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person · Reporting owner

HAMMACK ELIZABETH M

Disclosed activity across 1 company

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11818
SEC CIK
0001789321

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GOLDMAN SACHS GROUP INCGS · Entity 2819Global TreasurerJanuary 25, 2021January 27, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GOLDMAN SACHS GROUP INC

Report date January 25, 2021 · Filed January 27, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect5,918 Ending reported balance After 2021-01-25 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-01-25 · Exercise / conversion · Acquired 9,872 · Balance 10,941

F1: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

Row 2 · 2021-01-25 · Tax withholding · Disposed 5,023 · Balance 5,918

F2: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee footnote8,939 Last balance in matching sequence After 2021-01-25 transaction · row 8 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
6 source rows

Row 3 · 2021-01-25 · Sale · Disposed 310 · Balance 13,362

F3: Reflects a weighted average sale price of $279.59 per share, at prices ranging from $278.95 to $279.92 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7: Held through trusts, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Row 4 · 2021-01-25 · Sale · Disposed 600 · Balance 12,762

F4: Reflects a weighted average sale price of $280.26 per share, at prices ranging from $280.09 to $280.54 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7: Held through trusts, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Row 5 · 2021-01-25 · Sale · Disposed 800 · Balance 11,962

F5: Reflects a weighted average sale price of $281.68 per share, at prices ranging from $281.27 to $282.20 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7: Held through trusts, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Row 6 · 2021-01-25 · Sale · Disposed 2,623 · Balance 9,339

F6: Reflects a weighted average sale price of $282.75 per share, at prices ranging from $282.28 to $283.11 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7: Held through trusts, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Row 7 · 2021-01-25 · Sale · Disposed 200 · Balance 9,139

F7: Held through trusts, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Row 8 · 2021-01-25 · Sale · Disposed 200 · Balance 8,939

F7: Held through trusts, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-01-25 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-01-25 · Exercise / conversion · Disposed 9,872 · Balance 0

F1: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

Filing footnotes · ownership attribution and instrument terms

F1: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F2: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F3: Reflects a weighted average sale price of $279.59 per share, at prices ranging from $278.95 to $279.92 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4: Reflects a weighted average sale price of $280.26 per share, at prices ranging from $280.09 to $280.54 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: Reflects a weighted average sale price of $281.68 per share, at prices ranging from $281.27 to $282.20 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6: Reflects a weighted average sale price of $282.75 per share, at prices ranging from $282.28 to $283.11 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7: Held through trusts, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 25, 2021 Filed Jan 27, 2021 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionRestricted Stock Units · Derivative 9,872 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003478 · doc4.xml · derivative · entry 9

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 9,872 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F1 · price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F1 · derivative.exercise_date: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F1 · derivative.expiration_date: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 200 $284.09 $56,817.00
Disclosure

SEC source: 0000899243-21-003478 · doc4.xml · nonDerivative · entry 8

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,939

F7 · ownership.nature: Held through trusts, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 200 $283.64 $56,728.00
Disclosure

SEC source: 0000899243-21-003478 · doc4.xml · nonDerivative · entry 7

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,139

F7 · ownership.nature: Held through trusts, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 2,623 $282.75 $741,653.25
Disclosure

SEC source: 0000899243-21-003478 · doc4.xml · nonDerivative · entry 6

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,339

F6 · price: Reflects a weighted average sale price of $282.75 per share, at prices ranging from $282.28 to $283.11 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: Held through trusts, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 800 $281.68 $225,344.00
Disclosure

SEC source: 0000899243-21-003478 · doc4.xml · nonDerivative · entry 5

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,962

F5 · price: Reflects a weighted average sale price of $281.68 per share, at prices ranging from $281.27 to $282.20 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: Held through trusts, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 600 $280.26 $168,156.00
Disclosure

SEC source: 0000899243-21-003478 · doc4.xml · nonDerivative · entry 4

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,762

F4 · price: Reflects a weighted average sale price of $280.26 per share, at prices ranging from $280.09 to $280.54 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: Held through trusts, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 310 $279.59 $86,672.90
Disclosure

SEC source: 0000899243-21-003478 · doc4.xml · nonDerivative · entry 3

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,362

F3 · price: Reflects a weighted average sale price of $279.59 per share, at prices ranging from $278.95 to $279.92 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: Held through trusts, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 5,023 $289.39 $1,453,605.97
Disclosure

SEC source: 0000899243-21-003478 · doc4.xml · nonDerivative · entry 2

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,918

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · price: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 9,872 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003478 · doc4.xml · nonDerivative · entry 1

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantYear-End Restricted Stock Units · Derivative 13,944 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002938 · doc4.xml · derivative · entry 8

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,944

Underlying: Common Stock, par value $0.01 per share · 13,944 shares

Expires not disclosed

F8 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2020 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2026.

F8 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2020 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2026.

F8 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2020 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2026.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 200 $295.82 $59,164.00
Disclosure

SEC source: 0000899243-21-002938 · doc4.xml · nonDerivative · entry 6

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069

F6 · price: Reflects a weighted average sale price of $295.82 per share, at prices ranging from $295.795 to $295.850 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 400 $294.90 $117,960.00
Disclosure

SEC source: 0000899243-21-002938 · doc4.xml · nonDerivative · entry 5

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269

F5 · price: Reflects a weighted average sale price of $294.90 per share, at prices ranging from $294.21 to $295.20 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 800 $292.70 $234,160.00
Disclosure

SEC source: 0000899243-21-002938 · doc4.xml · nonDerivative · entry 4

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,669

F4 · price: Reflects a weighted average sale price of $292.70 per share, at prices ranging from $292.25 to $292.99 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 304 $290.90 $88,433.60
Disclosure

SEC source: 0000899243-21-002938 · doc4.xml · nonDerivative · entry 3

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,469

F3 · price: Reflects a weighted average sale price of $290.90 per share, at prices ranging from $290.63 to $291.45 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 2,896 $290.05 $839,984.80
Disclosure

SEC source: 0000899243-21-002938 · doc4.xml · nonDerivative · entry 2

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,773

F2 · price: Reflects a weighted average sale price of $290.05 per share, at prices ranging from $289.62 to $290.57 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 20, 2021 Filed Jan 22, 2021 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 2,162 $288.97 $624,753.14
Disclosure

SEC source: 0000899243-21-002938 · doc4.xml · nonDerivative · entry 1

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,669

F1 · price: Reflects a weighted average sale price of $288.97 per share, at prices ranging from $288.60 to $289.52 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 21:09 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionRestricted Stock Units · Derivative 8,592 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-20-000038 · ownershipdoc01212020012415.xml · derivative · entry 4

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 8,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation.

F1 · price: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation.

F1 · derivative.exercise_date: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation.

F1 · derivative.expiration_date: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 21:09 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 4,372 $247.05 $1,080,102.60
Disclosure

SEC source: 0000769993-20-000038 · ownershipdoc01212020012415.xml · nonDerivative · entry 2

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,938

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 21:09 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 8,592 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-20-000038 · ownershipdoc01212020012415.xml · nonDerivative · entry 1

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 21:11 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantYear-End Restricted Stock Units · Derivative 12,135 $0.00 $0.00
Disclosure

SEC source: 0000769993-20-000010 · ownershipdoc01142020021944.xml · derivative · entry 1

HAMMACK ELIZABETH M · CIK 0001789321 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,135

Underlying: Common Stock, par value $0.01 per share · 12,135 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2019 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2025.

F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2019 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2025.

F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2019 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2025.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.