GO

SEC source: 0000899243-21-010498 · doc4.xml · nonDerivative · entry 3

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 63,294

F2 · kind: Represents a gift made by Mr. Herman to the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

SEC source: 0000899243-21-010498 · doc4.xml · nonDerivative · entry 2

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,106

F2 · kind: Represents a gift made by Mr. Herman to the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

SEC source: 0000899243-21-010472 · doc4.xml · derivative · entry 10

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982,614

Underlying: Common Stock · 25,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

SEC source: 0000899243-21-010472 · doc4.xml · nonDerivative · entry 5

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,960

F3 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.07 to $36.13, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.

SEC source: 0000899243-21-010472 · doc4.xml · nonDerivative · entry 4

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,561

F3 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.07 to $36.05, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

SEC source: 0000899243-21-010472 · doc4.xml · nonDerivative · entry 3

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-21-010480 · doc4.xml · derivative · entry 5

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,352

Underlying: Common Stock · 40,000 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

SEC source: 0000899243-21-010480 · doc4.xml · nonDerivative · entry 4

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,260

F4 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.90 to $36.13, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.

SEC source: 0000899243-21-010480 · doc4.xml · nonDerivative · entry 3

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-21-010479 · doc4.xml · nonDerivative · entry 1

Moody-Byrd Gail · CIK 0001843188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,821

F1 · shares: Represents 2,821 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on March 1, 2022, subject to the continued service of the reporting person through such vesting date.

SEC source: 0000899243-21-010501 · doc4.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,718

F1 · shares: Represents a grant of 2,821 deferred stock units that will vest in full on March 1, 2022, subject to the continued service of the reporting person through such vesting date, and, if vested, will be settled in shares of Common Stock upon the reporting person's termination of service from the board of directors.

SEC source: 0000899243-21-010489 · doc4.xml · nonDerivative · entry 2

Bortner Andrea Renee · CIK 0001808260 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,234

F2 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

SEC source: 0000899243-21-010489 · doc4.xml · nonDerivative · entry 1

Bortner Andrea Renee · CIK 0001808260 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,398

F1 · shares: Represents 9,298 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2021 to March 1, 2024, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 13,947 unvested performance stock units at target achievement (or up to an additional 27,893 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-21-010512 · doc4.xml · nonDerivative · entry 2

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,733

F2 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

SEC source: 0000899243-21-010512 · doc4.xml · nonDerivative · entry 1

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,686

F1 · shares: Represents 8,631 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2021 to March 1, 2024, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 12,947 unvested performance stock units at target achievement (or up to an additional 25,893 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-21-010519 · doc4.xml · nonDerivative · entry 2

Mayo Heather L. · CIK 0001808259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,467

F2 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

SEC source: 0000899243-21-010519 · doc4.xml · nonDerivative · entry 1

Mayo Heather L. · CIK 0001808259 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,398

F1 · shares: Represents 9,298 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2021 to March 1, 2024, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 13,947 unvested performance stock units at target achievement (or up to an additional 27,893 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-21-010506 · doc4.xml · nonDerivative · entry 2

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,959

F2 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

F2 · price: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

SEC source: 0000899243-21-010506 · doc4.xml · nonDerivative · entry 1

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,408

F1 · shares: Represents 2,821 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2021 to March 1, 2024, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 4,232 unvested performance stock units at target achievement (or up to an additional 8,463 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-21-010472 · doc4.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,960

F2 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

SEC source: 0000899243-21-010472 · doc4.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,217

F1 · shares: Represents 27,081 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2021 to March 1, 2024, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 63,188 unvested performance stock units at target achievement (or up to an additional 126,376 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-21-010491 · doc4.xml · nonDerivative · entry 1

MEJIA MARIA FERNANDA · CIK 0001673529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,821

F1 · shares: Represents 2,821 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on March 1, 2022, subject to the continued service of the reporting person through such vesting date.

SEC source: 0000899243-21-010485 · doc4.xml · nonDerivative · entry 1

BACHMAN JOHN E. · CIK 0001670760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,882

F1 · shares: Represents 2,821 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on March 1, 2022, subject to the continued service of the reporting person through such vesting date.

SEC source: 0000899243-21-010516 · doc4.xml · nonDerivative · entry 1

Ragatz Erik D. · CIK 0001469085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,821

F1 · shares: Represents 2,821 restricted stock units granted to the reporting person which are scheduled to vest on March 1, 2022, subject to the continued service of the reporting person through such vesting date.

SEC source: 0001771515-21-000014 · wf-form4_161525328497104.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,317

F2 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

SEC source: 0001771515-21-000014 · wf-form4_161525328497104.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,295

F1 · shares: Represents 12,256 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2021 to March 1, 2024, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 18,788 unvested performance stock units at target achievement (or up to an additional 37,576 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0001771515-21-000013 · wf-form4_161525313573553.xml · nonDerivative · entry 1

HABEN MARY KAY · CIK 0001190910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,882

F1 · shares: Represents a grant of 2,821 deferred stock units that will vest in full on March 1, 2022, subject to the continued service of the reporting person through such vesting date, and, if vested, will be settled in shares of Common Stock upon the reporting person's termination of service from the board of directors.

SEC source: 0000899243-21-010498 · doc4.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,718

F1 · shares: Represents 2,821 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on March 1, 2022, subject to the continued service of the reporting person through such vesting date.

SEC source: 0000899243-21-010509 · doc4.xml · nonDerivative · entry 2

Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,551

F2 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

SEC source: 0000899243-21-010509 · doc4.xml · nonDerivative · entry 1

Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,755

F1 · shares: Represents 9,705 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2021 to March 1, 2024, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 14,557 unvested performance stock units at target achievement (or up to an additional 29,113 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-21-010503 · doc4.xml · nonDerivative · entry 1

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,121

F1 · shares: Represents 20,312 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2021 to March 1, 2024, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 30,467 unvested performance stock units at target achievement (or up to an additional 60,934 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0000899243-21-010496 · doc4.xml · nonDerivative · entry 1

Read S. MacGregor Jr. · CIK 0001779703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,533

F1 · shares: Represents a grant of 2,821 deferred stock units that will vest in full on March 1, 2022, subject to the continued service of the reporting person through such vesting date, and, if vested, will be settled in shares of Common Stock upon the first business day of 2025.

SEC source: 0000899243-21-010495 · doc4.xml · nonDerivative · entry 1

Jaros Carey F. · CIK 0001823561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,581

F1 · shares: Represents 2,821 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on March 1, 2022, subject to the continued service of the reporting person through such vesting date.

SEC source: 0000899243-21-010490 · doc4.xml · nonDerivative · entry 1

Alterman Kenneth W. · CIK 0001779737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,718

F1 · shares: Represents a grant of 2,821 deferred stock units that will vest in full on March 1, 2022, subject to the continued service of the reporting person through such vesting date, and, if vested, will be settled in shares of Common Stock in ten annual installments beginning on the earlier of (i) the reporting person's termination of service from the board of directors; or (ii) the first business day of 2026.

SEC source: 0000899243-21-010480 · doc4.xml · nonDerivative · entry 2

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,260

F3 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

F2 · balance_after: Total reported reflects correction of scrivener's error in the reporting person's Form 4 filed on November 3, 2020.

SEC source: 0000899243-21-010480 · doc4.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,470

F1 · shares: Represents 11,284 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2021 to March 1, 2024, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 16,926 unvested performance stock units at target achievement (or up to an additional 33,851 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

F2 · balance_after: Total reported reflects correction of scrivener's error in the reporting person's Form 4 filed on November 3, 2020.

SEC source: 0000899243-21-010475 · doc4.xml · nonDerivative · entry 1

York Jeffrey · CIK 0001780265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,306

F1 · shares: Represents 2,821 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on March 1, 2022, subject to the continued service of the reporting person through such vesting date.

SEC source: 0001771515-21-000012 · wf-form4_161525297465327.xml · nonDerivative · entry 1

McMahon Thomas H. · CIK 0001779767 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,657

F1 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

SEC source: 0000899243-21-007388 · doc4.xml · derivative · entry 8

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007,614

Underlying: Common Stock · 25,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

SEC source: 0000899243-21-007388 · doc4.xml · nonDerivative · entry 3

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,136

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.22 to $42.30, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

SEC source: 0000899243-21-007388 · doc4.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,528

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.22 to $42.21, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000899243-21-007388 · doc4.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-21-006998 · doc4.xml · derivative · entry 3

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,165

Underlying: Common Stock · 4,000 shares

Expires 2028-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

SEC source: 0000899243-21-006998 · doc4.xml · nonDerivative · entry 2

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,055

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

SEC source: 0000899243-21-006998 · doc4.xml · nonDerivative · entry 1

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-21-006701 · doc4.xml · derivative · entry 5

Read S. MacGregor Jr. · CIK 0001779703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 50,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

SEC source: 0000899243-21-006701 · doc4.xml · nonDerivative · entry 2

Read S. MacGregor Jr. · CIK 0001779703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,712

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.36 to $42.98, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000899243-21-006701 · doc4.xml · nonDerivative · entry 1

Read S. MacGregor Jr. · CIK 0001779703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-21-006305 · doc4.xml · derivative · entry 9

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,156

Underlying: Common Stock · 125 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date.

SEC source: 0000899243-21-006305 · doc4.xml · derivative · entry 8

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,155

Underlying: Common Stock · 125 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.