Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Good Times Restaurants Inc.GTIM · Entity 7779 | Controller, Corp Secretary | December 18, 2020 | December 22, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Good Times Restaurants Inc.
Report date December 18, 2020 · Filed December 22, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-12-18 transaction · row 19
19 source rows · reconciled sequenceRow 1 · 2020-12-18 · Sale · Disposed 500 · Balance 25,737 Row 2 · 2020-12-18 · Sale · Disposed 300 · Balance 25,437 Row 3 · 2020-12-18 · Sale · Disposed 959 · Balance 24,478 Row 4 · 2020-12-18 · Sale · Disposed 3,299 · Balance 21,179 Row 5 · 2020-12-18 · Sale · Disposed 129 · Balance 21,050 Row 6 · 2020-12-18 · Sale · Disposed 200 · Balance 20,850 Row 7 · 2020-12-18 · Sale · Disposed 1,324 · Balance 19,526 Row 8 · 2020-12-18 · Sale · Disposed 1,600 · Balance 17,926 Row 9 · 2020-12-18 · Sale · Disposed 1,066 · Balance 16,860 Row 10 · 2020-12-18 · Sale · Disposed 52 · Balance 16,808 Row 11 · 2020-12-18 · Sale · Disposed 1,265 · Balance 15,543 Row 12 · 2020-12-18 · Sale · Disposed 2,040 · Balance 13,503 Row 13 · 2020-12-18 · Sale · Disposed 597 · Balance 12,906 Row 14 · 2020-12-18 · Sale · Disposed 1,612 · Balance 11,294 Row 15 · 2020-12-18 · Sale · Disposed 200 · Balance 11,094 Row 16 · 2020-12-18 · Sale · Disposed 57 · Balance 11,037 Row 17 · 2020-12-18 · Sale · Disposed 437 · Balance 10,600 Row 18 · 2020-12-18 · Sale · Disposed 600 · Balance 10,000 Row 19 · 2020-12-18 · Sale · Disposed 10,000 · Balance 0 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-11-16 | Direct | 1,936 |
Reported balance
Holding disclosure · report date 2020-12-18 · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · Balance 1,936 F1: The Reporting Person was granted 5,804 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-06-27 | Direct | 3,759 |
Reported balance
Holding disclosure · report date 2020-12-18 · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · Balance 3,759 F2: The Reporting Person was granted 5,467 Restricted Stock Units ("RSU") on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. |
| Incentive Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.31 · Expires 2023-01-02 | Direct | 21,891 |
Reported balance
Holding disclosure · report date 2020-12-18 · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · Balance 21,891 F3: The Reporting Person was granted 18,132 Incentive Stock Options (Right to Buy) on January 2, 2013 vesting at 1/5 of the total amount granted over five years. |
| Incentive Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.15 · Expires 2026-11-16 | Direct | 43,750 |
Reported balance
Holding disclosure · report date 2020-12-18 · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · Balance 43,750 F6: The Reporting Person was granted 7,700 Incentive Stock Options (Right to Buy) on November 16, 2016 vesting at 1/5 of the total amount granted over five years. |
| Incentive Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.48 · Expires 2023-11-21 | Direct | 31,891 |
Reported balance
Holding disclosure · report date 2020-12-18 · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · Balance 31,891 F4: The Reporting Person was granted 10,000 Incentive Stock Options (Right to Buy) on November 21, 2013 vesting at 1/5 of the total amount granted over five years. |
| Incentive Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.55 · Expires 2028-06-27 | Direct | 51,074 |
Reported balance
Holding disclosure · report date 2020-12-18 · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · Balance 51,074 F7: The Reporting Person was granted 7,324 Incentive Stock Options (Right to Buy) on June 27, 2018 vesting at 1/5 of the total amount granted over five years. |
| Incentive Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.25 · Expires 2028-07-23 | Direct | 53,197 |
Reported balance
Holding disclosure · report date 2020-12-18 · row 27
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 27 · Balance 53,197 F8: The Reporting Person was granted 2,123 Incentive Stock Options (Right to Buy) on July 23, 2018 vesting at 1/5 of the total amount granted over five years. |
| Incentive Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.66 · Expires 2028-11-16 | Direct | 58,776 |
Reported balance
Holding disclosure · report date 2020-12-18 · row 28
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 28 · Balance 58,776 F9: The Reporting Person was granted 5,579 Incentive Stock Options (Right to Buy) on November 16, 2018 vesting at 1/5 of the total amount granted over five years. |
| Incentive Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.29 · Expires 2025-11-23 | Direct | 36,050 |
Reported balance
Holding disclosure · report date 2020-12-18 · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · Balance 36,050 F5: The Reporting Person was granted 4,159 Incentive Stock Options (Right to Buy) on November 23, 2015 vesting at 1/5 of the total amount granted over five years. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person was granted 5,804 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
F2: The Reporting Person was granted 5,467 Restricted Stock Units ("RSU") on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
F3: The Reporting Person was granted 18,132 Incentive Stock Options (Right to Buy) on January 2, 2013 vesting at 1/5 of the total amount granted over five years.
F4: The Reporting Person was granted 10,000 Incentive Stock Options (Right to Buy) on November 21, 2013 vesting at 1/5 of the total amount granted over five years.
F5: The Reporting Person was granted 4,159 Incentive Stock Options (Right to Buy) on November 23, 2015 vesting at 1/5 of the total amount granted over five years.
F6: The Reporting Person was granted 7,700 Incentive Stock Options (Right to Buy) on November 16, 2016 vesting at 1/5 of the total amount granted over five years.
F7: The Reporting Person was granted 7,324 Incentive Stock Options (Right to Buy) on June 27, 2018 vesting at 1/5 of the total amount granted over five years.
F8: The Reporting Person was granted 2,123 Incentive Stock Options (Right to Buy) on July 23, 2018 vesting at 1/5 of the total amount granted over five years.
F9: The Reporting Person was granted 5,579 Incentive Stock Options (Right to Buy) on November 16, 2018 vesting at 1/5 of the total amount granted over five years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 18, 2020 Filed Dec 22, 2020 21:18 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | SaleCommon Stock | 10,000 | $2.35 | $23,450.00 |
DisclosureSEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 19 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:18 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | SaleCommon Stock | 600 | $2.34 | $1,404.00 |
DisclosureSEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 18 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:18 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | SaleCommon Stock | 437 | $2.33 | $1,018.21 |
DisclosureSEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 17 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,600 Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:18 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | SaleCommon Stock | 57 | $2.30 | $131.10 |
DisclosureSEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 16 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,037 Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:18 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | SaleCommon Stock | 200 | $2.29 | $458.00 |
DisclosureSEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 15 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,094 Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:18 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | SaleCommon Stock | 1,612 | $2.28 | $3,675.36 |
DisclosureSEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 14 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,294 Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:18 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | SaleCommon Stock | 597 | $2.27 | $1,355.19 |
DisclosureSEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 13 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,906 Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:18 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | SaleCommon Stock | 2,040 | $2.26 | $4,610.40 |
DisclosureSEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 12 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,503 Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:18 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | SaleCommon Stock | 1,265 | $2.25 | $2,846.25 |
DisclosureSEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 11 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,543 Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:18 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | SaleCommon Stock | 52 | $2.25 | $116.74 |
DisclosureSEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 10 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,808 Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:18 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | SaleCommon Stock | 1,066 | $2.24 | $2,387.84 |
DisclosureSEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 9 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,860 Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:18 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | SaleCommon Stock | 1,600 | $2.23 | $3,568.00 |
DisclosureSEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 8 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,926 Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:18 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | SaleCommon Stock | 1,324 | $2.22 | $2,939.28 |
DisclosureSEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 7 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,526 Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:18 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | SaleCommon Stock | 200 | $2.22 | $443.00 |
DisclosureSEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 6 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,850 Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:18 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | SaleCommon Stock | 129 | $2.21 | $285.35 |
DisclosureSEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 5 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,050 Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:18 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | SaleCommon Stock | 3,299 | $2.21 | $7,291.12 |
DisclosureSEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 4 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,179 Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:18 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | SaleCommon Stock | 959 | $2.21 | $2,119.39 |
DisclosureSEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 3 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,478 Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:18 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | SaleCommon Stock | 300 | $2.21 | $661.50 |
DisclosureSEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 2 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,437 Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:18 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | SaleCommon Stock | 500 | $2.20 | $1,100.00 |
DisclosureSEC source: 0001214659-20-010615 · marketforms-50712.xml · nonDerivative · entry 1 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,737 Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 20:00 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionRestricted Stock Units · Derivative | 1,934 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-009690 · marketforms-50132.xml · derivative · entry 2 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,936 Underlying: Common Stock · 1,934 shares Expires 2021-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. F2 · derivative.exercise_date: The Reporting Person was granted 5,804 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 20:00 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionCommon Stock | 1,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-009690 · marketforms-50132.xml · nonDerivative · entry 1 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. Read SEC document |
| June 29, 2020 Filed Jul 2, 2020 00:00 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionRestricted Stock Units · Derivative | 3,645 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-006034 · marketforms-49147.xml · derivative · entry 3 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,823 Underlying: Common Stock · 1,823 shares Expires 2021-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. F3 · derivative.exercise_date: The Reporting Person was granted 5,467 Restricted Stock Units ("RSU") on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| June 29, 2020 Filed Jul 2, 2020 00:00 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Tax withholdingCommon Stock | 625 | $1.18 | $737.50 |
DisclosureSEC source: 0001214659-20-006034 · marketforms-49147.xml · nonDerivative · entry 2 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,303 F2 · kind: Represents shares withheld to cover the exercise price of the options exercised. Read SEC document |
| June 29, 2020 Filed Jul 2, 2020 00:00 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionCommon Stock | 1,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-006034 · marketforms-49147.xml · nonDerivative · entry 1 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 20:13 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionRestricted Stock Units · Derivative | 1,934 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007308 · marketforms-46357.xml · derivative · entry 6 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,870 Underlying: Common Stock · 1,934 shares Expires 2021-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 5,804 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 20:13 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionRestricted Stock Units · Derivative | 2,063 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007308 · marketforms-46357.xml · derivative · entry 5 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,063 shares Expires 2021-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 6,191 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 20:13 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Tax withholdingCommon Stock | 663 | $1.74 | $1,153.62 |
DisclosureSEC source: 0001214659-19-007308 · marketforms-46357.xml · nonDerivative · entry 4 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,106 F2 · kind: Represents shares withheld to cover the exercise price of the options exercised. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 20:13 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionCommon Stock | 1,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007308 · marketforms-46357.xml · nonDerivative · entry 3 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 5,804 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. F3 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 5,804 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 20:13 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Tax withholdingCommon Stock | 707 | $1.74 | $1,230.18 |
DisclosureSEC source: 0001214659-19-007308 · marketforms-46357.xml · nonDerivative · entry 2 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,835 F2 · kind: Represents shares withheld to cover the exercise price of the options exercised. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 20:13 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionCommon Stock | 2,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007308 · marketforms-46357.xml · nonDerivative · entry 1 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 6,191 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 6,191 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 14:00 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionRestricted Stock Units · Derivative | 1,822 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-004397 · marketforms-45242.xml · derivative · entry 2 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,119 Underlying: Restricted Stock Units · 1,822 shares Expires 2021-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,467 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,467 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 14:00 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionCommon | 1,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-004397 · marketforms-45242.xml · nonDerivative · entry 1 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,467 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 17:30 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionRestricted Stock Units · Derivative | 1,746 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007292 · marketforms-43246.xml · derivative · entry 2 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,941 Underlying: Restricted Stock Units · 1,746 shares Expires 2018-11-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,240 restricted stock units on November 23, 2015 vesting at 1/3 of the total amount granted over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,240 restricted stock units on November 23, 2015 vesting at 1/3 of the total amount granted over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 17:30 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionCommon | 1,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007292 · marketforms-43246.xml · nonDerivative · entry 1 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,240 restricted stock units on November 23, 2015 vesting at 1/3 of the total amount granted over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 16:23 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | GrantRestricted Stock Units · Derivative | 5,804 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007245 · marketforms-43235.xml · derivative · entry 4 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,687 Underlying: Common Stock · 5,804 shares Expires 2021-11-16 F4 · shares: The reporting person was granted 5,804 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total amount granted over three years. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 16:23 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | GrantIncentive Stock Option to Purchase Common Stock · Derivative | 5,579 | $4.66 Strike: $4.66 | $25,998.14 |
DisclosureSEC source: 0001214659-18-007245 · marketforms-43235.xml · derivative · entry 3 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,883 Underlying: Common Stock · 5,579 shares Expires 2028-11-16 F2 · derivative.exercise_price: The strike price of the Incentive Stock Options (Right to Buy) is set at the greater of the closing price on the date of grant or the average closing price of the preceding 90 calendar days. F3 · shares: The reporting person was granted 5,579 Incentive Stock Options (Right to Buy) on November 16, 2018 vesting at 1/5 of the total amount granted over five years. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 16:23 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionRestricted Stock Units · Derivative | 2,064 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007245 · marketforms-43235.xml · derivative · entry 2 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,304 Underlying: Common Stock · 2,063 shares Expires 2019-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 6,191 restricted stock units on November 16, 2016 vesting at 1/3 of the total amount granted over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 16:23 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionCommon | 2,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007245 · marketforms-43235.xml · nonDerivative · entry 1 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 6,191 restricted stock units on November 16, 2016 vesting at 1/3 of the total amount granted over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 21:00 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | SaleCommon Stock | 1,200 | $4.61 | $5,531.40 |
DisclosureSEC source: 0001214659-18-005667 · marketforms-42773.xml · nonDerivative · entry 1 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,847 Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 21:28 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | GrantIncentive Stock Options · Derivative | 2,123 | $4.25 Strike: $4.25 | $9,022.75 |
DisclosureSEC source: 0001214659-18-004974 · marketforms-42578.xml · derivative · entry 2 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,402 Underlying: Common Stock · 2,123 shares Expires 2028-07-23 F1 · date: On July 23, 2018, the issuer canceled options of the issuer's common stock granted to the reporting person on March 13, 2015 pursuant to the issuer's option exchange program. In exchange, the reporting person received a replacement option, having an exercise price of $4.25 per share. The replacement options are fully vested upon issue. Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 21:28 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Disposition to issuerIncentive Stock Options · Derivative | 5,520 | $7.79 Strike: $7.79 | $43,000.80 |
DisclosureSEC source: 0001214659-18-004974 · marketforms-42578.xml · derivative · entry 1 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,279 Underlying: Common Stock · 5,520 shares Expires 2025-03-13 F1 · date: On July 23, 2018, the issuer canceled options of the issuer's common stock granted to the reporting person on March 13, 2015 pursuant to the issuer's option exchange program. In exchange, the reporting person received a replacement option, having an exercise price of $4.25 per share. The replacement options are fully vested upon issue. F2 · derivative.exercise_date: The Incentive Stock Options vested in three equal annual installments with the first installment vesting March 13, 2016. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 19:23 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | GrantRestricted Stock Units · Derivative | 5,467 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-004636 · marketforms-42382.xml · derivative · entry 2 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,799 Underlying: Common Stock · 5,467 shares Expires not disclosed F2 · derivative.expiration_date: Restricted Stock Units shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully vested and nonforfeitable on the third anniversary from the grant date. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 19:23 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | GrantIncentive Stock Options · Derivative | 7,324 | $3.55 Strike: $3.55 | $26,000.20 |
DisclosureSEC source: 0001214659-18-004636 · marketforms-42382.xml · derivative · entry 1 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,332 Underlying: Common Stock · 7,324 shares Expires 2028-06-27 F1 · derivative.exercise_date: The Incentive Stock Options vest in three equal annual installments with the first installment vesting June 27, 2019 Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 19:23 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | GrantRestricted Stock Units · Derivative | 5,467 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-004635 · marketforms-42382.xml · derivative · entry 2 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,799 Underlying: Common Stock · 5,467 shares Expires not disclosed F2 · derivative.expiration_date: Restricted Stock Units shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully vested and nonforfeitable on the third anniversary from the grant date. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 19:23 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | GrantIncentive Stock Options · Derivative | 7,324 | $3.55 Strike: $3.55 | $26,000.20 |
DisclosureSEC source: 0001214659-18-004635 · marketforms-42382.xml · derivative · entry 1 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,332 Underlying: Common Stock · 7,324 shares Expires 2028-06-27 F1 · derivative.exercise_date: The Incentive Stock Options vest in three equal annual installments with the first installment vesting June 27, 2019 Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 22:11 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionCommon Stock | 2,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-006860 · marketforms-40159.xml · nonDerivative · entry 1 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 6,191 restricted stock units on November 16, 2016 of which 1/3 of the shares of the grant vested on November 16, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 16, 2017 Filed Nov 27, 2017 18:14 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionCommon Stock | 2,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-006963 · marketforms-40233.xml · nonDerivative · entry 1 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 6,191 restricted stock units on November 16, 2016 of which 1/3 of the shares of the grant vested on November 16, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 16, 2017 Filed Nov 27, 2017 18:12 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | Exercise / conversionCommon Stock | 1,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-006959 · marketforms-40234.xml · nonDerivative · entry 1 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 5,240 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016 and an additional 1/3 of the shares vested on November 23, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on November 25, 2015. Read SEC document |
| September 18, 2017 Filed Sep 19, 2017 16:16 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | SaleCommon Stock | 4,764 | $2.60 | $12,386.88 |
DisclosureSEC source: 0001214659-17-005669 · marketforms-39748.xml · nonDerivative · entry 2 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,236 Read SEC document |
| September 18, 2017 Filed Sep 19, 2017 16:16 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | SaleCommon Stock | 2,910 | $2.60 | $7,566.00 |
DisclosureSEC source: 0001214659-17-005669 · marketforms-39748.xml · nonDerivative · entry 1 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.