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OPPENHEIMER PETER

Disclosed activity across 3 companies

Tapewire entity
10544
SEC CIK
0001214107

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Apple Inc.AAPL · Entity 2389Senior Vice President, CFOJanuary 31, 2014February 12, 2014
GOLDMAN SACHS GROUP INCGS · Entity 2819DirectorJuly 15, 2026July 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Apple Inc.

Report date January 31, 2014 · Filed February 12, 2014

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,889 Reported balance After 2014-01-31 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2014-01-31 · Grant · Acquired 55 · Balance 4,889

F1: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of August 1, 2013 through January 31, 2014. This transaction is also exempt under Rule 16b-3(c).

F2: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on August 1, 2013.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of August 1, 2013 through January 31, 2014. This transaction is also exempt under Rule 16b-3(c).

F2: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on August 1, 2013.

GOLDMAN SACHS GROUP INC

Report date July 15, 2026 · Filed July 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect7,342 Reported balance After 2026-07-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-07-15 · Grant · Acquired 50 · Balance 7,342

F1: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2026 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and second quarter 2026 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2026 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and second quarter 2026 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Constellation Energy Corp

Report date December 31, 2025 · Filed January 05, 2026

Section 16 reporting ended · disclosed 2026-01-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Compensation - Phantom Share EquivalentsSEC Table II · derivative / convertible securityDirect230 Reported balance After 2025-12-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-12-31 · Grant · Acquired 44 · Balance 230

F1: Phantom share equivalents acquired in the reporting person's Constellation Energy Corporation stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and will be settled in cash on a 1-for-1 basis upon termination of the reporting person's service. The balance of phantom share equivalents may fluctuate due to periodic changes in the fund composition.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom share equivalents acquired in the reporting person's Constellation Energy Corporation stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and will be settled in cash on a 1-for-1 basis upon termination of the reporting person's service. The balance of phantom share equivalents may fluctuate due to periodic changes in the fund composition.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 15, 2026 Filed Jul 17, 2026 20:04 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 50 $0.00 $0.00
Disclosure

SEC source: 0001214107-26-000007 · wk-form4_1784318648.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,342

Underlying: Common Stock, par value $0.01 per share · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2026 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and second quarter 2026 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2026 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and second quarter 2026 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2026 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and second quarter 2026 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

Read SEC document
April 14, 2026 Filed Apr 16, 2026 20:05 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 63 $0.00 $0.00
Disclosure

SEC source: 0001214107-26-000005 · wk-form4_1776369909.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,292

Underlying: Common Stock, par value $0.01 per share · 63 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2026 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and first quarter 2026 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2026 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and first quarter 2026 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2026 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and first quarter 2026 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:38 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 423 $0.00 $0.00
Disclosure

SEC source: 0001214107-26-000003 · wk-form4_1769031491.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,229

Underlying: Common Stock, par value $0.01 per share · 423 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2025 Annual Grant for service on the Issuer's Board of Directors, fourth quarter 2025 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and fourth quarter 2025 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2025 Annual Grant for service on the Issuer's Board of Directors, fourth quarter 2025 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and fourth quarter 2025 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2025 Annual Grant for service on the Issuer's Board of Directors, fourth quarter 2025 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and fourth quarter 2025 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 21:23 UTC Constellation Energy Corp CEG · Entity 2918 GrantDeferred Compensation - Phantom Share Equivalents · Derivative 44 $353.27 $15,543.88
Disclosure

SEC source: 0000905148-26-000033 · form4.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230

Underlying: Common Stock · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom share equivalents acquired in the reporting person's Constellation Energy Corporation stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and will be settled in cash on a 1-for-1 basis upon termination of the reporting person's service. The balance of phantom share equivalents may fluctuate due to periodic changes in the fund composition.

F1 · derivative.exercise_date: Phantom share equivalents acquired in the reporting person's Constellation Energy Corporation stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and will be settled in cash on a 1-for-1 basis upon termination of the reporting person's service. The balance of phantom share equivalents may fluctuate due to periodic changes in the fund composition.

F1 · derivative.expiration_date: Phantom share equivalents acquired in the reporting person's Constellation Energy Corporation stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and will be settled in cash on a 1-for-1 basis upon termination of the reporting person's service. The balance of phantom share equivalents may fluctuate due to periodic changes in the fund composition.

F1 · balance_after: Phantom share equivalents acquired in the reporting person's Constellation Energy Corporation stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and will be settled in cash on a 1-for-1 basis upon termination of the reporting person's service. The balance of phantom share equivalents may fluctuate due to periodic changes in the fund composition.

Read SEC document
October 15, 2025 Filed Oct 17, 2025 20:12 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 74 $0.00 $0.00
Disclosure

SEC source: 0001214107-25-000013 · wk-form4_1760731933.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,806

Underlying: Common Stock, par value $0.01 per share · 74 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2025 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and third quarter 2025 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2025 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and third quarter 2025 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2025 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and third quarter 2025 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 20:29 UTC Constellation Energy Corp CEG · Entity 2918 GrantDeferred Compensation - Phantom Share Equivalents · Derivative 47 $329.07 $15,466.29
Disclosure

SEC source: 0000905148-25-003488 · form4.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185

Underlying: Common Stock · 47 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom share equivalents acquired in the reporting person's Constellation Energy Corporation stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and will be settled in cash on a 1-for-1 basis upon termination of the reporting person's service. The balance of phantom share equivalents may fluctuate due to periodic changes in the fund composition.

F1 · derivative.exercise_date: Phantom share equivalents acquired in the reporting person's Constellation Energy Corporation stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and will be settled in cash on a 1-for-1 basis upon termination of the reporting person's service. The balance of phantom share equivalents may fluctuate due to periodic changes in the fund composition.

F1 · derivative.expiration_date: Phantom share equivalents acquired in the reporting person's Constellation Energy Corporation stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and will be settled in cash on a 1-for-1 basis upon termination of the reporting person's service. The balance of phantom share equivalents may fluctuate due to periodic changes in the fund composition.

F1 · balance_after: Phantom share equivalents acquired in the reporting person's Constellation Energy Corporation stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and will be settled in cash on a 1-for-1 basis upon termination of the reporting person's service. The balance of phantom share equivalents may fluctuate due to periodic changes in the fund composition.

Read SEC document
July 17, 2025 Filed Jul 21, 2025 20:07 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 81 $0.00 $0.00
Disclosure

SEC source: 0001214107-25-000012 · wk-form4_1753128466.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,732

Underlying: Common Stock, par value $0.01 per share · 81 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2025 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and second quarter 2025 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2025 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and second quarter 2025 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2025 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and second quarter 2025 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 20:33 UTC Constellation Energy Corp CEG · Entity 2918 GrantDeferred Compensation - Phantom Share Equivalents · Derivative 48 $322.76 $15,492.48
Disclosure

SEC source: 0000905148-25-002320 · form4.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom share equivalents acquired in the reporting person's Constellation Energy Corporation stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and will be settled in cash on a 1-for-1 basis upon termination of the reporting person's service. The balance of phantom share equivalents may fluctuate due to periodic changes in the fund composition.

F1 · derivative.exercise_date: Phantom share equivalents acquired in the reporting person's Constellation Energy Corporation stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and will be settled in cash on a 1-for-1 basis upon termination of the reporting person's service. The balance of phantom share equivalents may fluctuate due to periodic changes in the fund composition.

F1 · derivative.expiration_date: Phantom share equivalents acquired in the reporting person's Constellation Energy Corporation stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and will be settled in cash on a 1-for-1 basis upon termination of the reporting person's service. The balance of phantom share equivalents may fluctuate due to periodic changes in the fund composition.

F1 · balance_after: Phantom share equivalents acquired in the reporting person's Constellation Energy Corporation stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and will be settled in cash on a 1-for-1 basis upon termination of the reporting person's service. The balance of phantom share equivalents may fluctuate due to periodic changes in the fund composition.

Read SEC document
April 29, 2025 Filed May 1, 2025 20:10 UTC Constellation Energy Corp CEG · Entity 2918 GrantCommon Stock (Deferred Stock Units) 993 $226.45 $224,864.85
Disclosure

SEC source: 0000905148-25-001393 · form4.xml · nonDerivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,023

Read SEC document
April 15, 2025 Filed Apr 17, 2025 20:10 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 112 $0.00 $0.00
Disclosure

SEC source: 0001214107-25-000006 · wk-form4_1744920618.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,651

Underlying: Common Stock, par value $0.01 per share · 112 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2025 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and first quarter 2025 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2025 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and first quarter 2025 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2025 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and first quarter 2025 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 22:19 UTC Constellation Energy Corp CEG · Entity 2918 GrantDeferred Compensation - Phantom Share Equivalents · Derivative 77 $201.63 $15,525.51
Disclosure

SEC source: 0000905148-25-001052 · form4.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90

Underlying: Common Stock · 77 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom share equivalents acquired in the reporting person's Constellation Energy Corporation stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and will be settled in cash on a 1-for-1 basis upon termination of the reporting person's service. The balance of phantom share equivalents may fluctuate due to periodic changes in the fund composition.

F1 · derivative.exercise_date: Phantom share equivalents acquired in the reporting person's Constellation Energy Corporation stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and will be settled in cash on a 1-for-1 basis upon termination of the reporting person's service. The balance of phantom share equivalents may fluctuate due to periodic changes in the fund composition.

F1 · derivative.expiration_date: Phantom share equivalents acquired in the reporting person's Constellation Energy Corporation stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and will be settled in cash on a 1-for-1 basis upon termination of the reporting person's service. The balance of phantom share equivalents may fluctuate due to periodic changes in the fund composition.

F1 · balance_after: Phantom share equivalents acquired in the reporting person's Constellation Energy Corporation stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and will be settled in cash on a 1-for-1 basis upon termination of the reporting person's service. The balance of phantom share equivalents may fluctuate due to periodic changes in the fund composition.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:56 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 661 $0.00 $0.00
Disclosure

SEC source: 0001214107-25-000002 · wk-form4_1737496597.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,539

Underlying: Common Stock, par value $0.01 per share · 661 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2024 Annual Grant for service on the Issuer's Board of Directors, fourth quarter 2024 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and fourth quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2024 Annual Grant for service on the Issuer's Board of Directors, fourth quarter 2024 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and fourth quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2024 Annual Grant for service on the Issuer's Board of Directors, fourth quarter 2024 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and fourth quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 22:25 UTC Constellation Energy Corp CEG · Entity 2918 GrantDeferred Compensation - Phantom Share Equivalents · Derivative 12 $223.71 $2,684.52
Disclosure

SEC source: 0000905148-25-000022 · form4.xml · derivative · entry 2

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom share equivalents acquired in the reporting person's Constellation Energy Corporation stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and will be settled in cash on a 1-for-1 basis upon termination of the reporting person's service. The balance of phantom share equivalents may fluctuate due to periodic changes in the fund composition.

F1 · derivative.exercise_date: Phantom share equivalents acquired in the reporting person's Constellation Energy Corporation stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and will be settled in cash on a 1-for-1 basis upon termination of the reporting person's service. The balance of phantom share equivalents may fluctuate due to periodic changes in the fund composition.

F1 · derivative.expiration_date: Phantom share equivalents acquired in the reporting person's Constellation Energy Corporation stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and will be settled in cash on a 1-for-1 basis upon termination of the reporting person's service. The balance of phantom share equivalents may fluctuate due to periodic changes in the fund composition.

F1 · balance_after: Phantom share equivalents acquired in the reporting person's Constellation Energy Corporation stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and will be settled in cash on a 1-for-1 basis upon termination of the reporting person's service. The balance of phantom share equivalents may fluctuate due to periodic changes in the fund composition.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 22:25 UTC Constellation Energy Corp CEG · Entity 2918 GrantCommon Stock (Deferred Stock Units) 29 $253.63 $7,355.27
Disclosure

SEC source: 0000905148-25-000022 · form4.xml · nonDerivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29

Read SEC document
October 16, 2024 Filed Oct 18, 2024 20:07 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 107 $0.00 $0.00
Disclosure

SEC source: 0001214107-24-000010 · wk-form4_1729282049.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,878

Underlying: Common Stock, par value $0.01 per share · 107 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2024 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and third quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2024 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and third quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's third quarter 2024 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and third quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

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July 16, 2024 Filed Jul 18, 2024 20:12 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 113 $0.00 $0.00
Disclosure

SEC source: 0001214107-24-000008 · wk-form4_1721333526.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,771

Underlying: Common Stock, par value $0.01 per share · 113 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2024 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and second quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2024 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and second quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's second quarter 2024 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and second quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

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April 16, 2024 Filed Apr 18, 2024 20:10 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 142 $0.00 $0.00
Disclosure

SEC source: 0001214107-24-000005 · wk-form4_1713471000.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,658

Underlying: Common Stock, par value $0.01 per share · 142 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2024 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and first quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2024 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and first quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2024 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and first quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

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January 17, 2024 Filed Jan 19, 2024 21:10 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 1,075 $0.00 $0.00
Disclosure

SEC source: 0001214107-24-000003 · wk-form4_1705698644.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,516

Underlying: Common Stock, par value $0.01 per share · 1,075 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2023 Annual Grant for service on the Issuer's Board of Directors, fourth quarter 2023 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and fourth quarter 2023 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2023 Annual Grant for service on the Issuer's Board of Directors, fourth quarter 2023 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and fourth quarter 2023 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2023 Annual Grant for service on the Issuer's Board of Directors, fourth quarter 2023 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and fourth quarter 2023 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

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October 18, 2023 Filed Oct 20, 2023 20:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 187 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-053256 · doc4.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,441

Underlying: Common Stock, par value $0.01 per share · 187 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 (i) Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and (ii) Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank USA") are each granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank USA's Board of Directors, as applicable.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 (i) Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and (ii) Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank USA") are each granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank USA's Board of Directors, as applicable.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 (i) Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and (ii) Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank USA") are each granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank USA's Board of Directors, as applicable.

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July 20, 2023 Filed Jul 21, 2023 20:16 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 162 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043065 · doc4.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,254

Underlying: Common Stock, par value $0.01 per share · 162 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 (i) Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and (ii) Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank USA") are each granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank USA's Board of Directors, as applicable.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 (i) Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and (ii) Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank USA") are each granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank USA's Board of Directors, as applicable.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 (i) Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and (ii) Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank USA") are each granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank USA's Board of Directors, as applicable.

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April 19, 2023 Filed Apr 21, 2023 20:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 155 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025191 · doc4.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,092

Underlying: Common Stock, par value $0.01 per share · 155 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 (i) Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and (ii) Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank USA") are each granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank USA's Board of Directors, as applicable.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 (i) Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and (ii) Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank USA") are each granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank USA's Board of Directors, as applicable.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 (i) Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and (ii) Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank USA") are each granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank USA's Board of Directors, as applicable.

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January 18, 2023 Filed Jan 20, 2023 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 1,089 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004267 · doc4.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,937

Underlying: Common Stock, par value $0.01 per share · 1,089 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant and fourth quarter 2022 Annual Retainer and Committee Chair Fee. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant and fourth quarter 2022 Annual Retainer and Committee Chair Fee. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant and fourth quarter 2022 Annual Retainer and Committee Chair Fee. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

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October 19, 2022 Filed Oct 21, 2022 20:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 101 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-054272 · doc4.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,848

Underlying: Common Stock, par value $0.01 per share · 101 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2022 Annual Retainer and Committee Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2022 Annual Retainer and Committee Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2022 Annual Retainer and Committee Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

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July 19, 2022 Filed Jul 21, 2022 20:31 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 99 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042857 · doc4.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,747

Underlying: Common Stock, par value $0.01 per share · 99 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2022 Annual Retainer and Committee Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2022 Annual Retainer and Committee Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2022 Annual Retainer and Committee Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 20:31 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 95 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024972 · doc4.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,648

Underlying: Common Stock, par value $0.01 per share · 95 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2022 Annual Retainer and Committee Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2022 Annual Retainer and Committee Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2022 Annual Retainer and Committee Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:31 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 1,095 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004448 · doc4.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,553

Underlying: Common Stock, par value $0.01 per share · 1,095 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2021 Annual Grant and fourth quarter 2021 Annual Retainer and Committee Chair Fee. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2021 Annual Grant and fourth quarter 2021 Annual Retainer and Committee Chair Fee. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2021 Annual Grant and fourth quarter 2021 Annual Retainer and Committee Chair Fee. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 76 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061149 · doc4.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458

Underlying: Common Stock, par value $0.01 per share · 76 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 84 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046928 · doc4.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,382

Underlying: Common Stock, par value $0.01 per share · 84 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 20:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 93 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026962 · doc4.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,298

Underlying: Common Stock, par value $0.01 per share · 93 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 1,637 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002936 · doc4.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,637

Underlying: Common Stock, par value $0.01 per share · 1,637 shares

Expires not disclosed

F1 · derivative.exercise_price: 1,205 shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors, and 432 shares will deliver in the year following the year of the Reporting Person's retirement.

F1 · derivative.exercise_date: 1,205 shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors, and 432 shares will deliver in the year following the year of the Reporting Person's retirement.

F1 · derivative.expiration_date: 1,205 shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors, and 432 shares will deliver in the year following the year of the Reporting Person's retirement.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 21:39 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 2,405 $0.00 $0.00
Disclosure

SEC source: 0000769993-20-000021 · ownershipdoc01142020021944.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,166

Underlying: Common Stock, par value $0.01 per share · 2,405 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
January 17, 2019 Filed Jan 18, 2019 22:07 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 3,015 $0.00 $0.00
Disclosure

SEC source: 0000769993-19-000063 · ownershipdoc01152019103434.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,761

Underlying: Common Stock, par value $0.01 per share · 3,015 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
January 18, 2018 Filed Jan 22, 2018 19:09 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 2,392 $0.00 $0.00
Disclosure

SEC source: 0000769993-18-000088 · ownershipdoc01172018030621.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,746

Underlying: Common Stock, par value $0.01 per share · 2,392 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 19:08 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 2,595 $0.00 $0.00
Disclosure

SEC source: 0000769993-17-000105 · ownershipdoc01092017081953.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,354

Underlying: Common Stock, par value $0.01 per share · 2,595 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

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January 21, 2016 Filed Jan 22, 2016 21:34 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 3,958 $0.00 $0.00
Disclosure

SEC source: 0000769993-16-001133 · ownershipdoc01182016044150.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,759

Underlying: Common Stock, par value $0.01 per share · 3,958 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

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January 20, 2015 Filed Jan 22, 2015 21:45 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 2,801 $0.00 $0.00
Disclosure

SEC source: 0000769993-15-000053 · ownershipdoc01112015073927.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,801

Underlying: Common Stock, par value $0.01 per share · 2,801 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

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January 31, 2014 Filed Feb 12, 2014 23:35 UTC Apple Inc. AAPL · Entity 2389 GrantCommon Stock 55 $388.18 $21,349.79
Disclosure

SEC source: 0001181431-14-006582 · rrd401067.xml · nonDerivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,889

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of August 1, 2013 through January 31, 2014. This transaction is also exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on August 1, 2013.

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July 24, 2013 Filed Jul 26, 2013 10:01 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 37,172 $440.31 $16,367,203.32
Disclosure

SEC source: 0001181431-13-041451 · rrd386520.xml · nonDerivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,834

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2005 and amended on May 29, 2007, August 28, 2008 and November 15, 2011.

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June 21, 2013 Filed Jun 21, 2013 21:28 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-13-021038 · form4.xml · derivative · entry 3

OPPENHEIMER PETER · CIK 0001214107 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F3 · derivative.exercise_date: This award was granted on November 2, 2011. The restricted stock units subject to the award are scheduled to vest 50% on June 21, 2013, and the remaining 50% on March 21, 2016, assuming continued employment through the applicable vesting date.

F3 · derivative.expiration_date: This award was granted on November 2, 2011. The restricted stock units subject to the award are scheduled to vest 50% on June 21, 2013, and the remaining 50% on March 21, 2016, assuming continued employment through the applicable vesting date.

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June 21, 2013 Filed Jun 21, 2013 21:28 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 37,828 $413.50 $15,641,878.00
Disclosure

SEC source: 0001127602-13-021038 · form4.xml · nonDerivative · entry 2

OPPENHEIMER PETER · CIK 0001214107 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,006

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

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June 21, 2013 Filed Jun 21, 2013 21:28 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-13-021038 · form4.xml · nonDerivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

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January 31, 2013 Filed Feb 4, 2013 23:40 UTC Apple Inc. AAPL · Entity 2389 GrantCommon Stock 41 $387.17 $15,873.83
Disclosure

SEC source: 0001127602-13-004090 · form4.xml · nonDerivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,834

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of August 1, 2012 through January 31, 2013. This transaction is also exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on January 31, 2013.

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March 26, 2012 Filed Mar 28, 2012 00:49 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 22,131 $599.33 $13,263,880.67
Disclosure

SEC source: 0001181431-12-019834 · rrd339815.xml · nonDerivative · entry 6

OPPENHEIMER PETER · CIK 0001214107 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,793

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2005 and amended on May 29, 2007, August 28, 2008 and November 15, 2011.

F7 · price: This transaction was executed in multiple trades at prices ranging from $599.11 to $599.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 26, 2012 Filed Mar 28, 2012 00:49 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 56,794 $598.57 $33,995,139.14
Disclosure

SEC source: 0001181431-12-019834 · rrd339815.xml · nonDerivative · entry 5

OPPENHEIMER PETER · CIK 0001214107 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,924

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2005 and amended on May 29, 2007, August 28, 2008 and November 15, 2011.

F6 · price: This transaction was executed in multiple trades at prices ranging from $598.10 to $599.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 26, 2012 Filed Mar 28, 2012 00:49 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 1,222 $597.06 $729,603.17
Disclosure

SEC source: 0001181431-12-019834 · rrd339815.xml · nonDerivative · entry 4

OPPENHEIMER PETER · CIK 0001214107 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,718

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2005 and amended on May 29, 2007, August 28, 2008 and November 15, 2011.

F5 · price: This transaction was executed in multiple trades at prices ranging from $597.02 to $597.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 24, 2012 Filed Mar 28, 2012 00:49 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-12-019834 · rrd339815.xml · derivative · entry 7

OPPENHEIMER PETER · CIK 0001214107 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2012-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: This restricted stock unit award was granted on September 26, 2008 and vested in full on March 24, 2012.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.

F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.

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March 24, 2012 Filed Mar 28, 2012 00:49 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 69,853 $596.05 $41,635,880.65
Disclosure

SEC source: 0001181431-12-019834 · rrd339815.xml · nonDerivative · entry 3

OPPENHEIMER PETER · CIK 0001214107 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,940

F3 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

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March 24, 2012 Filed Mar 28, 2012 00:49 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-12-019834 · rrd339815.xml · nonDerivative · entry 2

OPPENHEIMER PETER · CIK 0001214107 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.

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March 21, 2012 Filed Mar 28, 2012 00:49 UTC Apple Inc. AAPL · Entity 2389 GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-019834 · rrd339815.xml · nonDerivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,793

F1 · kind: This transaction represents a donation to an educational institution.

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February 08, 2012 Filed Feb 10, 2012 00:00 UTC Apple Inc. AAPL · Entity 2389 GiftCommon Stock 450 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-007510 · rrd333278.xml · nonDerivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,193

F1 · kind: This transaction represents a donation to an educational institution.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.