Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Good Times Restaurants Inc.GTIM · Entity 7779 | Director | November 23, 2017 | November 27, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Good Times Restaurants Inc.
Report date November 23, 2017 · Filed November 27, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,417 |
Reported balance
After 2017-11-23 transaction · row 1
1 source rowRow 1 · 2017-11-23 · Exercise / conversion · Acquired 441 · Balance 5,417 F1: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 1,324 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016 and an additional 1/3 of the shares vested on November 23, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on November 25, 2015. |
| Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.79 · Expires 2025-03-13 | Direct | 7,060 |
Reported balance
Holding disclosure · report date 2017-11-23 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 7,060 F2: These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting March 13, 2016. |
| Non Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.29 · Expires 2025-11-23 | Direct | 10,841 |
Reported balance
Holding disclosure · report date 2017-11-23 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 10,841 F3: These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting November 23, 2016 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-11-23 | Direct | 11,282 |
Reported balance
Holding disclosure · report date 2017-11-23 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 11,282 F4: The reporting person was granted 1,324 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-11-16 | Direct | 15,015 |
Reported balance
Holding disclosure · report date 2017-11-23 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 15,015 F5: The reporting person was granted 5,600 restricted stock units on November 16, 2016 of which 1/3 of the shares of the grant vested on November 16, 2017. Such restricted stock units were reported in Table II on a Form 4 filed with the Securities and Exchange Commission. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 1,324 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016 and an additional 1/3 of the shares vested on November 23, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on November 25, 2015.
F2: These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting March 13, 2016.
F3: These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting November 23, 2016
F4: The reporting person was granted 1,324 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
F5: The reporting person was granted 5,600 restricted stock units on November 16, 2016 of which 1/3 of the shares of the grant vested on November 16, 2017. Such restricted stock units were reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 23, 2017 Filed Nov 27, 2017 18:11 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionCommon Stock | 441 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-006957 · marketforms-40223.xml · nonDerivative · entry 1 Heller Gary J · CIK 0001508088 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 1,324 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016 and an additional 1/3 of the shares vested on November 23, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on November 25, 2015. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 22:12 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionCommon Stock | 1,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-006863 · marketforms-39139.xml · nonDerivative · entry 1 Heller Gary J · CIK 0001508088 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 5,600 restricted stock units on November 16, 2016 of which 1/3 of the shares of the grant vested on November 16, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on November 25, 2015. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 16:10 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionCommon Stock | 442 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-014978 · marketforms-37213.xml · nonDerivative · entry 1 Heller Gary J · CIK 0001508088 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 1,324 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on November 25, 2015. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 21:32 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | GrantRestricted Stock Units · Derivative | 5,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-014817 · marketforms-37007.xml · derivative · entry 1 Heller Gary J · CIK 0001508088 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,765 Underlying: Common Stock · 5,600 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Stock Units shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully issued and nonforfeitable on the third anniversary from the grant date. F2 · derivative.expiration_date: not applicable Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.