if any, of their pecuniary interest.

SEC source: 0001214659-17-005184 · marketforms-39457.xml · nonDerivative · entry 3

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,379

SEC source: 0001214659-17-005184 · marketforms-39457.xml · nonDerivative · entry 2

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,679

SEC source: 0001214659-17-005184 · marketforms-39457.xml · nonDerivative · entry 1

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,879

SEC source: 0001214659-17-005183 · marketforms-39138.xml · nonDerivative · entry 2

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,680

SEC source: 0001214659-17-005183 · marketforms-39138.xml · nonDerivative · entry 1

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,280

SEC source: 0001214659-17-005377 · marketforms-39512.xml · nonDerivative · entry 3

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,379

SEC source: 0001214659-17-005377 · marketforms-39512.xml · nonDerivative · entry 2

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,679

SEC source: 0001214659-17-005377 · marketforms-39512.xml · nonDerivative · entry 1

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,879

SEC source: 0001214659-17-004575 · marketforms-39203.xml · nonDerivative · entry 1

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,379

F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 36,326 restricted stock units which vested on July 23, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

SEC source: 0001214659-17-004574 · marketforms-39281.xml · nonDerivative · entry 1

KNUTSON SUSAN M · CIK 0001171328 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 18,163 restricted stock units which vested on July 23, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

SEC source: 0001214659-17-004573 · marketforms-39280.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 24,768 restricted stock units which vested on July 23, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

SEC source: 0001214659-17-004182 · marketforms-39134.xml · nonDerivative · entry 1

TERAN ALAN A · CIK 0001066801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,877

SEC source: 0001214659-17-004140 · marketforms-39128.xml · nonDerivative · entry 3

Reinhard Eric W · CIK 0001317419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,092

SEC source: 0001214659-17-004140 · marketforms-39128.xml · nonDerivative · entry 2

Reinhard Eric W · CIK 0001317419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,492

SEC source: 0001214659-17-004140 · marketforms-39128.xml · nonDerivative · entry 1

Reinhard Eric W · CIK 0001317419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,392

SEC source: 0001214659-17-003111 · marketforms-38785.xml · nonDerivative · entry 1

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 782 restricted stock units on February 8, 2017. All of the shares of the grant vested on May 8, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on February 10, 2017.

SEC source: 0001214659-17-003109 · marketforms-38782.xml · nonDerivative · entry 1

Reinhard Eric W · CIK 0001317419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 782 restricted stock units on February 8, 2017. All of the shares of the grant vested on May 8, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on February 10, 2017

SEC source: 0001214659-17-003110 · marketforms-38784.xml · nonDerivative · entry 1

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 782 restricted stock units on February 8, 2017. All of the shares of the grant vested on May 8, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on February 10, 2017.

SEC source: 0001214659-17-003104 · marketforms-38781.xml · nonDerivative · entry 1

JAMES K ZIELKE · CIK 0001235769 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 1. Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 10,632 restricted stock units on May 4, 2015 of which 1/3 of the shares of the grant vested on May 4, 2016 and an additional 1/3 of the shares of the grant vested on May 4, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on May 6, 2015.

SEC source: 0001214659-17-001909 · marketforms-38364.xml · nonDerivative · entry 2

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,053

SEC source: 0001214659-17-001909 · marketforms-38364.xml · nonDerivative · entry 1

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,738

SEC source: 0001214659-17-000967 · marketforms-37860.xml · derivative · entry 1

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,105

Underlying: Common Stock · 782 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units shall vest three months from date of grant and become fully-issued and nonforfeitable.

F2 · derivative.expiration_date: not applicable

SEC source: 0001214659-17-000968 · marketforms-37862.xml · derivative · entry 1

Reinhard Eric W · CIK 0001317419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,438

Underlying: Common Stock · 782 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units shall vest three months from date of grant and become fully-issued and nonforfeitable.

F2 · derivative.expiration_date: not applicable

SEC source: 0001214659-17-000966 · marketforms-37859.xml · derivative · entry 1

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,438

Underlying: Common Stock · 782 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units shall vest three months from date of grant and become fully-issued and nonforfeitable.

F2 · derivative.expiration_date: Not applicable.

SEC source: 0001145839-16-000023 · primary_doc.xml · nonDerivative · entry 1

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

PRISM PARTNERS, L.P. · CIK 0001086234 · 10% owner

Delta Advisors, LLC · CIK 0001690978 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,265,026

F1 · balance_after: Reporting person, Delta Partners, LP is the investment manager for two private funds, Prism Partners, L.P and Prism Offshore Fund, Ltd. and is deemed to have beneficial ownership. The two funds are the actual owners of the issuer. Of the shares reported herein, 1,363,440 shares of common stock are held directly by reporting person Prism Partners, L.P. Delta Advisors, LLC is the general partner of Prism Partners, L.P. and Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and Delta Advisors, LLC and can be deemed to have investment discretion. Each of Delta Partners, LP, Delta Advisors, LLC, Delta Partners GP, LLC and Charles Jobson disclaim Section 16 beneficial ownership except to the extent, if any, of their pecuniary interest.

F1 · ownership.direct: Reporting person, Delta Partners, LP is the investment manager for two private funds, Prism Partners, L.P and Prism Offshore Fund, Ltd. and is deemed to have beneficial ownership. The two funds are the actual owners of the issuer. Of the shares reported herein, 1,363,440 shares of common stock are held directly by reporting person Prism Partners, L.P. Delta Advisors, LLC is the general partner of Prism Partners, L.P. and Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and Delta Advisors, LLC and can be deemed to have investment discretion. Each of Delta Partners, LP, Delta Advisors, LLC, Delta Partners GP, LLC and Charles Jobson disclaim Section 16 beneficial ownership except to the extent, if any, of their pecuniary interest.

SEC source: 0001214659-16-014977 · marketforms-37211.xml · nonDerivative · entry 1

TERAN ALAN A · CIK 0001066801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 1,324 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on November 25, 2015.

SEC source: 0001214659-16-014984 · marketforms-37202.xml · nonDerivative · entry 1

KNUTSON SUSAN M · CIK 0001171328 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 5,240 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on November 25, 2015.

SEC source: 0001214659-16-014981 · marketforms-37201.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 5,955 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on November 25, 2015.

SEC source: 0001214659-16-014983 · marketforms-37203.xml · nonDerivative · entry 1

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 1,324 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on November 25, 2015.

SEC source: 0001214659-16-014985 · marketforms-37200.xml · nonDerivative · entry 1

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 12,227 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on November 25, 2015.

SEC source: 0001214659-16-014982 · marketforms-37204.xml · nonDerivative · entry 1

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 1,324 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on November 25, 2015.

SEC source: 0001214659-16-014980 · marketforms-37199.xml · nonDerivative · entry 1

JAMES K ZIELKE · CIK 0001235769 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 3,474 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on November 25, 2015.

SEC source: 0001214659-16-014978 · marketforms-37213.xml · nonDerivative · entry 1

Heller Gary J · CIK 0001508088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 1,324 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on November 25, 2015.

SEC source: 0001214659-16-014979 · marketforms-37212.xml · nonDerivative · entry 1

Johnson Steven M. · CIK 0001588261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 1,324 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on November 25, 2015.

SEC source: 0001214659-16-014976 · marketforms-37210.xml · nonDerivative · entry 1

Reinhard Eric W · CIK 0001317419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 1,324 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on November 25, 2015.

SEC source: 0001145839-16-000018 · primary_doc.xml · nonDerivative · entry 1

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 2,248,436

F1 · ownership.direct: Reporting person, Delta Partners, LP, is the investment manager for two private funds, Prism Partners, L.P. and Prism Offshore Fund, Ltd., and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds, Prism Partners, L.P. and Prism Offshore Fund, Ltd., and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

SEC source: 0001214659-16-014825 · marketforms-37011.xml · derivative · entry 2

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,821

Underlying: Common Stock · 29,333 shares

Expires 2023-11-23

F3 · derivative.exercise_date: Incentive Stock Options shall vest over five years, with 1/5 of the total shares issued each year beginning one year from date of grant and become fully vested and nonforfeitable on the third anniversary from the grant date

SEC source: 0001214659-16-014825 · marketforms-37011.xml · derivative · entry 1

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,488

Underlying: Common Stock · 19,551 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully vested and nonforfeitable on the third anniversary from the grant date.

F2 · derivative.expiration_date: not applicable

SEC source: 0001214659-16-014824 · marketforms-37012.xml · derivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,030

Underlying: Common · 12,500 shares

Expires 2026-11-16

F3 · derivative.exercise_date: Incentive Stock Options shall vest over five years, with 1/5 of the total shares issued each year beginning one year from date of grant and become fully vested and nonforfeitable on the third anniversary from the grant date

SEC source: 0001214659-16-014824 · marketforms-37012.xml · derivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,530

Underlying: Common · 8,800 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully issued and nonforfeitable on the third anniversary from the grant date.

F2 · derivative.expiration_date: Not applicable.

SEC source: 0001214659-16-014822 · marketforms-37014.xml · derivative · entry 2

KNUTSON SUSAN M · CIK 0001171328 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,195

Underlying: Common · 7,700 shares

Expires 2026-11-16

F3 · derivative.exercise_date: Incentive Stock Options shall vest over five years, with 1/5 of the total shares issued each year beginning one year from date of grant and become fully vested and nonforfeitable on the third anniversary from the grant date

SEC source: 0001214659-16-014822 · marketforms-37014.xml · derivative · entry 1

KNUTSON SUSAN M · CIK 0001171328 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,495

Underlying: Common · 6,191 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully issued and nonforfeitable on the third anniversary from the grant date.

F2 · derivative.expiration_date: Not applicable.

SEC source: 0001214659-16-014823 · marketforms-37013.xml · derivative · entry 2

JAMES K ZIELKE · CIK 0001235769 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,306

Underlying: Common · 17,500 shares

Expires 2026-11-16

F3 · derivative.exercise_date: Incentive Stock Options shall vest over five years, with 1/5 of the total shares issued each year beginning one year from date of grant and become fully vested and nonforfeitable on the third anniversary from the grant date

SEC source: 0001214659-16-014823 · marketforms-37013.xml · derivative · entry 1

JAMES K ZIELKE · CIK 0001235769 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,806

Underlying: Common · 12,320 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully issued and nonforfeitable on the third anniversary from the grant date.

F2 · derivative.expiration_date: Not applicable.

SEC source: 0001214659-16-014819 · marketforms-37001.xml · derivative · entry 1

Reinhard Eric W · CIK 0001317419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,098

Underlying: Common Stock · 5,600 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully issued and nonforfeitable on the third anniversary from the grant date.

F2 · derivative.expiration_date: not applicable

SEC source: 0001214659-16-014818 · marketforms-37003.xml · derivative · entry 1

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,098

Underlying: Common Stock · 5,600 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully issued and nonforfeitable on the third anniversary from the grant date.

F2 · derivative.expiration_date: not applicable

SEC source: 0001214659-16-014817 · marketforms-37007.xml · derivative · entry 1

Heller Gary J · CIK 0001508088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,765

Underlying: Common Stock · 5,600 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully issued and nonforfeitable on the third anniversary from the grant date.

F2 · derivative.expiration_date: not applicable