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person · Reporting owner

Bracher Charles

Disclosed activity across 1 company

Tapewire entity
93566
SEC CIK
0001444802

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Grocery Outlet Holding Corp.

Report date February 29, 2024 · Filed March 04, 2024

Section 16 reporting ended · disclosed 2024-03-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect132,142 Reported balance After 2024-02-29 transaction · row 1
1 source row

Row 1 · 2024-02-29 · Grant · Acquired 20,667 · Balance 132,142

F1: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on March 4, 2021.

Common StockSEC Table I · non-derivativeIndirectBy spouse1,410 Reported balance Holding disclosure · report date 2024-02-29 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,410

Common StockSEC Table I · non-derivativeIndirectBy child400 Reported balance Holding disclosure · report date 2024-02-29 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 400

F2: Reflects shares directly held by a trust for the benefit of the reporting person's eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose

Common StockSEC Table I · non-derivativeIndirectBy child400 Reported balance Holding disclosure · report date 2024-02-29 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 400

F3: Reflects shares directly held by a trust for the benefit of the reporting person's second eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy child400 Reported balance Holding disclosure · report date 2024-02-29 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 400

F4: Reflects shares directly held by a trust for the benefit of the reporting person's youngest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose

Filing footnotes · ownership attribution and instrument terms

F1: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on March 4, 2021.

F2: Reflects shares directly held by a trust for the benefit of the reporting person's eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose

F3: Reflects shares directly held by a trust for the benefit of the reporting person's second eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

F4: Reflects shares directly held by a trust for the benefit of the reporting person's youngest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 29, 2024 Filed Mar 4, 2024 17:53 UTC Grocery Outlet Holding Corp. GO · Entity 4840 GrantCommon Stock 20,667 $0.00 $0.00
Disclosure

SEC source: 0001771515-24-000043 · wk-form4_1709592782.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,142

F1 · shares: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on March 4, 2021.

Read SEC document
June 29, 2023 Filed Jun 30, 2023 17:23 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionStock Options (Right to Buy) · Derivative 53,247 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001771515-23-000079 · wk-form4_1688160171.xml · derivative · entry 10

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 53,247 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These stock options are vested and exercisable and have an expiration date of 11/25/2024.

Read SEC document
June 29, 2023 Filed Jun 30, 2023 17:23 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionStock Options (Right to Buy) · Derivative 53,365 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-23-000079 · wk-form4_1688160171.xml · derivative · entry 9

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,365 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These stock options are vested and exercisable and have an expiration date of 11/25/2024.

Read SEC document
June 29, 2023 Filed Jun 30, 2023 17:23 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 34,497 $30.16 $1,040,429.52
Disclosure

SEC source: 0001771515-23-000079 · wk-form4_1688160171.xml · nonDerivative · entry 4

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,475

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.29, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 29, 2023 Filed Jun 30, 2023 17:23 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 72,115 $30.17 $2,175,709.55
Disclosure

SEC source: 0001771515-23-000079 · wk-form4_1688160171.xml · nonDerivative · entry 3

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 145,972

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.32, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 29, 2023 Filed Jun 30, 2023 17:23 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionCommon Stock 53,247 $7.13 $379,651.11
Disclosure

SEC source: 0001771515-23-000079 · wk-form4_1688160171.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 218,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2023 Filed Jun 30, 2023 17:23 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionCommon Stock 53,365 $3.81 $203,320.65
Disclosure

SEC source: 0001771515-23-000079 · wk-form4_1688160171.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 164,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 19:52 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 12,989 $27.17 $352,963.09
Disclosure

SEC source: 0001771515-23-000028 · wf-form4_167832311009029.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,475

F1 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 17:35 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 4,535 $27.46 $124,512.96
Disclosure

SEC source: 0001771515-23-000012 · wf-form4_167814208830477.xml · nonDerivative · entry 3

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,464

F3 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 17:35 UTC Grocery Outlet Holding Corp. GO · Entity 4840 GrantCommon Stock 17,429 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000012 · wf-form4_167814208830477.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,999

F2 · price: Represents 17,429 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2023 to March 1, 2026, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 26,143 unvested PSUs at target achievement (or up to an additional 52,286 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 17:35 UTC Grocery Outlet Holding Corp. GO · Entity 4840 GrantCommon Stock 34,336 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000012 · wf-form4_167814208830477.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,570

F1 · price: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on May 13, 2020.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 19:58 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionStock Options (Right to Buy) · Derivative 3,125 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001771515-22-000144 · wf-form4_166726068943424.xml · derivative · entry 9

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,247

Underlying: Common Stock · 3,125 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 19:58 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionStock Options (Right to Buy) · Derivative 3,125 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000144 · wf-form4_166726068943424.xml · derivative · entry 8

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,365

Underlying: Common Stock · 3,125 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 19:58 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 6,250 $35.29 $220,562.50
Disclosure

SEC source: 0001771515-22-000144 · wf-form4_166726068943424.xml · nonDerivative · entry 3

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,234

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.45, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 19:58 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionCommon Stock 3,125 $7.13 $22,281.25
Disclosure

SEC source: 0001771515-22-000144 · wf-form4_166726068943424.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 19:58 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionCommon Stock 3,125 $3.81 $11,906.25
Disclosure

SEC source: 0001771515-22-000144 · wf-form4_166726068943424.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2022 Filed Sep 6, 2022 18:00 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionStock Options (Right to Buy) · Derivative 1 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001771515-22-000129 · wf-form4_166250161464856.xml · derivative · entry 15

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,372

Underlying: Common Stock · 1 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
September 02, 2022 Filed Sep 6, 2022 18:00 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionStock Options (Right to Buy) · Derivative 1 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000129 · wf-form4_166250161464856.xml · derivative · entry 14

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,490

Underlying: Common Stock · 1 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
September 02, 2022 Filed Sep 6, 2022 18:00 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 1 $40.06 $40.06
Disclosure

SEC source: 0001771515-22-000129 · wf-form4_166250161464856.xml · nonDerivative · entry 7

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,234

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

Read SEC document
September 02, 2022 Filed Sep 6, 2022 18:00 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionCommon Stock 1 $7.13 $7.13
Disclosure

SEC source: 0001771515-22-000129 · wf-form4_166250161464856.xml · nonDerivative · entry 6

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2022 Filed Sep 6, 2022 18:00 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 1 $40.00 $40.00
Disclosure

SEC source: 0001771515-22-000129 · wf-form4_166250161464856.xml · nonDerivative · entry 5

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,234

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

Read SEC document
September 02, 2022 Filed Sep 6, 2022 18:00 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionCommon Stock 1 $3.81 $3.81
Disclosure

SEC source: 0001771515-22-000129 · wf-form4_166250161464856.xml · nonDerivative · entry 4

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 18:00 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionStock Options (Right to Buy) · Derivative 9,134 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000129 · wf-form4_166250161464856.xml · derivative · entry 13

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,491

Underlying: Common Stock · 9,134 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 18:00 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionStock Options (Right to Buy) · Derivative 9,252 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001771515-22-000129 · wf-form4_166250161464856.xml · derivative · entry 12

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,373

Underlying: Common Stock · 9,252 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 18:00 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 18,386 $40.10 $737,278.60
Disclosure

SEC source: 0001771515-22-000129 · wf-form4_166250161464856.xml · nonDerivative · entry 3

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,234

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.67 to $40.40, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 18:00 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionCommon Stock 9,134 $3.81 $34,800.54
Disclosure

SEC source: 0001771515-22-000129 · wf-form4_166250161464856.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 18:00 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionCommon Stock 9,252 $7.13 $65,966.76
Disclosure

SEC source: 0001771515-22-000129 · wf-form4_166250161464856.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 19:59 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionStock Options (Right to Buy) · Derivative 5,156 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001771515-22-000118 · wf-form4_166095355161883.xml · derivative · entry 15

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,625

Underlying: Common Stock · 5,156 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 19:59 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionStock Options (Right to Buy) · Derivative 5,155 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000118 · wf-form4_166095355161883.xml · derivative · entry 14

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,625

Underlying: Common Stock · 5,155 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 19:59 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 5,156 $42.24 $217,789.44
Disclosure

SEC source: 0001771515-22-000118 · wf-form4_166095355161883.xml · nonDerivative · entry 7

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,234

Read SEC document
August 18, 2022 Filed Aug 19, 2022 19:59 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 5,155 $42.25 $217,772.98
Disclosure

SEC source: 0001771515-22-000118 · wf-form4_166095355161883.xml · nonDerivative · entry 6

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,390

Read SEC document
August 18, 2022 Filed Aug 19, 2022 19:59 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionCommon Stock 5,156 $7.13 $36,762.28
Disclosure

SEC source: 0001771515-22-000118 · wf-form4_166095355161883.xml · nonDerivative · entry 5

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 19:59 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionCommon Stock 5,155 $3.81 $19,640.55
Disclosure

SEC source: 0001771515-22-000118 · wf-form4_166095355161883.xml · nonDerivative · entry 4

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 19:59 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionStock Options (Right to Buy) · Derivative 9,375 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001771515-22-000118 · wf-form4_166095355161883.xml · derivative · entry 13

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,781

Underlying: Common Stock · 9,375 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable.

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August 17, 2022 Filed Aug 19, 2022 19:59 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionStock Options (Right to Buy) · Derivative 9,375 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000118 · wf-form4_166095355161883.xml · derivative · entry 12

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,780

Underlying: Common Stock · 9,375 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable.

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August 17, 2022 Filed Aug 19, 2022 19:59 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 18,750 $41.36 $775,500.00
Disclosure

SEC source: 0001771515-22-000118 · wf-form4_166095355161883.xml · nonDerivative · entry 3

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,234

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.19 to $41.97, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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August 17, 2022 Filed Aug 19, 2022 19:59 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionCommon Stock 9,375 $7.13 $66,843.75
Disclosure

SEC source: 0001771515-22-000118 · wf-form4_166095355161883.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 19:59 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionCommon Stock 9,375 $3.81 $35,718.75
Disclosure

SEC source: 0001771515-22-000118 · wf-form4_166095355161883.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 16:01 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001771515-22-000083 · wf-form4_165515047005437.xml · derivative · entry 7

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,156

Underlying: Common Stock · 10,000 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock options are vested and exercisable.

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June 10, 2022 Filed Jun 13, 2022 16:01 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 10,000 $38.66 $386,600.00
Disclosure

SEC source: 0001771515-22-000083 · wf-form4_165515047005437.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,234

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.64 to $38.71, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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June 10, 2022 Filed Jun 13, 2022 16:01 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionCommon Stock 10,000 $7.13 $71,300.00
Disclosure

SEC source: 0001771515-22-000083 · wf-form4_165515047005437.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2022 Filed May 25, 2022 18:56 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionStock Options (Right to Buy) · Derivative 30,000 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000073 · wf-form4_165351934756004.xml · derivative · entry 8

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,155

Underlying: Common Stock · 30,000 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These stock options are vested and exercisable.

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May 24, 2022 Filed May 25, 2022 18:56 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 15,000 $37.60 $564,000.00
Disclosure

SEC source: 0001771515-22-000073 · wf-form4_165351934756004.xml · nonDerivative · entry 3

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,234

Read SEC document
May 24, 2022 Filed May 25, 2022 18:56 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 15,000 $38.00 $570,000.00
Disclosure

SEC source: 0001771515-22-000073 · wf-form4_165351934756004.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,234

Read SEC document
May 24, 2022 Filed May 25, 2022 18:56 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionCommon Stock 30,000 $3.81 $114,300.00
Disclosure

SEC source: 0001771515-22-000073 · wf-form4_165351934756004.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2022 Filed May 13, 2022 19:14 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionStock Options (Right to Buy) · Derivative 40,000 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-22-000060 · wf-form4_165248363310279.xml · derivative · entry 7

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,155

Underlying: Common Stock · 40,000 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These stock options are vested and exercisable.

Read SEC document
May 13, 2022 Filed May 13, 2022 19:14 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 40,000 $37.52 $1,500,920.00
Disclosure

SEC source: 0001771515-22-000060 · wf-form4_165248363310279.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,234

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.44 to $37.67, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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May 13, 2022 Filed May 13, 2022 19:14 UTC Grocery Outlet Holding Corp. GO · Entity 4840 Exercise / conversionCommon Stock 40,000 $3.81 $152,400.00
Disclosure

SEC source: 0001771515-22-000060 · wf-form4_165248363310279.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 19:13 UTC Grocery Outlet Holding Corp. GO · Entity 4840 GrantCommon Stock 15,765 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000026 · wf-form4_164669842259586.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,234

F2 · shares: Represents 15,765 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2022 to March 1, 2025, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 23,648 unvested performance stock units at target achievement (or up to an additional 47,296 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

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March 03, 2022 Filed Mar 7, 2022 19:13 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 2,848 $28.33 $80,680.99
Disclosure

SEC source: 0001771515-22-000026 · wf-form4_164669842259586.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,469

F1 · kind: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.