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WALDRON JOHN E.

Disclosed activity across 1 company

Tapewire entity
10905
SEC CIK
0001754399

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GOLDMAN SACHS GROUP INCGS · Entity 2819Director · President and COOApril 28, 2026April 30, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GOLDMAN SACHS GROUP INC

Report date April 28, 2026 · Filed April 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect118,536 Ending reported balance After 2026-04-28 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-04-28 · Exercise / conversion · Acquired 27,446 · Balance 133,714

F1: On April 28, 2026, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 26, 2023 in connection with 2022 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2027.

Row 2 · 2026-04-28 · Tax withholding · Disposed 15,178 · Balance 118,536

F2: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

Performance-based Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-04-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-04-28 · Exercise / conversion · Disposed 27,446 · Balance 0

F1: On April 28, 2026, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 26, 2023 in connection with 2022 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2027.

Filing footnotes · ownership attribution and instrument terms

F1: On April 28, 2026, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 26, 2023 in connection with 2022 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2027.

F2: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 28, 2026 Filed Apr 30, 2026 20:05 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 27,446 Not disclosed Not disclosed
Disclosure

SEC source: 0001754399-26-000003 · wk-form4_1777579497.xml · derivative · entry 3

WALDRON JOHN E. · CIK 0001754399 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 27,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On April 28, 2026, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 26, 2023 in connection with 2022 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2027.

F1 · price: On April 28, 2026, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 26, 2023 in connection with 2022 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2027.

F1 · derivative.exercise_date: On April 28, 2026, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 26, 2023 in connection with 2022 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2027.

F1 · derivative.expiration_date: On April 28, 2026, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 26, 2023 in connection with 2022 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2027.

Read SEC document
April 28, 2026 Filed Apr 30, 2026 20:05 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 15,178 $937.81 $14,234,080.18
Disclosure

SEC source: 0001754399-26-000003 · wk-form4_1777579497.xml · nonDerivative · entry 2

WALDRON JOHN E. · CIK 0001754399 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,536

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

Read SEC document
April 28, 2026 Filed Apr 30, 2026 20:05 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 27,446 Not disclosed Not disclosed
Disclosure

SEC source: 0001754399-26-000003 · wk-form4_1777579497.xml · nonDerivative · entry 1

WALDRON JOHN E. · CIK 0001754399 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On April 28, 2026, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 26, 2023 in connection with 2022 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2027.

F1 · price: On April 28, 2026, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 26, 2023 in connection with 2022 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2027.

Read SEC document
August 28, 2025 Filed Aug 29, 2025 20:04 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 5,030 $750.74 $3,776,222.20
Disclosure

SEC source: 0001754399-25-000012 · wk-form4_1756497865.xml · nonDerivative · entry 6

WALDRON JOHN E. · CIK 0001754399 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,268

F6 · price: Reflects a weighted average sale price of $750.74 per share, at prices ranging from $750.48 to $751.14 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 28, 2025 Filed Aug 29, 2025 20:04 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 3,970 $750.21 $2,978,333.70
Disclosure

SEC source: 0001754399-25-000012 · wk-form4_1756497865.xml · nonDerivative · entry 5

WALDRON JOHN E. · CIK 0001754399 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,298

F5 · price: Reflects a weighted average sale price of $750.21 per share, at prices ranging from $749.48 to $750.47 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 20:04 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 1,973 $751.21 $1,482,137.33
Disclosure

SEC source: 0001754399-25-000012 · wk-form4_1756497865.xml · nonDerivative · entry 4

WALDRON JOHN E. · CIK 0001754399 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,268

F4 · price: Reflects a weighted average sale price of $751.21 per share, at prices ranging from $751.04 to $751.51 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 20:04 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 3,376 $750.46 $2,533,552.96
Disclosure

SEC source: 0001754399-25-000012 · wk-form4_1756497865.xml · nonDerivative · entry 3

WALDRON JOHN E. · CIK 0001754399 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,241

F3 · price: Reflects a weighted average sale price of $750.46 per share, at prices ranging from $750.04 to $751.01 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 20:04 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 2,520 $749.59 $1,888,966.80
Disclosure

SEC source: 0001754399-25-000012 · wk-form4_1756497865.xml · nonDerivative · entry 2

WALDRON JOHN E. · CIK 0001754399 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,617

F2 · price: Reflects a weighted average sale price of $749.59 per share, at prices ranging from $749.04 to $750.03 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 20:04 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 1,375 $748.61 $1,029,338.75
Disclosure

SEC source: 0001754399-25-000012 · wk-form4_1756497865.xml · nonDerivative · entry 1

WALDRON JOHN E. · CIK 0001754399 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,137

F1 · price: Reflects a weighted average sale price of $748.61 per share, at prices ranging from $748.04 to $749.02 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 30, 2025 Filed May 2, 2025 20:09 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 40,395 Not disclosed Not disclosed
Disclosure

SEC source: 0001754399-25-000006 · wk-form4_1746216535.xml · derivative · entry 3

WALDRON JOHN E. · CIK 0001754399 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 40,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On April 30, 2025, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 28, 2022 in connection with 2021 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · price: On April 30, 2025, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 28, 2022 in connection with 2021 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · derivative.exercise_date: On April 30, 2025, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 28, 2022 in connection with 2021 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · derivative.expiration_date: On April 30, 2025, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 28, 2022 in connection with 2021 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

Read SEC document
April 30, 2025 Filed May 2, 2025 20:09 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 22,339 $548.92 $12,262,323.88
Disclosure

SEC source: 0001754399-25-000006 · wk-form4_1746216535.xml · nonDerivative · entry 2

WALDRON JOHN E. · CIK 0001754399 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,512

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

Read SEC document
April 30, 2025 Filed May 2, 2025 20:09 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 40,395 Not disclosed Not disclosed
Disclosure

SEC source: 0001754399-25-000006 · wk-form4_1746216535.xml · nonDerivative · entry 1

WALDRON JOHN E. · CIK 0001754399 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On April 30, 2025, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 28, 2022 in connection with 2021 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · price: On April 30, 2025, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 28, 2022 in connection with 2021 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

Read SEC document
January 16, 2025 Filed Jan 17, 2025 14:00 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantRestricted Stock Units · Derivative 130,508 $0.00 $0.00
Disclosure

SEC source: 0001754399-25-000003 · wk-form4_1737122435.xml · derivative · entry 1

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,508

Underlying: Common Stock, par value $0.01 per share · 130,508 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these Retention Restricted Stock Units will vest and deliver in January 2030, subject to continuous service and to the other terms and conditions of the award agreement.

F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these Retention Restricted Stock Units will vest and deliver in January 2030, subject to continuous service and to the other terms and conditions of the award agreement.

F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these Retention Restricted Stock Units will vest and deliver in January 2030, subject to continuous service and to the other terms and conditions of the award agreement.

Read SEC document
April 30, 2024 Filed May 2, 2024 20:05 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 25,794 Not disclosed Not disclosed
Disclosure

SEC source: 0001754399-24-000002 · wk-form4_1714680333.xml · derivative · entry 3

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 25,794 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · price: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · derivative.exercise_date: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · derivative.expiration_date: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

Read SEC document
April 30, 2024 Filed May 2, 2024 20:05 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 14,265 $430.81 $6,145,504.65
Disclosure

SEC source: 0001754399-24-000002 · wk-form4_1714680333.xml · nonDerivative · entry 2

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,456

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

Read SEC document
April 30, 2024 Filed May 2, 2024 20:05 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 25,794 Not disclosed Not disclosed
Disclosure

SEC source: 0001754399-24-000002 · wk-form4_1714680333.xml · nonDerivative · entry 1

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · price: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

Read SEC document
May 03, 2023 Filed May 4, 2023 20:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 40,815 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-027347 · doc4.xml · derivative · entry 3

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 40,815 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.

F1 · price: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.

F1 · derivative.exercise_date: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.

F1 · derivative.expiration_date: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.

Read SEC document
May 03, 2023 Filed May 4, 2023 20:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 22,571 $333.37 $7,524,494.27
Disclosure

SEC source: 0001209191-23-027347 · doc4.xml · nonDerivative · entry 2

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,927

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

Read SEC document
May 03, 2023 Filed May 4, 2023 20:30 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 40,815 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-027347 · doc4.xml · nonDerivative · entry 1

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.

F1 · price: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.

Read SEC document
November 25, 2022 Filed Nov 25, 2022 18:00 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 3,371 $385.98 $1,301,138.58
Disclosure

SEC source: 0001209191-22-058769 · doc4.xml · nonDerivative · entry 4

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,683

F4 · price: Reflects a weighted average sale price of $385.98 per share, at prices ranging from $385.51 to $386.20 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 23, 2022 Filed Nov 25, 2022 18:00 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 3,370 $387.10 $1,304,527.00
Disclosure

SEC source: 0001209191-22-058769 · doc4.xml · nonDerivative · entry 3

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,054

F3 · price: Reflects a weighted average sale price of $387.10 per share, at prices ranging from $386.74 to $387.45 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 22, 2022 Filed Nov 25, 2022 18:00 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 5,176 $383.82 $1,986,652.32
Disclosure

SEC source: 0001209191-22-058769 · doc4.xml · nonDerivative · entry 2

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,424

F2 · price: Reflects a weighted average sale price of $383.82 per share, at prices ranging from $383.51 to $384.31 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 22, 2022 Filed Nov 25, 2022 18:00 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 1,564 $383.14 $599,230.96
Disclosure

SEC source: 0001209191-22-058769 · doc4.xml · nonDerivative · entry 1

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,600

F1 · price: Reflects a weighted average sale price of $383.14 per share, at prices ranging from $382.51 to $383.50 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:46 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionPerformance-based Restricted Stock Units · Derivative 43,698 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-027124 · doc4.xml · derivative · entry 3

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 43,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 2, 2022, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 17, 2019 in connection with 2018 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2024.

F1 · price: On May 2, 2022, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 17, 2019 in connection with 2018 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2024.

F1 · derivative.exercise_date: On May 2, 2022, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 17, 2019 in connection with 2018 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2024.

F1 · derivative.expiration_date: On May 2, 2022, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 17, 2019 in connection with 2018 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2024.

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May 02, 2022 Filed May 4, 2022 20:46 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 24,165 $305.49 $7,382,165.85
Disclosure

SEC source: 0001209191-22-027124 · doc4.xml · nonDerivative · entry 2

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,164

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

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May 02, 2022 Filed May 4, 2022 20:46 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 43,698 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-027124 · doc4.xml · nonDerivative · entry 1

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 2, 2022, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 17, 2019 in connection with 2018 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2024.

F1 · price: On May 2, 2022, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 17, 2019 in connection with 2018 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2024.

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October 21, 2021 Filed Oct 22, 2021 13:05 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantPerformance-based Restricted Stock Units · Derivative 48,843 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061323 · doc4.xml · derivative · entry 1

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,843

Underlying: Common Stock, par value $0.01 per share · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: On October 21, 2021, the Reporting Person was awarded 48,843 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the fifth anniversary of grant, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery.

F1 · derivative.exercise_date: On October 21, 2021, the Reporting Person was awarded 48,843 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the fifth anniversary of grant, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery.

F1 · derivative.expiration_date: On October 21, 2021, the Reporting Person was awarded 48,843 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the fifth anniversary of grant, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery.

F1 · derivative.underlying_shares: On October 21, 2021, the Reporting Person was awarded 48,843 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the fifth anniversary of grant, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery.

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August 13, 2021 Filed Aug 16, 2021 20:34 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 400 $416.11 $166,444.00
Disclosure

SEC source: 0001209191-21-051633 · doc4.xml · nonDerivative · entry 7

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,631

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F8 · price: Reflects a weighted average sale price of $416.11 per share, at prices ranging from $415.80 to $416.355 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 20:34 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 2,601 $414.91 $1,079,180.91
Disclosure

SEC source: 0001209191-21-051633 · doc4.xml · nonDerivative · entry 6

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,031

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F7 · price: Reflects a weighted average sale price of $414.91 per share, at prices ranging from $414.45 to $415.40 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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August 13, 2021 Filed Aug 16, 2021 20:34 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 2,956 $413.99 $1,223,754.44
Disclosure

SEC source: 0001209191-21-051633 · doc4.xml · nonDerivative · entry 5

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,632

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F6 · price: Reflects a weighted average sale price of $413.99 per share, at prices ranging from $413.44 to $414.41 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 20:34 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 7,509 $412.93 $3,100,691.37
Disclosure

SEC source: 0001209191-21-051633 · doc4.xml · nonDerivative · entry 4

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,588

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F5 · price: Reflects a weighted average sale price of $412.93 per share, at prices ranging from $412.44 to $413.40 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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August 13, 2021 Filed Aug 16, 2021 20:34 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 3,094 $412.09 $1,275,006.46
Disclosure

SEC source: 0001209191-21-051633 · doc4.xml · nonDerivative · entry 3

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,097

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F4 · price: Reflects a weighted average sale price of $412.09 per share, at prices ranging from $411.44 to $412.42 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 20:34 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 2,003 $410.82 $822,872.46
Disclosure

SEC source: 0001209191-21-051633 · doc4.xml · nonDerivative · entry 2

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,191

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F3 · price: Reflects a weighted average sale price of $410.82 per share, at prices ranging from $410.43 to $411.355 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 20:34 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 1,437 $409.48 $588,422.76
Disclosure

SEC source: 0001209191-21-051633 · doc4.xml · nonDerivative · entry 1

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,194

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F2 · price: Reflects a weighted average sale price of $409.48 per share, at prices ranging from $409.25 to $409.815 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:09 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 4,410 $313.22 $1,381,300.20
Disclosure

SEC source: 0000899243-21-007405 · doc4.xml · nonDerivative · entry 3

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,631

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F4 · price: Reflects a weighted average sale price of $313.22 per share, at prices ranging from $313.10 to $313.39 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:09 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 11,289 $312.56 $3,528,489.84
Disclosure

SEC source: 0000899243-21-007405 · doc4.xml · nonDerivative · entry 2

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,041

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F3 · price: Reflects a weighted average sale price of $312.56 per share, at prices ranging from $312.10 to $313.09 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:09 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 4,301 $311.84 $1,341,223.84
Disclosure

SEC source: 0000899243-21-007405 · doc4.xml · nonDerivative · entry 1

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,330

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F2 · price: Reflects a weighted average sale price of $311.84 per share, at prices ranging from $311.10 to $312.09 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 21:34 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionRestricted Stock Units · Derivative 12,532 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-20-000045 · ownershipdoc01212020012415.xml · derivative · entry 3

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 12,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation.

F1 · price: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation.

F1 · derivative.exercise_date: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation.

F1 · derivative.expiration_date: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 21:34 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 6,376 $247.05 $1,575,190.80
Disclosure

SEC source: 0000769993-20-000045 · ownershipdoc01212020012415.xml · nonDerivative · entry 2

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,631

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 21:34 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 12,532 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-20-000045 · ownershipdoc01212020012415.xml · nonDerivative · entry 1

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 19:18 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionRestricted Stock Units · Derivative 33,634 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-19-000083 · ownershipdoc01222019125957.xml · derivative · entry 3

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 33,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation.

F1 · price: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation.

F1 · derivative.exercise_date: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation.

F1 · derivative.expiration_date: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 19:18 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 17,111 $197.68 $3,382,502.48
Disclosure

SEC source: 0000769993-19-000083 · ownershipdoc01222019125957.xml · nonDerivative · entry 2

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,475

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 19:18 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 33,634 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-19-000083 · ownershipdoc01222019125957.xml · nonDerivative · entry 1

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.