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STEIN LAURENCE

Disclosed activity across 2 companies

Tapewire entity
11649
SEC CIK
0001789093

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TRUIST FINANCIAL CORPTFC · Entity 1440DirectorFebruary 24, 2026February 26, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRUIST FINANCIAL CORP

Report date February 24, 2026 · Filed February 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,216 Reported balance After 2026-02-24 transaction · row 1
1 source row

Row 1 · 2026-02-24 · Grant · Acquired 4,027 · Balance 11,216

F1: Grant of Restricted Stock Units which cliff vest on December 31, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of Restricted Stock Units which cliff vest on December 31, 2026.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

GOLDMAN SACHS GROUP INC

Report date February 16, 2022 · Filed February 18, 2022

Section 16 reporting ended · disclosed 2022-02-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect10,152 Ending reported balance After 2022-02-16 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2022-02-16 · Sale · Disposed 511 · Balance 12,072

F1: Reflects a weighted average sale price of $357.33 per share, at prices ranging from $357.10 to $357.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Row 2 · 2022-02-16 · Sale · Disposed 700 · Balance 11,372

F2: Reflects a weighted average sale price of $359.55 per share, at prices ranging from $359.09 to $359.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Row 3 · 2022-02-16 · Sale · Disposed 1,120 · Balance 10,252

F3: Reflects a weighted average sale price of $360.66 per share, at prices ranging from $360.22 to $361.06 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Row 4 · 2022-02-16 · Sale · Disposed 100 · Balance 10,152

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee footnote17,558 Last balance in matching sequence After 2022-02-17 transaction · row 9 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rows

Row 5 · 2022-02-17 · Sale · Disposed 495 · Balance 18,463

F4: Reflects a weighted average sale price of $348.72 per share, at prices ranging from $348.25 to $349.24 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: Held through a trust, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Row 6 · 2022-02-17 · Sale · Disposed 105 · Balance 18,358

F6: Reflects a weighted average sale price of $350.05 per share, at prices ranging from $349.275 to $350.09 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: Held through a trust, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Row 7 · 2022-02-17 · Sale · Disposed 300 · Balance 18,058

F7: Reflects a weighted average sale price of $351.43 per share, at prices ranging from $351.09 to $351.73 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: Held through a trust, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Row 8 · 2022-02-17 · Sale · Disposed 400 · Balance 17,658

F8: Reflects a weighted average sale price of $352.33 per share, at prices ranging from $352.10 to $352.635 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: Held through a trust, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Row 9 · 2022-02-17 · Sale · Disposed 100 · Balance 17,558

F9: Reflects a weighted average sale price of $359.03 per share, at prices ranging from $358.98 to $359.13 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: Held through a trust, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects a weighted average sale price of $357.33 per share, at prices ranging from $357.10 to $357.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2: Reflects a weighted average sale price of $359.55 per share, at prices ranging from $359.09 to $359.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: Reflects a weighted average sale price of $360.66 per share, at prices ranging from $360.22 to $361.06 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4: Reflects a weighted average sale price of $348.72 per share, at prices ranging from $348.25 to $349.24 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: Held through a trust, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

F6: Reflects a weighted average sale price of $350.05 per share, at prices ranging from $349.275 to $350.09 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7: Reflects a weighted average sale price of $351.43 per share, at prices ranging from $351.09 to $351.73 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F8: Reflects a weighted average sale price of $352.33 per share, at prices ranging from $352.10 to $352.635 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F9: Reflects a weighted average sale price of $359.03 per share, at prices ranging from $358.98 to $359.13 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2026 Filed Feb 26, 2026 19:51 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 GrantCommon Stock 4,027 $0.00 $0.00
Disclosure

SEC source: 0001789093-26-000002 · f4_a1eus0000085knnmay-live.xml · nonDerivative · entry 1

STEIN LAURENCE · CIK 0001789093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,216

F1 · shares: Grant of Restricted Stock Units which cliff vest on December 31, 2026.

Read SEC document
February 25, 2025 Filed Feb 27, 2025 17:21 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 GrantCommon Stock 3,986 $0.00 $0.00
Disclosure

SEC source: 0001664272-25-000185 · f4_a1eus0000043eynmam-live.xml · nonDerivative · entry 1

STEIN LAURENCE · CIK 0001789093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,189

F1 · shares: Grant of Restricted Stock Units which cliff vest on December 31, 2025.

Read SEC document
April 23, 2024 Filed Apr 25, 2024 19:52 UTC TRUIST FINANCIAL CORP TFC · Entity 1440 GrantCommon Stock 3,203 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000236 · f4_a1edp0000016pfwma2-live.xml · nonDerivative · entry 1

STEIN LAURENCE · CIK 0001789093 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,203

F1 · shares: Grant of Restricted Stock Units which cliff vest on December 31, 2024.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:31 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 100 $359.03 $35,903.00
Disclosure

SEC source: 0001209191-22-011284 · doc4.xml · nonDerivative · entry 9

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 17,558

F9 · price: Reflects a weighted average sale price of $359.03 per share, at prices ranging from $358.98 to $359.13 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: Held through a trust, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:31 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 400 $352.33 $140,932.00
Disclosure

SEC source: 0001209191-22-011284 · doc4.xml · nonDerivative · entry 8

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 17,658

F8 · price: Reflects a weighted average sale price of $352.33 per share, at prices ranging from $352.10 to $352.635 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: Held through a trust, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:31 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 300 $351.43 $105,429.00
Disclosure

SEC source: 0001209191-22-011284 · doc4.xml · nonDerivative · entry 7

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 18,058

F7 · price: Reflects a weighted average sale price of $351.43 per share, at prices ranging from $351.09 to $351.73 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: Held through a trust, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:31 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 105 $350.05 $36,755.25
Disclosure

SEC source: 0001209191-22-011284 · doc4.xml · nonDerivative · entry 6

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 18,358

F6 · price: Reflects a weighted average sale price of $350.05 per share, at prices ranging from $349.275 to $350.09 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: Held through a trust, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:31 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 495 $348.72 $172,616.40
Disclosure

SEC source: 0001209191-22-011284 · doc4.xml · nonDerivative · entry 5

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 18,463

F4 · price: Reflects a weighted average sale price of $348.72 per share, at prices ranging from $348.25 to $349.24 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: Held through a trust, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:31 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 100 $361.37 $36,137.00
Disclosure

SEC source: 0001209191-22-011284 · doc4.xml · nonDerivative · entry 4

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,152

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:31 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 1,120 $360.66 $403,939.20
Disclosure

SEC source: 0001209191-22-011284 · doc4.xml · nonDerivative · entry 3

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,252

F3 · price: Reflects a weighted average sale price of $360.66 per share, at prices ranging from $360.22 to $361.06 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:31 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 700 $359.55 $251,685.00
Disclosure

SEC source: 0001209191-22-011284 · doc4.xml · nonDerivative · entry 2

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,372

F2 · price: Reflects a weighted average sale price of $359.55 per share, at prices ranging from $359.09 to $359.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:31 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 511 $357.33 $182,595.63
Disclosure

SEC source: 0001209191-22-011284 · doc4.xml · nonDerivative · entry 1

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,072

F1 · price: Reflects a weighted average sale price of $357.33 per share, at prices ranging from $357.10 to $357.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 28, 2022 Filed Jan 28, 2022 21:43 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantPerformance-based Restricted Stock Units · Derivative 12,211 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005433 · doc4.xml · derivative · entry 1

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,211

Underlying: Common Stock, par value $0.01 per share · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: On January 28, 2022, the Reporting Person was awarded a Shareholder Value Creation Award in the form of 12,211 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period beginning October 2021. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the end of the five-year performance period, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery.

F1 · derivative.exercise_date: On January 28, 2022, the Reporting Person was awarded a Shareholder Value Creation Award in the form of 12,211 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period beginning October 2021. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the end of the five-year performance period, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery.

F1 · derivative.expiration_date: On January 28, 2022, the Reporting Person was awarded a Shareholder Value Creation Award in the form of 12,211 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period beginning October 2021. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the end of the five-year performance period, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery.

F1 · derivative.underlying_shares: On January 28, 2022, the Reporting Person was awarded a Shareholder Value Creation Award in the form of 12,211 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period beginning October 2021. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the end of the five-year performance period, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionRestricted Stock Units · Derivative 15,438 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-005207 · doc4.xml · derivative · entry 4

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 15,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 25, 2022, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2021 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2021 compensation.

F1 · price: On January 25, 2022, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2021 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2021 compensation.

F1 · derivative.exercise_date: On January 25, 2022, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2021 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2021 compensation.

F1 · derivative.expiration_date: On January 25, 2022, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2021 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2021 compensation.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 7,520 $343.39 $2,582,292.80
Disclosure

SEC source: 0001209191-22-005207 · doc4.xml · nonDerivative · entry 2

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,583

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 15,438 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-005207 · doc4.xml · nonDerivative · entry 1

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 25, 2022, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2021 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2021 compensation.

Read SEC document
February 02, 2021 Filed Feb 2, 2021 22:25 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 1,027 $283.44 $291,092.88
Disclosure

SEC source: 0000899243-21-004230 · doc4.xml · nonDerivative · entry 5

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,438

F5 · price: Reflects a weighted average sale price of $283.44 per share, at prices ranging from $283.31 to $283.54 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Held through a trust, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
February 02, 2021 Filed Feb 2, 2021 22:25 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 4,346 $283.48 $1,232,004.08
Disclosure

SEC source: 0000899243-21-004230 · doc4.xml · nonDerivative · entry 3

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,185

F3 · price: Reflects a weighted average sale price of $283.48 per share, at prices ranging from $283.33 to $283.71 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 22:25 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 1,028 $272.96 $280,602.88
Disclosure

SEC source: 0000899243-21-004230 · doc4.xml · nonDerivative · entry 4

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,465

F4 · price: Reflects a weighted average sale price of $272.96 per share, at prices ranging from $272.78 to $273.11 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Held through a trust, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 22:25 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 2,254 $272.77 $614,823.58
Disclosure

SEC source: 0000899243-21-004230 · doc4.xml · nonDerivative · entry 2

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,531

F2 · price: Reflects a weighted average sale price of $272.77 per share, at prices ranging from $272.33 to $273.23 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 22:25 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 2,093 $271.72 $568,709.96
Disclosure

SEC source: 0000899243-21-004230 · doc4.xml · nonDerivative · entry 1

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,785

F1 · price: Reflects a weighted average sale price of $271.72 per share, at prices ranging from $271.33 to $272.18 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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January 25, 2021 Filed Jan 27, 2021 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionRestricted Stock Units · Derivative 11,049 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003473 · doc4.xml · derivative · entry 4

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 11,049 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F1 · price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F1 · derivative.exercise_date: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

F1 · derivative.expiration_date: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

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January 25, 2021 Filed Jan 27, 2021 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 5,152 $289.39 $1,490,937.28
Disclosure

SEC source: 0000899243-21-003473 · doc4.xml · nonDerivative · entry 2

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,878

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

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January 25, 2021 Filed Jan 27, 2021 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 11,049 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-003473 · doc4.xml · nonDerivative · entry 1

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.

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January 20, 2021 Filed Jan 22, 2021 21:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantYear-End Restricted Stock Units · Derivative 13,169 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-002943 · doc4.xml · derivative · entry 1

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,169

Underlying: Common Stock, par value $0.01 per share · 13,169 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2020 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2026.

F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2020 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2026.

F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2020 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2026.

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February 03, 2020 Filed Feb 4, 2020 23:13 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GiftCommon Stock, par value $0.01 per share 1,851 $0.00 $0.00
Disclosure

SEC source: 0000769993-20-000099 · ownershipdoc01282020114729.xml · nonDerivative · entry 2

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,943

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January 31, 2020 Filed Feb 4, 2020 23:13 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 9,533 $239.26 $2,280,865.58
Disclosure

SEC source: 0000769993-20-000099 · ownershipdoc01282020114729.xml · nonDerivative · entry 1

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,794

F1 · price: Reflects a weighted average sale price of $239.26 per share, at prices ranging from $238.85 to $239.56 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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January 23, 2020 Filed Jan 24, 2020 21:32 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionRestricted Stock Units · Derivative 11,856 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-20-000044 · ownershipdoc01212020012415.xml · derivative · entry 4

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 11,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation.

F1 · price: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation.

F1 · derivative.exercise_date: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation.

F1 · derivative.expiration_date: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation.

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January 23, 2020 Filed Jan 24, 2020 21:32 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 5,529 $247.05 $1,365,939.45
Disclosure

SEC source: 0000769993-20-000044 · ownershipdoc01212020012415.xml · nonDerivative · entry 2

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,327

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 21:32 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 11,856 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-20-000044 · ownershipdoc01212020012415.xml · nonDerivative · entry 1

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation.

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January 16, 2020 Filed Jan 17, 2020 21:19 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantYear-End Restricted Stock Units · Derivative 12,615 $0.00 $0.00
Disclosure

SEC source: 0000769993-20-000014 · ownershipdoc01142020021944.xml · derivative · entry 1

STEIN LAURENCE · CIK 0001789093 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,615

Underlying: Common Stock, par value $0.01 per share · 12,615 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2019 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2025.

F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2019 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2025.

F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2019 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2025.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.