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LEFEVER SCOTT

Disclosed activity across 1 company

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131086
SEC CIK
0001048942

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Good Times Restaurants Inc.GTIM · Entity 7779Vice President of OperationsNovember 16, 2021January 26, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Good Times Restaurants Inc.

Report date November 16, 2021 · Filed January 26, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect30,120 Ending reported balance After 2022-01-24 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2022-01-24 · Exercise / conversion · Acquired 12,500 · Balance 18,823

F1: Represents the conversion upon exercise into common stock. The reporting person was granted 12,500 Incentive Stock Options on November 16, 2016 vesting at at 1/5 of the total granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Row 2 · 2022-01-24 · Exercise / conversion · Acquired 6,854 · Balance 25,677

F2: Represents the conversion upon exercise into common stock. The reporting person was granted 11,424 Incentive Stock Options on June 27, 2018 vesting at at 1/5 of the total granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Row 3 · 2022-01-24 · Exercise / conversion · Acquired 4,443 · Balance 30,120

F3: Represents the conversion upon exercise into common stock. The reporting person was granted 4,443 Incentive Stock Options on July 23, 2018 as part of a common stock exchange and were fully vested on that date. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Incentive Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.29 · Expires 2025-11-23Direct7,089 Reported balance Holding disclosure · report date 2021-11-16 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 7,089

F4: The Reporting Person was granted 7,089 Incentive Stock Options on November 23, 2015 vesting at 1/5 of the total amount granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Incentive Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.55 · Expires 2028-06-27Direct4,570 Reported balance Holding disclosure · report date 2021-11-16 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 4,570

F5: The Reporting Person was granted 11,424 Incentive Stock Options on June 27, 2018 vesting at 1/5 of the total amount granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Incentive Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.66 · Expires 2028-11-16Direct8,703 Reported balance Holding disclosure · report date 2021-11-16 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 8,703

F6: The Reporting Person was granted 8,703 Incentive Stock Options on November 16, 2018 vesting at 1/5 of the total amount granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the conversion upon exercise into common stock. The reporting person was granted 12,500 Incentive Stock Options on November 16, 2016 vesting at at 1/5 of the total granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F2: Represents the conversion upon exercise into common stock. The reporting person was granted 11,424 Incentive Stock Options on June 27, 2018 vesting at at 1/5 of the total granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F3: Represents the conversion upon exercise into common stock. The reporting person was granted 4,443 Incentive Stock Options on July 23, 2018 as part of a common stock exchange and were fully vested on that date. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F4: The Reporting Person was granted 7,089 Incentive Stock Options on November 23, 2015 vesting at 1/5 of the total amount granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F5: The Reporting Person was granted 11,424 Incentive Stock Options on June 27, 2018 vesting at 1/5 of the total amount granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F6: The Reporting Person was granted 8,703 Incentive Stock Options on November 16, 2018 vesting at 1/5 of the total amount granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 24, 2022 Filed Jan 26, 2022 21:10 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionCommon Stock 4,443 $4.25 $18,882.75
Disclosure

SEC source: 0001214659-22-001134 · marketforms-55136.xml · nonDerivative · entry 3

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the conversion upon exercise into common stock. The reporting person was granted 4,443 Incentive Stock Options on July 23, 2018 as part of a common stock exchange and were fully vested on that date. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:10 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionCommon Stock 6,854 $3.55 $24,331.70
Disclosure

SEC source: 0001214659-22-001134 · marketforms-55136.xml · nonDerivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the conversion upon exercise into common stock. The reporting person was granted 11,424 Incentive Stock Options on June 27, 2018 vesting at at 1/5 of the total granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:10 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionCommon Stock 12,500 $3.15 $39,375.00
Disclosure

SEC source: 0001214659-22-001134 · marketforms-55136.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon exercise into common stock. The reporting person was granted 12,500 Incentive Stock Options on November 16, 2016 vesting at at 1/5 of the total granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:15 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionRestricted Stock Unit · Derivative 3,186 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012016 · marketforms-54287.xml · derivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 9,556 restricted stock units on November 16, 2018 vesting at at 1/3 of the total granted over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:15 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionCommon Stock 3,186 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012016 · marketforms-54287.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 9,556 restricted stock units on November 16, 2018 vesting at at 1/3 of the total granted over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
June 28, 2021 Filed Jun 30, 2021 20:15 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionCommon Stock 3,137 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-007076 · marketforms-53245.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 9,412 restricted stock units on June 27, 2018 vesting at at 1/3 of the total granted over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 20:10 UTC Good Times Restaurants Inc. GTIM · Entity 7779 SaleCommon Stock 19,616 $4.00 $78,464.00
Disclosure

SEC source: 0001214659-21-006431 · marketforms-53096.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:10 UTC Good Times Restaurants Inc. GTIM · Entity 7779 SaleCommon Stock 7,483 $4.16 $31,129.28
Disclosure

SEC source: 0001214659-21-006310 · marketforms-53035.xml · nonDerivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,616

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:10 UTC Good Times Restaurants Inc. GTIM · Entity 7779 SaleCommon Stock 300 $4.16 $1,248.00
Disclosure

SEC source: 0001214659-21-006310 · marketforms-53035.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,099

Read SEC document
May 17, 2021 Filed May 19, 2021 20:10 UTC Good Times Restaurants Inc. GTIM · Entity 7779 SaleCommon Stock 2,490 $4.14 $10,308.60
Disclosure

SEC source: 0001214659-21-005715 · marketforms-52845.xml · nonDerivative · entry 5

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,255

Read SEC document
May 17, 2021 Filed May 19, 2021 20:10 UTC Good Times Restaurants Inc. GTIM · Entity 7779 SaleCommon Stock 1,050 $4.13 $4,336.50
Disclosure

SEC source: 0001214659-21-005715 · marketforms-52845.xml · nonDerivative · entry 4

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,198

Read SEC document
May 17, 2021 Filed May 19, 2021 20:10 UTC Good Times Restaurants Inc. GTIM · Entity 7779 SaleCommon Stock 832 $4.12 $3,427.84
Disclosure

SEC source: 0001214659-21-005715 · marketforms-52845.xml · nonDerivative · entry 3

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,373

Read SEC document
May 17, 2021 Filed May 19, 2021 20:10 UTC Good Times Restaurants Inc. GTIM · Entity 7779 SaleCommon Stock 100 $4.12 $411.50
Disclosure

SEC source: 0001214659-21-005715 · marketforms-52845.xml · nonDerivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,273

Read SEC document
May 17, 2021 Filed May 19, 2021 20:10 UTC Good Times Restaurants Inc. GTIM · Entity 7779 SaleCommon Stock 30,874 $4.10 $126,583.40
Disclosure

SEC source: 0001214659-21-005715 · marketforms-52845.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,399

Read SEC document
May 10, 2021 Filed May 12, 2021 20:10 UTC Good Times Restaurants Inc. GTIM · Entity 7779 SaleCommon Stock 1,057 $4.80 $5,073.60
Disclosure

SEC source: 0001214659-21-005229 · marketforms-52737.xml · nonDerivative · entry 3

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,745

Read SEC document
May 10, 2021 Filed May 12, 2021 20:10 UTC Good Times Restaurants Inc. GTIM · Entity 7779 SaleCommon Stock 800 $4.76 $3,808.00
Disclosure

SEC source: 0001214659-21-005229 · marketforms-52737.xml · nonDerivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,802

Read SEC document
May 10, 2021 Filed May 12, 2021 20:10 UTC Good Times Restaurants Inc. GTIM · Entity 7779 SaleCommon Stock 22,911 $4.75 $108,827.25
Disclosure

SEC source: 0001214659-21-005229 · marketforms-52737.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,602

Read SEC document
March 18, 2021 Filed Mar 22, 2021 20:30 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionCommon Stock 13,000 $2.48 $32,240.00
Disclosure

SEC source: 0001214659-21-003325 · marketforms-52049.xml · nonDerivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the exercise of 13,000 Incentive Stock Options granted to the Reporting Person on November 21, 2013 vesting at 1/5 of the total amount granted over five years.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 20:30 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionCommon Stock 22,346 $2.31 $51,619.26
Disclosure

SEC source: 0001214659-21-003325 · marketforms-52049.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the exercise of 22,346 Incentive Stock Options granted to the Reporting Person on January 2, 2013 vesting at 1/5 of the total amount granted over five years.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 16:00 UTC Good Times Restaurants Inc. GTIM · Entity 7779 SaleCommon Stock 7,984 $3.65 $29,141.60
Disclosure

SEC source: 0001214659-21-001533 · marketforms-51463.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,167

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:00 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionRestricted Stock Units · Derivative 3,185 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009691 · marketforms-50130.xml · derivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,186

Underlying: Common Stock · 3,185 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock.

F2 · derivative.exercise_date: The Reporting Person was granted 9,556 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 20:00 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionCommon Stock 3,185 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009691 · marketforms-50130.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock.

Read SEC document
November 16, 2020 Filed Dec 16, 2020 23:39 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionCommon Stock 7,984 $1.56 $12,455.04
Disclosure

SEC source: 0001214659-20-010494 · marketforms-50605.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon exercise of Incentive Stock Options (Right to Buy) granted to the reporting person on December 13, 2010 vesting at 1/5 of the total amount granted over five years.

Read SEC document
June 27, 2020 Filed Jul 2, 2020 00:00 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionRestricted Stock Units · Derivative 3,137 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-20-006035 · marketforms-49151.xml · derivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,138

Underlying: Common Stock · 3,137 shares

Expires 2021-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Reporting Person was granted 9,412 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
June 27, 2020 Filed Jul 2, 2020 00:00 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionCommon Stock 3,137 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-006035 · marketforms-49151.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock.

F2 · shares: The Reporting Person was granted 9,412 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:14 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionRestricted Stock Units · Derivative 1,934 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007311 · marketforms-46369.xml · derivative · entry 4

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,870

Underlying: Common Stock · 1,934 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 9,566 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:14 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionRestricted Stock Units · Derivative 2,063 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007311 · marketforms-46369.xml · derivative · entry 3

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,063 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 8,800 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:14 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionCommon Stock 1,934 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007311 · marketforms-46369.xml · nonDerivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 9,566 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F2 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 9,566 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:14 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionCommon Stock 2,063 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007311 · marketforms-46369.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 8,800 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 8,800 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:14 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionRestricted Stock Units · Derivative 1,934 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007312 · marketforms-46369.xml · derivative · entry 4

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,870

Underlying: Common Stock · 1,934 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 9,566 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:14 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionRestricted Stock Units · Derivative 2,063 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007312 · marketforms-46369.xml · derivative · entry 3

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,063 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 8,800 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:14 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionCommon Stock 1,934 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007312 · marketforms-46369.xml · nonDerivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 9,566 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F2 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 9,566 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

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November 18, 2019 Filed Nov 20, 2019 20:14 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionCommon Stock 2,063 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007312 · marketforms-46369.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 8,800 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 8,800 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

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June 27, 2019 Filed Jul 1, 2019 14:00 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionRestricted Stock Unit · Derivative 3,137 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-19-004394 · marketforms-45239.xml · derivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,703

Underlying: Restricted Stock Units · 3,137 shares

Expires 2021-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 9,412 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 9,412 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

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June 27, 2019 Filed Jul 1, 2019 14:00 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionCommon Stock 3,137 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-004394 · marketforms-45239.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 9,412 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

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November 23, 2018 Filed Nov 27, 2018 17:31 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionRestricted Stock Unit · Derivative 1,985 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007294 · marketforms-43248.xml · derivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,840

Underlying: Restricted Stock Units · 1,985 shares

Expires 2018-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,955 Restricted Stock Units on November 23, 2015 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,955 Restricted Stock Units on November 23, 2015 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 23, 2018 Filed Nov 27, 2018 17:31 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionCommon Stock 1,985 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007294 · marketforms-43248.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,955 Restricted Stock Units on November 23, 2015 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 16:24 UTC Good Times Restaurants Inc. GTIM · Entity 7779 GrantRestricted Stock Units · Derivative 9,556 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007246 · marketforms-43234.xml · derivative · entry 4

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,825

Underlying: Common Stock · 9,556 shares

Expires 2021-11-16

F4 · shares: The reporting person was granted 9,556 Restricted Stock Units on November 16, 2018 vesting at 1/3 the total amount granted over three years.

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November 16, 2018 Filed Nov 20, 2018 16:24 UTC Good Times Restaurants Inc. GTIM · Entity 7779 GrantIncentive Stock Options (Right to Buy) · Derivative 8,703 $4.66 Strike: $4.66 $40,555.98
Disclosure

SEC source: 0001214659-18-007246 · marketforms-43234.xml · derivative · entry 3

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,269

Underlying: Common Stock · 8,703 shares

Expires 2028-11-16

F2 · derivative.exercise_price: The strike price of Incentive Stock Options (Right to Buy) are set at the greater of the closing price on the date of grant or the average closing price of the preceding 90 calendar days.

F3 · shares: The reporting person was granted 8,703 Incentive Stock Options (Right to Buy) on November 16, 2018 vesting at 1/5 of the total granted amount over five years.

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November 16, 2018 Filed Nov 20, 2018 16:24 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionRestricted Stock Unit · Derivative 2,933 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007246 · marketforms-43234.xml · derivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,566

Underlying: Common Stock · 2,933 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 8,800 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 16:24 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionCommon Stock 2,933 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007246 · marketforms-43234.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 8,800 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
July 23, 2018 Filed Jul 25, 2018 21:27 UTC Good Times Restaurants Inc. GTIM · Entity 7779 GrantIncentive Stock Option · Derivative 4,443 $4.25 Strike: $4.25 $18,882.75
Disclosure

SEC source: 0001214659-18-004973 · marketforms-42577.xml · derivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,168

Underlying: Common Stock · 4,443 shares

Expires 2028-07-23

F1 · date: On July 23, 2018, the issuer canceled options of the issuer's common stock granted to the reporting person on March 13, 2015 pursuant to the issuer's option exchange program. In exchange, the reporting person received a replacement option, having an exercise price of $4.25 per share. The replacement options are fully vested upon issue.

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July 23, 2018 Filed Jul 25, 2018 21:27 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Disposition to issuerIncentive Stock Option · Derivative 11,553 $7.79 Strike: $7.79 $89,997.87
Disclosure

SEC source: 0001214659-18-004973 · marketforms-42577.xml · derivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,725

Underlying: Common Stock · 11,553 shares

Expires 2025-03-13

F1 · date: On July 23, 2018, the issuer canceled options of the issuer's common stock granted to the reporting person on March 13, 2015 pursuant to the issuer's option exchange program. In exchange, the reporting person received a replacement option, having an exercise price of $4.25 per share. The replacement options are fully vested upon issue.

F2 · derivative.exercise_date: The Incentive Stock Options vested in three equal annual installments with the first installment vesting March 13, 2016.

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June 27, 2018 Filed Jun 29, 2018 19:23 UTC Good Times Restaurants Inc. GTIM · Entity 7779 GrantRestricted Stock Units · Derivative 9,412 $0.00 Strike: $3.55 $0.00
Disclosure

SEC source: 0001214659-18-004637 · marketforms-42380.xml · derivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,278

Underlying: Common Stock · 9,412 shares

Expires not disclosed

F2 · derivative.expiration_date: Restricted Stock Units shall vest over three years, with 1/3 of the total shares granted represented each year beginning one year from date of grant and become fully vested and nonforfeitable on the third anniversary from the grant date.

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June 27, 2018 Filed Jun 29, 2018 19:23 UTC Good Times Restaurants Inc. GTIM · Entity 7779 GrantIncentive Stock Option · Derivative 11,424 $3.55 Strike: $3.55 $40,555.20
Disclosure

SEC source: 0001214659-18-004637 · marketforms-42380.xml · derivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,866

Underlying: Common Stock · 11,424 shares

Expires 2028-06-27

F1 · derivative.exercise_date: The Incentive Stock Options vest in three equal annual installments with the first installment vesting June 27, 2019.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 22:11 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionCommon Stock 2,934 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-006861 · marketforms-40160.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 24,768 restricted stock units which vested on July 23, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2017 Filed Nov 27, 2017 18:12 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionCommon Stock 1,985 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-006960 · marketforms-40235.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 5,955 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016 and an additional 1/3 of the shares vested on November 23, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on November 25, 2015.

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July 24, 2017 Filed Jul 26, 2017 20:20 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionCommon Stock 24,768 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-004573 · marketforms-39280.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 24,768 restricted stock units which vested on July 23, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 16:10 UTC Good Times Restaurants Inc. GTIM · Entity 7779 Exercise / conversionCommon Stock 1,985 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-014981 · marketforms-37201.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 5,955 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on November 25, 2015.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 22:13 UTC Good Times Restaurants Inc. GTIM · Entity 7779 GrantIncentive Stock Options · Derivative 12,500 $3.15 Strike: $3.15 $39,375.00
Disclosure

SEC source: 0001214659-16-014824 · marketforms-37012.xml · derivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,030

Underlying: Common · 12,500 shares

Expires 2026-11-16

F3 · derivative.exercise_date: Incentive Stock Options shall vest over five years, with 1/5 of the total shares issued each year beginning one year from date of grant and become fully vested and nonforfeitable on the third anniversary from the grant date

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.