Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Good Times Restaurants Inc.GTIM · Entity 7779 | Chief Financial Officer | May 04, 2017 | May 09, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Good Times Restaurants Inc.
Report date May 04, 2017 · Filed May 09, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 98,346 |
Reported balance
After 2017-05-04 transaction · row 1
1 source rowRow 1 · 2017-05-04 · Exercise / conversion · Acquired 3,544 · Balance 98,346 F1: 1. Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 10,632 restricted stock units on May 4, 2015 of which 1/3 of the shares of the grant vested on May 4, 2016 and an additional 1/3 of the shares of the grant vested on May 4, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on May 6, 2015. |
| Restricted Stock AwardSEC Table II · derivative / convertible security | Direct | 18,180 |
Reported balance
After 2015-05-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2015-05-04 · Exercise / conversion · Disposed 3,544 · Balance 18,180 F2: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F3: The reporting person was granted 10,632 restricted stock units on May 4, 2015, of which 1/3 of the shares of the grant vested on May 4, 2016 and additional 1/3 shares of the grant vested on May 4, 2017. The common stock into which such vested restricted stock units converted on May 4, 2016 is reported in Table I on this Form 4. The remaining unvested restricted stock units will continue to vest as to 1/3RD of the original number of shares subject to the restricted stock units on May 4 until fully vested F4: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: 1. Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 10,632 restricted stock units on May 4, 2015 of which 1/3 of the shares of the grant vested on May 4, 2016 and an additional 1/3 of the shares of the grant vested on May 4, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on May 6, 2015.
F2: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
F3: The reporting person was granted 10,632 restricted stock units on May 4, 2015, of which 1/3 of the shares of the grant vested on May 4, 2016 and additional 1/3 shares of the grant vested on May 4, 2017. The common stock into which such vested restricted stock units converted on May 4, 2016 is reported in Table I on this Form 4. The remaining unvested restricted stock units will continue to vest as to 1/3RD of the original number of shares subject to the restricted stock units on May 4 until fully vested
F4: Not applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2017 Filed May 9, 2017 14:13 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionCommon Stock | 3,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-003104 · marketforms-38781.xml · nonDerivative · entry 1 JAMES K ZIELKE · CIK 0001235769 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 1. Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 10,632 restricted stock units on May 4, 2015 of which 1/3 of the shares of the grant vested on May 4, 2016 and an additional 1/3 of the shares of the grant vested on May 4, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on May 6, 2015. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 16:10 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionCommon Stock | 1,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-014980 · marketforms-37199.xml · nonDerivative · entry 1 JAMES K ZIELKE · CIK 0001235769 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 3,474 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on November 25, 2015. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:12 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | GrantIncentive Stock Options · Derivative | 17,500 | $3.15 Strike: $3.15 | $55,125.00 |
DisclosureSEC source: 0001214659-16-014823 · marketforms-37013.xml · derivative · entry 2 JAMES K ZIELKE · CIK 0001235769 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,306 Underlying: Common · 17,500 shares Expires 2026-11-16 F3 · derivative.exercise_date: Incentive Stock Options shall vest over five years, with 1/5 of the total shares issued each year beginning one year from date of grant and become fully vested and nonforfeitable on the third anniversary from the grant date Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:12 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | GrantRestricted Stock Unit · Derivative | 12,320 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-014823 · marketforms-37013.xml · derivative · entry 1 JAMES K ZIELKE · CIK 0001235769 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,806 Underlying: Common · 12,320 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Stock Units shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully issued and nonforfeitable on the third anniversary from the grant date. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| May 04, 2015 Filed May 9, 2017 14:13 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionRestricted Stock Award · Derivative | 3,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-003104 · marketforms-38781.xml · derivative · entry 2 JAMES K ZIELKE · CIK 0001235769 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,180 Underlying: Common · 3,544 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F3 · derivative.exercise_date: The reporting person was granted 10,632 restricted stock units on May 4, 2015, of which 1/3 of the shares of the grant vested on May 4, 2016 and additional 1/3 shares of the grant vested on May 4, 2017. The common stock into which such vested restricted stock units converted on May 4, 2016 is reported in Table I on this Form 4. The remaining unvested restricted stock units will continue to vest as to 1/3RD of the original number of shares subject to the restricted stock units on May 4 until fully vested F4 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.