Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Director | January 18, 2023 | January 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date January 18, 2023 · Filed January 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,214 |
Reported balance
After 2023-01-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-01-18 · Grant · Acquired 1,002 · Balance 3,214 F1: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
STAPLES INC
Report date June 16, 2017 · Filed September 12, 2017
Section 16 reporting ended · disclosed 2017-09-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-09-12 transaction · row 4
2 source rows · reconciled sequenceRow 1 · 2017-06-16 · Other · Disposed 20,115 · Balance 19,488 F1: Transfer from a direct holding to an indirect holding. Row 4 · 2017-09-12 · Disposition to issuer · Disposed 19,488 · Balance 0 F3: Pursuant to the Merger Agreement, restricted stock units outstanding immediately prior to the effective time of the Merger were canceled and converted into the contingent right to receive an amount in cash equal to $10.25 per underlying share on the closing date. |
| Common StockSEC Table I · non-derivative | IndirectBy Drew Gilpin Faust Personal Trust | 78,730 |
Reported balance
After 2017-06-16 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-06-16 · Other · Acquired 20,115 · Balance 78,730 F1: Transfer from a direct holding to an indirect holding. |
| Common StockSEC Table I · non-derivative | IndirectBy Drew Gilpin Faust Personal Trust | 0 |
Reported balance
After 2017-09-12 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-09-12 · Disposition to issuer · Disposed 78,730 · Balance 0 F2: Disposed of pursuant to the Agreement and Plan of Merger dated as of June 28, 2017 among issuer, Arch Parent Inc. and Arch Merger Sub Inc. (the "Merger Agreement"), pursuant to which Arch Merger Sub Inc. merged with and into the issuer (the "Merger") effective as of September 12, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Transfer from a direct holding to an indirect holding.
F2: Disposed of pursuant to the Agreement and Plan of Merger dated as of June 28, 2017 among issuer, Arch Parent Inc. and Arch Merger Sub Inc. (the "Merger Agreement"), pursuant to which Arch Merger Sub Inc. merged with and into the issuer (the "Merger") effective as of September 12, 2017.
F3: Pursuant to the Merger Agreement, restricted stock units outstanding immediately prior to the effective time of the Merger were canceled and converted into the contingent right to receive an amount in cash equal to $10.25 per underlying share on the closing date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 18, 2023 Filed Jan 20, 2023 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 1,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004265 · doc4.xml · derivative · entry 1 Faust Drew G · CIK 0001551688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,214 Underlying: Common Stock, par value $0.01 per share · 1,002 shares Expires not disclosed F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| January 19, 2022 Filed Jan 21, 2022 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 1,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004441 · doc4.xml · derivative · entry 1 Faust Drew G · CIK 0001551688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,212 Underlying: Common Stock, par value $0.01 per share · 1,007 shares Expires not disclosed F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2021 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2021 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2021 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 1,205 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002935 · doc4.xml · derivative · entry 1 Faust Drew G · CIK 0001551688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,205 Underlying: Common Stock, par value $0.01 per share · 1,205 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| January 16, 2020 Filed Jan 17, 2020 21:26 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 2,003 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-20-000016 · ownershipdoc01142020021944.xml · derivative · entry 1 Faust Drew G · CIK 0001551688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,259 Underlying: Common Stock, par value $0.01 per share · 2,003 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| January 17, 2019 Filed Jan 18, 2019 21:51 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 1,256 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-19-000056 · ownershipdoc01152019103434.xml · derivative · entry 1 Faust Drew G · CIK 0001551688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,256 Underlying: Common Stock, par value $0.01 per share · 1,256 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| September 12, 2017 Filed Sep 12, 2017 16:14 UTC | STAPLES INC SPLS · Entity 166343 | Disposition to issuerCommon Stock | 19,488 | $10.25 | $199,752.00 |
DisclosureSEC source: 0000791519-17-000128 · wf-form4_150524727317190.xml · nonDerivative · entry 4 Faust Drew G · CIK 0001551688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: Pursuant to the Merger Agreement, restricted stock units outstanding immediately prior to the effective time of the Merger were canceled and converted into the contingent right to receive an amount in cash equal to $10.25 per underlying share on the closing date. Read SEC document |
| September 12, 2017 Filed Sep 12, 2017 16:14 UTC | STAPLES INC SPLS · Entity 166343 | Disposition to issuerCommon Stock | 78,730 | $10.25 | $806,982.50 |
DisclosureSEC source: 0000791519-17-000128 · wf-form4_150524727317190.xml · nonDerivative · entry 3 Faust Drew G · CIK 0001551688 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Drew Gilpin Faust Personal Trust Disclosed balance after: 0 F2 · kind: Disposed of pursuant to the Agreement and Plan of Merger dated as of June 28, 2017 among issuer, Arch Parent Inc. and Arch Merger Sub Inc. (the "Merger Agreement"), pursuant to which Arch Merger Sub Inc. merged with and into the issuer (the "Merger") effective as of September 12, 2017. Read SEC document |
| June 16, 2017 Filed Sep 12, 2017 16:14 UTC | STAPLES INC SPLS · Entity 166343 | OtherCommon Stock | 20,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000791519-17-000128 · wf-form4_150524727317190.xml · nonDerivative · entry 2 Faust Drew G · CIK 0001551688 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Drew Gilpin Faust Personal Trust Disclosed balance after: 78,730 F1 · kind: Transfer from a direct holding to an indirect holding. Read SEC document |
| June 16, 2017 Filed Sep 12, 2017 16:14 UTC | STAPLES INC SPLS · Entity 166343 | OtherCommon Stock | 20,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000791519-17-000128 · wf-form4_150524727317190.xml · nonDerivative · entry 1 Faust Drew G · CIK 0001551688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,488 F1 · kind: Transfer from a direct holding to an indirect holding. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 16:07 UTC | STAPLES INC SPLS · Entity 166343 | GrantCommon Stock | 19,488 | $0.00 | $0.00 |
DisclosureSEC source: 0000791519-17-000071 · wf-form4_149764361336195.xml · nonDerivative · entry 1 Faust Drew G · CIK 0001551688 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,603 F1 · shares: Restricted Stock Units vesting June 14, 2018 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.