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GOLDMAN SACHS GROUP INC

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Tapewire entity
2819
SEC CIK
0000886982
Parsed reports
1,317

Last 12 months

Inside the activity.

0 purchase rows · 163 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 2026087
Feb 2026046
Mar 202600
Apr 202604
May 2026020
Jun 202600
Jul 202602
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2021 Filed Feb 19, 2021 22:02 UTC SaleCommon Stock, par value $0.01 per share 10,688 $312.49 $3,339,893.12
Disclosure

SEC source: 0000899243-21-007399 · doc4.xml · nonDerivative · entry 2

SCHERR STEPHEN M · CIK 0001754390 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,597

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F3 · price: Reflects a weighted average sale price of $312.49 per share, at prices ranging from $311.95 to $312.94 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:02 UTC SaleCommon Stock, par value $0.01 per share 2,501 $311.68 $779,511.68
Disclosure

SEC source: 0000899243-21-007399 · doc4.xml · nonDerivative · entry 1

SCHERR STEPHEN M · CIK 0001754390 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,285

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F2 · price: Reflects a weighted average sale price of $311.68 per share, at prices ranging from $310.95 to $311.93 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:06 UTC
ROGERS JOHN F.W.Executive Vice President
SaleCommon Stock, par value $0.01 per share 10,000 $313.25 $3,132,500.00
Disclosure

SEC source: 0000899243-21-007402 · doc4.xml · nonDerivative · entry 1

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,093

F1 · price: Reflects a weighted average sale price of $313.25 per share, at prices ranging from $312.91 to $313.37 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:09 UTC
WALDRON JOHN E.President and COO
SaleCommon Stock, par value $0.01 per share 4,410 $313.22 $1,381,300.20
Disclosure

SEC source: 0000899243-21-007405 · doc4.xml · nonDerivative · entry 3

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,631

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F4 · price: Reflects a weighted average sale price of $313.22 per share, at prices ranging from $313.10 to $313.39 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:09 UTC
WALDRON JOHN E.President and COO
SaleCommon Stock, par value $0.01 per share 11,289 $312.56 $3,528,489.84
Disclosure

SEC source: 0000899243-21-007405 · doc4.xml · nonDerivative · entry 2

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,041

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F3 · price: Reflects a weighted average sale price of $312.56 per share, at prices ranging from $312.10 to $313.09 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:09 UTC
WALDRON JOHN E.President and COO
SaleCommon Stock, par value $0.01 per share 4,301 $311.84 $1,341,223.84
Disclosure

SEC source: 0000899243-21-007405 · doc4.xml · nonDerivative · entry 1

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,330

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F2 · price: Reflects a weighted average sale price of $311.84 per share, at prices ranging from $311.10 to $312.09 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:11 UTC
SOLOMON DAVID MDirector · Chairman of the Board and CEO
SaleCommon Stock, par value $0.01 per share 3,478 $313.14 $1,089,100.92
Disclosure

SEC source: 0000899243-21-007408 · doc4.xml · nonDerivative · entry 3

SOLOMON DAVID M · CIK 0001693709 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,499

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F4 · price: Reflects a weighted average sale price of $313.14 per share, at prices ranging from $312.95 to $313.41 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:11 UTC
SOLOMON DAVID MDirector · Chairman of the Board and CEO
SaleCommon Stock, par value $0.01 per share 4,981 $312.51 $1,556,612.31
Disclosure

SEC source: 0000899243-21-007408 · doc4.xml · nonDerivative · entry 2

SOLOMON DAVID M · CIK 0001693709 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,977

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F3 · price: Reflects a weighted average sale price of $312.51 per share, at prices ranging from $311.95 to $312.94 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:11 UTC
SOLOMON DAVID MDirector · Chairman of the Board and CEO
SaleCommon Stock, par value $0.01 per share 1,541 $311.68 $480,298.88
Disclosure

SEC source: 0000899243-21-007408 · doc4.xml · nonDerivative · entry 1

SOLOMON DAVID M · CIK 0001693709 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,958

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F2 · price: Reflects a weighted average sale price of $311.68 per share, at prices ranging from $310.95 to $311.94 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 23:35 UTC GiftCommon Stock, par value $0.01 per share 5,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006367 · doc4.xml · nonDerivative · entry 3

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,425

Read SEC document
February 10, 2021 Filed Feb 12, 2021 23:35 UTC SaleCommon Stock, par value $0.01 per share 100 $303.78 $30,378.00
Disclosure

SEC source: 0000899243-21-006367 · doc4.xml · nonDerivative · entry 2

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,425

Read SEC document
February 10, 2021 Filed Feb 12, 2021 23:35 UTC SaleCommon Stock, par value $0.01 per share 9,900 $303.29 $3,002,571.00
Disclosure

SEC source: 0000899243-21-006367 · doc4.xml · nonDerivative · entry 1

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,525

F1 · price: Reflects a weighted average sale price of $303.29 per share, at prices ranging from $302.77 to $303.76 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2021 Filed Feb 2, 2021 22:25 UTC
STEIN LAURENCEChief Administrative Officer
SaleCommon Stock, par value $0.01 per share 1,027 $283.44 $291,092.88
Disclosure

SEC source: 0000899243-21-004230 · doc4.xml · nonDerivative · entry 5

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,438

F5 · price: Reflects a weighted average sale price of $283.44 per share, at prices ranging from $283.31 to $283.54 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Held through a trust, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
February 02, 2021 Filed Feb 2, 2021 22:25 UTC
STEIN LAURENCEChief Administrative Officer
SaleCommon Stock, par value $0.01 per share 4,346 $283.48 $1,232,004.08
Disclosure

SEC source: 0000899243-21-004230 · doc4.xml · nonDerivative · entry 3

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,185

F3 · price: Reflects a weighted average sale price of $283.48 per share, at prices ranging from $283.33 to $283.71 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:35 UTC
FREDMAN SHEARA JChief Accounting Officer
SaleCommon Stock, par value $0.01 per share 2,645 $285.68 $755,623.60
Disclosure

SEC source: 0000899243-21-004951 · doc4.xml · nonDerivative · entry 1

FREDMAN SHEARA J · CIK 0001792653 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,375

F1 · price: Reflects a weighted average sale price of $285.68 per share, at prices ranging from $285.58 to $285.81 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 22:25 UTC
STEIN LAURENCEChief Administrative Officer
SaleCommon Stock, par value $0.01 per share 1,028 $272.96 $280,602.88
Disclosure

SEC source: 0000899243-21-004230 · doc4.xml · nonDerivative · entry 4

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,465

F4 · price: Reflects a weighted average sale price of $272.96 per share, at prices ranging from $272.78 to $273.11 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Held through a trust, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 22:25 UTC
STEIN LAURENCEChief Administrative Officer
SaleCommon Stock, par value $0.01 per share 2,254 $272.77 $614,823.58
Disclosure

SEC source: 0000899243-21-004230 · doc4.xml · nonDerivative · entry 2

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,531

F2 · price: Reflects a weighted average sale price of $272.77 per share, at prices ranging from $272.33 to $273.23 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 22:25 UTC
STEIN LAURENCEChief Administrative Officer
SaleCommon Stock, par value $0.01 per share 2,093 $271.72 $568,709.96
Disclosure

SEC source: 0000899243-21-004230 · doc4.xml · nonDerivative · entry 1

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,785

F1 · price: Reflects a weighted average sale price of $271.72 per share, at prices ranging from $271.33 to $272.18 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC
STEIN LAURENCEChief Administrative Officer
Exercise / conversionRestricted Stock Units · Derivative 11,049 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003473 · doc4.xml · derivative · entry 4

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 11,049 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F1 · price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F1 · derivative.exercise_date: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F1 · derivative.expiration_date: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC
STEIN LAURENCEChief Administrative Officer
Tax withholdingCommon Stock, par value $0.01 per share 5,152 $289.39 $1,490,937.28
Disclosure

SEC source: 0000899243-21-003473 · doc4.xml · nonDerivative · entry 2

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,878

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC
STEIN LAURENCEChief Administrative Officer
Exercise / conversionCommon Stock, par value $0.01 per share 11,049 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003473 · doc4.xml · nonDerivative · entry 1

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC
FREDMAN SHEARA JChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 5,693 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003475 · doc4.xml · derivative · entry 3

FREDMAN SHEARA J · CIK 0001792653 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 5,693 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F1 · price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F1 · derivative.exercise_date: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F1 · derivative.expiration_date: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC
FREDMAN SHEARA JChief Accounting Officer
Tax withholdingCommon Stock, par value $0.01 per share 2,897 $289.39 $838,362.83
Disclosure

SEC source: 0000899243-21-003475 · doc4.xml · nonDerivative · entry 2

FREDMAN SHEARA J · CIK 0001792653 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,020

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC
FREDMAN SHEARA JChief Accounting Officer
Exercise / conversionCommon Stock, par value $0.01 per share 5,693 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003475 · doc4.xml · nonDerivative · entry 1

FREDMAN SHEARA J · CIK 0001792653 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC
ROGERS JOHN F.W.Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 16,053 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003477 · doc4.xml · derivative · entry 5

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 16,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F1 · price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F1 · derivative.exercise_date: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F1 · derivative.expiration_date: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC
ROGERS JOHN F.W.Executive Vice President
Tax withholdingCommon Stock, par value $0.01 per share 7,485 $289.39 $2,166,084.15
Disclosure

SEC source: 0000899243-21-003477 · doc4.xml · nonDerivative · entry 2

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,093

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC
ROGERS JOHN F.W.Executive Vice President
Exercise / conversionCommon Stock, par value $0.01 per share 16,053 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003477 · doc4.xml · nonDerivative · entry 1

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC
LEE BRIAN JChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 10,760 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003476 · doc4.xml · derivative · entry 4

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 10,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F1 · price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F1 · derivative.exercise_date: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F1 · derivative.expiration_date: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC
LEE BRIAN JChief Risk Officer
Tax withholdingCommon Stock, par value $0.01 per share 5,017 $289.39 $1,451,869.63
Disclosure

SEC source: 0000899243-21-003476 · doc4.xml · nonDerivative · entry 2

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,558

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC
LEE BRIAN JChief Risk Officer
Exercise / conversionCommon Stock, par value $0.01 per share 10,760 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003476 · doc4.xml · nonDerivative · entry 1

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC
HAMMACK ELIZABETH MGlobal Treasurer
Exercise / conversionRestricted Stock Units · Derivative 9,872 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003478 · doc4.xml · derivative · entry 9

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 9,872 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F1 · price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F1 · derivative.exercise_date: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F1 · derivative.expiration_date: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC
HAMMACK ELIZABETH MGlobal Treasurer
SaleCommon Stock, par value $0.01 per share 200 $284.09 $56,817.00
Disclosure

SEC source: 0000899243-21-003478 · doc4.xml · nonDerivative · entry 8

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,939

F7 · ownership.nature: Held through trusts, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

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January 25, 2021 Filed Jan 27, 2021 21:30 UTC
HAMMACK ELIZABETH MGlobal Treasurer
SaleCommon Stock, par value $0.01 per share 200 $283.64 $56,728.00
Disclosure

SEC source: 0000899243-21-003478 · doc4.xml · nonDerivative · entry 7

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,139

F7 · ownership.nature: Held through trusts, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC
HAMMACK ELIZABETH MGlobal Treasurer
SaleCommon Stock, par value $0.01 per share 2,623 $282.75 $741,653.25
Disclosure

SEC source: 0000899243-21-003478 · doc4.xml · nonDerivative · entry 6

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,339

F6 · price: Reflects a weighted average sale price of $282.75 per share, at prices ranging from $282.28 to $283.11 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: Held through trusts, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

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January 25, 2021 Filed Jan 27, 2021 21:30 UTC
HAMMACK ELIZABETH MGlobal Treasurer
SaleCommon Stock, par value $0.01 per share 800 $281.68 $225,344.00
Disclosure

SEC source: 0000899243-21-003478 · doc4.xml · nonDerivative · entry 5

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,962

F5 · price: Reflects a weighted average sale price of $281.68 per share, at prices ranging from $281.27 to $282.20 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: Held through trusts, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC
HAMMACK ELIZABETH MGlobal Treasurer
SaleCommon Stock, par value $0.01 per share 600 $280.26 $168,156.00
Disclosure

SEC source: 0000899243-21-003478 · doc4.xml · nonDerivative · entry 4

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,762

F4 · price: Reflects a weighted average sale price of $280.26 per share, at prices ranging from $280.09 to $280.54 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: Held through trusts, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC
HAMMACK ELIZABETH MGlobal Treasurer
SaleCommon Stock, par value $0.01 per share 310 $279.59 $86,672.90
Disclosure

SEC source: 0000899243-21-003478 · doc4.xml · nonDerivative · entry 3

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,362

F3 · price: Reflects a weighted average sale price of $279.59 per share, at prices ranging from $278.95 to $279.92 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: Held through trusts, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC
HAMMACK ELIZABETH MGlobal Treasurer
Tax withholdingCommon Stock, par value $0.01 per share 5,023 $289.39 $1,453,605.97
Disclosure

SEC source: 0000899243-21-003478 · doc4.xml · nonDerivative · entry 2

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,918

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · price: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC
HAMMACK ELIZABETH MGlobal Treasurer
Exercise / conversionCommon Stock, par value $0.01 per share 9,872 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003478 · doc4.xml · nonDerivative · entry 1

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC
SEYMOUR KAREN PATTONExecutive VP - General Counsel
Exercise / conversionRestricted Stock Units · Derivative 11,616 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003479 · doc4.xml · derivative · entry 3

SEYMOUR KAREN PATTON · CIK 0001728384 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 11,616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F1 · price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F1 · derivative.exercise_date: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F1 · derivative.expiration_date: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC
SEYMOUR KAREN PATTONExecutive VP - General Counsel
Tax withholdingCommon Stock, par value $0.01 per share 5,910 $289.39 $1,710,294.90
Disclosure

SEC source: 0000899243-21-003479 · doc4.xml · nonDerivative · entry 2

SEYMOUR KAREN PATTON · CIK 0001728384 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,199

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC
SEYMOUR KAREN PATTONExecutive VP - General Counsel
Exercise / conversionCommon Stock, par value $0.01 per share 11,616 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003479 · doc4.xml · nonDerivative · entry 1

SEYMOUR KAREN PATTON · CIK 0001728384 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 21:30 UTC
Tighe Jan EDirector
GrantRestricted Stock Units · Derivative 1,550 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002929 · doc4.xml · derivative · entry 1

Tighe Jan E · CIK 0001762375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550

Underlying: Common Stock, par value $0.01 per share · 1,550 shares

Expires not disclosed

F1 · derivative.exercise_price: 1,205 shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors, and 345 shares will deliver in the year following the year of the Reporting Person's retirement.

F1 · derivative.exercise_date: 1,205 shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors, and 345 shares will deliver in the year following the year of the Reporting Person's retirement.

F1 · derivative.expiration_date: 1,205 shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors, and 345 shares will deliver in the year following the year of the Reporting Person's retirement.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 21:30 UTC GrantRestricted Stock Units · Derivative 1,205 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002930 · doc4.xml · derivative · entry 1

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,205

Underlying: Common Stock, par value $0.01 per share · 1,205 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 21:30 UTC GrantRestricted Stock Units · Derivative 1,637 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002931 · doc4.xml · derivative · entry 1

Winkelman Marius O · CIK 0001627431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,637

Underlying: Common Stock, par value $0.01 per share · 1,637 shares

Expires not disclosed

F1 · derivative.exercise_price: 1,205 shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors, and 432 shares will deliver in the year following the year of the Reporting Person's retirement.

F1 · derivative.exercise_date: 1,205 shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors, and 432 shares will deliver in the year following the year of the Reporting Person's retirement.

F1 · derivative.expiration_date: 1,205 shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors, and 432 shares will deliver in the year following the year of the Reporting Person's retirement.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 21:30 UTC
ROGERS JOHN F.W.Executive Vice President
GrantYear-End Restricted Stock Units · Derivative 11,361 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002932 · doc4.xml · derivative · entry 1

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,361

Underlying: Common Stock, par value $0.01 per share · 11,361 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2020 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2026.

F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2020 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2026.

F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2020 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2026.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 21:30 UTC GrantRestricted Stock Units · Derivative 1,205 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002933 · doc4.xml · derivative · entry 1

BURNS M MICHELE · CIK 0001197664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,205

Underlying: Common Stock, par value $0.01 per share · 1,205 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 21:30 UTC GrantRestricted Stock Units · Derivative 1,637 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002934 · doc4.xml · derivative · entry 1

Ogunlesi Adebayo O. · CIK 0001481450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,637

Underlying: Common Stock, par value $0.01 per share · 1,637 shares

Expires not disclosed

F1 · derivative.exercise_price: 1,205 shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors, and 432 shares will deliver in the year following the year of the Reporting Person's retirement.

F1 · derivative.exercise_date: 1,205 shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors, and 432 shares will deliver in the year following the year of the Reporting Person's retirement.

F1 · derivative.expiration_date: 1,205 shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors, and 432 shares will deliver in the year following the year of the Reporting Person's retirement.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 21:30 UTC
Faust Drew GDirector
GrantRestricted Stock Units · Derivative 1,205 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002935 · doc4.xml · derivative · entry 1

Faust Drew G · CIK 0001551688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,205

Underlying: Common Stock, par value $0.01 per share · 1,205 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 21:30 UTC GrantRestricted Stock Units · Derivative 1,637 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002936 · doc4.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,637

Underlying: Common Stock, par value $0.01 per share · 1,637 shares

Expires not disclosed

F1 · derivative.exercise_price: 1,205 shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors, and 432 shares will deliver in the year following the year of the Reporting Person's retirement.

F1 · derivative.exercise_date: 1,205 shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors, and 432 shares will deliver in the year following the year of the Reporting Person's retirement.

F1 · derivative.expiration_date: 1,205 shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors, and 432 shares will deliver in the year following the year of the Reporting Person's retirement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.