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DELTA PARTNERS LP

Disclosed activity across 1 company

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120377
SEC CIK
0001145839

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Good Times Restaurants Inc.gtim · Entity 7779AffiliateDecember 31, 2018January 03, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Good Times Restaurants Inc.

Report date December 31, 2018 · Filed January 03, 2019

Jointly reported with JOBSON CHARLES E, Delta Advisors, LLC, Delta Partners GP, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectFootnote0 Reported balance After 2018-12-31 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-12-31 · Other · Disposed 6,200 · Balance 0

F1: Reporting Person, Delta Partners, LP, is the investment manager for private funds, Delta Growth Master Fund LP and Delta Growth Partners, LP, and is deemed to have beneficial ownership. Delta Growth Partners, LP, through master fund Delta Growth Master Fund, LP, the actual owner of the shares, made a pro rata distribution for no consideration of an aggregate amount of 6,200 shares of Common Stock of the Issuer to its partners as of December 31, 2018. Each of Delta Partners, LP, Delta Advisors, LLC, Delta Partners, GP, LLC and Charles Jobson disclaims Section 16 beneficial ownership except to the extent, if any, of their pecuniary interest.

F2: In connection with the distribution described in Footnote (1), Reporting Person Charles Jobson received an aggregate of 2,746 shares of Common Stock of the Issuer making his direct ownership 2,014,109 shares, which includes 208,333 common shares held by the Jobson Family Foundation, an entity controlled by Mr. Jobson. Reporting Person, Delta Advisors, LLC, received an aggregate of 2,618 shares of Common Stock making its direct ownership 5,468 shares. Charles Jobson, a member of the Board of Directors of the Issuer, is the principal of Delta Partners and managing member of Delta Partners GP, and Delta Advisors and can be deemed to have investment discretion.

Common StockSEC Table I · non-derivativeIndirectFootnote2,019,577 Reported balance After 2018-12-31 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2018-12-31 · Other · Acquired 5,364 · Balance 2,019,577

F2: In connection with the distribution described in Footnote (1), Reporting Person Charles Jobson received an aggregate of 2,746 shares of Common Stock of the Issuer making his direct ownership 2,014,109 shares, which includes 208,333 common shares held by the Jobson Family Foundation, an entity controlled by Mr. Jobson. Reporting Person, Delta Advisors, LLC, received an aggregate of 2,618 shares of Common Stock making its direct ownership 5,468 shares. Charles Jobson, a member of the Board of Directors of the Issuer, is the principal of Delta Partners and managing member of Delta Partners GP, and Delta Advisors and can be deemed to have investment discretion.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,740 Reported balance Holding disclosure · report date 2018-12-31 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 2,740

F3: Each restricted stock unit represents a contingent right to receive one share of GTIM common stock. The restricted stock unit will vest 1/3 per year over three years from the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Reporting Person, Delta Partners, LP, is the investment manager for private funds, Delta Growth Master Fund LP and Delta Growth Partners, LP, and is deemed to have beneficial ownership. Delta Growth Partners, LP, through master fund Delta Growth Master Fund, LP, the actual owner of the shares, made a pro rata distribution for no consideration of an aggregate amount of 6,200 shares of Common Stock of the Issuer to its partners as of December 31, 2018. Each of Delta Partners, LP, Delta Advisors, LLC, Delta Partners, GP, LLC and Charles Jobson disclaims Section 16 beneficial ownership except to the extent, if any, of their pecuniary interest.

F2: In connection with the distribution described in Footnote (1), Reporting Person Charles Jobson received an aggregate of 2,746 shares of Common Stock of the Issuer making his direct ownership 2,014,109 shares, which includes 208,333 common shares held by the Jobson Family Foundation, an entity controlled by Mr. Jobson. Reporting Person, Delta Advisors, LLC, received an aggregate of 2,618 shares of Common Stock making its direct ownership 5,468 shares. Charles Jobson, a member of the Board of Directors of the Issuer, is the principal of Delta Partners and managing member of Delta Partners GP, and Delta Advisors and can be deemed to have investment discretion.

F3: Each restricted stock unit represents a contingent right to receive one share of GTIM common stock. The restricted stock unit will vest 1/3 per year over three years from the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2018 Filed Jan 3, 2019 15:59 UTC Good Times Restaurants Inc. gtim · Entity 7779 OtherCommon Stock 5,364 $2.50 $13,410.00
Disclosure

SEC source: 0001145839-19-000001 · primary_doc.xml · nonDerivative · entry 2

JOBSON CHARLES E · CIK 0001232587 · Director · 10% owner

DELTA PARTNERS LP · CIK 0001145839 · Affiliate

Delta Advisors, LLC · CIK 0001690978 · Affiliate

Delta Partners GP, LLC · CIK 0001687954 · Affiliate

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 2,019,577

F2 · ownership.nature: In connection with the distribution described in Footnote (1), Reporting Person Charles Jobson received an aggregate of 2,746 shares of Common Stock of the Issuer making his direct ownership 2,014,109 shares, which includes 208,333 common shares held by the Jobson Family Foundation, an entity controlled by Mr. Jobson. Reporting Person, Delta Advisors, LLC, received an aggregate of 2,618 shares of Common Stock making its direct ownership 5,468 shares. Charles Jobson, a member of the Board of Directors of the Issuer, is the principal of Delta Partners and managing member of Delta Partners GP, and Delta Advisors and can be deemed to have investment discretion.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:59 UTC Good Times Restaurants Inc. gtim · Entity 7779 OtherCommon Stock 6,200 $2.50 $15,500.00
Disclosure

SEC source: 0001145839-19-000001 · primary_doc.xml · nonDerivative · entry 1

JOBSON CHARLES E · CIK 0001232587 · Director · 10% owner

DELTA PARTNERS LP · CIK 0001145839 · Affiliate

Delta Advisors, LLC · CIK 0001690978 · Affiliate

Delta Partners GP, LLC · CIK 0001687954 · Affiliate

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 0

F1 · ownership.nature: Reporting Person, Delta Partners, LP, is the investment manager for private funds, Delta Growth Master Fund LP and Delta Growth Partners, LP, and is deemed to have beneficial ownership. Delta Growth Partners, LP, through master fund Delta Growth Master Fund, LP, the actual owner of the shares, made a pro rata distribution for no consideration of an aggregate amount of 6,200 shares of Common Stock of the Issuer to its partners as of December 31, 2018. Each of Delta Partners, LP, Delta Advisors, LLC, Delta Partners, GP, LLC and Charles Jobson disclaims Section 16 beneficial ownership except to the extent, if any, of their pecuniary interest.

F2 · ownership.nature: In connection with the distribution described in Footnote (1), Reporting Person Charles Jobson received an aggregate of 2,746 shares of Common Stock of the Issuer making his direct ownership 2,014,109 shares, which includes 208,333 common shares held by the Jobson Family Foundation, an entity controlled by Mr. Jobson. Reporting Person, Delta Advisors, LLC, received an aggregate of 2,618 shares of Common Stock making its direct ownership 5,468 shares. Charles Jobson, a member of the Board of Directors of the Issuer, is the principal of Delta Partners and managing member of Delta Partners GP, and Delta Advisors and can be deemed to have investment discretion.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 16:19 UTC Good Times Restaurants Inc. gtim · Entity 7779 GrantRestricted Stock Units · Derivative 2,740 $0.00 $0.00
Disclosure

SEC source: 0001145839-18-000005 · primary_doc.xml · derivative · entry 2

JOBSON CHARLES E · CIK 0001232587 · Director · 10% owner

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

Delta Advisors, LLC · CIK 0001690978 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,740

Underlying: Common Stock · 2,740 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GTIM common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest 1/3 per year over three years from the grant date.

F2 · derivative.expiration_date: The restricted stock unit will vest 1/3 per year over three years from the grant date.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:35 UTC Good Times Restaurants Inc. GTIM · Entity 7779 OtherCommon Stock 1,135,096 $4.65 $5,278,196.40
Disclosure

SEC source: 0001145839-18-000004 · primary_doc.xml · nonDerivative · entry 2

JOBSON CHARLES E · CIK 0001232587 · Director · 10% owner

PRISM PARTNERS, L.P. · CIK 0001086234 · 10% owner

Delta Advisors, LLC · CIK 0001690978 · 10% owner

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 2,020,413

F2 · ownership.nature: In connection with the distribution described in Footnote (1) above, Reporting Persons Charles Jobson and Delta Advisors, LLC received 1,132,246 and 2,850 shares of Common Stock of the Issuer, respectively. Of the shares of Common Stock of the Issuer reported herein as owned after the transaction, 1,803,030 are held directly by Reporting Person Charles Jobson, 2,850 of are held directly by Reporting Person Delta Advisors, LLC, 208,333 shares are held by the Jobson Family Foundation, an entity controlled by Charles Jobson and 6,200 of such shares by entity of which Reporting Person Delta Advisors, LLC is the general partner. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson, a member of the Board of Directors of Good Times Restaurants, Inc., is the principal of Delta Partners, LP and managing member of Delta Partners GP, LLC, and Delta Advisors, LLC and can be deemed to have investment discretion.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:35 UTC Good Times Restaurants Inc. GTIM · Entity 7779 OtherCommon Stock 1,363,440 $4.65 $6,339,996.00
Disclosure

SEC source: 0001145839-18-000004 · primary_doc.xml · nonDerivative · entry 1

JOBSON CHARLES E · CIK 0001232587 · Director · 10% owner

PRISM PARTNERS, L.P. · CIK 0001086234 · 10% owner

Delta Advisors, LLC · CIK 0001690978 · 10% owner

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 0

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds, Prism Partners, L.P. and Delta Growth Master Fund LP and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. One of these funds, Prism Partners, L.P. made a pro rata distribution for no consideration of an aggregate amount of 1,363,440 shares of Common Stock of the Issuer to its partners as of September 28, 2018. Each of Delta Partners, LP, Delta Advisors, LLC, Delta Partners GP, LLC and Charles Jobson disclaims Section 16 beneficial ownership except to the extent, if any, of their pecuniary interest.

F2 · ownership.nature: In connection with the distribution described in Footnote (1) above, Reporting Persons Charles Jobson and Delta Advisors, LLC received 1,132,246 and 2,850 shares of Common Stock of the Issuer, respectively. Of the shares of Common Stock of the Issuer reported herein as owned after the transaction, 1,803,030 are held directly by Reporting Person Charles Jobson, 2,850 of are held directly by Reporting Person Delta Advisors, LLC, 208,333 shares are held by the Jobson Family Foundation, an entity controlled by Charles Jobson and 6,200 of such shares by entity of which Reporting Person Delta Advisors, LLC is the general partner. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson, a member of the Board of Directors of Good Times Restaurants, Inc., is the principal of Delta Partners, LP and managing member of Delta Partners GP, LLC, and Delta Advisors, LLC and can be deemed to have investment discretion.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 16:16 UTC Good Times Restaurants Inc. gtim · Entity 7779 OtherCommon Stock 670,784 $0.00 $0.00
Disclosure

SEC source: 0001145839-18-000003 · primary_doc.xml · nonDerivative · entry 2

JOBSON CHARLES E · CIK 0001232587 · 10% owner

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

PRISM PARTNERS, L.P. · CIK 0001086234 · 10% owner

Delta Advisors, LLC · CIK 0001690978 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,784

F2 · ownership.direct: In connection with the distribution described in Footnote (1) above, Charles Jobson acquired ownership of 670,784 shares of Common Stock described in Footnote (1) above. This transfer did not alter the total amount of shares of Common Stock of the Issuer held in the aggregate, but the Reporting Persons, each of Delta Partners, LP, Delta Advisors, LLC, Delta Partners GP, LLC, Prism Partners, L.P. and Charles Jobson, as well as the Jobson Family Foundation disclaim Section 16 beneficial ownership except to the extent, if any, of their pecuniary interest.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 16:16 UTC Good Times Restaurants Inc. gtim · Entity 7779 OtherCommon Stock 670,784 $0.00 $0.00
Disclosure

SEC source: 0001145839-18-000003 · primary_doc.xml · nonDerivative · entry 1

JOBSON CHARLES E · CIK 0001232587 · 10% owner

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

PRISM PARTNERS, L.P. · CIK 0001086234 · 10% owner

Delta Advisors, LLC · CIK 0001690978 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,248,757

F1 · ownership.direct: Reporting person, Delta Partners, LP made a distribution for no consideration of 670,784 shares of Common Stock of the Issuer to Reporting Person, Charles Jobson.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:20 UTC Good Times Restaurants Inc. gtim · Entity 7779 OtherCommon Stock 208,333 $0.00 $0.00
Disclosure

SEC source: 0001145839-18-000001 · primary_doc.xml · nonDerivative · entry 2

JOBSON CHARLES E · CIK 0001232587 · Director · 10% owner

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Delta Advisors, LLC · CIK 0001690978 · 10% owner

PRISM PARTNERS, L.P. · CIK 0001086234 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,333

F2 · ownership.direct: In connection with the distribution described in Footnote (1) above, the Jobson Family Foundation acquired ownership of the 208,333 shares of Common Stock described in Footnote (1) above. This transfer did not alter the total number of shares of Common Stock of the Issuer held, in the aggregate, but the Reporting Persons, each of Delta Partners, LP, Delta Advisors, LLC, Delta Partners GP, LLC, Prism Partners, L.P., and Charles Jobson as well as the Jobson Family Foundation disclaim Section 16 beneficial ownership except to the extent, if any, of their pecuniary interest.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:20 UTC Good Times Restaurants Inc. gtim · Entity 7779 GiftCommon Stock 208,333 $0.00 $0.00
Disclosure

SEC source: 0001145839-18-000001 · primary_doc.xml · nonDerivative · entry 1

JOBSON CHARLES E · CIK 0001232587 · Director · 10% owner

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Delta Advisors, LLC · CIK 0001690978 · 10% owner

PRISM PARTNERS, L.P. · CIK 0001086234 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 2,248,757

F1 · ownership.nature: Reporting person, Delta Partners, LP made a bona fide gift for no consideration of 208,333 shares of Common Stock of the Issuer to the Jobson Family Foundation, an entity which is controlled by Reporting Person Charles Jobson.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 21:19 UTC Good Times Restaurants Inc. GTIM · Entity 7779 OtherCommon Stock 879,117 $0.00 $0.00
Disclosure

SEC source: 0001145839-17-000005 · primary_doc.xml · nonDerivative · entry 2

JOBSON CHARLES E · CIK 0001232587 · Director · 10% owner

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Delta Advisors, LLC · CIK 0001690978 · 10% owner

PRISM PARTNERS, L.P. · CIK 0001086234 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 2,248,757

F2 · ownership.nature: In connection with the distribution described in Footnote (1), Reporting Person Delta Partners, LP received an aggregate of 879,117 shares of the Issuer. Of the shares reported herein as owned after the transaction, 1,363,440 of such shares are held directly by Reporting Person Prism Partners, L.P., 879,117 are held directly by Reporting Person Delta Partners, LP, and 6,200 are held by an entity of which Reporting Person Delta Advisors, LLC is the general partner. Delta Advisors is also the general partner of Prism Partners, L.P. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson, a member of the Board of Directors of the Issuer, is the principal of Delta Partners and managing member of Delta Partners GP, and Delta Advisors and can be deemed to have investment discretion. Each of Delta Partners, Delta Advisors, Delta Partners GP and Mr. Jobson disclaim Section 16 beneficial ownership except to the extent, if any, of their pecuniary interest.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 21:19 UTC Good Times Restaurants Inc. GTIM · Entity 7779 OtherCommon Stock 901,586 $0.00 $0.00
Disclosure

SEC source: 0001145839-17-000005 · primary_doc.xml · nonDerivative · entry 1

JOBSON CHARLES E · CIK 0001232587 · Director · 10% owner

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Delta Advisors, LLC · CIK 0001690978 · 10% owner

PRISM PARTNERS, L.P. · CIK 0001086234 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 0

F1 · ownership.nature: Reporting person, Delta Partners, LP is the investment manager for three private funds, Prism Partners, L.P., Prism Offshore Fund, Ltd. and Delta Growth Master Fund, LP and is deemed to have beneficial ownership. The three funds are the actual owners of the Common Stock of the Issuer. One of these funds, Prism Offshore Fund, Ltd., made a pro rata distribution for no consideration of an aggregate amount of 901,586 shares of Common Stock of the Issuer to it members as of December 20, 2017.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 15:22 UTC Good Times Restaurants Inc. gtim · Entity 7779 PurchaseGood Times Restaurants Inc. 1,400 $2.80 $3,920.00
Disclosure

SEC source: 0001145839-17-000004 · primary_doc.xml · nonDerivative · entry 1

JOBSON CHARLES E · CIK 0001232587 · Director · 10% owner

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

PRISM PARTNERS, L.P. · CIK 0001086234 · 10% owner

Delta Advisors, LLC · CIK 0001690978 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 2,271,226

F1 · ownership.direct: Reporting person, Delta Partners, LP is the investment manager for three private funds, Prism Partners, L.P., Prism Offshore Fund, Ltd. and Delta Growth Master Fund, LP and is deemed to have beneficial ownership. The three funds are the actual owners of the issuer. Of the shares reported herein, 1,363,440 shares of common stock are held directly by reporting person Prism Partners, L.P. Delta Advisors, LLC is the general partner of Prism Partners, L.P. and Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson, a member of the Board of Directors of Good Times Restaurants, Inc., is principal of Delta Partners, LP and managing member of Delta Partners GP, LLC, and Delta Advisors, LLC and can be deemed to have investment discretion. Each of Delta Partners, LP, Delta Advisors, LLC, Delta Partners GP, LLC and Charles Jobson disclaims Section 16 beneficial ownership except to the extent, if any, of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP is the investment manager for three private funds, Prism Partners, L.P., Prism Offshore Fund, Ltd. and Delta Growth Master Fund, LP and is deemed to have beneficial ownership. The three funds are the actual owners of the issuer. Of the shares reported herein, 1,363,440 shares of common stock are held directly by reporting person Prism Partners, L.P. Delta Advisors, LLC is the general partner of Prism Partners, L.P. and Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson, a member of the Board of Directors of Good Times Restaurants, Inc., is principal of Delta Partners, LP and managing member of Delta Partners GP, LLC, and Delta Advisors, LLC and can be deemed to have investment discretion. Each of Delta Partners, LP, Delta Advisors, LLC, Delta Partners GP, LLC and Charles Jobson disclaims Section 16 beneficial ownership except to the extent, if any, of their pecuniary interest.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 21:16 UTC Good Times Restaurants Inc. gtim · Entity 7779 PurchaseGood Times Restaurants Inc. 4,800 $2.63 $12,624.00
Disclosure

SEC source: 0001145839-17-000003 · primary_doc.xml · nonDerivative · entry 1

JOBSON CHARLES E · CIK 0001232587 · Director · 10% owner

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

PRISM PARTNERS, L.P. · CIK 0001086234 · 10% owner

Delta Advisors, LLC · CIK 0001690978 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 2,269,826

F1 · ownership.direct: Reporting person, Delta Partners, LP is the investment manager for three private funds, Prism Partners, L.P., Prism Offshore Fund, Ltd. and Delta Growth Master Fund, LP and is deemed to have beneficial ownership. The three funds are the actual owners of the issuer. Of the shares reported herein, 1,363,440 shares of common stock are held directly by reporting person Prism Partners, L.P. Delta Advisors, LLC is the general partner of Prism Partners, L.P. and Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson, a member of the Board of Directors of Good Times Restaurants, Inc., is principal of Delta Partners, LP and managing member of Delta Partners GP, LLC, and Delta Advisors, LLC and can be deemed to have investment discretion. Each of Delta Partners, LP, Delta Advisors, LLC, Delta Partners GP, LLC and Charles Jobson disclaims Section 16 beneficial ownership except to the extent, if any, of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP is the investment manager for three private funds, Prism Partners, L.P., Prism Offshore Fund, Ltd. and Delta Growth Master Fund, LP and is deemed to have beneficial ownership. The three funds are the actual owners of the issuer. Of the shares reported herein, 1,363,440 shares of common stock are held directly by reporting person Prism Partners, L.P. Delta Advisors, LLC is the general partner of Prism Partners, L.P. and Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson, a member of the Board of Directors of Good Times Restaurants, Inc., is principal of Delta Partners, LP and managing member of Delta Partners GP, LLC, and Delta Advisors, LLC and can be deemed to have investment discretion. Each of Delta Partners, LP, Delta Advisors, LLC, Delta Partners GP, LLC and Charles Jobson disclaims Section 16 beneficial ownership except to the extent, if any, of their pecuniary interest.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 18:44 UTC Good Times Restaurants Inc. gtim · Entity 7779 PurchaseGood Times Restaurants Inc common stock 16,590 $3.22 $53,444.69
Disclosure

SEC source: 0001145839-16-000023 · primary_doc.xml · nonDerivative · entry 1

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

PRISM PARTNERS, L.P. · CIK 0001086234 · 10% owner

Delta Advisors, LLC · CIK 0001690978 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,265,026

F1 · balance_after: Reporting person, Delta Partners, LP is the investment manager for two private funds, Prism Partners, L.P and Prism Offshore Fund, Ltd. and is deemed to have beneficial ownership. The two funds are the actual owners of the issuer. Of the shares reported herein, 1,363,440 shares of common stock are held directly by reporting person Prism Partners, L.P. Delta Advisors, LLC is the general partner of Prism Partners, L.P. and Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and Delta Advisors, LLC and can be deemed to have investment discretion. Each of Delta Partners, LP, Delta Advisors, LLC, Delta Partners GP, LLC and Charles Jobson disclaim Section 16 beneficial ownership except to the extent, if any, of their pecuniary interest.

F1 · ownership.direct: Reporting person, Delta Partners, LP is the investment manager for two private funds, Prism Partners, L.P and Prism Offshore Fund, Ltd. and is deemed to have beneficial ownership. The two funds are the actual owners of the issuer. Of the shares reported herein, 1,363,440 shares of common stock are held directly by reporting person Prism Partners, L.P. Delta Advisors, LLC is the general partner of Prism Partners, L.P. and Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and Delta Advisors, LLC and can be deemed to have investment discretion. Each of Delta Partners, LP, Delta Advisors, LLC, Delta Partners GP, LLC and Charles Jobson disclaim Section 16 beneficial ownership except to the extent, if any, of their pecuniary interest.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 20:37 UTC Good Times Restaurants Inc. gtim · Entity 7779 PurchaseGood Times Restaurants Inc 392,007 $3.00 $1,176,021.00
Disclosure

SEC source: 0001145839-16-000018 · primary_doc.xml · nonDerivative · entry 1

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 2,248,436

F1 · ownership.direct: Reporting person, Delta Partners, LP, is the investment manager for two private funds, Prism Partners, L.P. and Prism Offshore Fund, Ltd., and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds, Prism Partners, L.P. and Prism Offshore Fund, Ltd., and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

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November 07, 2016 Filed Nov 9, 2016 14:54 UTC Good Times Restaurants Inc. gtim · Entity 7779 PurchaseGood Times Restaurants Inc 8,711 $2.90 $25,245.35
Disclosure

SEC source: 0001145839-16-000017 · primary_doc.xml · nonDerivative · entry 1

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 1,856,429

F1 · ownership.direct: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

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November 02, 2016 Filed Nov 2, 2016 20:07 UTC Good Times Restaurants Inc. gtim · Entity 7779 PurchaseGood Times Restaurants Inc 24,700 $3.10 $76,570.00
Disclosure

SEC source: 0001145839-16-000016 · primary_doc.xml · nonDerivative · entry 2

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 1,847,718

F1 · ownership.direct: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

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November 01, 2016 Filed Nov 2, 2016 20:07 UTC Good Times Restaurants Inc. gtim · Entity 7779 PurchaseGood Times Restaurants Inc 8,452 $3.10 $26,201.20
Disclosure

SEC source: 0001145839-16-000016 · primary_doc.xml · nonDerivative · entry 1

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 1,823,018

F1 · ownership.direct: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

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October 28, 2016 Filed Oct 31, 2016 13:47 UTC Good Times Restaurants Inc. gtim · Entity 7779 PurchaseGood Times Restaurants Inc 25,000 $3.05 $76,250.00
Disclosure

SEC source: 0001145839-16-000015 · primary_doc.xml · nonDerivative · entry 2

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 1,814,566

F1 · ownership.direct: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

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October 27, 2016 Filed Oct 31, 2016 13:47 UTC Good Times Restaurants Inc. gtim · Entity 7779 PurchaseGood Times Restaurants Inc 18,817 $3.07 $57,807.71
Disclosure

SEC source: 0001145839-16-000015 · primary_doc.xml · nonDerivative · entry 1

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 1,789,566

F1 · ownership.direct: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

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October 26, 2016 Filed Oct 27, 2016 14:42 UTC Good Times Restaurants Inc. gtim · Entity 7779 PurchaseGood Times Restaurants Inc 8,950 $3.07 $27,484.56
Disclosure

SEC source: 0001145839-16-000014 · primary_doc.xml · nonDerivative · entry 2

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 1,770,749

F1 · ownership.direct: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 14:42 UTC Good Times Restaurants Inc. gtim · Entity 7779 PurchaseGood Times Restaurants Inc 9,960 $3.10 $30,876.00
Disclosure

SEC source: 0001145839-16-000014 · primary_doc.xml · nonDerivative · entry 1

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 1,761,799

F1 · ownership.direct: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

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October 21, 2016 Filed Oct 24, 2016 14:08 UTC Good Times Restaurants Inc. gtim · Entity 7779 PurchaseGood Times Restaurants Inc 200 $3.10 $620.00
Disclosure

SEC source: 0001145839-16-000013 · primary_doc.xml · nonDerivative · entry 2

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 1,751,839

F1 · ownership.direct: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

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October 20, 2016 Filed Oct 24, 2016 14:08 UTC Good Times Restaurants Inc. gtim · Entity 7779 PurchaseGood Times Restaurants Inc 11,166 $3.10 $34,610.13
Disclosure

SEC source: 0001145839-16-000013 · primary_doc.xml · nonDerivative · entry 1

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 1,751,639

F1 · ownership.direct: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

Read SEC document
October 19, 2016 Filed Oct 20, 2016 15:01 UTC Good Times Restaurants Inc. gtim · Entity 7779 PurchaseGood Times Restaurants Inc 200 $2.98 $596.00
Disclosure

SEC source: 0001145839-16-000012 · primary_doc.xml · nonDerivative · entry 2

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 1,740,473

F1 · ownership.direct: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

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October 18, 2016 Filed Oct 20, 2016 15:01 UTC Good Times Restaurants Inc. gtim · Entity 7779 PurchaseGood Times Restaurants Inc 1,300 $2.90 $3,770.00
Disclosure

SEC source: 0001145839-16-000012 · primary_doc.xml · nonDerivative · entry 1

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

JOBSON CHARLES E · CIK 0001232587 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote 1

Disclosed balance after: 1,740,273

F1 · ownership.direct: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson is the owner of Delta Partners, LP and managing member of Delta Partners GP, LLC, and can be deemed to have investment discretion. All reporting persons disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.